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The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2022

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  1. Introductory Text

  2. PART 1 Introduction

    1. 1.Citation, commencement and extent

  3. PART 2 Amendment of Primary Legislation, Scottish Legislation and Northern Ireland Legislation

    1. 2.Insolvency (Northern Ireland) Order 1989

    2. 3.Financial Services and Markets Act 2000

    3. 4.Terrorism Act 2000

    4. 5.Proceeds of Crime Act 2002

    5. 6.Counter-Terrorism Act 2008

    6. 7.Banking Act 2009

    7. 8.Bankruptcy (Scotland) Act 2016

  4. PART 3 Amendment and Revocation of Secondary Legislation

    1. 9.Capital Requirements Regulations 2013

    2. 10.Banking Act 2009 (Exclusion of Investment Firms of a Specified Description) Order 2014

    3. 11.Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

    4. 12.Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

    5. 13.Payment Services Regulations 2017

    6. 14.Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018

    7. 15.Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019

    8. 16.Solvency 2 and Insurance (Amendment, etc) (EU Exit) Regulations 2019

    9. 17.Bank Levy (Loss Absorbing Instruments) Regulations 2020

    10. 18.Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021

  5. PART 4 Amendment of Retained Direct EU Legislation

    1. 19.Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories

    2. 20.Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012

    3. 21.Regulation (EU) No 537/2014 of the European Parliament and of the Council of 16 April 2014 on specific requirements regarding statutory audit of public-interest entities and repealing Commission Decision 2005/909/EC

    4. 22.Commission Delegated Regulation (EU) 2015/35 of 10 October 2014 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)

    5. 23.Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004

  6. PART 5 Transitional provision

    1. 24.Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012

    2. 25.Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012

    3. 26.Interpretation of this Part

  7. Signature

  8. Explanatory Note

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