The Adult Placement Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019

Regulation 41

SCHEDULE 3 Notifications by the service provider

1.  Any revision to the statement of purpose, 28 days prior to the revised statement of purpose coming into effect.

2.  Where the service provider (individual or organisation) changes their name.

3.  Where the service provider is a company, any change in the directors of the company.

4.  Where the service provider is an individual, the appointment of a trustee in bankruptcy in relation to that individual.

5.  Where the service provider is a body corporate or partnership, the appointment of a receiver, manager, liquidator or provisional liquidator in relation to that company or partnership.

6.  Where the service provider is a partnership, death of one of the partners.

7.  Where the service provider is a partnership, any change in the partners.

8.  Expected absence of the responsible individual for 28 days or more, 7 days prior to commencement of the absence.

9.  The unexpected absence of the responsible individual, no later than 7 days after the commencement of the absence.

10.  Unexpected absence of the responsible individual for 28 days or more, where no prior notification has been given, immediately on the expiry of 28 days following the commencement of the absence.

11.  Return from absence of the responsible individual.

12.  The responsible individual ceases, or proposes to cease, being the responsible individual for the service.

13.  Any abuse or allegation of abuse in relation to an individual that involves the service provider, a member of staff, volunteer and/or a adult placement carer.

14.  Where the service provider, responsible individual or appointed manager convicted of a criminal offence.

15.  Any allegation of misconduct by a member of staff.

16.  Serious accident or injury of an individual placed with an adult placement carer.

17.  Any incident reported to the police.

18.  Any events which prevent, or could prevent, the service provider from continuing to provide the service safely.

19.  The death of an individual placed with an adult placement carer and the circumstances.

20.  Any request to a supervisory body in relation to the application of the deprivation of liberty safeguards (DOLS)(1).

21.  Any proposal to change the address of the principal office, 28 days prior to the change taking place.

(1)

See Part 1 of the Mental Capacity Act 2005 (c. 9).