The Uncertificated Securities Regulations 1992

Restriction of Rehabilitation of Offenders Act 1974

115.  Section 189 of the 1986 Act shall apply as if in Schedule 14 to that Act:

(a) Part I (exempted proceedings) included a reference to proceedings with respect to admission to the system, termination of participation, the imposition of restrictions, and the replacement and supervision of participants;

(b) Part II, first column (exempted questions) included a reference to the Operator, and the second column thereof included a reference to a participant an applicant for participation and an individual who is an associate of such participant or applicant (whether or not an individual);

(c) Part III, paragraph 1, first column (exempted actions) included a reference to the Operator; and

(d) Part II, paragraph 4, first column (exempted questions) and Part III, paragraph 2, first column (exempted actions) included a reference to a participant and an applicant for participation.