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Commission Regulation (EU) No 1193/2011 (repealed)Show full title

Commission Regulation (EU) No 1193/2011 of 18 November 2011 establishing a Union Registry for the trading period commencing on 1 January 2013, and subsequent trading periods, of the Union emissions trading scheme pursuant to Directive 2003/87/EC of the European Parliament and of the Council and Decision No 280/2004/EC of the European Parliament and of the Council and amending Commission Regulations (EC) No 2216/2004 and (EU) No 920/2010 (Text with EEA relevance) (repealed)

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  1. Introductory Text

  2. CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS

    1. Article 1.Subject matter

    2. Article 2.Scope

    3. Article 3.Definitions

  3. CHAPTER II THE REGISTRIES SYSTEM

    1. Article 4.Union Registry

    2. Article 5.European Union Transaction Log

    3. Article 6.Communication links between registries, the ITL and the EUTL

    4. Article 7.Administrators

  4. CHAPTER III ACCOUNTS

    1. SECTION 1 Provisions applicable to all accounts

      1. Article 8.Accounts

      2. Article 9.Account status

      3. Article 10.The administering of accounts

      4. Article 11.Notifications from the central administrator

    2. SECTION 2 Opening and updating accounts

      1. Article 12.Opening management accounts

      2. Article 13.Opening an auction delivery account in the Union Registry

      3. Article 14.Opening operator holding accounts in the Union Registry

      4. Article 15.Opening aircraft operator holding accounts in the Union Registry

      5. Article 16.Opening person holding and trading accounts in the Union Registry

      6. Article 17.Opening national holding accounts in the Union Registry

      7. Article 18.Opening external platform accounts in the Union Registry

      8. Article 19.Opening verifier accounts in the Union Registry

      9. Article 20.Refusal to open an account

      10. Article 21.Authorised representatives

      11. Article 22.Nominating and approval of authorised representatives and additional authorised representatives

      12. Article 23.Updating of account information and information on authorised representatives

      13. Article 24.Trusted account list

    3. SECTION 3 Closure of accounts

      1. Article 25.Closure of accounts

      2. Article 26.Closure of operator holding accounts

      3. Article 27.Closure of aircraft operator holding accounts

      4. Article 28.Closure of verifier accounts

      5. Article 29.Positive balance on accounts under closure

      6. Article 30.Closure of accounts and removal of authorised representative on the administrator’s initiative

    4. SECTION 4 Suspension of access to accounts

      1. Article 31.Suspension of access to accounts

  5. CHAPTER IV VERIFIED EMISSIONS AND COMPLIANCE

    1. Article 32.Verified emissions data for an installation or aircraft operator

    2. Article 33.Blocking of accounts due to a failure to submit verified emissions

    3. Article 34.Calculation of compliance status figures

  6. CHAPTER V TRANSACTIONS

    1. Article 35.. . . . . . . . . ....

    2. Article 36.Execution of transfers

    3. Article 37.Nature of allowances and finality of transactions

    4. SECTION 1 Creation of allowances

      1. Article 38.Creation of allowances

    5. SECTION 2 Account transfers before auctions and allocation

      1. Article 39.Transfer of general allowances to be auctioned

      2. Article 40.Transfer of general allowances to be allocated free of charge

      3. Article 41.Transfer of general allowances for the new entrant reserve

      4. Article 42.Transfer of aviation allowances to be auctioned

      5. Article 43.Transfer of aviation allowances to be allocated free of charge

      6. Article 44.Transfer of aviation allowances to the special reserve

      7. Article 45.Transfer of general allowances to the EU Total Quantity Account

      8. Article 46.Transfer of aviation allowances to the EU Aviation Total Quantity Account

      9. Article 47.Deletion of aviation allowances

    6. SECTION 3 Allocation to stationary installations

      1. Article 48.National allocation tables

      2. Article 49.Entry of national allocation tables into the EUTL

      3. Article 50.Changes to the national allocation tables

      4. Article 51.Free allocation of general allowances

    7. SECTION 4 Allocation to aircraft operators

      1. Article 52.National aviation allocation tables

      2. Article 53.Entry of national aviation allocation tables into the EUTL

      3. Article 54.Changes to the national aviation allocation tables

      4. Article 55.Free allocation of aviation allowances

    8. SECTION 5 Auction

      1. Article 56.Auction tables

      2. Article 57.Entry of auction tables into the EUTL

      3. Article 58.Changes to the auction tables

      4. Article 59.Auctioning of allowances

    9. SECTION 6 Trading

      1. Article 60.Transfers of allowances or Kyoto units initiated by a holding account

      2. Article 61.Transfers of allowances or Kyoto units initiated by a trading account

    10. SECTION 7 Surrender of allowances

      1. Article 62.Surrender of allowances

    11. SECTION 8 Deletion of allowances

      1. Article 63.Deletion of allowances

    12. SECTION 9 Transaction reversal

      1. Article 64.Reversal of finalised processes initiated in error

  7. CHAPTER VI TECHNICAL REQUIREMENTS OF THE REGISTRIES SYSTEM

    1. SECTION 1 Availability

      1. Article 65.Availability and reliability of the Union Registry and the EUTL

      2. Article 66.Helpdesks

    2. SECTION 2 Security and authentication

      1. Article 67.Authentication of the Union Registry

      2. Article 68.Accessing accounts in the Union Registry

      3. Article 69.Authentication and authorisation of authorised representatives in the Union Registry

      4. Article 70.Suspension of all access due to a security breach or a security risk

      5. Article 71.Suspension of access to allowances or Kyoto units in the case of a suspected fraudulent transaction

      6. Article 72.Cooperation with competent authorities and notification of money laundering, terrorist financing or criminal activity

      7. Article 73.Suspension of processes

    3. SECTION 3 Automated checking, recording and completing of processes

      1. Article 74.Automated checking of processes

      2. Article 75.Detection of discrepancies

      3. Article 76.Detection of discrepancies within the Union Registry

      4. Article 77.Reconciliation — Detection of inconsistencies by the EUTL

      5. Article 78.Finalisation of processes

    4. SECTION 4 Specifications and change management

      1. Article 79.Data exchange and technical specifications

      2. Article 80.Change and release management

  8. CHAPTER VII RECORDS, REPORTS, CONFIDENTIALITY AND FEES

    1. Article 81.Records

    2. Article 82.Reporting

    3. Article 83.Confidentiality

    4. Article 84.Fees

    5. Article 85.Interruption of operation

  9. CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS

    1. Article 86.Implementation

    2. Article 87.Further use of accounts

    3. Article 88.Amendments to Regulation (EC) No 2216/2004

    4. Article 89.Amendments to Regulation (EU) No 920/2010

    5. Article 90.Entry into force

  10. Signature

    1. ANNEX I

      1. . . . . . . . . . ....

    2. ANNEX II

      Information to be submitted with requests for all accounts

      1. 1. The information set out in Table II-I.

      2. 2. . . . . . . . . . ....

    3. ANNEX III

      Information concerning auction delivery accounts, person holding accounts, trading accounts and external platform accounts to be provided

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3. Evidence to support the identity of the natural person requesting...

      4. 4. Evidence to support the address of the permanent residence of...

      5. 5. The following documents in case of a legal person requesting...

      6. 6. . . . . . . . . . ....

      7. 7. . . . . . . . . . ....

      8. 8. . . . . . . . . . ....

      9. 9. . . . . . . . . . ....

      10. 10. . . . . . . . . . ....

    4. ANNEX IV

      Additional information concerning verifier accounts to be provided to the national administrator

      1. 1. . . . . . . . . . ....

    5. ANNEX V

      Information concerning each operator holding account to be provided to the national administrator

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3. The information set out in Table V-I and V-II

    6. ANNEX VI

      Information concerning each aircraft operator holding account to be provided to the national administrator

      1. 1. . . . . . . . . . ....

      2. 2. Under the data provided in accordance with table II-I, the...

      3. 3. . . . . . . . . . ....

    7. ANNEX VII

      Information concerning authorised representatives and additional authorised representatives to be provided to the administrator of the account

      1. 1. The information set out in Table VII-I.

      2. 2. . . . . . . . . . ....

      3. 3. Evidence to support the identity of the nominee, which may...

      4. 4. Evidence to support the address of the permanent residence of...

      5. 5. . . . . . . . . . ....

      6. 6. . . . . . . . . . ....

      7. 7. . . . . . . . . . ....

      8. 8. . . . . . . . . . ....

    8. ANNEX VIII

      Formats for submitting annual emissions data

      1. 1. Emissions data for operators shall contain the information set out...

      2. 2. . . . . . . . . . ....

    9. ANNEX IX

      1. . . . . . . . . . ....

    10. ANNEX X

      1. . . . . . . . . . ....

    11. ANNEX XI

      1. . . . . . . . . . ....

    12. ANNEX XII

      Reporting requirements of the central administrator

      1. Information available to the public

        1. 1. The EUTL shall display on the public website of the...

        2. 2. The EUTL shall display on the public website of the...

        3. 3. The EUTL shall display on its public website the following...

        4. 4. The EUTL shall display on the public website of the...

      2. Information available to account holders

        1. 5. The Union Registry shall display on the part of the...

      3. Information available to national administrators

        1. 6. . . . . . . . . . ....

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