The Dual-Use Items (Export Control) Regulations 2000

Regulations 1 (2), 14

SCHEDULE 1 REGULATIONS REVOKED

• Dual-Use and Related Goods (Export Control) Regulations 1996 (S.I. 1996/2721).

• Dual-Use and Related Goods (Export Control) (Amendment) Regulations 1997 (S.I. 1997/324).

• Dual-Use and Related Goods (Export Control) (Amendment No. 3) Regulations 1997 (S.I. 1997/1694).

• Dual-Use and Related Goods (Export Control) (Amendment No. 4) Regulations 1997 (S.I. 1997/2759).

• Dual-Use and Related Goods (Export Control) (Amendment) Regulations 1998 (S.I. 1998/272).

• Dual-Use and Related Goods (Export Control) (Amendment) Regulations 1999 (S.I. 1999/984).

• Dual-Use and Related Goods (Export Control) (Amendment No. 2) Regulations 1999 (S.I. 1999/1778).

• Dual-Use and Related Goods (Export Control) (Amendment No. 3) Regulations 1999 (S.I. 1999/2091).

• Dual-Use and Related Goods (Export Control) (Amendment) Regulations 2000 (S.I. 2000/994).

Regulations 4 (3)(a), 4 (3)(d)(i), 13

SCHEDULE 2 PROHIBITED ITEMS—ANY DESTINATION

Interpretations, exclusions and definitions

1.  Where notes are included in any entry of this Schedule they are to be treated as part of the entry.

2.  “Software” described by the General Software Note in Annex I is not specified in this Schedule.

3.  References in this Schedule to the General Technology Note are to that Note in Annex I; and “according to the General Technology Note” means that these Regulations apply to the extent indicated in the General Technology Note.

4.  For convenience only, defined terms are printed in this Schedule in quotation marks.

CATEGORY 1— MATERIALS, CHEMICALS, MICROORGANISMS & TOXINS

Equipment, Assemblies and Components.

1A905  The export of “items” specified in this entry is prohibited to any destination except to Member States.

Portable devices, other than those specified in entry PL 5001 of Part III of Schedule 1 to “the 1994 Order”, designed for self-protection by the administration of an incapacitating substance, and specially designed components therefor.

Materials.

1C950  The export of “items” specified in this entry is prohibited to any destination except to Member States.

Chemical mixtures, as follows—

a. Mixtures containing one or more of the chemicals specified in entries 1C350.1, .3, .5, .11, .12, .13, .17, .18, .21, .22, .26, .27, .28, .31, .32, .33, .34, .35, .36 and .54 and entries 1C450.b.l, .b.2, .b.4, .b.5 and .b.6 of “Annex I”, where the chemical constitutes more than 10% by weight of the mixture;

b. Mixtures containing one or more of the chemicals specified in entries 1C350.2, .6, .7, .8, .9, .10, .14, .15, .16, .19, .20, .24, .25, .30, .37, .38, .39, .40, .41, .42, .43, .44, .45, .46, .47, .48, .49, .50, .51, .52 and .53 of “Annex I”, where the chemical constitutes more than 25% by weight of the mixture;

c. Mixtures containing one or both of the chemicals specified in entries 1C450.a.1 and .a.2 of “Annex I”, where the chemical constitutes more than 1% by weight of the mixture;

d. Mixtures containing one or more of the chemicals specified in entries 1C450.a.4, .a.5, .a.6, .a.7, .b.7, and .b.8 of “Annex I”, where the chemical constitutes more than 30% by weight of the mixture;

except:

• “items” which will include any of the controlled chemicals or mixtures, and which are put up for retail sale and are intended for individual personal use or consumption.

1C991  The export of “items” specified in this entry is prohibited to any destination.

Other explosives and propellants and related substances as follows:

a. Amatol;

b. Nitrocellulose (containing more than 12.5% nitrogen);

c. Nitroglycol;

d. Pentaerythritol tetranitrate (PETN);

e. Picryl chloride;

f. Trinitrophenylmethylnitramine (tetryl);

g. 2, 4, 6-Trinitrotoluene (TNT).

1C992  The export of “items” specified in this entry is prohibited to any destination.

Vaccines for protection against either of the following:

a. bacillus anthracis; or

b. botulinum toxin.

Technology.

1E950  The export of “items” specified in this entry is prohibited to any destination except to Member States.

• “Technology” according to the “General Technology Note” for the “development” or “production” of mixtures specified in entry 1C950 of this Schedule.

CATEGORY 5— TELECOMMUNICATIONS AND INFORMATION SECURITY

Telecommunications.

Equipment, Assemblies and Components.

5A990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

Tropospheric scatter communications equipment using analogue or digital modulation techniques and specially designed components therefor.

5E990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

“Technology” according to the “General Technology Note” for the “development”, “production” or “use” of “items” specified in entry 5A990 of this Schedule.

CATEGORY 8— MARINE

Equipment, Assemblies and Components.

8A990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

Vessels and inflatable craft in an inflated or uninflated state, and equipment and components designed therefor, other than any vessel, craft, equipment or component specified in entry ML9 in Part III of Schedule 1 to “the 1994 Order” or in “Annex I”.

Software.

8D990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

• “Software” designed for the “development”, “production” or “use” of “items” specified in entry 8A990.

Technology.

8E990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

• “Technology” according to the “General Technology Note” for the “development”, “production” or “use” of “items” specified in entry 8A990 or 8D990.

CATEGORY 9— AIRCRAFT, SPACE VEHICLES, PROPULSION SYSTEMS AND RELATED EQUIPMENT

Equipment, Assemblies and Components.

9A990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

• “Aircraft” having a maximum all up weight of 390kg or more, and aeroengines, and equipment or components designed therefor, other than those specified elsewhere in this Schedule or in entry ML10 of Part III of Schedule 1 to “the 1994 Order” or “Annex I”.

9A991  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

• “Aircraft” or steerable parachutes other than those specified in entry ML10 of Part III of Schedule 1 to “the 1994 Order”, having a maximum all up weight of less than 390kg.

Technology.

9E990  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

• “Technology” according to the “General Technology Note” for the “development”, “production” or “use” of “items” specified in entry 9A990 of this Schedule.

9E991  The export of “items” specified in this entry is prohibited to any destination in Iran or Iraq.

• “Technology” according to the “General Technology Note” for the “development”, “production” or “use” of “items” specified in entry 9A991 of this Schedule.

Regulations 9 (3), 10 (7)

SCHEDULE 3

PART I ITEMS IN RELATION TO WHICH THE REQUIREMENT IN REGULATION 9 (3) DOES NOT APPLY

Any item specified in entry 5A002 or 5D002 of Annex I if:

(1) it is generally available to the public by being sold, without restriction, from stock at retail selling points by means of:

(a) over the counter transactions,

(b) mail order transactions,

(c) electronic transactions, or

(d) telephone order transactions;

(2) its cryptographic functionality cannot easily be changed by the user;

(3) it is designed for installation by the user without further substantial support by the supplier; and

(4) details of it are accessible and will be provided, upon request, to the Secretary of State in order to enable him to ascertain whether the conditions in paragraphs (1) to (3) of this Part are satisfied.

PART II INFORMATION TO BE KEPT IN RELATION TO CERTAIN ITEMS LISTED IN PART 2 OF CATEGORY 5 IN ANNEX I

1.  A general description of the item, such as might be contained in a product brochure.

2.  Descriptions of all relevant encryption algorithms and key management schemes, and descriptions of how they are used by the item (for example, which algorithm is used for authentication, which for confidentiality and which for key exchange); and details (for example, source code) of how they are implemented (for example, how keys are generated and distributed, how key length is governed and how the algorithm and keys are called by the software).

3.  Details of any measures taken to preclude user modification of the encryption algorithm, key management scheme or key length.

4.  Details of pre- or post-processing of data, such as compression of plain text or packetization of encrypted data.

5.  Details of programming interfaces that can be used to gain access to the cryptographic functionality of the item.

6.  A list of any standards or protocols to which the item adheres.