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The Personal Pension Schemes (Appropriate Schemes) Regulations 1997

Status:

This is the original version (as it was originally made).

  1. Introductory Text

  2. 1.Citation, commencement and interpretation

  3. 2.Forms of schemes which may be appropriate schemes

  4. 3.Persons who and bodies which may establish schemes

  5. 4.Requirements in respect of an application for an appropriate scheme certificate

  6. 5.Issue of appropriate scheme certificates

  7. 6.Requirement to give the Secretary of State information

  8. 7.Cancellation, variation and surrender of an appropriate scheme certificate

  9. 8.Applications for the variation of, and to surrender, appropriate scheme certificates

  10. 9.Cancellation of an appropriate scheme certificate

  11. 10.Notice under section 44(1) of the 1993 Act

  12. 11.Notice under section 44(2) of the 1993 Act

  13. 12.Circumstances in which minimum contributions are not to be paid

  14. 13.Manner of payment of minimum contributions

  15. 14.Allocation of minimum contributions

  16. 15.Calculation or estimation of earnings

  17. 16.Calculation of minimum contributions

  18. 17.Adjustment of amount of minimum contributions

  19. 18.Cancellation of membership of interest-bearing account-funded appropriate personal pension schemes

  20. 19.Transitional provision in respect of earnings

  21. 20.Revocations

  22. Signature

    1. SCHEDULE 1

      KINDS OF UNIT TRUST SCHEME THAT MAY BE AN APPROPRIATE SCHEME

      1. PART I KINDS OF UNIT TRUST SCHEME

        1. 1.An authorised securities scheme.

        2. 2.A feeder fund, but only if the scheme which is...

        3. 3.A fund of funds, but only if the schemes which...

        4. 4.A money market fund.

      2. PART II DEFINITIONS

    2. SCHEDULE 2

      INFORMATION TO BE INCLUDED IN NOTICE

      1. 1.The right of the member to cancel his membership of...

      2. 2.The provisions of section 160(1) of the 1993 Act, the...

      3. 3.The name and address of the person on whom the...

      4. 4.The type of account, or accounts, in which contributions to...

      5. 5.The rate of interest, at the time when the notice...

      6. 6.The part— (a) of any payment or payments that are...

      7. 7.How tax relief on members' contributions is effected.

      8. 8.How the cessation of the making of contributions to the...

      9. 9.The address to which enquiries about the scheme generally or...

    3. SCHEDULE 3

      REVOCATIONS

  23. Explanatory Note

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