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THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Directive 2010/63/EU of the European Parliament and of the Council of 22 September 2010 on the protection of animals used for scientific purposes(1), and in particular Article 54(4) thereof,
Whereas:
(1) Verification revealed errors in Annex II to Commission Implementing Decision 2012/707/EU(2). The flowchart included in that Annex erroneously indicated that input categories ‘toxicity and other safety testing required by legislation’ and ‘legislative requirements’ apply only to ‘toxicity and other safety testing including pharmacology’ and not to all other subcategories of ‘regulatory use and routine production by type’. In order to clarify this issue the layout of the flowchart should be changed. To emphasise this further, the title of input category ‘toxicity and other safety testing required by legislation’ should be changed to ‘testing by legislation’. Other minor changes to the layout of the flowchart should be introduced in order to improve clarity.
(2) Changes made to the flowchart should be mirrored in the second part of Annex II to Implementing Decision 2012/707/EU, containing the detailed instructions.
(3) Implementing Decision 2012/707/EU should therefore be corrected accordingly.
(4) The measures provided for in this Decision are in accordance with the opinion of the Committee established under Article 56(1) of Directive 2010/63/EU,
HAS ADOPTED THIS DECISION:
Annex II to Implementing Decision 2012/707/EU shall be replaced by the Annex to this Decision.
This Decision is addressed to the Member States.
Done at Brussels, 20 December 2013.
For the Commission
Janez Potočnik
Member of the Commission
when used for the creation of a new line;
when used for the maintenance of an established line with an intended and exhibited harmful phenotype; or
when used in other (scientific) procedures (i.e. not for creation or for the maintenance of a line).
The sections below follow the order of the categories and related headings in the flow chart.
A procedure means a use of one animal for a single scientific/experimental/educational/training purpose. A single use extends from the time when the first technique is applied to the animal until the completion of data collection, observations or achievement of educational objective. This is usually a single experiment, test or training of a technique.
A single procedure may contain a number of steps (techniques) all necessarily related to achieve a single outcome and which require the use of the same animal.
The end user will report the entire procedure including any preparation (regardless of the location this has taken place) and take into account the severity associated with the preparation.
Examples of preparation include surgical procedures (such as cannulation, implantation of telemetry, ovariectomy, castration, hypophysectomy, etc.) and non-surgical (such as feeding modified diets, induction of diabetes, etc.). The same applies to the breeding of genetically altered animals, i.e. when the animal is used in its intended procedure, the end user will report the entire procedure taking into account the severity associated with the phenotype. See section on genetically altered animals for more details.
Should, for exceptional reasons, a prepared animal not be used for a scientific purpose, the establishment having prepared the animal should report the details of the preparation as an independent procedure in the statistics as per the intended purpose, provided the preparation of the animal has been above the threshold of minimum pain, suffering, distress and lasting harm.
Animals born in the EU at a registered breeder
Animals born in the EU but not at a registered breeder
Animals born in rest of Europe
Animals born in rest of world
Animals born at a registered breeder within EU
Animals born in rest of Europe
Animals born in Asia
Animals born in America
Animals born in Africa
Animals born elsewhere
For the purposes of this reporting:
Animals born in rest of Europe is to include animals born in Turkey, Russia and Israel.
Animals born in Asia is to include animals born in China.
Animals born in America is to include animals born in the North, Central and South America.
Animals born in Africa is to include animals born in Mauritius.
Animals born elsewhere is to include animals born in Australasia.
The origins of animals recorded under Animals born elsewhere are to be detailed to the competent authority with the data submission.
F0
F1
F2 or greater
Self-sustaining colony
Not genetically altered
Genetically altered without a harmful phenotype
Genetically altered with a harmful phenotype
animals used for the creation of a new line and exhibiting a harmful phenotype;
those used for maintaining an established line with an intended harmful phenotype and exhibiting a harmful phenotype; and
genetically altered animals used in other procedures (not for creation or maintenance) and exhibiting a harmful phenotype.
Animals used for the creation of a new genetically altered line/strain
Animals used for the creation of a new genetically altered line/strain identifies animals which are used for the creation of a new genetically altered line/strain, separating from other animals used for the purposes of “basic research” or “translational and applied research”.
Basic research
Translational and applied research
Regulatory use and routine production
Protection of the natural environment in the interests of the health or welfare of human beings or animals
Preservation of species
Higher education or training for the acquisition, maintenance or improvement of vocational skills
Forensic enquiries
Maintenance of colonies of established genetically altered animals, not used in other procedures
Basic research includes studies of a fundamental nature including physiology. Studies that are designed to add knowledge about normal and abnormal structure, functioning and behaviour of living organisms and environment, this includes fundamental studies in toxicology. Investigation and analysis focused on a better or fuller understanding of a subject, phenomenon, or a basic law of nature instead of on a specific practical application of the results.
The animals used for the creation of a new genetically altered animal line (including crossing of two lines) intended to be used for the purposes of basic research (e.g. developmental biology, immunology) should be recorded according to the purpose they are being created for. In addition they should be reported in “Creation of a new genetic line — Animals used for the creation of a new genetically altered line/strain”.
All animals carrying the genetic alteration should be reported during the creation of a new line. Also animals used in creation, such as for superovulation, vasectomy and embryo implantation, are reported here. The reporting should exclude non-genetically altered (wild type) offspring.
A new strain or line of genetically altered animals is considered to be “established” when transmission of the genetic alteration is stable, which will be a minimum of two generations, and a welfare assessment has been completed.
Translational and applied research includes animals used for purposes as described in Article 5(b) and (c) excluding any regulatory use of animals.
This also includes discovery toxicology and investigations to prepare for the regulatory submission and method development. This does not include studies required for regulatory submissions.
The animals used for the creation of a new genetically altered animal line (including crossing of two lines) intended to be used for the purposes of translational or applied research (e.g. cancer research, vaccine development) should be recorded according to the purpose they are being created for. In addition, they should be reported in “Creation of a new genetic line — Animals used for the creation of a new genetically altered line/strain”.
All animals carrying the genetic alteration should be reported during the creation of a new line. Also animals used in creation, such as for superovulation, vasectomy and embryo implantation, are reported here. The reporting should exclude non-genetically altered (wild type) offspring.
A new strain or line of genetically altered animals is considered to be “established” when transmission of the genetic alteration is stable, which will be a minimum of two generations, and a welfare assessment has been completed.
Use of animals in procedures carried out with a view to satisfying legal requirements for producing, placing and maintaining products/substances on the market, including safety and risk assessment for food and feed. This includes tests carried out on products/substances for which no regulatory submission is ultimately made if those tests would have been included in a regulatory submission had a regulatory submission occurred (i.e. tests performed on those products/substances that fail to reach the end of the development process).
This also includes animals used in the manufacturing process of products if that manufacturing process requires regulatory approval (e.g. animals used in the manufacturing serum-based medicinal products should be included within this category).
The efficacy testing during the development of new medicinal products is excluded and should be reported under category “Translational and applied research”.
This includes studies aimed at investigating and understanding phenomena such as environmental pollution, loss of biodiversity, and epidemiology studies in wild animals.
This excludes any regulatory use of animals for ecotoxicology purposes.
This includes training to acquire and maintain practical competence in techniques as required under Article 23(2).
This contains the number of animals required for the maintenance of colonies of genetically altered animals of established lines with an intended harmful phenotype and which have exhibited pain, suffering, distress or lasting harm as a consequence of the harmful genotype. The intended purpose for which the line is being bred for is not recorded.
This excludes all animals needed for the creation of a new genetically altered line and those used in other procedures (other than creation/breeding).
Oncology
Cardiovascular Blood and Lymphatic System
Nervous System
Respiratory System
Gastrointestinal System including Liver
Musculoskeletal System
Immune System
Urogenital/Reproductive System
Sensory Organs (skin, eyes and ears)
Endocrine System/Metabolism
Multisystemic
Ethology/Animal Behaviour/Animal Biology
Other
Any research studying oncology should be included here regardless of the target system.
This category includes neuroscience, peripheral or central nervous system, psychology.
Studies on nose should be reported under “Respiratory System” and those on tongue should be reported under “Gastrointestinal System including Liver”
This should only include research where more than one system is the primary interest, such as on some infectious diseases, and excluding oncology.
Research that is not related to an organ/system listed above or is not organ/system specific.
Animals used for the production and maintenance of infectious agents, vectors and neoplasms, animals used for other biological material and animals used for the production of polyclonal antibodies for the purposes of translational/applied research, but excluding production of monoclonal antibodies by ascites method (which is covered under category “Regulatory use and routine production by type”) should be reported in the respective fields of categories “Basic research studies” or “Translational and applied research”. The purpose of studies needs to be carefully established, because any listings under the two categories could apply and only the main purpose shall be reported.
Human Cancer
Human Infectious Disorders
Human Cardiovascular Disorders
Human Nervous and Mental Disorders
Human Respiratory Disorders
Human Gastrointestinal Disorders including Liver
Human Musculoskeletal Disorders
Human Immune Disorders
Human Urogenital/Reproductive Disorders
Human Sensory Organ Disorders (skin, eyes and ears)
Human Endocrine/Metabolism Disorders
Other Human Disorders
Animal Diseases and Disorders
Animal Welfare
Diagnosis of diseases
Plant diseases
Non-regulatory toxicology and ecotoxicology
Animals used for the production and maintenance of infectious agents, vectors and neoplasms, animals used for other biological material and animals used for the production of polyclonal antibodies for the purposes of translational/applied research, but excluding production of monoclonal antibodies by ascites method (which is covered under category “Regulatory use and routine production by type”) should be reported in the respective fields of categories “Basic research studies” or “Translational and applied research”. The purpose of studies needs to be carefully established, because any listings under the two categories could apply and only the main purpose shall be reported.
Quality control (incl. batch safety and potency testing)
Other efficacy and tolerance testing
Toxicity and other safety testing including pharmacology
Routine production
Legislation on medicinal products for human use
Legislation on medicinal products for veterinary use and their residues
Medical devices legislation
Industrial chemicals legislation
Plant protection product legislation
Biocides legislation
Food legislation including food contact material
Feed legislation including legislation for the safety of target animals, workers and environment
Cosmetics legislation
Other
Legislation satisfying EU requirements
Legislation satisfying national requirements only (within EU)
Legislation satisfying Non-EU requirements only
Batch safety testing
Pyrogenicity testing
Batch potency testing
Other quality controls
Batch safety testing excludes pyrogenicity testing. These are reported under a separate category Pyrogenicity testing.
Acute (single dose) toxicity testing methods (including limit test)
Skin irritation/corrosion
Skin sensitisation
Eye irritation/corrosion
Repeated dose toxicity
Carcinogenicity
Genotoxicity
Reproductive toxicity
Developmental toxicity
Neurotoxicity
Kinetics (pharmacokinetics, toxicokinetics, residue depletion)
Pharmaco-dynamics (including safety pharmacology)
Phototoxicity
Ecotoxicity
Safety testing in food and feed area
Target animal safety
Other
LD50, LC50
Other lethal methods
Non-lethal methods
< and 28 days
29-90 days
> 90 days
Blood based products
Monoclonal antibodies
Other
Acute toxicity
Chronic toxicity
Reproductive toxicity
Endocrine activity
Bioaccumulation
Other
Commission Implementing Decision 2012/707/EU of 14 November 2012 establishing a common format for the submission of the information pursuant to Directive 2010/63/EU of the European Parliament and of the Council on the protection of laboratory animals used for scientific purposes (OJ L 320, 17.11.2012, p. 33).
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