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Commission Delegated Regulation (EU) 2016/98Show full title
Commission Delegated Regulation (EU) 2016/98 of 16 October 2015 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for specifying the general conditions for the functioning of colleges of supervisors (Text with EEA relevance)
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Article 10Information exchange for performing group risk assessments and reaching joint decisions
1.For the purposes of joint decisions on institution-specific prudential requirements as referred to in Article 113 of Directive 2013/36/EU, the consolidating supervisor and the relevant members of the college referred to in paragraph 1 of that Article shall exchange all information necessary, at both individual and consolidated level, to reach a joint decision.
2.In particular, the consolidating supervisor and the relevant members of the college referred to in paragraph 1 shall exchange information on the outcomes of the supervisory review and evaluation process performed in accordance to Article 97 of Directive 2013/36/EU. This information shall provide the outcome of the assessment, at least, of the following elements:
(a)business model analysis, including the assessment of the viability of current business model and sustainability of institution's forward-looking business strategy;
(b)internal governance arrangements and institution-wide controls;
(c)individual risks to institution's capital, covering the following elements:
(i)
inherent individual risks;
(ii)
risk management and controls;
(d)capital adequacy assessment, including proposed required own funds pursuant to Article 104(1)(a) of Directive 2013/36/EU;
(e)risks to institution's liquidity and funding, covering the following elements:
(i)
liquidity risk and funding risk;
(ii)
liquidity and funding risk management;
(f)liquidity adequacy assessment, including proposed quantitative and qualitative liquidity measures pursuant to Article 105 of Directive 2013/36/EU;
(g)other supervisory measures or early intervention measures taken or planned to be taken in order to address the inefficiencies identified as a result of the supervisory review and evaluation process;
(h)results of the supervisory stress tests performed pursuant to Article 100 of Directive 2013/36/EU;
(i)findings from on-site inspections and off-site monitoring that are relevant for the assessment of the risk profile of the group or any of its entities.
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