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21.—(1) A non-authorised counterparty who is aggrieved by a direction given to the non-authorised counterparty by the FCA under regulation 9 may refer the matter to the Tribunal.
(2) If a regulator decides to—
(a)publish a statement in respect of a person under regulation 11(6)(a);
(b)impose a penalty on a person under regulation 11(6)(b),
the person may refer the matter to the Tribunal.
(3) If the FCA decides to—
(a)publish a statement in respect of a non-authorised counterparty, authorised person or any other person under regulation 14;
(b)impose a penalty on a non-authorised counterparty, authorised person or any other person under regulation 15,
the non-authorised counterparty, authorised person or other person may refer the matter to the Tribunal.
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