- Latest available (Revised)
- Original (As made)
This is the original version (as it was originally made).
9.—(1) The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013(1) is amended as follows.
(2) In article 2 (qualifying EU provisions: general)—
(a)after paragraph (2)(g) insert—
“(h)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(b)after paragraph (6)(c) insert—
“(d)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(c)after paragraph (8)(d) insert—
“(e)the CSD regulation and any directly applicable regulation made under that Regulation.”.
(3) In article 3 (qualifying EU provisions: disciplinary measures)—
(a)after paragraph (2)(g) insert—
“(h)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(b)after paragraph (3)(e) insert—
“(f)in relation to a contravention of a requirement imposed by the CSD regulation or any directly applicable regulation made under the CSD regulation—
(i)if the authorised person concerned is a PRA-authorised person, either the PRA or the FCA;
(ii)in any other case, the FCA.”.
(4) In article 4 (qualifying EU provisions etc.: recognised investment exchanges and clearing houses)—
(a)after paragraph (3)(d) insert—
“(e)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(b)after paragraph (5)(d) insert—
“(e)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(c)after paragraph (7)(c) insert—
“(d)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(d)after paragraph (9)(b) insert—
“(c)the CSD regulation and any directly applicable regulation made under that Regulation.”.
(5) In article 5 (qualifying EU provisions: injunctions and restitution)—
(a)after paragraph (2)(g) insert—
“(h)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(b)after paragraph (5)(f) insert—
“(g)in relation to a contravention of the CSD regulation or any directly applicable regulation made under the CSD regulation—
(i)if the authorised person concerned is a PRA-authorised person, the PRA or the FCA;
(ii)in any other case, the FCA.”;
(c)after paragraph (6)(b) insert—
“(c)the CSD regulation and any directly applicable regulation made under that Regulation.”.
(6) In article 6 (qualifying EU provisions: fees)—
(a)after paragraph (2)(i) insert—
“(j)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(b)after paragraph (4)(c) insert—
“(d)the CSD regulation and any directly applicable regulation made under that Regulation.”;
(c)after paragraph (6)(b) insert—
“(c)the CSD regulation and any directly applicable regulation made under that Regulation.”.
S.I. 2013/419, amended by S.I. 2013/1773.
Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.
Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.
Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.
Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:
Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:
Click 'View More' or select 'More Resources' tab for additional information including: