- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (Fel y'i Deddfwyd)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).
(1)The regulator may for a purpose connected with its functions require a person to provide documents or information which it has reason to believe is or may be in the person’s possession and which relates to—
(a)the financial or other affairs of a registered provider;
(b)activities which are or may be carried out by a person who is, or who has applied to become, a registered provider.
(2)A requirement may be imposed on a person other than the body to which the document or information relates only if—
(a)the body has been required to provide the document or information but has failed to do so, or
(b)the regulator thinks that the body is unable to provide it.
(3)A requirement may specify—
(a)the form and manner in which a document or information is to be provided (which may include the provision of a legible copy of information stored electronically);
(b)when and where it is to be provided.
(4)The regulator may copy or record documents or information provided.
(5)Failure to comply with a requirement without reasonable excuse is an offence.
(6)Intentionally altering, suppressing or destroying a document or information to which a requirement relates is an offence.
(7)If a person fails to comply with a requirement the High Court may, on an application by the regulator, make an order for the purpose of remedying the failure.
(1)A requirement does not require a person to disclose anything which the person would be entitled to refuse to disclose on grounds of legal professional privilege in proceedings in the High Court.
(2)A requirement does not require a banker to breach a duty of confidentiality owed to a person who is not—
(a)the registered provider to whose affairs or activities the documents or information relates,
(b)a subsidiary of the registered provider, or
(c)an associate of the registered provider.
(3)A person guilty of an offence under section 107(5) is liable on summary conviction to a fine not exceeding level 5 on the standard scale.
(4)A person guilty of an offence under section 107(6) is liable—
(a)on summary conviction, to a fine not exceeding the statutory maximum;
(b)on conviction on indictment, to—
(i)imprisonment for a term not exceeding two years,
(ii)a fine, or
(iii)both.
(5)Proceedings for an offence under section 107(5) or (6) may be brought only by or with the consent of—
(a)the regulator, or
(b)the Director of Public Prosecutions.
(6)An order under section 107(7) may include provision about costs.
(1)A public authority may disclose information to the regulator if the authority thinks that the disclosure is necessary for a purpose connected with the regulator’s functions.
(2)The regulator may disclose information to a public authority if the regulator thinks that the disclosure is necessary—
(a)for a purpose connected with the regulator’s functions, or
(b)for a purpose connected with the authority’s functions.
(3)The regulator may disclose information to a person acting on its behalf for a purpose connected with the regulator’s functions.
(4)A disclosure may be subject to restrictions on further disclosure.
(5)The power to disclose information under this section is subject to any express restriction on disclosure imposed by another enactment (ignoring any restriction which allows disclosure if authorised by an enactment).
(6)Disclosure in contravention of a restriction under subsection (4) is an offence.
(7)A person guilty of an offence is liable on summary conviction to a fine not exceeding level 3 on the standard scale.
(8)“Public authority” means a person having functions of a public nature (whether or not in the United Kingdom).
The Whole Act you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
The Whole Act you have selected contains over 200 provisions and might take some time to download.
Would you like to continue?
The Whole Act without Schedules you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
The Whole Act without Schedules you have selected contains over 200 provisions and might take some time to download.
Would you like to continue?
The Whole Part you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
The Whole Part you have selected contains over 200 provisions and might take some time to download.
Would you like to continue?
Y Ddeddf Gyfan you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
Y Ddeddf Gyfan heb Atodlenni you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
Y Rhestrau you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Testun a grëwyd gan yr adran o’r llywodraeth oedd yn gyfrifol am destun y Ddeddf i esbonio beth mae’r Ddeddf yn ceisio ei wneud ac i wneud y Ddeddf yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol. Cyflwynwyd Nodiadau Esboniadol ym 1999 ac maent yn cyd-fynd â phob Deddf Gyhoeddus ac eithrio Deddfau Adfeddiannu, Cronfa Gyfunol, Cyllid a Chyfnerthiad.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys