- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).
PART 2 Amendments of primary legislation
CHAPTER 1 The Financial Services and Markets Act 2000
7.Prohibition of dealing etc in transferable securities without approved prospectus
16.Power to suspend or prohibit admission to trading on a regulated market
21.Provision of information by issuers of transferable securities
31.Appointment by FCA of persons to carry out investigations
34.Meaning of “offer of transferable securities to the public” etc.
37.Liability of issuers in connection with published information
38.Transferable securities excluded from certain provisions of section 85 of FSMA 2000
PART 3 Amendments of EU Regulations and EU Decision
CHAPTER 1 Amendments of Commission Regulation (EC) No. 809/2004
43.Categories of information in the base prospectus and the final terms
46.Share registration document in cases of complex financial history or significant financial commitment
51.Additional information building block on the underlying share
52.Registration document schedule for collective investment undertakings of closed-end type
53.Registration document schedule for States and regional and local authorities
54.Additional building block for consent given in accordance with Article 3(2) of Directive 2003/71/EC
55.Minimum information to be included in a base prospectus and its related final terms
56.Adaptations to minimum information given in prospectuses and base prospectuses
61.Proportionate schedules for small and medium-sized enterprises etc.
62.Proportionate requirements for issues by certain credit institutions
CHAPTER 2 Amendments of other EU Regulations and of EU Decision
PART 4 Transfer of directive functions to the Treasury or the FCA
Amendments of Annexes to Commission Regulation (EC) No 809/2004
Transfer of functions to the Treasury and the FCA
PART 2 Directive functions transferred to the Treasury
2.The following purposes are specified for the purposes of regulation...
3.In order to take account of developments on financial markets,...
4.In order to take account of developments on financial markets,...
5.In order to take account of developments on financial markets,...
6.In order to take account of developments on financial markets,...
7.To make provision about the specific information which must be...
8.In order to take account of developments on financial markets,...
9.To establish general equivalence criteria for the purposes of rule...
10.To establish for the purposes of transparency rules an indicative...
11.In order to take account of developments on financial markets,...
12.In order to take account of developments on financial markets,...
13.In order to take account of developments on financial markets,...
14.In order to take account of developments on financial markets,...
15.To clarify the conditions of independence to be complied with...
16.To specify the contents of the notification to be made,...
17.In order to take account of developments on financial markets,...
18.In order to take account of developments on financial markets...
19.To specify the minimum standards for— (a) the dissemination of...
20.To establish general criteria for the purposes of section 89A(4A)...
PART 3 Directive functions transferred to FCA
21.The following purposes are specified for the purposes of regulation...
22.To make provision about the exemptions from the obligation to...
23.To specify a uniform template for presentation of any summary...
24.To ensure uniform application of the requirements imposed under section...
25.To ensure uniform application of the provisions authorising the omission...
26.To specify the information that may be incorporated in the...
27.To specify the procedures for the approval of the prospectus...
28.To specify the provisions relating to the publication of the...
29.To specify the provisions concerning the dissemination of advertisements announcing...
31.To specify the electronic reporting format for annual financial reports...
32.To specify the method of calculating any percentage threshold applying...
33.To establish standard forms, templates and procedures to be used...
35.To specify the cases in which the exemptions laid down...
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys