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The Uncertificated Securities Regulations 1992

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Appointment of agents

58.  Nothing in these Regulations shall be taken as prohibiting the appointment by any person of any agent to perform any functions of that person under these Regulations (or to make any communication on the person’s behalf) and:

(a)references in these Regulations to a person shall include an agent of the person;

(b)references to any communications to or from a person shall include a reference to communications to or from an agent acting on behalf of the person.

  • For the avoidance of doubt, the appointment of an agent to perform a person’s functions under these Regulations shall not relieve the person from any liability arising from their performance or non-performance.

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