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Commission Implementing Regulation (EU) 2017/393Show full title
Commission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance)
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ANNEX I Template for reporting and transmission of information on internalised settlement
| a Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349). | |||||||||
| Internalised Settlement | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Settlement Internaliser Information | |||||||||
| C0010 | |||||||||
| Country code | R0010 | ||||||||
| Reporting timestamp | R0020 | ||||||||
| Reporting period | R0030 | ||||||||
| LEI | R0040 | ||||||||
| Name of person responsible | R0050 | ||||||||
| Function of person responsible | R0060 | ||||||||
| Phone number | R0070 | ||||||||
| Email address | R0080 | ||||||||
| Aggregate | Rate | ||||||||
| Settled | Failed | Total | Failed | ||||||
| Volume | Value (EUR) | Volume | Value (EUR) | Volume | Value (EUR) | Volume % | Value % | ||
| C0020 | C0030 | C0040 | C0050 | C0060 | C0070 | C0080 | C0090 | ||
| Overall total | R0090 | ||||||||
| Financial instruments | |||||||||
| Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Councila | R0100 | ||||||||
| Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0110 | ||||||||
| Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0120 | ||||||||
| Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU | R0130 | ||||||||
| Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU | R0140 | ||||||||
| Units in collective investment undertakings, other than exchange-traded funds | R0150 | ||||||||
| Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0160 | ||||||||
| Emission allowances | R0170 | ||||||||
| Other financial instruments | R0180 | ||||||||
| Type of transactions | |||||||||
| Purchase or sale of securities | R0190 | ||||||||
| Collateral management operations | R0200 | ||||||||
| Securities lending and securities borrowing | R0210 | ||||||||
| Repurchase transactions | R0220 | ||||||||
| Other securities transactions | R0230 | ||||||||
| Type of client | |||||||||
| Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU | R0240 | ||||||||
| Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU | R0250 | ||||||||
| Cash Transfers | |||||||||
| Total Cash Transfers | R0260 | ||||||||
| Each Issuer CSD Information | |||||||||
| C0100 | |||||||||
| Issuer CSD identifier | R0270 | ||||||||
| Issuer CSD country code | R0280 | ||||||||
| Aggregate | Rate | ||||||||
| Settled | Failed | Total Settled Failed | Failed | ||||||
| Volume | Value (EUR) | Volume | Value (EUR) | Volume | Value (EUR) | Volume % | Value % | ||
| C0110 | C0120 | C0130 | C0140 | C0150 | C0160 | C0170 | C0180 | ||
| Overall total | R0290 | ||||||||
| Financial instruments | |||||||||
| Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU | R0300 | ||||||||
| Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0310 | ||||||||
| Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0320 | ||||||||
| Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU | R0330 | ||||||||
| Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU | R0340 | ||||||||
| Units in collective investment undertakings other than ETFs | R0350 | ||||||||
| Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0360 | ||||||||
| Emission allowances | R0370 | ||||||||
| Other financial instruments | R0380 | ||||||||
| Type of transactions | |||||||||
| Purchase or sale of securities | R0390 | ||||||||
| Collateral management operations | R0400 | ||||||||
| Securities lending and securities borrowing | R0410 | ||||||||
| Repurchase transactions | R0420 | ||||||||
| Other securities transactions | R0430 | ||||||||
| Type of client | |||||||||
| Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU | R0440 | ||||||||
| Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU | R0450 | ||||||||
| Cash Transfers | |||||||||
| Total Cash Transfers | R0460 | ||||||||
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