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The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021
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- 2021 No. 1376
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The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 is up to date with all changes known to be in force on or before 29 April 2024. There are changes that may be brought into force at a future date.
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Changes and effects yet to be applied to :
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
PART 2 Amendment of Primary Legislation and Northern Ireland Legislation
PART 3 Amendments to Secondary Legislation
11.Financial Services and Markets Act 2000 (Gibraltar) Order 2001
12.Financial Conglomerates and Other Financial Groups Regulations 2004
14.Bank of England Act 1998 (Macro-prudential Measures) Order 2013
15.Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013
17.Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014
18.Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014
21.Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
22.Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
PART 4 Amendment of Retained Direct EU Legislation
24.Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories
26.Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012
27.Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
28.Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
29.Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds
30.Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation
PART 6 Amendment of the Capital Requirements Regulation (Amendment) Regulations 2021
PART 7 Exclusion of certain investment firms from Banking Act 2009 provisions
PART 8 Savings and transitional provision
34.Saving for amendment of existing technical standards instruments made by the Financial Conduct Authority
35.Transitional provision in respect of Article 6(1) and (4) of Regulation (EU) 2017/2402
36.Transitional provision in respect of Article 43(5) of Regulation (EU) 2017/2402
37.Transitional provision in respect of Article 43(6) of Regulation (EU) 2017/2402
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