Search Legislation

The Fluorinated Greenhouse Gases Regulations 2015

 Help about what version

What Version

 Help about advanced features

Advanced Features

Changes to legislation:

There are currently no known outstanding effects for the The Fluorinated Greenhouse Gases Regulations 2015, PART 4. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. At the current time any known changes or effects made by subsequent legislation have been applied to the text of the legislation you are viewing by the editorial team. Please see ‘Frequently Asked Questions’ for details regarding the timescales for which new effects are identified and recorded on this site.

PART 4U.K.Enforcement

EnforcementU.K.

20.—(1) [F1Subject to paragraph (2A), each] enforcing authority must enforce these Regulations.

(2) In relation to cases of a particular description, or a particular case—

(a)the Secretary of State may, as regards England, direct that the duty in paragraph (1) is to be discharged by the Secretary of State and not by another enforcing authority;

(b)the Welsh Ministers may, as regards Wales, direct that the duty in paragraph (1) is [F2only to be discharged by a specific] enforcing authority;

(c)the Scottish Ministers may, as regards Scotland, direct [F3SEPA or a local authority that the duty in paragraph (1) is, or is not, to be discharged by it];

(d)[F4the Department of Agriculture, Environment and Rural Affairs] may, as regards Northern Ireland, direct that the duty in paragraph (1) is to be discharged by [F4the Department of Agriculture, Environment and Rural Affairs] and not by another enforcing authority.

[F5(2A) An enforcing authority must comply with a direction given to it under paragraph (2).

(2B) A direction given under paragraph (2) may be revoked or modified by a further direction given under that paragraph.]

F6(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Appointment of authorised personsU.K.

21.—(1) [F7An] enforcing authority may authorise in writing such persons (“authorised persons”) as it considers appropriate to act for the purpose of enforcing these Regulations.

(2) An authorisation under any of the following is an authorisation for the purposes of these Regulations—

(a)section 108 of the Environment Act 1995 M1 (powers of enforcing authorities and persons authorised by them);

(b)Article 19 of the Environment (Northern Ireland) Order 2002 M2 (powers of enforcing authorities and persons authorised by them).

(3) An authorisation under any of the following is an authorisation for the purposes of paragraph (1), unless the Secretary of State specifies to the contrary—

(a)regulation 16 of the Offshore Chemicals Regulations 2002 M3 (appointment of inspectors);

(b)regulation 12 of the Offshore Petroleum Activities (Oil Pollution Prevention and Control) Regulations 2005 M4 (inspectors).

Textual Amendments

Marginal Citations

M11995 c. 25. Section 108 is amended by Schedule 3 to the Pollution Prevention and Control Act 1999 (c. 24), section 55(7) to (9) of the Anti-social Behaviour Act 2003 (c. 38), section 53 of the Clean Neighbourhoods and Environment Act 2005 (c. 16), paragraph 3 of Part 1 of Schedule 2 to the Protection of Freedoms Act 2012 (c. 9), section 46(2) of, and paragraph 5(3) of Part 1 of Schedule 3, and paragraph 43(1) and (10)(a) of Part 6 of Schedule 3 to, the Regulatory Reform (Scotland) Act 2014 (asp 3), by S.I. 2000/1973, 2010/675 and 2013/755, and by S.S.I. 2000/323 and 2006/181.

M3S.I. 2002/1355, amended by S.I. 2005/2055 and 2011/982. There are other amendments not relevant to this instrument.

M4S.I. 2005/2055, amended by S.I. 2011/983. There are other amendments not relevant to this instrument.

Powers of authorised personsU.K.

22.—(1) An authorised person may, on production (if so required) of the authority of that person, exercise any of the powers specified in paragraph (2) for the purpose of enforcing these Regulations.

(2) The powers of an authorised person are—

(a)subject to paragraph (3), to enter premises between the hours of 8 a.m. and 6 p.m. on any working day, other than premises used wholly or mainly for residential purposes, which the authorised person has reason to believe it is necessary for the authorised person to enter;

(b)on entering any premises by virtue of sub-paragraph (a), to take with the authorised person—

(i)up to four other persons whose presence appears to the authorised person to be required in connection with the exercise by the authorised person of any power under this regulation, including, if the authorised person has reasonable cause to apprehend any serious obstruction in the execution of the duty of the authorised person, a constable; and

(ii)any equipment or materials required for any purpose for which the power of entry is being exercised;

(c)to make such examination or investigation as may in any circumstances be necessary;

(d)as regards any premises which the authorised person has power to enter, to direct that those premises or any part of them, or anything in them, must be left undisturbed (whether generally or in particular respects) for so long as is reasonably necessary for the purposes of any examination or investigation under sub-paragraph (c);

(e)to take such measurements and photographs and make such recordings as the authorised person considers necessary for the purpose of any examination or investigation under sub-paragraph (c);

(f)to take samples of any articles or substances found in or on any premises which the authorised person has power to enter;

(g)in the case of any article or substance found in or on any premises which the authorised person has power to enter, being an article or substance which appears to the authorised person to have caused or to be likely to cause pollution of the environment or harm to human health or to the health of animals or plants, to cause it to be dismantled or subjected to any process or test (but not so as to damage or destroy it unless that is necessary);

(h)in the case of any such article or substance, to take possession of it and detain it for so long as is necessary for all or any of the following purposes—

(i)to examine it and do to it anything which the authorised person has power to do under sub-paragraph (g);

(ii)to ensure that it is not tampered with before the examination by the authorised person is completed;

(iii)to ensure that it is available for use as evidence in any proceedings for an offence under these Regulations;

(i)to require any person whom the authorised person has reasonable cause to believe to be able to give any information relevant to any examination or investigation under sub-paragraph (c) to answer (in the absence of anyone, other than someone nominated by that person to be present and anyone whom the authorised person may allow to be present) such questions as the authorised person thinks fit to ask and to sign a declaration of the truth of the answers of that person;

(j)to require the production of, or where the information is recorded in computerised form, the furnishing of extracts from, any records which it is necessary for the authorised person to see for the purposes of any examination or investigation under sub-paragraph (c) and to inspect and take copies of, or of any entry in, the records;

(k)to require any person to afford the authorised person such facilities and assistance with respect to any matters or things within that person's control or in relation to which that person has responsibilities as are necessary to enable the authorised person to exercise any of the powers conferred on the authorised person by this regulation.

(3) The time limitation specified in paragraph (2)(a) does not apply in relation to offshore installations, Scottish offshore installations or Northern Ireland offshore installations.

(4) Where an authorised person proposes to exercise the power conferred by paragraph (2)(g) in the case of an article or substance, the authorised person must, if so requested by a person who at the time is present on and has responsibilities in relation to those premises, cause anything which is to be done by virtue of that power to be done in the presence of that person.

(5) Before exercising the power conferred by paragraph (2)(g) in the case of any article or substance, an authorised person must consult such persons as appear to the authorised person appropriate for the purpose of ascertaining what dangers, if any, there may be in doing anything which the authorised person proposes to do under the power.

(6) Where under the power conferred by paragraph (2)(h) an authorised person takes possession of any article or substance found on any premises, the authorised person must—

(a)leave there, either with a responsible person or, if that is impracticable, fixed in a conspicuous position, a notice giving particulars of that article or substance sufficient to identify it and stating that the authorised person has taken possession of it under that power; and

(b)before taking possession of any such article or substance under that power, if it is practical to do so, take a sample of it and give to a responsible person at the premises a portion of the sample marked in a manner sufficient to identify it.

(7) Nothing in this regulation is taken to compel the production by any person of a document which the person would be entitled to withhold production of on grounds of—

(a)legal professional privilege on an order for disclosure and inspection in an action in the High Court; or

(b)confidentiality in proceedings in the Court of Session in Scotland.

(8) No person may intentionally prevent any other person from appearing before an authorised person under paragraph (2)(i) or from answering any question to which an authorised person may by virtue of paragraph (2)(i) require an answer.

(9) No answer given by a person in pursuance of a requirement imposed under paragraph (2)(i) is admissible in evidence in England, Wales, Scotland or Northern Ireland against that person in any proceedings.

(10) In paragraph (2)(a), “working day” means a day which is not—

(a)Saturday or Sunday; or

(b)Christmas Day, Good Friday or a day which is a bank holiday under the Banking and Financial Dealings Act 1971 M5 in the part of the United Kingdom in which the premises are situated.

Marginal Citations

M51971 c. 80. See section 1 and Schedule 1, which was amended by section 1 of the St. Andrew's Day Bank Holiday (Scotland) Act 2007 (asp 2).

WarrantsU.K.

23.—(1) A justice of the peace, in Scotland a stipendiary magistrate or a sheriff, or in Northern Ireland a lay magistrate, may, by signed warrant, permit an authorised person to enter premises, if necessary by reasonable force, if satisfied, on sworn information in writing, that—

(a)there are reasonable grounds to enter those premises for the purpose of enforcing these Regulations; and

(b)any of the conditions in paragraph (2) are met.

(2) The conditions are—

(a)entry to the premises has been, or is likely to be, refused, and notice of the intention to apply for a warrant has been given to the occupier;

(b)asking for entry to the premises, or giving such a notice, would defeat the object of the entry;

(c)entry is required urgently; or

(d)the premises are unoccupied or the occupier is temporarily absent.

(3) A warrant under this regulation is valid for three months.

Information noticesU.K.

24.  An [F8enforcing authority] may, by notice served on any person, require that person to furnish such information as is specified in the notice, in such form and within such period following the service of the notice or at such time as is so specified.

Textual Amendments

Enforcement noticesU.K.

25.—(1) An [F9enforcing authority] may serve an enforcement notice on any person who—

(a)in the opinion of the [F10enforcing authority], fails to, or is likely to fail to, comply with—

(i)a provision of the 2014 Regulation specified in Schedule 2; or

(ii)a provision of the Commission Regulations specified in Schedule 3, read in association with Part 3 of these Regulations;

(b)submits a report under Article 19 of the 2014 Regulation which is not submitted in accordance with Commission Regulation 1191/2014;

(c)fails, where labelling for products and equipment is required under Article 12 of the 2014 Regulation, to comply with [F11Article 2 of Commission Regulation 2015/2068 (labelling format)].

(d)fails to comply with a requirement under regulation 18;

(e)fails to comply with a requirement under regulation 19; or

(f)fails to comply with an information notice served under regulation 24.

(2) An [F12enforcing authority] may serve an enforcement notice on a person qualified in relation to fire protection systems who fails to comply with any of the following requirements of Commission Regulation 1497/2007—

(a)Article 3 (checking system records);

(b)Article 4(1) (visual checks by certified personnel);

(c)Article 4(2) (checks in cases of presumed leakage);

(d)Article 6 (follow-up check).

(3) An [F12enforcing authority] may serve an enforcement notice on an operator of a fire protection system who—

(a)fails to comply with any of the following requirements of Commission Regulation 1497/2007—

(i)Article 2(1) (system records);

(ii)Article 2(3) (determination of gas charge by certified personnel);

(b)fails to ensure that Article 2(2) of Commission Regulation 1497/2007 (indication of gas charge) is complied with; or

(c)fails to ensure that the following requirements of Commission Regulation 1497/2007 are carried out by a person qualified in relation to fire protection systems—

(i)Article 4(4) (checking of pressure gauges and weight-monitoring devices);

(ii)Article 5 (repair of leakage);

(iii)Article 7 (requirements for newly commissioned systems).

(4) Subject to paragraph (6), an [F12enforcing authority] may serve an enforcement notice on a person qualified in relation to stationary equipment who fails to comply with any of the following requirements of Commission Regulation 1516/2007—

(a)Article 3 (checking equipment records);

(b)Article 4 (systematic checks);

(c)Article 5 (choice of measuring method);

(d)Article 6 (direct measuring methods);

(e)Article 7(1) (indirect measuring methods);

(f)Article 7(2) (examination using a direct method);

(g)Article 9 (follow-up check).

(5) Subject to paragraph (6), an [F12enforcing authority] may serve an enforcement notice on an operator of stationary equipment who—

(a)fails to comply with any of the following requirements of Commission Regulation 1516/2007—

(i)Article 2(1) (equipment records);

(ii)Article 2(3) (determination of gas charge by certified personnel);

(b)fails to ensure that the following requirements of Commission Regulation 1516/2007 are complied with—

(i)Article 2(2) (indication of gas charge);

(ii)Article 2(4) (indication of leakage cause); or

(c)fails to ensure that the following requirements of Commission Regulation 1516/2007 are carried out by a person qualified in relation to stationary equipment—

(i)Article 8 (repair of leakage);

(ii)Article 10 (requirements for newly commissioned equipment).

(6) Paragraphs (4) and (5) do not apply in respect of equipment with a hermetically sealed system which—

(a)is labelled as having such a system; and

(b)contains less than 6 kilograms of fluorinated greenhouse gases.

(7) An enforcement notice must—

(a)specify the matters constituting the failure to comply or those making a failure to comply likely;

(b)specify the steps that must be taken to remedy or avert the failure to comply;

(c)specify the period in which those steps must be taken;

(d)provide information on the right to appeal under regulation 26; and

[F13(e)state that it is an offence under regulation 29(1)(e) to fail to comply with the enforcement notice.]

[F13(e)state that a requirement to pay a civil penalty may be imposed if a person fails, or causes or permits another person to fail, to comply with the enforcement notice.]

(8) An [F14enforcing authority] may at any time withdraw an enforcement notice.

(9) A person on whom an enforcement notice is served must comply with it at their own expense.

(10) If an enforcement notice is not complied with, the enforcing authority [F15which served the notice] may arrange for it to be complied with at the expense of the person on whom it was served.

(11) In this regulation—

(a)fire protection system” means a fire protection system, within the meaning given in Article 1 of Commission Regulation 1497/2007, containing 3 kilograms or more of fluorinated greenhouse gases;

(b)person qualified in relation to fire protection systems” means an individual who—

(i)holds a certificate issued under Article 5 of Commission Regulation 304/2008 which relates to leakage checking of fire protection systems; or

(ii)is exempt from holding such a certificate by virtue of Article 4(2) of Commission Regulation 304/2008;

(c)person qualified in relation to stationary equipment” means an individual who—

(i)holds a valid certificate issued under [F16Article 4 of Commission Regulation 2015/2067] which relates to leakage checking of stationary equipment;

(ii)is exempt from holding such a certificate by virtue of [F17Article 3(3)(b) or (4) of Commission Regulation 2015/2067]; or

(iii)is exempt from holding such a certificate by virtue of [F18Article 3(3)(a) of Commission Regulation 2015/2067 where the person is suitably qualified for the purposes of the essential safety requirements in paragraph 21(3) in Part 3 of Schedule 2 to the Pressure Equipment (Safety) Regulations 2016 (permanent joining)];

(d)stationary equipment” means stationary refrigeration, air conditioning or heat pump equipment which contains three kilograms or more of fluorinated greenhouse gases.

Textual Amendments

Appeals against enforcement notices [F19etc.] E+S

26.—(1) A person who is aggrieved by an enforcement notice may appeal against it.

(2) [F20Except in the case of an appeal mentioned in paragraph (2A), the right] of appeal is to a magistrates' court or, in Scotland, to the sheriff.

[F21(2A) Schedule 5 sets out the procedure for an appeal against an enforcement notice, a civil penalty notice or an enforcement cost recovery notice, served by the Secretary of State, the Environment Agency, the Scottish Ministers or SEPA.]

(3) The procedure on appeal to a magistrates' court is—

(a)in England and Wales, by way of complaint, and the Magistrates' Courts Act 1980 M6 applies to the proceedings;

(b)in Northern Ireland, by way of notice, and Part 7 of the Magistrates' Courts (Northern Ireland) Order 1981 M7 applies to the proceedings.

F22(4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5) An appeal must be brought by no later than 28 days after the date on which the enforcement notice is served.

(6) An enforcement notice is not suspended pending an appeal unless the court or sheriff orders otherwise.

[F23(7) The grounds for an appeal brought under this regulation are that a decision to serve the enforcement notice was—

(a)based on an error of fact;

(b)wrong in law;

(c)wrong for any other reason;

(d)unreasonable.]

Proceedings before a civil courtU.K.

27.—(1) [F24If the] [F24If an] enforcing authority is of the opinion that [F25 proceedings against a person for an offence under regulation 29(1)(e)] [F25a civil penalty imposed for a failure to comply with an enforcement notice under regulation 31A(2)(h)(ii)] would afford an ineffectual remedy against that person, the enforcing authority may take civil proceedings against that person for the purposes of seeking such remedy as the enforcing authority believes is appropriate in the circumstances.

(2) Civil proceedings under paragraph (1) may be taken—

(a)in the County Court or the High Court; or

(b)in Scotland, before the sheriff.

Textual Amendments

Powers of the Secretary of State, the Scottish Ministers and [F26the Department of Agriculture, Environment and Rural Affairs] E+W+S

28.—(1) This regulation applies where, in contravention of Article 11 of the 2014 Regulation, a person has imported into [F27Great Britain] a product or equipment containing, or whose functioning relies upon, fluorinated greenhouse gases.

(2) The Secretary of State may require the person to, within a reasonable period of time—

(a)dispose of the product or equipment without causing pollution of the environment or harm to human health or the health of animals or plants;

(b)otherwise render it harmless; or

(c)remove it from—

(i)the United Kingdom;

(ii)an offshore installation; or

(iii)a Northern Ireland offshore installation [F28used in connection with any of the activities described in regulation 4(4)(a) to (g)].

(3) The Scottish Ministers may require the person to, within a reasonable period of time, remove the product or equipment from a Scottish offshore installation.

(4) [F29The Department of Agriculture, Environment and Rural Affairs] may require the person to, within a reasonable period of time, remove the product or equipment from a Northern Ireland offshore installation used in connection with any of the activities described in regulation 4(4)(h) and (i).

Extent Information

E1This version of this provision extends to England and Wales and Scotland only; a separate version has been created for Northern Ireland only

Textual Amendments

Powers of the Secretary of State, the Scottish Ministers and [F30the Department of Agriculture, Environment and Rural Affairs] N.I.

28.—(1) This regulation applies where, in contravention of Article 11 of the 2014 Regulation, a person has imported into [F31Northern Ireland] from outside the customs territory of the EU a product or equipment containing, or whose functioning relies upon, fluorinated greenhouse gases.

(2) The Secretary of State may require the person to, within a reasonable period of time—

(a)dispose of the product or equipment without causing pollution of the environment or harm to human health or the health of animals or plants;

(b)otherwise render it harmless; or

(c)remove it from—

(i)the United Kingdom;

(ii)an offshore installation; or

(iii)a Northern Ireland offshore installation [F32used in connection with any of the activities described in regulation 4(4)(a) to (g)].

(3) The Scottish Ministers may require the person to, within a reasonable period of time, remove the product or equipment from a Scottish offshore installation.

(4) [F33The Department of Agriculture, Environment and Rural Affairs] may require the person to, within a reasonable period of time, remove the product or equipment from a Northern Ireland offshore installation used in connection with any of the activities described in regulation 4(4)(h) and (i).

Extent Information

E2This version of this provision extends to Northern Ireland only; a separate version has been created for England and Wales and Scotland only

Textual Amendments

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

See additional information alongside the content

Geographical Extent: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.

Show Timeline of Changes: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Timeline of Changes

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources