Commission Implementing Regulation (EU) 2016/962Show full title

TEMPLATE 3

Article 4(8) of Directive 2014/59/EU: Report template [The notes included in this template are intended to assist the authorities when completing the template and do not form part of the template.]
Member State
Name of competent authority/resolution authority submitting the report	[Competent authorities and resolution authorities are expected to complete a report dealing with those institutions to which waivers are granted in relation to the relevant requirements of Sections 2 and 3 of Chapter I of Directive 2014/59/EU. Competent and resolution authorities must report on all institutions to which waivers are granted.]
Reference period
Name of category of credit institution or name of credit institution[When reporting on a category basis, the LEI numbers should be provided for each institution in the category; where these are not available, the names of the institutions should be provided.]	[If the report is completed with regard to a specific category of institution, please provide a description of the category, including the key characteristics of institutions in that category (e.g. by reference to SREP classification or other applicable classification system). Please also provide a list of the LEI numbers or, where LEI numbers are not available, the names of the institutions within the category. Where more than one category of institution exists, please complete the report for each category.]
Basis for granting the waiver having regard to the relevant criteria set out in Article 4(8) of Directive 2014/59/EU
Institutions affiliated to a central body and wholly or partially exempted from prudential requirements in national law in accordance with Article 10 of Regulation (EU) No 575/2013	[Within this section please provide a description of the characteristics of the [category of institution/institution].]
Institutions which are members of an IPS