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Commission Implementing Regulation (EU) 2016/962Show full title

Commission Implementing Regulation (EU) 2016/962 of 16 June 2016 laying down implementing technical standards with regard to the uniform formats, templates and definitions for the identification and transmission of information by competent authorities and resolution authorities to the European Banking Authority according to Directive 2014/59/EU of the European Parliament and of the Council (Text with EEA relevance)

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TEMPLATE 1

Article 4 of Directive 2014/59/EU: Quantitative data report template

[The notes included in this template are intended to assist the authorities when completing the template and do not form part of the template.]

Member State
Name of competent authority/resolution authority submitting the report
Reference date
Number of credit institutions established in the Member State
Number of investment firms established in the Member State
Number of credit institutions for which simplified obligations have been applied under Article 4(1) of Directive 2014/59/EU[Figures should be provided by the relevant authority, separately, with regard to obligations relating to: recovery planning, resolvability assessments and resolution planning.]
Number of investment firms for which simplified obligations have been applied under Article 4(1) of Directive 2014/59/EU[Figures should be provided by the relevant authority, separately, with regard to obligations relating to: recovery planning, resolvability assessments and resolution planning.]
Number of institutions to which a waiver has been granted under Article 4(8) of Directive 2014/59/EU
Legal entity identifier (LEI) numbers or, where these are not available, the names of the institutions established in the Member State subject to direct supervision by the European Central Bank pursuant to Article 6(4) of Regulation (EU) No 1024/2013 or constituting a significant share in the financial system of a Member State as defined in Article 4(10) of Directive 2014/59/EU and are therefore ineligible for waivers pursuant to Article 4(8) of Directive 2014/59/EU[Only competent authorities need complete this section of the template as it relates to supervisory classifications.]

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