Search Legislation

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No.2) Regulations 2017

What Version

 Help about what version
  • Latest available (Revised)
  • Original (As made)

Opening Options

 Help about opening options

Status:

This is the original version (as it was originally made). This item of legislation is currently only available in its original format.

  1. Introductory Text

  2. 1.Citation and commencement

  3. 2.These Regulations come into force as follows—

  4. 3.Financial Services and Markets Act 2000

  5. 4.Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

  6. 5.Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001

  7. 6.Occupational Pension Schemes (Investment) Regulations (Northern Ireland) 2005

  8. 7.Companies Act 2006

  9. 8.Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations (Northern Ireland) 2010

  10. 9.Recognised Auction Platform Regulations 2011

  11. 10.Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017

  12. 11.Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

  13. 12.In regulation 2(1) (interpretation) at the appropriate place insert— “regulated...

  14. 13.In the closing words of regulation 5 (limitation on exempt...

  15. 14.In regulation 6 (requirements applying to exempt investment firms)—

  16. 15.In regulation 9 (third country firms with an EEA branch:...

  17. 16.In regulation 10 (FCA power to intervene in relation to...

  18. 17.In regulation 12(1)(b)(ii) (FCA power to intervene in third country...

  19. 18.In regulation 14(2) (third country firms: financial promotions)—

  20. 19.In regulation 15 (interpretation of Chapter 2) in the definition...

  21. 20.In regulation 20(2)(b) (ESMA opinions on position limits) for “amending”...

  22. 21.In regulation 21(6) (position limits affecting multiple EEA jurisdictions) —...

  23. 22.In regulation 22(2)(b) (cooperation with other competent authorities regarding position...

  24. 23.In regulation 25(6) (procedure in exceptional cases) after “website” omit...

  25. 24.After regulation 28 (FCA power to intervene) insert— Cooperation with...

  26. 25.In regulation 29(2) (interpretation of Part 3) at the appropriate...

  27. 26.In the opening words of regulation 30(2) (algorithmic trading) after...

  28. 27.In regulation 31(provision of information to the FCA concerning algorithmic...

  29. 28.In regulation 32(9) (direct electronic access)— (a) in sub-paragraph (a)...

  30. 29.In regulation 40 (removal of persons from management boards: procedure)—...

  31. 30.In regulation 33(1) (provision of information to the FCA concerning...

  32. 31.In regulation 42 (provision of information to ESMA about multilateral...

  33. 32.In regulation 45(1) (provision of information to ESMA regarding sanctions...

  34. 33.In regulation 46(2) (provision of information to other competent authorities...

  35. 34.In paragraph 41 of Schedule 2 (amendments to the Financial...

  36. 35.In paragraph 42(4) of Schedule 2 (amendments to the Financial...

  37. 36.In paragraph 48(a) of Schedule 2 in the new section...

  38. 37.Sub-paragraphs 9(2)(b) and (c) of Schedule 4 (amendments to other...

  39. 38.In paragraph 8 of Schedule 5 (amendments to other secondary...

  40. Signature

  41. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made):The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Impact Assessments

Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:

  • Why the government is proposing to intervene;
  • The main options the government is considering, and which one is preferred;
  • How and to what extent new policies may impact on them; and,
  • The estimated costs and benefits of proposed measures.
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources