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The Financial Services (EEA Passport Rights) Regulations 2001
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- Offerynnau Statudol y Deyrnas Unedig
- 2001 No. 1376
- Explanatory Note
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Changes to legislation:
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Explanatory Note
(This note is not part of the Regulations)
These Regulations amend Schedule 3 to the Financial Services and Markets Act 2000 (c. 8) (brought partially into force by S.I. 2001/516 (C. 21)). Schedule 3 makes provision about the exercise of “passport rights” under the single markets directives relating to financial services—that is, the right of a firm authorised in one EEA State to establish a branch or provide services in another EEA State. These Regulations give effect to provisions of:
Council Directives Nos. 88/357/EEC and 92/49/EEC, on the co-ordination of laws, regulations and administrative provisions relating to the taking up and pursuit of direct insurance other than life assurance; and
Council Directives Nos. 90/619/EEC and 92/96/EEC, on the co-ordination of laws, regulations and administrative provisions relating to the taking up and pursuit of the business of direct life assurance,
relating to the procedure applying to the exercise by UK firms of their passport rights under those directives to provide services in other EEA States.
The Regulations also remove paragraph 20(5) of Schedule 3 which is inconsistent with provisions of Council Directive No. 93/22/EEC on investment services in the securities field, relating to the exercise of passport rights to provide services.
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