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The Greenhouse Gas Emissions Trading Scheme Auctioning Regulations 2021
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There are currently no known outstanding effects for the The Greenhouse Gas Emissions Trading Scheme Auctioning Regulations 2021, SCHEDULE.
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Regulation 18(5)
SCHEDULEU.K.List of the elements referred to in regulation 18(5)
This schedule has no associated Explanatory Memorandum
1. Proof of eligibility pursuant to regulation 16(1) or (2).U.K.
Commencement Information
I1Sch. para. 1 in force at 22.4.2021, see reg. 1(2)
2. The applicant's name, address, telephone and electronic mail address.U.K.
Commencement Information
I2Sch. para. 2 in force at 22.4.2021, see reg. 1(2)
3. The account identifier of the applicant's nominated holding account.U.K.
Commencement Information
I3Sch. para. 3 in force at 22.4.2021, see reg. 1(2)
4. Full details of the applicant's nominated bank account.U.K.
Commencement Information
I4Sch. para. 4 in force at 22.4.2021, see reg. 1(2)
5. The name, address, telephone and the electronic mail address of one or more representatives of the bidder as defined in regulation 5(5).U.K.
Commencement Information
I5Sch. para. 5 in force at 22.4.2021, see reg. 1(2)
6. For legal persons, proof of:U.K.
(a)their incorporation stating—
(i)the legal form of the applicant;
(ii)the law by which it is governed;
(iii)whether or not the applicant is a publicly listed company of one or more recognised stock exchanges;
(b)if applicable, the registration number of the applicant in the relevant register where the applicant is registered, failing which the applicant must provide the memorandum, statutes or other document attesting to its incorporation.
Commencement Information
I6Sch. para. 6 in force at 22.4.2021, see reg. 1(2)
7. For legal persons or unincorporated associations or other legal arrangements, such information as is required to identify the beneficial owner and understand the ownership and control structure of the legal person or arrangement in question.U.K.
Commencement Information
I7Sch. para. 7 in force at 22.4.2021, see reg. 1(2)
8. For natural persons, proof of their identity, by means of an identity card, driving licence, passport or similar government issued document containing the full name, photograph, date of birth and [F1residential address] of the applicant concerned, which may be supported by other appropriate corroborating documents wherever necessary.U.K.
Textual Amendments
F1Words in Sch. para. 8 substituted (19.5.2021) by The Greenhouse Gas Emissions Trading Scheme Auctioning (Amendment) Regulations 2021 (S.I. 2021/561), regs. 1(2), 2(6)(a)
Commencement Information
I8Sch. para. 8 in force at 22.4.2021, see reg. 1(2)
9. For operators, their permit (within the meaning of article 4 of the Trading Scheme Order).U.K.
Commencement Information
I9Sch. para. 9 in force at 22.4.2021, see reg. 1(2)
10. For aircraft operators, the emissions monitoring plan issued under article 29 of the Trading Scheme Order.U.K.
Commencement Information
I10Sch. para. 10 in force at 22.4.2021, see reg. 1(2)
11. Such information as is required to carry out the customer due diligence measures referred to in regulation 17(2)(e).U.K.
Commencement Information
I11Sch. para. 11 in force at 22.4.2021, see reg. 1(2)
12. The applicant's latest audited annual report and accounts including the profit and loss account and balance sheet, if any; if none, a [F2United Kingdom VAT return, if any], or such further information as required to be satisfied as to the applicant's solvency and creditworthiness.U.K.
Textual Amendments
F2Words in Sch. para. 12 substituted (19.5.2021) by The Greenhouse Gas Emissions Trading Scheme Auctioning (Amendment) Regulations 2021 (S.I. 2021/561), regs. 1(2), 2(6)(b)
Commencement Information
I12Sch. para. 12 in force at 22.4.2021, see reg. 1(2)
13. The [F3United Kingdom VAT registration] number, if anyF4....U.K.
Textual Amendments
F3Words in Sch. para. 13 substituted (19.5.2021) by The Greenhouse Gas Emissions Trading Scheme Auctioning (Amendment) Regulations 2021 (S.I. 2021/561), regs. 1(2), 2(6)(c)(i)
F4Words in Sch. para. 13 omitted (19.5.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme Auctioning (Amendment) Regulations 2021 (S.I. 2021/561), regs. 1(2), 2(6)(c)(ii)
Commencement Information
I13Sch. para. 13 in force at 22.4.2021, see reg. 1(2)
14. A statement that, to the best of the applicant's knowledge, the applicant satisfies the requirements of regulation 17(2)(f).U.K.
Commencement Information
I14Sch. para. 14 in force at 22.4.2021, see reg. 1(2)
15. Proof of compliance with the requirements of regulation 17(2)(g).U.K.
Commencement Information
I15Sch. para. 15 in force at 22.4.2021, see reg. 1(2)
16. Proof that the applicant satisfies the requirements of regulation 17(3).U.K.
Commencement Information
I16Sch. para. 16 in force at 22.4.2021, see reg. 1(2)
17. A statement that the applicant has the necessary legal capacity and authority to bid on its own account or on behalf of others in an auction.U.K.
Commencement Information
I17Sch. para. 17 in force at 22.4.2021, see reg. 1(2)
18. A statement that to the best of the applicant's knowledge there is no legal, regulatory, contractual or any other impediment preventing it from performing its obligations under these Regulations.U.K.
Commencement Information
I18Sch. para. 18 in force at 22.4.2021, see reg. 1(2)
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