Search Legislation

Advanced Search

The Russia (Sanctions) (EU Exit) Regulations 2019

Help about what version

What Version

Help about advanced features

Advanced Features

Changes to legislation:

There are currently no known outstanding effects for The Russia (Sanctions) (EU Exit) Regulations 2019. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. At the current time any known changes or effects made by subsequent legislation have been applied to the text of the legislation you are viewing by the editorial team. Please see ‘Frequently Asked Questions’ for details regarding the timescales for which new effects are identified and recorded on this site.

Statutory Instruments

2019 No. 855

Exiting The European Union

Sanctions

The Russia (Sanctions) (EU Exit) Regulations 2019

Made

10th April 2019

Laid before Parliament

11th April 2019

Coming into force in accordance with regulation 1(2) and (3)

The Secretary of State M1, in exercise of the powers conferred by sections 1(1)(c) and (3)(b), 3(1)(a), (b)(ii) and (iii), (c)(ii) and (iii), (d), (e)(iii), (g)(iii), (2)(b) and (c), 4, 5, 7(2) and (5), 9(2)(a), 10(2)(a) and (c), (3) and (4), 11(2) to (9), 15(2)(a) and (b), (3), (4)(b), (5) and (6), 16, 17(2) to (9), 19, 20, 21(1), 54(1) and (2)(a), 62(4) to (6) of, and paragraphs 2(a)(iii) and (b), 3(a) and (b), 4(a)(iii), (b) and (c), 5(a)(ii) and (iii) and (b), 6(a)(ii) and (iii) and (b), 7(a)(iii) and (b), 9, 10(b), 11(a)(ii) and (iii), 13(a), (b), (c), (g), (h), (i), (k), (l), (m), (n), (p), (q), (t), (v) and (w), 14(a), (e), (f) and (k), 17, 19 to 23 and 27 of Schedule 1 to, the Sanctions and Anti-Money Laundering Act 2018 M2, and having decided, upon consideration of the matters set out in section 2(2) of that Act, that it is appropriate to do so, makes the following Regulations:F1

Textual Amendments

F1Regulations extended (British overseas territories) (with modifications) (31.12.2020 immediately after both S.I. 2020/590 and S.I. 2020/951 have come into force) by The Russia (Sanctions) (Overseas Territories) Order 2020 (S.I. 2020/1571), arts. 1(1), 2, Schs. 1, 2 (as amended: (11.3.2021) by S.I. 2021/288, arts. 1(1), 2(2); (14.4.2022) by S.I. 2022/453, arts. 1(1), 3-38; (20.7.2022) by S.I. 2022/843, arts. 1(1), 3; (10.11.2022) by S.I. 2022/1167, arts. 1(1), 3-17; (15.12.2022) by S.I. 2022/1338, arts. 1(1), 3-10; (9.3.2023) by S.I. 2023/291, arts. 1(1), 3-9; (20.7.2023) by S.I. 2023/846, arts. 1(1), 3, 5-22; (30.9.2023) by S.I. 2023/846, arts. 1(2), 4; (14.3.2024) by S.I. 2024/370, arts. 1, 3-13; and (3.10.2024) by S.I. 2024/987, arts. 1(1), 3-6)

Marginal Citations

M1The power to make regulations under Part 1 of the Sanctions and Anti-Money Laundering Act 2018 is conferred on an “appropriate Minister”. Section 1(9)(a) of the Act defines an “appropriate Minister” as including the Secretary of State.

PART 1U.K.General

Citation and commencementU.K.

1.—(1) These Regulations may be cited as the Russia (Sanctions) (EU Exit) Regulations 2019.

(2) Subject to paragraph (3), these Regulations come into force on exit day.

(3) The following provisions of these Regulations come into force on the day after the day on which the Regulations are made—

(a)this regulation;

(b)regulation 2 (interpretation);

(c)regulation 4 (purposes);

(d)Part 2;

(e)Schedule 1 (rules for interpretation of regulations 7(2) and 16(7)).

Commencement Information

I1Reg. 1 in force at 11.4.2019, see reg. 1(3)(a)

InterpretationU.K.

2.  In these Regulations—

“the Act” means the Sanctions and Anti-Money Laundering Act 2018;

[F2“aircraft licence” means a licence under regulation 65A;]

“arrangement” includes any agreement, understanding, scheme, transaction or series of transactions, whether or not legally enforceable (but see paragraph 12 of Schedule 1 for the meaning of that term in that Schedule);

“CEMA” means the Customs and Excise Management Act 1979 M3;

“the Commissioners” means the Commissioners for Her Majesty's Revenue and Customs;

“conduct” includes acts and omissions;

“Crimea” means the Autonomous Republic of Crimea and the city of Sevastopol;

[F3“director disqualification licence” means a licence under regulation 64A;]

“document” includes information recorded in any form and, in relation to information recorded otherwise than in legible form, references to its production include producing a copy of the information in legible form;

“the EU Russia Regulations” means the following, as they have effect in EU law—

(a)

Council Regulation (EU) No 269/2014 of 17 March 2014 (concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine) M4,

(b)

Council Regulation (EU) No 692/2014 of 23 June 2014 (concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol) M5, and

(c)

Council Regulation (EU) No 833/2014 of 31 July 2014 (concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine) M6;

F4...

[F5“non-government controlled areas of the Donetsk, Kherson Luhansk and Zaporizhzhia oblasts” means the parts of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts which are for the time being controlled by an authority other than the Government of Ukraine;]

[F6“non-government controlled Ukrainian territory” means Crimea and non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts;]

[F7“OFCOM” means the Office of Communications;]

“trade licence” means a licence under regulation 65;

“Treasury licence” means a licence under regulation 64(1); the “Ukraine Financial Sanctions Regulations” means—

(a)

The Ukraine (European Union Financial Sanctions) (No.2) Regulations 2014 M7, and

(b)

The Ukraine (European Union Financial Sanctions) (No.3) Regulations 2014 M8;

“United Kingdom person” has the same meaning as in section 21 of the Act;

“working day” means any day other than—

(a)

Saturday or Sunday,

(b)

Christmas Day or Good Friday, or

(c)

a day which is a bank holiday under the Banking and Financial Dealings Act 1971 in any part of the United Kingdom.

Textual Amendments

Commencement Information

I2Reg. 2 in force at 11.4.2019, see reg. 1(3)(b)

Marginal Citations

M31979 c.2. Amendments have been made to this Act and are cited, where relevant, in respect of the applicable regulations.

M4OJ L 78, 17.3.2014, p. 6–15.

M5OJ L 183 24.6.2014, p. 9.

M6OJ L 229, 31.7.2014, p. 1–11.

M7S.I. 2014/693, as modified by the Wales Act 2014 (c.29), section 4(4)(a) and amended by S.I. 2017/560, S.I. 2017/754 and S.I. 2018/682 and as prospectively amended by S.I. 2018/1149.

M8S.I. 2014/2054, as amended by S.I. 2014/2445, S.I. 2014/3230, S.I. 2017/560, S.I. 2017/754, 2018/682 and as prospectively amended by S.I. 2018/1149.

Application of prohibitions and requirements outside the United KingdomU.K.

3.—(1) A United Kingdom person may contravene a relevant prohibition by conduct wholly or partly outside the United Kingdom.

(2) Any person may contravene a relevant prohibition by conduct in the territorial sea.

(3) In this regulation a “relevant prohibition” means any prohibition imposed—

(a)by regulation 9(2) [F8or 9B(2)] (confidential information),

(b)by Part 3 (Finance),

(c)by Part 5 (Trade),

[F9(d) under Part 6 (Ships),]

[F10(da)by regulation 57L(6) (disclosure of confidential information), or]

(e)by a condition of a Treasury licence or a trade licence.

(4) A United Kingdom person may comply, or fail to comply, with a relevant requirement by conduct wholly or partly outside the United Kingdom.

(5) Any person may comply, or fail to comply, with a relevant requirement [F11or a requirement imposed by a direction under regulation 57J(3) (direction by air traffic control to operator or pilot of Russian aircraft),] [F12or a requirement imposed by a condition of an aircraft licence,] by conduct in the territorial sea.

(6) In this regulation a “relevant requirement” means any requirement imposed—

(a)by or under Part 8 (Information and records), or by reason of a request made under a power conferred by [F13that Part,]

(b)by a condition of a Treasury licence or a [F14trade licence, or]

[F15(c)by a direction under regulation 57C (movement of ships).]

(7) Nothing in this regulation is to be taken to prevent a relevant prohibition or a relevant requirement from applying to conduct (by any person) in the United Kingdom.

Textual Amendments

Commencement Information

I3Reg. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

PurposesU.K.

4.  The regulations contained in this instrument that are made under section 1 of the Act are for the purposes of [F16—]

[F17(a)]encouraging Russia to cease actions destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine.

[F18(b)promoting the payment of compensation by Russia for damage, loss or injury suffered by Ukraine on or after 24th February 2022 as a result of Russia’s invasion of Ukraine.]

Textual Amendments

Commencement Information

I4Reg. 4 in force at 11.4.2019, see reg. 1(3)(c)

PART 2U.K.Designation of persons

Power to designate personsU.K.

5.—(1) The Secretary of State may designate persons by name [F19in accordance with regulation 5A (conditions for the designation of persons by name)] for the purposes of any of the following—

(a)regulations 11 to 15 (asset-freeze etc.);

[F20(aa)regulation 17A [F21(corresponding banking relationships and processing payments)];]

[F22(ab)regulation 18C (trust services);]

[F23(ac)regulation 19B (director disqualification sanctions);]

(b)regulation 20 [F24(immigration);]

[F25(bza)regulation 46A (technical assistance relating to aircraft and ships);]

[F26(bzb)regulation 54A (internet services);]

[F27(ba)regulations 57A and 57C to 57E [F28(ships: prohibition on port entry etc.);]]

[F29(bb)regulations 57J and 57M (aircraft).]

[F30(1A) The Secretary of State may provide that persons of a description specified by the Secretary of State are designated persons for the purposes of any of the following—

(a)regulations 11 to 15 (asset-freeze etc.);

(b)regulation 17A [F31(corresponding banking relationships and processing payments)];

[F32(ba)regulation 18C (trust services);]

(c)regulation 20 (immigration);

(d)regulation 46A (technical assistance relating to aircraft and ships);

[F33(da)regulation 54A (internet services);]

(e)regulations 57A and 57C to 57E (ships: prohibition on port entry etc.);

(f)regulations 57J and 57M (aircraft).]

(2) The Secretary of State may designate different persons for the purposes of different provisions mentioned in paragraph (1) [F34or (1A)].

[F35(3) For the purposes of these Regulations, persons “designated under regulation 5” for the purpose of a particular regulation means—

(a)persons who are designated by name under paragraph (1) for the purposes of that particular regulation, and

(b)where the Secretary of State makes provision under paragraph (1A) that persons of a specified description are designated persons for the purposes of that particular regulation, persons of that description.]

Textual Amendments

Commencement Information

I5Reg. 5 in force at 11.4.2019, see reg. 1(3)(d)

[F36Conditions for the designation of persons by nameU.K.

5A.—(1) The Secretary of State may choose whether to designate a person under regulation 5(1) (power to designate persons by name) under—

(a)the standard procedure, or

(b)the urgent procedure.

(2) Paragraph (3) applies where the Secretary of State chooses to designate a person under regulation 5(1) under the standard procedure.

(3) The Secretary of State may not designate a person except where condition A is met.

(4) Condition A is that the Secretary of State has reasonable grounds to suspect that that person is an involved person.

(5) Paragraphs (6) to (8) apply where the Secretary of State chooses to designate a person under regulation 5(1) under the urgent procedure.

(6) The Secretary of State may designate a person where condition A is not met, but conditions B and C are met.

(7) The person ceases to be a designated person at the end of the period of 56 days beginning with the day following the day on which the person became a designated person unless, within that period, the Secretary of State certifies that—

(a)condition A is met, or

(b)conditions B and C continue to be met.

(8) Where the Secretary of State makes a certification under paragraph (7)(b), the designation ceases to have effect at the end of the period of 56 days beginning with the day immediately following the period mentioned in paragraph (7), unless within that period the Secretary of State certifies that condition A is met.

(9) Condition B is that relevant provision (whenever made) applies to, or in relation to, the person under the law of—

(a)the United States of America;

(b)the European Union;

(c)Australia;

(d)Canada.

(10) Condition C is that the Secretary of State considers that it is in the public interest to make designations under the urgent procedure.

(11) For the purposes of condition B, “relevant provision” is provision that the Secretary of State considers—

(a)corresponds, or is similar, to the type of sanction or sanctions in these Regulations, or

(b)is made for purposes corresponding, or similar, to any purpose of any type of sanction or sanctions in these Regulations.

(12) In this regulation, “involved person” has the meaning given in regulation 6 (designation criteria: meaning of “involved person”).]

Textual Amendments

[F37Designation criteria: meaning of “involved person”]U.K.

[F386.—F39(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) [F40For the purposes of regulations 5A and 6A (conditions for the designation of persons)], an “involved person” means a person who—

(a)is or has been involved in—

(i)destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine, or

(ii)obtaining a benefit from or supporting the Government of Russia,

(b)is owned or controlled directly or indirectly (within the meaning of regulation 7) by a person who is or has been so involved,

(c)is acting on behalf of or at the direction of a person who is or has been so involved, or

(d)is a member of, or associated with, a person who is or has been so involved.

(3) For the purposes of this regulation, a person is “involved in destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine” if—

(a)the person is responsible for, engages in, provides support for, or promotes any policy or action which destabilises Ukraine or undermines or threatens the territorial integrity, sovereignty or independence of Ukraine;

(b)the person provides financial services, or makes available funds, economic resources, goods or technology, that could contribute to destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine;

(c)the person provides financial services, or makes available funds, economic resources, goods or technology, to—

(i)a person who is responsible for a policy or action which falls within sub-paragraph (a), or

(ii)a person who provides financial services, or makes available funds, economic resources, goods or technology, as mentioned in sub-paragraph (b);

(d)the person obstructs the work of international organisations in Ukraine;

(e)the person conducts business with a separatist group in the Donbas region;

(f)the person is a relevant person trading or operating in [F41non-government controlled Ukrainian territory];

(g)the person assists the contravention or circumvention of a relevant provision;

[F42(h)the person owns or controls directly or indirectly (within the meaning of regulation 7), or is working as a director (whether executive or non-executive), trustee, or other manager or equivalent of, a person, other than an individual, which falls within sub-paragraphs (a) to (g);

(i)the person holds the right, directly or indirectly, to nominate at least one director (whether executive or non-executive), trustee or equivalent of a person, other than an individual, which falls within sub-paragraphs (a) to (g).]

(4) For the purposes of this regulation, being “involved in obtaining a benefit from or supporting the Government of Russia” means—

(a)carrying on business as a Government of Russia-affiliated entity;

(b)carrying on business of economic significance to the Government of Russia;

(c)carrying on business in a sector of strategic significance to the Government of Russia;

(d)owning or controlling directly or indirectly (within the meaning of regulation 7), or working as a director (whether executive or non-executive), trustee, [F43or other manager] or equivalent, of—

(i)a Government of Russia-affiliated entity;

(ii)a person, other than an individual, which falls within sub-paragraph (b) or (c) [F44;]

[F45(e)holding the right, directly or indirectly, to nominate at least one director (whether executive or non-executive), trustee or equivalent of—

(i)a Government of Russia-affiliated entity, or

(ii)a person, other than an individual, which falls within sub-paragraph (b) or (c);]

[F46(f)providing financial services, or making available funds, economic resources, goods or technology, to a person who falls within sub-paragraphs (a) to (e).]

[F47(4A) For the purposes of this regulation, a person is involved in “destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine” or “obtaining a benefit from or supporting the Government of Russia” if they work for, or are affiliated to, the Government of Russia, as—

(a)an aide or adviser to the President of the Russian Federation,

(b)a head or deputy-head of any public body, federal agency or service subordinate to the President of the Russian Federation, including the Administration of the President of the Russian Federation,

(c)a member of the Security Council of the Russian Federation, its Secretary or any of its Deputy Secretaries,

(d)the Chairman of the Government of the Russian Federation or any deputy of the Chairman,

(e)a Minister or Deputy Minister of any Ministry of the Russian Federation,

(f)a Governor or member of the Board of Directors of the Central Bank of the Russian Federation,

(g)a Presidential Plenipotentiary Envoy to a Federal District, or a regional Governor or Deputy Governor or equivalent,

(h)a head or deputy head of any other public body or agency of the Government of the Russian Federation,

(i)a member of the armed forces or law-enforcement organs of the Russian Federation of the rank of colonel, or equivalent, or higher,

(j)a member of the Russian security and intelligence services of the rank of colonel, or equivalent, or higher,

(k)a vice president, or equivalent position or higher, of a Government of Russia-affiliated entity, F48...

(l)a director or manager, or equivalent position or higher, of a [F49Government of Russia-affiliated entity, or]

[F50(m)a person providing financial services, or making available funds, economic resources, goods or technology, to a person who falls within sub-paragraphs (a) to (l).]]

(5) In paragraph (3)(f), a person (“P”) is a “relevant person” if—

(a)P is not an individual, and

(b)the ownership or control of P has been transferred contrary to the law of Ukraine;

[F51(6) In paragraph (2)(d), being “associated with” a person includes—

(a)obtaining a financial benefit or other material benefit from that person;

(b)being an immediate family member of that person.]

(7) In this regulation—

“Government of Russia” means—

(a)

the Presidency of the Russian Federation;

(b)

public bodies and agencies subordinate to the President of the Russian Federation, including the Administration of the President of the Russian Federation;

(c)

the Chairman of the Government of the Russian Federation and the deputies of the Chairman of the Government;

(d)

any Ministry of the Russian Federation;

(e)

any other public body or agency of the Government of the Russian Federation, including the armed forces and law-enforcement organs of the Russian Federation;

(f)

the Central Bank of the Russian Federation;

“Government of Russia-affiliated entity” means a person, other than an individual—

(a)

which is owned or controlled directly or indirectly by the Government of Russia (within the meaning of regulation 7),

(b)

in which the Government of Russia holds directly or indirectly a minority interest,

(c)

which receives, or has received, financing, directly or indirectly, from the Russian Direct Investment Fund or the National Wealth Fund, or

(d)

which otherwise obtains a financial benefit or other material benefit from the Government of Russia;

[F52“immediate family member” means—

(a)

a wife or husband;

(b)

a civil partner;

(c)

a parent or step-parent;

(d)

a child or step-child;

(e)

a sibling or step-sibling;

(f)

a niece or nephew;

(g)

an aunt or uncle;

(h)

a grandparent;

(i)

a grandchild.]

“minority interest” means any shareholding, voting right or right to appoint or remove members of the board of directors which does not meet the condition set out in regulation 7(2);

“relevant provision” means—

(a)

any provision of Part 3 (Finance) or Part 5 (Trade);

(b)

any provision of the law of a country other than the United Kingdom made for purposes corresponding to a purpose of any provision of Part 3 or Part 5;

“sector of strategic significance to the Government of Russia” means—

(a)

the Russian chemicals sector;

(b)

the Russian construction sector;

(c)

the Russian defence sector;

(d)

the Russian electronics sector;

(e)

the Russian energy sector;

(f)

the Russian extractives sector;

(g)

the Russian financial services sector.

(h)

the Russian information, communications and digital technologies sector;

(i)

the Russian transport sector.

(8) Nothing in any sub-paragraph of paragraph (3) or (4) is to be taken to limit the meaning of any of the other sub-paragraphs of that paragraph.]

Textual Amendments

F44Reg. 6(4)(d)(ii): semicolon substituted for full stop (18.7.2022 at 5.00 p.m.) by The Russia (Sanctions) (EU Exit) (Amendment) (No. 13) Regulations 2022 (S.I. 2022/814), regs. 1(2), 3(a)(ii)

[F53Conditions for the designation of persons by descriptionU.K.

6A.—(1) The Secretary of State may choose whether persons mentioned in regulation 5(1A) (power to designate persons by description) are designated persons under—

(a)the standard procedure, or

(b)the urgent procedure.

(2) Paragraph (3) applies where the Secretary of State chooses that persons mentioned in regulation 5(1A) are designated persons under the standard procedure.

(3) The Secretary of State may not provide that persons of a specified description are designated persons under regulation 5(1A) except where conditions A and C are met.

(4) Paragraphs (5) to (7) apply where the Secretary of State chooses that persons mentioned in regulation 5(1A) are designated persons under the urgent procedure.

(5) The Secretary of State may provide that persons of a specified description are designated persons where condition C is not met, but conditions A, D and E are met.

(6) The persons of the specified description cease to be designated persons at the end of the period of 56 days beginning with the day following the day on which the persons became designated persons unless, within that period, the Secretary of State certifies that—

(a)conditions A and C are met, or

(b)conditions A, D and E continue to be met.

(7) Where the Secretary of State makes a certification under paragraph (6)(b), the designation ceases to have effect at the end of the period of 56 days beginning with the day immediately following the period mentioned in paragraph (6), unless within that period the Secretary of State certifies that conditions A and C are met.

(8) Condition A is that the description of persons specified is such that a reasonable person would know whether that person fell within it.

(9) Condition C is that the Secretary of State has reasonable grounds to suspect—

(a)in a case where the specified description is members of a particular organisation, that the organisation is an involved person, or

(b)in the case of any other specified description, that any person falling within that description would necessarily be an involved person.

(10) Condition D is that the description of persons specified is of persons (or some persons) to which, or in relation to which, relevant provision (whenever made) applies under the law of—

(a)the United States of America;

(b)the European Union;

(c)Australia;

(d)Canada.

(11) Condition E is that the Secretary of State considers that it is in the public interest to provide that persons of a specified description are designated persons under the urgent procedure.

(12) For the purposes of Condition D, “relevant provision” is provision that the Secretary of State considers—

(a)corresponds, or is similar, to the type of sanction or sanctions in these Regulations, or

(b)is made for purposes corresponding, or similar, to any purpose of any type of sanction or sanctions in these Regulations.

(13) In this regulation—

“involved person” has the meaning given in regulation 6 [F54(designation criteria: meaning of “involved person”)];

“organisation” includes any body, association or combination of persons.]

Textual Amendments

Meaning of “owned or controlled directly or indirectly”U.K.

7.—(1) A person who is not an individual (“C”) is “owned or controlled directly or indirectly” by another person (“P”) if either of the following two conditions is met (or both are met).

(2) The first condition is that P—

(a)holds directly or indirectly more than 50% of the shares in C,

(b)holds directly or indirectly more than 50% of the voting rights in C, or

(c)holds the right directly or indirectly to appoint or remove a majority of the board of directors of C.

(3) Schedule 1 contains provision applying for the purpose of interpreting paragraph (2).

(4) The second condition is that it is reasonable, having regard to all the circumstances, to expect that P would (if P chose to) be able, in most cases or in significant respects, by whatever means and whether directly or indirectly, to achieve the result that affairs of C are conducted in accordance with P's wishes.

Commencement Information

I6Reg. 7 in force at 11.4.2019, see reg. 1(3)(d)

Notification and publicity where [F55power to designate by name is] usedU.K.

8.—(1) Paragraph (2) applies where the Secretary of State—

(a)has made a designation under [F56regulation 5(1)], or

(b)has by virtue of section 22 of the Act varied or revoked a designation made under [F57that paragraph of that regulation].

(2) The Secretary of State—

(a)must without delay take such steps as are reasonably practicable to inform the designated person of the designation, variation or revocation, and

(b)must take steps to publicise the designation, variation or revocation.

[F58(3) The information given under paragraph (2)(a)—

(a)where the Secretary of State designates a person under the standard procedure, must include a statement of reasons;

(b)where the Secretary of State designates a person under the urgent procedure, must include a statement—

(i)that the designation is made under the urgent procedure,

(ii)identifying the relevant provision by reference to which the Secretary of State considers that condition B is met in relation to the person, and

(iii)setting out why the Secretary of State considers that condition C is met.

(3A) Where the Secretary of State designates a person under the urgent procedure, the Secretary of State must, after the end of the period mentioned in paragraph (7) of regulation 5A (conditions for the designation of persons by name) or, if the Secretary of State has made a certification under paragraph (7)(b) of that regulation, the period mentioned in paragraph (8) of that regulation, but otherwise without delay—

(a)in a case where the person ceases to be a designated person, take such steps as are reasonably practicable to inform the person that they have ceased to be a designated person, or

(b)in any other case, take such steps as are reasonably practicable to give the person a statement of reasons.]

[F59(4) In this regulation, a “statement of reasons” means a brief statement of the matters that the Secretary of State knows, or has reasonable grounds to suspect, in relation to the person—

(a)in the case of a designation under the standard procedure, which have led the Secretary of State to make the designation, and

(b)in the case of a designation under the urgent procedure, as a result of which the person does not cease to be a designated person at the end of the period mentioned in regulation 5A(7) or (8) (as the case may be).]

(5) Matters that would otherwise be required by paragraph (4) to be included in a statement of reasons may be excluded from it where the Secretary of State considers that they should be excluded—

(a)in the interests of national security or international relations,

(b)for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or

(c)in the interests of justice.

(6) The steps taken under paragraph (2)(b) must—

(a)unless one or more of the restricted publicity conditions is met, be steps to publicise generally—

(i)the designation, variation or revocation, and

(ii)in the case of a designation, the statement of reasons;

(b)if one or more of those conditions is met, be steps to inform only such persons as the Secretary of State considers appropriate of the designation, variation or revocation and (in the case of a designation) of the contents of the statement of reasons.

(7) The “restricted publicity conditions” are as follows—

(a)the designation is of a person believed by the Secretary of State to be an individual under the age of 18;

(b)the Secretary of State considers that disclosure of the designation, variation or revocation should be restricted—

(i)in the interests of national security or international relations,

(ii)for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or

(iii)in the interests of justice.

(8) Paragraph (9) applies if—

(a)when a designation is made one or more of the restricted publicity conditions is met, but

(b)at any time when the designation has effect, it becomes the case that none of the restricted publicity conditions is met.

(9) The Secretary of State must—

(a)take such steps as are reasonably practicable to inform the designated person that none of the restricted publicity conditions is now met, and

(b)take steps to publicise generally the designation and the statement of reasons relating to it.

Textual Amendments

Commencement Information

I7Reg. 8 in force at 11.4.2019, see reg. 1(3)(d)

Confidential information in certain cases where designation power usedU.K.

9.—(1) Where the Secretary of State in accordance with regulation 8(6)(b) informs only certain persons of a designation, variation or revocation and (in the case of a designation) of the contents of the statement of reasons, the Secretary of State may specify that any of that information is to be treated as confidential.

(2) A person (“P”) who—

(a)is provided with information that is to be treated as confidential in accordance with paragraph (1), or

(b)otherwise obtains such information,

must not, subject to paragraph (3), disclose it if P knows, or has reasonable cause to suspect, that the information is to be treated as confidential.

(3) The prohibition in paragraph (2) does not apply to any disclosure made by P with lawful authority.

(4) For this purpose information is disclosed with lawful authority only if and to the extent that—

(a)the disclosure is by, or is authorised by, the Secretary of State,

(b)the disclosure is by or with the consent of the person who is or was the subject of the designation,

(c)the disclosure is necessary to give effect to a requirement imposed under or by virtue of these Regulations or any other enactment, or

(d)the disclosure is required, under rules of court, tribunal rules or a court or tribunal order, for the purposes of legal proceedings of any description.

(5) This regulation does not prevent the disclosure of information that is already, or has previously been, available to the public from other sources.

(6) A person who contravenes the prohibition in paragraph (2) commits an offence.

(7) The High Court (in Scotland, the Court of Session) may, on the application of—

(a)the person who is the subject of the information, or

(b)the Secretary of State,

grant an injunction (in Scotland, an interdict) to prevent a breach of the prohibition in paragraph (2).

(8) In paragraph (4)(c), “enactment” has the meaning given by section 54(6) of the Act.

Commencement Information

I8Reg. 9 in force at 11.4.2019, see reg. 1(3)(d)

[F60Notification and publicity where power to designate by description is usedU.K.

9A.—(1) Paragraph (2) applies where the Secretary of State—

(a)has provided that persons of a specified description are designated persons under regulation 5(1A) (power to designate persons by description), or

(b)has by virtue of section 22 of the Act varied or revoked a designation made under that paragraph of that regulation.

(2) The Secretary of State—

(a)must without delay take such steps as are reasonably practicable to inform persons of the specified description of the designation, variation or revocation, and

(b)must take steps to publicise the designation, variation or revocation.

(3) The information given under paragraph (2)(a)—

(a)where the Secretary of State provides that persons of a specified description are designated persons under the standard procedure, must include a statement of reasons, or

(b)where the Secretary of State provides that persons of a specified description are designated persons under the urgent procedure, must include a statement—

(i)that the provision is made under the urgent procedure,

(ii)identifying the relevant provision by reference to which the Secretary of State considers that condition D is met in relation to persons of the specified description, and

(iii)setting out why the Secretary of State considers that condition E is met.

(4) Where the Secretary of State provides that persons of a specified description are designated persons under the urgent procedure, the Secretary of State must, after the end of the period mentioned in paragraph (6) of regulation 6A (conditions for the designation of persons by description), or if the Secretary of State has made a certification under paragraph (6)(b) of that regulation the period mentioned in paragraph (7) of that regulation, but otherwise without delay—

(a)in a case where the persons cease to be designated persons, take such steps as are reasonably practicable to inform persons of the specified description that they have ceased to be designated persons, or

(b)in any other case, take such steps as are reasonably practicable to give each person of the specified description a statement of reasons.

(5) In this regulation, a “statement of reasons”, in relation to a provision designating persons of a specified description, means a brief statement of the matters that the Secretary of State knows, or has reasonable cause to suspect, in relation to persons of the specified description—

(a)in the case of a designation under the standard procedure, which have led the Secretary of State to make the provision designating persons of that description, and

(b)in the case of a designation under the urgent procedure, as a result of which the persons do not cease to be designated persons at the end of the period mentioned in regulation 6A(6)(b) or (7) (as the case may be).

(6) Matters that would otherwise be required by paragraph (5) to be included in a statement of reasons may be excluded from it where the Secretary of State considers that they should be excluded—

(a)in the interests of national security or international relations,

(b)for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or

(c)in the interests of justice.

(7) The steps taken under paragraph (2)(b) must—

(a)unless one or more of the restricted publicity conditions is met, be steps to publicise generally—

(i)the designation, variation or revocation, and

(ii)in the case of—

(aa)a designation under the standard procedure, the statement of reasons relating to it, or

(bb)a designation under the urgent procedure, the contents of the statement required under paragraph (3)(b) relating to it;

(b)if one or more of those conditions is met, be steps to inform only such persons as the Secretary of State considers appropriate of the designation, variation or revocation and—

(i)in the case of a designation under the standard procedure, of the contents of the statement of reasons relating to it, or

(ii)in the case of a designation under the urgent procedure, of the contents of the statement required under paragraph (3)(b) relating to it.

(8) The “restricted publicity conditions” are that the Secretary of State considers that disclosure of the designation, variation or revocation should be restricted—

(a)in the interests of national security or international relations,

(b)for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or

(c)in the interests of justice.

(9) Paragraph (10) applies if—

(a)when a designation is made one or more of the restricted publicity conditions is met, but

(b)at any time when the designation has effect, it becomes the case that none of the restricted publicity conditions is met.

(10) The Secretary of State must—

(a)take such steps as are reasonably practicable to inform persons of the specified description that none of the restricted publicity conditions is now met, and

(b)take steps to publicise generally the designation and—

(i)in the case of a designation under the standard procedure, the statement of reasons relating to it, or

(ii)in the case of a designation under the urgent procedure, the statement required under paragraph (3)(b) relating to it.

Textual Amendments

Confidential information in certain cases where power to designate by description is usedU.K.

9B.—(1) Where the Secretary of State in accordance with regulation 9A(7)(b) informs only certain persons of a designation, variation or revocation and—

(a)in the case of a designation under the standard procedure, of the content of the statement of reasons relating to it, or

(b)in the case of a designation under the urgent procedure, of the content of the statement required under regulation 9A(3)(b) relating to it,

the Secretary of State may specify that any of that information is to be treated as confidential.

(2) A person (“P”) who—

(a)is provided with information that is to be treated as confidential in accordance with paragraph (1), or

(b)otherwise obtains such information,

must not, subject to paragraph (3), disclose it if P knows, or has reasonable cause to suspect, that the information is to be treated as confidential.

(3) The prohibition in paragraph (2) does not apply to any disclosure made by P with lawful authority.

(4) For this purpose information is disclosed with lawful authority only if and to the extent that—

(a)the disclosure is by, or is authorised by, the Secretary of State,

(b)the disclosure is by or with the consent of the person who is or was the subject of the designation,

(c)the disclosure is necessary to give effect to a requirement imposed under or by virtue of these Regulations or any other enactment, or

(d)the disclosure is required under rules of court, tribunal rules or a court or tribunal order, for the purposes of legal proceedings of any description.

(5) This regulation does not prevent the disclosure of information that is already, or has previously been, available to the public from other sources.

(6) A person who contravenes the prohibition in paragraph (2) commits an offence.

(7) The High Court (in Scotland, the Court of Session) may, on the application of—

(a)the person who is the subject of the information, or

(b)the Secretary of State,

grant an injunction (in Scotland, an interdict) to prevent a breach of the prohibition in paragraph (2).

(8) In paragraph (4)(c), “enactment” has the meaning given by section 54(6) of the Act.]

Textual Amendments

PART 3U.K.Finance

CHAPTER 1U.K. [F61Asset-freeze etc.]

Textual Amendments

Meaning of “designated person”U.K.

10.  In this Chapter a “designated person” means a person who is designated under regulation 5 for the purposes of regulations 11 to 15.

Commencement Information

I9Reg. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Asset-freeze in relation to designated personsU.K.

11.—(1) A person (“P”) must not deal with funds or economic resources owned, held or controlled by a designated person if P knows, or has reasonable cause to suspect, that P is dealing with such funds or economic resources.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence.

(4) For the purposes of paragraph (1) a person “deals with” funds if the person—

(a)uses, alters, moves, transfers or allows access to the funds,

(b)deals with the funds in any other way that would result in any change in volume, amount, location, ownership, possession, character or destination, or

(c)makes any other change, including portfolio management, that would enable use of the funds.

(5) For the purposes of paragraph (1) a person “deals with” economic resources if the person—

(a)exchanges the economic resources for funds, goods or services, or

(b)uses the economic resources in exchange for funds, goods or services (whether by pledging them as security or otherwise).

(6) The reference in paragraph (1) to funds or economic resources that are “owned, held or controlled” by a person includes, in particular, a reference to—

(a)funds or economic resources in which the person has any legal or equitable interest, regardless of whether the interest is held jointly with any other person and regardless of whether any other person holds an interest in the funds or economic resources;

(b)any tangible property (other than real property), or bearer security, that is comprised in funds or economic resources and is in the possession of the person.

(7) For the purposes of paragraph (1) funds or economic resources are to be treated as owned, held or controlled by a designated person if they are owned, held or controlled by a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(8) For the avoidance of doubt, the reference in paragraph (1) to a designated person includes P if P is a designated person.

Commencement Information

I10Reg. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Making funds available to designated personU.K.

12.—(1) A person (“P”) must not make funds available directly or indirectly to a designated person if P knows, or has reasonable cause to suspect, that P is making the funds so available.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence.

(4) The reference in paragraph (1) to making funds available indirectly to a designated person includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

Commencement Information

I11Reg. 12 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Making funds available for benefit of designated personU.K.

13.—(1) A person (“P”) must not make funds available to any person for the benefit of a designated person if P knows, or has reasonable cause to suspect, that P is making the funds so available.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence.

[F62(3A) The reference in paragraph (1) to making funds available to any person for the benefit of a designated person includes making funds available for the benefit of a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (and references to designated person in paragraph (4) are to be read accordingly).]

(4) For the purposes of this regulation—

(a)funds are made available for the benefit of a designated person only if that person thereby obtains, or is able to obtain, a significant financial benefit, and

(b)“financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible.

Textual Amendments

Commencement Information

I12Reg. 13 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Making economic resources available to designated personU.K.

14.—(1) A person (“P”) must not make economic resources available directly or indirectly to a designated person if P knows, or has reasonable cause to suspect—

(a)that P is making the economic resources so available, and

(b)that the designated person would be likely to exchange the economic resources for, or use them in exchange for, funds, goods or services.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence.

(4) The reference in paragraph (1) to making economic resources available indirectly to a designated person includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

Commencement Information

I13Reg. 14 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Making economic resources available for benefit of designated personU.K.

15.—(1) A person (“P”) must not make economic resources available to any person for the benefit of a designated person if P knows, or has reasonable cause to suspect, that P is making the economic resources so available.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence.

[F63(3A) The reference in paragraph (1) to making economic resources available to any person for the benefit of a designated person includes making economic resources available for the benefit of a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (and references to designated person in paragraph (4) are to be read accordingly).]

(4) For the purposes of paragraph (1)—

(a)economic resources are made available for the benefit of a designated person only if that person thereby obtains, or is able to obtain, a significant financial benefit, and

(b)“financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible.

Textual Amendments

Commencement Information

I14Reg. 15 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

CHAPTER 2U.K.Other financial and investment restrictions

Dealing with transferable securities or money-market instrumentsU.K.

16.—(1) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (2) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument.

(2) A transferable security or money-market instrument falls within this paragraph if it has a maturity exceeding 30 days and is issued after 1 August 2014 by—

(a)a person mentioned in any of paragraphs 1 to 5 of Schedule 2;

(b)a person, other than an individual, which is—

(i)incorporated or constituted under the law of a non-UK country, and

(ii)owned by a person within sub-paragraph (a); or

(c)a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b).

(3) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument.

(4) A transferable security or money-market instrument falls within this paragraph if it has a maturity exceeding 30 days and is issued after 12 September 2014 by—

(a)a person mentioned in any of paragraphs 6 to 11 of Schedule 2;

(b)a person, other than an individual, which is—

(i)incorporated or constituted under the law of a non-UK country, and

(ii)owned by a person within sub-paragraph (a); or

(c)a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b).

[F64(4A) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4B) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument.

(4B) A transferable security or money-market instrument falls within this paragraph if it has a maturity exceeding 30 days and is issued on or after 1st March 2022 by—

(a)a person, other than an individual, which is—

(i)incorporated or constituted under the law of any part of the United Kingdom, and

(ii)owned by a person falling within Schedule 2; or

(b)a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a).

(4C) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4D) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument.

(4D) A transferable security or money-market instrument falls within this paragraph if it is issued on or after 1st March 2022 by—

(a)a person connected with Russia, which is not—

(i)a person falling within Schedule 2,

(ii)a person, other than an individual, which on 1st March 2022 is domiciled in a country other than Russia, or

(iii)a person, other than an individual, which on 1st March 2022 is a branch or subsidiary, wherever located, of a person mentioned in paragraph (ii);

(b)a person, other than an individual, which is owned by a person falling within sub-paragraph (a); or

(c)a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b).

(4E) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4F) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument.

(4F) A transferable security or money-market instrument falls within this paragraph if it is issued on or after 1st March 2022 by, or on behalf of, the Government of Russia.]

[F65(4G) A person (“P”) must not, directly or indirectly, deal with a transferable security or money-market instrument falling within paragraph (4H) if P knows, or has reasonable cause to suspect, that P is dealing with such a transferable security or money-market instrument.

(4H) A transferable security or money-market instrument falls within this paragraph if it is issued—

(a)on or after 16th December 2022,

(b)by a person, other than an individual, which is not a person connected with Russia, and

(c)for the purposes of an activity mentioned in regulation 18B(2).]

[F66(5) Paragraphs (1), (3), (4A), (4C) [F67, (4E) and (4G)] are subject to Part 7 (Exceptions and licences).]

(6) A person who contravenes a prohibition in paragraph [F68(1), (3), (4A), (4C) [F69, (4E) or (4G)]] commits an offence.

(7) For the purposes of this regulation, and regulations 17 (loans and credit arrangements) [F70, 59 (exceptions relating to loans and credit arrangements) and 60ZZA (exceptions relating to investments in relation to Russia)], a person (“C”) is “owned” by another person (“P”) if P—

(a)holds directly or indirectly more than 50% of the shares in C, or

(b)holds directly or indirectly more than 50% of the voting rights in C.

(8) Schedule 1 applies for the purpose of interpreting paragraph (7).

(9) For the purposes of this regulation, a reference to “dealing with” a transferable security or money-market instrument includes a reference to purchasing or selling the security or instrument, providing investment services relating to the security or instrument or assisting in the issuance of the security or instrument.

(10) In this regulation—

“investment services” means—

(a)

the reception and transmission of orders in relation to one or more financial instruments,

(b)

the execution of orders on behalf of clients,

(c)

dealing on own account,

(d)

portfolio management,

(e)

the provision of investment advice,

(f)

the underwriting of financial instruments or placing of financial instruments on a firm commitment basis,

(g)

the placing of financial instruments without a firm commitment basis, or

(h)

any service in relation to the admission to trading on a regulated market or trading on a multilateral trading facility;

“money-market instrument” means an instrument of a kind normally dealt in on the money market, such as treasury bills, certificates of deposit and commercial papers, excluding instruments of payment;

“non-UK country” means a country that is not the United Kingdom;

“transferable security” means a security, negotiable on the capital market, of any of the following kinds, but excluding instruments of payment—

(a)

shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;

(b)

bonds or other forms of securitised debt, including depositary receipts in respect of such securities;

(c)

any other securities giving the right to purchase or sell any security of a kind mentioned in paragraph (a) or (b).

Textual Amendments

Commencement Information

I15Reg. 16 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Loans and credit arrangementsU.K.

17.—(1) A person (“P”) must not directly or indirectly grant a relevant loan if P knows, or has reasonable cause to suspect, that P is granting a relevant loan.

(2) A person must not directly or indirectly enter into any arrangement to grant a relevant loan if the person knows, or has reasonable cause to suspect, that the arrangement relates to a relevant loan.

[F71(2A) A person must not make funds or economic resources available to a relevant entity (“E”) where the purposes of making those funds or economic resources available is to enable E to grant a relevant loan on or after 16th December 2022.]

(3) Paragraphs (1) [F72, (2) and (2A)] are subject to [F73Part 7 (Exceptions and licences)].

(4) A person who contravenes a prohibition in paragraph (1) [F74, (2) or (2A)] commits an offence.

(5) In this regulation—

F75...

[F76“category 1 loan” means a loan or credit—

(a)

with a maturity exceeding 30 days,

(b)

made or granted to—

(i)

a person falling within Schedule 2,

(ii)

a person, other than an individual, which is—

(aa)

incorporated or constituted under the law of a non-UK country, and

(bb)

owned F77... by a person within paragraph (i), or

(iii)

a person, other than an individual, acting on behalf or at the direction of a person within paragraph (i) or paragraph (ii), and

(c)

which is first made or granted at any time after IP completion day;

“category 2 loan” means a loan or credit—

(a)

with a maturity exceeding 30 days,

(b)

made or granted to a person, other than an individual, which is—

(i)

incorporated or constituted under the law of any part of the United Kingdom, and

(ii)

owned F78... by a person falling within Schedule 2, and

(c)

which is first made or granted at any time on or after 1st March 2022;

“category 3 loan” means a loan or credit—

(a)

with a maturity exceeding 30 days,

(b)

made or granted to a person, other than an individual, which is—

(i)

connected with Russia,

(ii)

owned F79... by a person within sub-paragraph (i), or

(iii)

a person, other than an individual, acting on behalf or at the direction of a person within paragraph (i) or paragraph (ii),

(c)

[F80which is first made or granted at any time on or after 1st March 2022 but before [F8129th October 2022], and,]

(d)

which is not—

(i)

a category 1 loan, a category 2 loan or a category 4 loan, or

(ii)

a loan made or granted to—

(aa)

a person, other than an individual, which on 1st March 2022 is domiciled in a country other than Russia,

(bb)

a person, other than an individual, which is owned by a person falling within sub-paragraph (aa), or

(cc)

a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (aa) or sub-paragraph (bb);

“category 4 loan” means a loan or credit—

(a)

made or granted to the Government of Russia,

(b)

which is first made or granted at any time on or after 1st March 2022;]

[F82“category 5 loan” means a loan or credit—

(a)

with a maturity exceeding 30 days,

(b)

made or granted to a person, other than an individual—

(i)

which is connected with Russia, other than—

(aa)

a person which on [F8329th October 2022] is incorporated or constituted in a country other than Russia, or

(bb)

a person which is owned by a person falling within paragraph (aa),

(ii)

a person which is owned by a person within sub-paragraph (i), or

(iii)

a person which is owned by a person connected with Russia who is an individual,

(c)

which is first made or granted at any time on or after [F8329th October 2022], and

(d)

which is not a category 1 loan, a category 2 loan, a category 3 loan or a category 4 loan.]

[F84“category 6 loan” means a loan or credit—

(a)

made or granted to a relevant entity,

(b)

which is for the purposes of an activity mentioned in regulation 18B(2),

(c)

which is first made or granted at any time on or after 16th December 2022, and

(d)

which is not a category 1 loan, a category 2 loan, a category 3 loan, a category 4 loan or a category 5 loan;]

“non-UK country” means a country that is not the United Kingdom;

[F85“owned” means owned within the meaning of regulation 16(7);]

[F86“relevant entity” has the meaning given in regulation 18B(8);]

[F87“relevant loan” means a category 1 loan, a category 2 loan, a category 3 loan [F88, a category 4 loan [F89, a category 5 loan or a category 6 loan]];]

F90...

Textual Amendments

Commencement Information

I16Reg. 17 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F91Correspondent banking relationships [F92and processing payments] U.K.

17A.—(1) A UK credit or financial institution (“C”) (“the correspondent”) must not establish or continue a correspondent banking relationship with the following (“the respondent”)—

(a)a designated person (“D”),

(b)a UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D, or

(c)a non-UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D,

if C knows, or has reasonable cause to suspect, that the correspondent banking relationship is with a designated person.

(2) C must not process a F93... payment to, from or via –

(a)D,

(b)a UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D, or

(c)a non-UK credit or financial institution, which is owned or controlled directly or indirectly (within the meaning of regulation 7) by D,

if C knows, or has reasonable cause to suspect, that the F93... payment is to, from or via such a person.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence.

[F94(5) For the purposes of this regulation, a reference to “processing” a payment—

(a)includes the clearing and settlement of a payment; but

(b)does not include the act of crediting a payment, for the first time, to C where that payment is credited to an account which is—

(i)in the name of C; and

(ii)not held on behalf of, or for the benefit of, a customer of C.]

(6) In this regulation—

“correspondent banking relationship” means the provision of banking services by a correspondent to a respondent including providing a current or other liability account and related services, such as cash management, international funds transfers, cheque clearing, providing customers of the respondent with direct access to accounts with the correspondent (and vice versa) and providing foreign exchange services;

“designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation;

“non-UK credit or financial institution” means—

(a)

a person, other than an individual, which would satisfy the threshold conditions for permission under Part 4A of the Financial Services and Markets Act 2000 if it had its registered office (or if it does not have one, its head office) in the United Kingdom, or

(b)

an undertaking, other than a UK credit or financial institution, which by way of business—

(i)

operates a currency exchange office,

(ii)

transmits money (or any representation of monetary value) by any means, or

(iii)

cashes cheques that are made payable to customers;

“UK credit or financial institution” means—

(a)

a person that has permission under Part 4A of the Financial Services and Markets Act 2000 (permission to carry on regulated activities), or

(b)

an undertaking domiciled in the United Kingdom which by way of business—

(i)

operates a currency exchange office,

(ii)

transmits money (or any representation of monetary value) by any means, or

(iii)

cashes cheques that are made payable to customers.]

Textual Amendments

Investments in relation to [F95non-government controlled Ukrainian territory] U.K.

18.—(1) A person (“P”) must not carry on an activity mentioned in paragraph (2) if P knows, or has reasonable cause to suspect, that P is carrying on such an activity.

(2) The activities in this paragraph are—

(a)directly or indirectly acquiring or extending a participation, or acquiring any ownership interest, in land located in [F96non-government controlled Ukrainian territory];

(b)directly or indirectly acquiring or extending a participation, or acquiring any ownership interest in or control over, a relevant entity;

(c)directly or indirectly granting any loan or credit, entering into any arrangement to grant any loan or credit, or otherwise providing funds, including for example equity capital—

(i)to a relevant entity, or

(ii)for the documented purpose of financing any such entity;

(d)directly or indirectly establishing any joint venture—

(i)in [F96non-government controlled Ukrainian territory], or

(ii)with a relevant entity;

(e)providing investment services directly related to an activity referred to in sub-paragraphs (a) to (d) above.

(3) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) commits an offence.

(5) In this regulation—

“investment services” has the same meaning as it has in regulation 16;

“relevant entity” means a person, other than an individual, which has a place of business located in [F97non-government controlled Ukrainian territory].

Textual Amendments

Commencement Information

I17Reg. 18 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F98Provision of financial services relating to foreign exchange reserve and asset managementU.K.

18A.—(1) A person (“P”) must not provide financial services to a person mentioned in paragraph (2) where—

(a)the financial services are for the purpose of foreign exchange reserve and asset management; and

(b)P knows, or has reasonable cause to suspect, that the financial services are provided to such a person.

(2) The persons mentioned in this paragraph are—

(a)the Central Bank of the Russian Federation,

(b)the National Wealth Fund of the Russian Federation,

(c)the Ministry of Finance of the Russian Federation,

(d)a person owned or controlled directly or indirectly (within the meaning of regulation 7) by a person mentioned in sub-paragraphs (a) to (c), or

(e)a person acting on behalf of or at the direction of a person mentioned in sub-paragraphs (a) to (c).

(3) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(4) A person who contravenes the prohibition in paragraph (1) commits an offence.]

Textual Amendments

[F99Investments in relation to RussiaU.K.

18B.—(1) A person (“P”) must not carry on an activity mentioned in paragraph (2) if P knows, or has reasonable cause to suspect, that P is carrying on such an activity.

(2) The activities in this paragraph are—

(a)directly acquiring any ownership interest in land located in Russia;

(b)indirectly acquiring any ownership interest in land located in Russia for the purpose mentioned in paragraph (3);

(c)directly acquiring any ownership interest in or control over a person, other than an individual, connected with Russia;

(d)indirectly acquiring any ownership interest in or control over a person, other than an individual, connected with Russia for the purpose mentioned in paragraph (3);

(e)directly or indirectly acquiring any ownership interest in or control over a relevant entity for the purpose mentioned in paragraph (3);

(f)directly or indirectly establishing any joint venture with a person connected with Russia;

(g)opening a representative office or establishing a branch or subsidiary located in Russia; or

(h)providing investment services directly related to an activity referred to in sub-paragraphs (a) to (g).

(3) The purpose mentioned in paragraph 2(b), (d) and (e) above is making funds or economic resources available—

(a)directly or indirectly to a person connected with Russia; or

(b)for the benefit of a person connected with Russia.

(4) For the purposes of paragraph (3)—

(a)economic resources are made available to a person connected with Russia only if that person would be likely to exchange the economic resources for, or use them in exchange for, funds, goods or services;

(b)making funds or economic resources indirectly available to a person connected with Russia includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by a person connected with Russia; and

(c)funds or economic resources are made available for the benefit of a person connected with Russia only if that person thereby obtains, or is able to obtain, a significant financial benefit, and “financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the person connected with Russia is wholly or partly responsible.

(5) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(6) A person who contravenes a prohibition in paragraph (1) commits an offence.

(7) In this regulation, the reference to a person (“P”) directly or indirectly acquiring any ownership interest in or control over a person or entity means—

(a)P directly or indirectly acquiring any share in the person or entity;

(b)P directly or indirectly acquiring any voting rights in the person or entity;

(c)P directly or indirectly acquiring any right to appoint or remove a majority of the board of directors of the person or entity; or

(d)P directly or indirectly acquiring any means of ensuring that the affairs of the person or entity are conducted in accordance with the wishes of P where it is reasonable, having regard to all of the circumstances, to expect that P would (if P chose to) in most cases or significant respects, by whatever means, be able to do so.

(8) In this regulation—

“branch” means, in relation to a person other than an individual, a place of business which forms a legally dependent part of that person and which carries out all or some of the transactions inherent in the business of that person;

“investment services” has the same meaning as it has in regulation 16 (dealing with transferable securities or money-market instruments);

“relevant entity” means a person, other than an individual, which F100... is not a person connected with Russia.]

Textual Amendments

[F101Trust servicesU.K.

18C.—(1) A person must not provide trust services to or for the benefit of a designated person.

(2) A person (“P”) must not provide trust services to or for the benefit of a person connected with Russia (“C”) unless pursuant to an ongoing arrangement pursuant to which P provided those trust services to or for the benefit of C immediately before 16th December 2022.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence.

(5) For the purposes of paragraphs (1) and (2), trust services are provided for the benefit of a person (“B”) where—

(a)B is a beneficiary of a trust or similar arrangement,

(b)B is referred to as a potential beneficiary in a document from the settlor relating to a trust or similar arrangement (such as a letter of wishes), or

(c)having regard to all the circumstances, B might reasonably be expected to obtain, or to be able to obtain, a significant financial benefit from the trust or similar arrangement.

(6) For the purpose of paragraph (5), “beneficiary”, “potential beneficiary” and “settlor”, in relation to an arrangement similar to a trust, means those persons who hold equivalent or similar positions to those described in sub-paragraphs (a) to (c) of that paragraph in respect of a trust.

(7) In this regulation—

“designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation;

“trust services” means—

(a)

the creation of a trust or similar arrangement,

(b)

the provision of a registered office, business address, correspondence address or administrative address for a trust or similar arrangement,

(c)

the operation or management of a trust or similar arrangement, F102...

(d)

acting or arranging for another person to act as trustee of a trust or similar arrangement, where “trustee”, in relation to an arrangement similar to a trust, means a person who holds an equivalent or similar position to a trustee of a trust [F103, or]

(e)

[F104acting as a nominee shareholder.]

[F105(8) For the purposes of this regulation “acting as a nominee shareholder” means undertaking the following activities as the legal owner of the shares—

(a)exercising the voting rights of those shares in accordance with the wishes of the beneficial owner of those shares (“O”), or

(b)receiving dividends in respect of those shares held on behalf of O,

where the activities are undertaken in accordance with an arrangement with O that involves a trust or similar arrangement.]]

Textual Amendments

CHAPTER 3U.K.Further provision

Circumventing etc. prohibitionsU.K.

19.—(1) A person must not intentionally participate in activities knowing that the object or effect of them is (whether directly or indirectly)—

(a)to circumvent any of the prohibitions in [F106regulations 11 to [F10718C]], or

(b)to enable or facilitate the contravention of any such prohibition.

(2) A person who contravenes the prohibition in paragraph (1) commits an offence.

Textual Amendments

Commencement Information

I18Reg. 19 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F108Interpretation of Part 3U.K.

19A.—(1) In this Part—

“branch” means, in relation to a credit or financial institution, a place of business which forms a legally dependent part of that institution and which carries out all or some of the transactions inherent in the business of that institution;

“credit or financial institution” means a “UK credit or financial institution” or a “non-UK credit or financial institution;

[F109“foreign exchange reserve and asset management” means activities relating to the reserves or assets of the persons mentioned in paragraph (2) of regulation 18A, such reserves or assets to include the following—

(a)

money market instruments (including cheques, bills and certificates of deposit);

(b)

foreign exchange;

(c)

derivative products (including futures and options);

(d)

exchange rate and interest rate instruments (including products such as swaps and forward rate agreements);

(e)

transferable securities;

(f)

other negotiable instruments and financial assets (including bullion);

(g)

special drawing rights.]

“Government of Russia” has the same meaning as in regulation 6;

“subsidiary” has the meaning given by section 1159 of the Companies Act 2006;

(2) For the purposes of this Part, a person is to be regarded as “connected with” Russia if the person is—

(a)an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia,

(b)an individual who is, or an association or combination of individuals who are, located in Russia,

(c)a person, other than an individual, which is incorporated or constituted under the law of Russia, or

(d)a person, other than an individual, which is domiciled in Russia.

(3) In this Part, the definitions of—

(a)“non-UK credit or financial institution”, and

(b)“UK credit or financial institution”,

[F110have the meaning given in regulation 17A [F111(corresponding banking relationships and processing payments)] and] are to be read with section 22 of the Financial Services and Markets Act 2000, any relevant order under that section and Schedule 2 to that Act.]

Textual Amendments

[F112PART 3AU.K.Director disqualification sanctions

Textual Amendments

Director disqualification sanctionsU.K.

19B.  A person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation is a person subject to director disqualification sanctions for the purposes of—

(a)section 11A of the Company Directors Disqualification Act 1986, and

(b)Article 15A of the Company Directors Disqualification (Northern Ireland) Order 2002.]

PART 4U.K.Immigration

ImmigrationU.K.

20.  A person who is designated under regulation 5 for the purposes of this regulation is an excluded person for the purposes of section 8B of the Immigration Act 1971 M9.

Commencement Information

I19Reg. 20 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

PART 5U.K.Trade

CHAPTER 1U.K.Interpretation

Interpretation of this PartU.K.

21.—(1) In this Part—

[F113“aviation and space goods” means—

(a)

any thing specified in Schedule 2C, other than any thing which is aviation and space technology, and

(b)

any tangible storage medium on which aviation and space technology is recorded or from which it can be derived;

“aviation and space technology” means any thing described in Schedule 2C as software or technology;]

“brokering service” means any service to secure, or otherwise in relation to, an arrangement, including (but not limited to)—

(a)

the selection or introduction of persons as parties or potential parties to the arrangement,

(b)

the negotiation of the arrangement,

(c)

the facilitation of anything that enables the arrangement to be entered into, and

(d)

the provision of any assistance that in any way promotes or facilitates the arrangement;

[F114“coal and coal products” means any thing specified in Schedule 3H;]

[F115“critical-industry goods” means—

(a)

any thing specified in Schedule 2A, other than—

(i)

any thing which is critical-industry technology, or

(ii)

any thing for the time being specified in—

(aa)

Schedule 2 F116... to the Export Control Order 2008, F117...

(bb)

Annex I of the Dual-Use Regulation, [F118or]

(cc)

[F119Part 3 of Schedule 3C, and]

(b)

any tangible storage medium on which critical-industry technology is recorded or from which it can be derived;

“critical-industry technology” means any thing described in Schedule 2A as software or technology, other than any thing for the time being specified in—

(a)

Schedule 2 F120... to the Export Control Order 2008, F121...

(b)

Annex I of the Dual-Use Regulation; [F122or]

(c)

[F123Part 3 of Schedule 3C,]]

[F124“defence and security goods” means—

(a)

interception and monitoring goods,

(b)

internal repression goods, and

(c)

goods relating to chemical and biological weapons;]

[F124“defence and security technology” means—

(a)

interception and monitoring technology,

(b)

internal repression technology, and

(c)

technology relating to chemical and biological weapons;]

“dual-use goods” means—

(a)

any thing for the time being specified in Annex I of the Dual-Use Regulation, other than any thing which is dual-use technology, and

(b)

any tangible storage medium on which dual-use technology is recorded or from which it can be derived;

“the Dual-Use Regulation” means Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items;

“dual-use technology” means any thing for the time being specified in Annex I of the Dual-Use Regulation which is described as software or technology;

“energy-related goods” means any thing falling within Part 2 of Schedule 3;

[F125“energy-related technology” means any thing described in Schedule 3 as technology other than any thing for the time being specified in—

(a)

Schedule 2 to the Export Control Order 2008;

(b)

Annex 1 of the Dual-Use Regulation,

(but see paragraph (4CA));]

[F126“G7 dependency and further goods” means any thing specified in Schedule 3E other than any thing for the time being specified in—

(a)

Schedule 2 F127... to the Export Control Order 2008,

(b)

Annex 1 of the Dual-Use Regulation, or

(c)

Schedule 2A;]

[F125“G7 dependency and further technology” means any thing described in Schedule 3E as technology other than any thing for the time being specified in—

(a)

Schedule 2 to the Export Control Order 2008;

(b)

Annex 1 of the Dual-Use Regulation,

(but see paragraph (4CA));]

[F114“gold” means the gold and products related to gold specified in [F128Part 2 of] Schedule 3G;]

[F129“gold jewellery” means the gold products specified in Part 3 of Schedule 3G;]

[F124“goods relating to chemical and biological weapons” means—

(a)

any thing specified in Part 4 of Schedule 3C, other than technology relating to chemical and biological weapons (but see paragraph (4A)), and

(b)

any tangible storage medium on which technology relating to chemical and biological weapons is recorded or from which it can be derived [F130,]]

[F131other than any thing for the time being specified in Schedule 2 to the Export Control Order 2008 or in Annex 1 of the Dual-Use Regulation;]

“infrastructure-related goods” means any thing falling within Part 3 of Schedule 3;

[F124“interception and monitoring goods” means any item mentioned in paragraph (a) or (b), provided that it may be used for interception and monitoring services—

(a)

a relevant Part 2 item,

(b)

any tangible storage medium on which interception and monitoring technology is recorded or from which it can be derived;]

[F124“interception and monitoring technology” means any thing—

(a)

which is described as software in paragraph 2 of Part 2 of Schedule 3C provided that it may be used for interception and monitoring services, and

(b)

which is described as other software or other technology in paragraph 3 of Part 2 of Schedule 3C (but see paragraph (4C));]

[F124“internal repression goods” means—

(a)

any thing specified in Part 3 of Schedule 3C, other than—

(i)

any thing which is internal repression technology,

(ii)

any thing for the time being specified in Schedule 2 to the Export Control Order 2008, or

(iii)

any thing for the time being specified in Annex Ⅰ of the Dual-Use Regulation, and

(b)

any tangible storage medium on which internal repression technology is recorded or from which it can be derived;]

[F124“internal repression technology” means any thing which is described in Part 3 of Schedule 3C as software or technology;]

[F132“luxury goods” means any thing specified in Schedule 3A, other than any thing for the time being specified in—

(a)

[F133Schedule 2] to the Export Control Order 2008,

(b)

Annex 1 of the Dual-Use Regulation, or

(c)

Schedule 2A;]

[F124“maritime goods” and “maritime technology” mean respectively any goods and technology specified in Chapter 4 (Navigation Equipment) and Chapter 5 (Radio-Communication Equipment) of Annex 1 of the Merchant Shipping Notice 1874 but not including any thing in those Chapters for the time being specified in—

(a)

[F134Schedule 2] to the Export Control Order 2008,

(b)

Annex I to the Dual Use Regulation, or

(c)

Schedule 2A;]

[F124“medical device” means—

(a)

a medical device within the meaning given in regulation 2 of the Medical Devices Regulations 2002 in so far as those Regulations apply to England, Wales and Scotland, and

(b)

a medical device within the meaning given in—

(i)

article 2 of Regulation (EU) 2017/745 of the European Parliament and of the Council of 5 April 2017 on medical devices, amending Directive 2001/83/EC, Regulation (EC) No 178/2002 and Regulation (EC) No 1223/2009 and repealing Council Directives 90/385/EEC and 93/42/EEC, and

(ii)

article 2 of Regulation (EU) 2017/746 of the European Parliament and of the Council of 5 April 2017 on in vitro diagnostic medical devices and repealing Directive 98/79/EC and Commission Decision 2010/227/EU,

in so far as those Regulations apply to Northern Ireland;]

“military goods” means—

(a)

any thing for the time being specified in Schedule 2 to the Export Control Order 2008 M10, other than any thing which is military technology, and

(b)

any tangible storage medium on which military technology is recorded or from which it can be derived;

“military technology” means any thing for the time being specified in Schedule 2 to the Export Control Order 2008 which is described as software or technology;

[F114“oil and oil products” means any thing specified in Schedule 3F;]

[F132“oil refining goods” means—

(a)

any thing specified in Schedule 2D, other than—

(i)

any thing which is oil refining technology, or

(ii)

any thing for the time being specified in—

(aa)

Schedule [F1352] to the Export Control Order 2008,

(bb)

Annex 1 of the Dual-Use Regulation,

(cc)

Schedule 2A, or

(dd)

Part 2 of Schedule 3, and

(b)

any tangible storage medium on which oil refining technology is recorded or from which it can be derived;]

[F132“oil refining technology” means any thing described in Schedule 2D as software or technology, other than any thing for the time being specified in —

(a)

Schedule [F1362] to the Export Control Order 2008,

(b)

Annex 1 of the Dual-Use Regulation, or

(c)

Schedule 2A;]

F137...

[F132“quantum computing and advanced materials goods” means—

(a)

any thing specified in Schedule 2E, other than—

(i)

any thing which is quantum computing and advanced materials technology, or

(ii)

any thing for the time being specified in—

(aa)

Schedule 2 F138... to the Export Control Order 2008,

(bb)

Annex 1 of the Dual-Use Regulation,

(cc)

Schedule 2A,

(dd)

Schedule 2C,

(ee)

Schedule 2D, or

(ff)

Part 2 of Schedule 3, and

(b)

any tangible storage medium on which quantum computing and advanced materials technology is recorded or from which it can be derived;]

[F132“quantum computing and advanced materials technology” means any thing described in Schedule 2E as software or technology, other than anything for the time being specified in—

(a)

Schedule 2 F139... to the Export Control Order 2008,

(b)

Annex 1 of the Dual-Use Regulation,

(c)

Schedule 2A,

(d)

Schedule 2C, or

(e)

Schedule 2D.]

[F140restricted goods” means—

(a)

critical-industry goods;

(b)

dual-use goods;

(c)

military goods;

(d)

[F141aviation and space goods;]

(e)

[F142oil refining goods;]

(f)

[F142quantum computing and advanced materials goods;]

(g)

[F143defence and security goods;

(h)

maritime goods;]

“restricted technology” means—

(a)

critical-industry technology;

(b)

dual-use technology;

(c)

military technology;

(d)

[F144aviation and space technology;]

(e)

[F145oil refining technology;]

(f)

[F145quantum computing and advanced materials technology;]]

(g)

[F146defence and security technology;

(h)

maritime technology;]

[F129“Russia’s vulnerable goods” means any thing specified in Schedule 3I other than any thing for the time being specified in—

(a)

Schedule 2 F147... to the Export Control Order 2008,

(b)

Annex 1 of the Dual-Use Regulation, or

(c)

Schedule 2A;]

[F125“Russia’s vulnerable technology” means any thing described in Schedule 3I as technology other than any thing for the time being specified in—

(a)

Schedule 2 to the Export Control Order 2008;

(b)

Annex 1 of the Dual-Use Regulation,

(but see paragraph (4CA));]

[F125“sectoral software and technology” means any thing described in Schedule 3IA other than any thing for the time being specified in—

(a)

Schedule 2 to the Export Control Order 2008;

(b)

Annex 1 of the Dual-Use Regulation,

(but see paragraph (4CB));]

“technical assistance”, in relation to goods or technology, means—

(a)

technical support relating to the repair, development, production, assembly, testing, use or maintenance of the goods or technology, or

(b)

any other technical service relating to the goods or technology;

F148...

[F124“technology relating to chemical and biological weapons” means any thing specified as technology or software in Part 4 of Schedule 3C [F149(except any thing for the time being specified in Schedule 2 to the Export Control Order 2008 or in Annex 1 of the Dual-Use Regulation)], other than technology which is—

(a)

the minimum necessary for—

(i)

the installation, operation, maintenance and repair of any goods which are not subject to a prohibition under this Part, or

(ii)

patent applications,

(b)

in the public domain,

(c)

a medical device, or

(d)

used for basic scientific research;]

“transfer” has the meaning given in paragraph 37 of Schedule 1 to the Act.

(2) For the purposes of this Part, a person is to be regarded as “connected with” Russia if the person is—

(a)an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia,

(b)an individual who is, or an association or combination of individuals who are, located in Russia,

(c)a person, other than an individual, which is incorporated or constituted under the law of Russia, or

(d)a person, other than an individual, which is domiciled in Russia.

(3) For the purposes of this Part, a person is to be regarded as “connected with” [F150non-government controlled Ukrainian territory] if the person is—

(a)an individual who is, or an association or combination of individuals who are, ordinarily resident in [F150non-government controlled Ukrainian territory],

(b)an individual who is, or an association or combination of individuals who are, located in [F150non-government controlled Ukrainian territory], or

(c)a person, other than an individual, which has its registered office, central administration or principal place of business located in [F150non-government controlled Ukrainian territory].

(4) Paragraphs 32 to 36 of Schedule 1 to the Act (trade sanctions) apply for the purpose of interpreting expressions in this Part.

[F151(4A) The definition of “goods relating to chemical and biological weapons” does not apply to anything specified in Part 4 of Schedule 3C—

(a)which is—

(i)a pharmaceutical formulation designed for human administration in the treatment of a medical condition; and

(ii)pre-packaged for distribution as a medicinal product; or

(b)which is a medical device.

(4B) For the purpose of the definition of “interception and monitoring goods” in paragraph (1) “a relevant Part 2 item” means any thing described in Part 2 of Schedule 3C, other than—

(a)any thing which is interception and monitoring technology, or

(b)any thing for the time being specified in—

(i)Schedule 2 to the Export Control Order 2008, or

(ii)Annex Ⅰ of the Dual-Use Regulation.

(4C) The definition of “interception and monitoring technology” does not apply to software which is—

(a)generally available to the public, or

(b)in the public domain.

[F152(4CA) The definitions of “energy-related technology”, “G7 dependency and further technology” and “Russia’s vulnerable technology” do not apply to technology which is—

(a)in the public domain; or

(b)basic scientific research.

(4CB) The definition of “sectoral software and technology” in paragraph (1) does not apply to software or technology which is—

(a)in the public domain; or

(b)used for basic scientific research.]

(4D) For the purposes of this Part, the following terms have the meaning given to them in the Dual-Use Regulation—

“basic scientific research”;

“in the public domain”.]

(5) In this Part, any reference to the United Kingdom includes a reference to the territorial sea.

Textual Amendments

F148Words in reg. 21(1) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(3); S.I. 2020/1514, reg. 4

Commencement Information

I20Reg. 21 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M10S.I. 2008/3231. Schedule 2 was substituted by S.I. 2017/85 and subsequently amended by S.I 2017/697 and S.I. 2018/165. There are other instruments which amend other parts of the Order.

[F153Definition of interception and monitoring servicesU.K.

21A.—(1) For the purposes of this Part, “interception and monitoring services” means any service that has as its object or effect the interception of a communication in the course of its transmission by means of a telecommunication system.

(2) A person intercepts a communication in the course of its transmission by means of a telecommunication system if, and only if—

(a)the person does a relevant act in relation to the system; and

(b)the effect of the relevant act is to make any content of the communication available, at a relevant time, to a person who is not the sender or intended recipient of the communication.

(3) In paragraph (2) a “relevant act”, in relation to a telecommunication system, means—

(a)modifying, or interfering with, the system or its operation;

(b)monitoring transmissions made by means of the system;

(c)monitoring transmissions made by wireless telegraphy to or from apparatus that is part of the system.

(4) In paragraph (2), a “relevant time”, in relation to a communication transmitted by means of a telecommunication system, means—

(a)any time while the communication is being transmitted; and

(b)any time when the communication is stored in or by the system (whether before or after its transmission).

(5) For the purpose of paragraph (2), the cases in which any content of a communication is to be taken to be made available to a person at a relevant time include any case in which any of the communication is diverted or recorded at a relevant time so as to make the content of the communication available to a person after that time.

(6) In paragraph (3), references to modifying a telecommunication system include references to attaching any apparatus to, or otherwise modifying or interfering with—

(a)any part of the system; or

(b)any wireless telegraphy apparatus used for making transmissions to or from apparatus that is part of the system.

(7) For the purposes of this regulation, the following definitions also apply—

“apparatus” includes any equipment, machinery or device (whether physical or logical) and any wire or cable;

“communication”, for the purpose of a telecommunication system, includes—

(a)

anything comprising speech, music, sounds, visual images or data of any description; and

(b)

signals serving for the impartation of anything between persons, between a person and a thing or between things, for the actuation or control of any apparatus;

“content”, in relation to a communication and a telecommunication system, means any element of the communication, or any data attached to or logically associated with the communication, which reveals anything of what might reasonably be considered to be the meaning (if any) of the communication, but—

(a)

any meaning arising from the fact of the communication or from any data relating to the transmission of the communication is to be disregarded; and

(b)

anything which is systems data is not content;

“systems data” means any data that enables or facilitates, or identifies or describes anything connected with enabling or facilitating, the functioning of a telecommunication system (including any apparatus forming part of the system);

“a telecommunication system” means a system (including the apparatus comprised in it) that exists for the purpose of facilitating the transmission of communications by any means involving the use of electrical or electromagnetic energy;

“wireless telegraphy” and “wireless telegraphy apparatus” have the same meaning as in sections 116 and 117 of the Wireless Telegraphy Act 2006.]

Textual Amendments

CHAPTER 2U.K. [F154Restricted goods, restricted technology] and related activities

Textual Amendments

Export of [F155restricted goods] U.K.

22.—(1) The export of [F155restricted goods] to, or for use in, Russia is prohibited.

[F156(1A) The export of maritime goods for the placing on board of a Russian-flagged vessel is prohibited.]

(2) [F157Paragraphs (1) and (1A) are] subject to Part 7 (Exceptions and licences).

Textual Amendments

Commencement Information

I21Reg. 22 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Import of arms and related materielU.K.

23.—(1) The import of arms and related materiel which are consigned from Russia is prohibited.

(2) The import of arms and related materiel which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) In this regulation “arms and related materiel” means—

(a)military goods, and

(b)any thing which falls within chapter 93 of the Goods Classification Table, other than military goods.

(5) For the purposes of the definition of “arms and related materiel”, whether a thing “falls within chapter 93 of the Goods Classification Table” is to be interpreted in accordance with paragraph 1 of Schedule 3.

Commencement Information

I22Reg. 23 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Supply and delivery of [F158restricted goods] U.K.

24.—(1) A person must not—

(a)directly or indirectly supply or deliver [F159restricted goods] from a third country to a place in Russia;

(b)directly or indirectly supply or deliver military goods from a place in Russia to a third country.

[F160(c)directly or indirectly supply or deliver maritime goods from a third country for the placing on board of a Russian-flagged vessel.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly.

[F161(c)it is a defence for a person charged with the offence of contravening paragraph (1)(c) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was for the placing on board of a Russian-flagged vessel, whether directly or indirectly.]

(4) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Textual Amendments

Commencement Information

I23Reg. 24 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Making available or acquiring [F162restricted goods] and [F163restricted technology] U.K.

25.—(1) A person must not—

(a)directly or indirectly make [F164restricted goods] or [F165restricted technology] available to a person connected with Russia;

(b)directly or indirectly make [F166restricted goods] or [F167restricted technology] available for use in Russia;

(c)directly or indirectly acquire military goods or military technology from a person connected with Russia;

F168(d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e)directly or indirectly acquire military goods or military technology located in Russia.

[F169(f)directly or indirectly make maritime goods or maritime technology available for the placing on board of a Russian-flagged vessel.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) or (c) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia;

F170(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)it is a defence for a person charged with the offence of contravening paragraph (1)(e) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were located in Russia.

[F171(e)it is a defence for a person charged with the offence of contravening paragraph (1)(f) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were to be made available for the placing on board of a Russian-flagged vessel.]

Textual Amendments

F168Reg. 25(1)(d) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(4)(a); S.I. 2020/1514, reg. 4

F170Reg. 25(3)(c) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(4)(b); S.I. 2020/1514, reg. 4

Commencement Information

I24Reg. 25 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Transfer of [F172restricted technology] U.K.

26.—(1) A person must not—

(a)transfer [F173restricted technology] to a place in Russia;

(b)transfer [F174restricted technology] to a person connected with Russia;

(c)transfer military technology to persons outside the United Kingdom or to a place outside the United Kingdom, where the transfer is from a place in Russia.

[F175(d)transfer maritime technology to a Russian-flagged vessel.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a place in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(c)it is a defence for a person charged with the offence of contravening paragraph (1)(c) to show that the person did not know and had no reasonable cause to suspect that the transfer was from a place in Russia.

[F176(d)it is a defence for a person charged with the offence of contravening paragraph (1)(d) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a Russian-flagged vessel.]

Textual Amendments

Commencement Information

I25Reg. 26 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Technical assistance relating to [F177restricted goods] and [F178restricted technology]U.K.

27.—(1) A person must not directly or indirectly provide technical assistance relating to [F177restricted goods] or [F178restricted technology]—

(a)to a person connected with Russia, or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia.

Textual Amendments

Commencement Information

I26Reg. 27 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Financial services and funds relating to [F177restricted goods] and [F178restricted technology]U.K.

28.—(1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of [F177restricted goods],

(b)the direct or indirect supply or delivery of [F177restricted goods],

(c)directly or indirectly making [F177restricted goods] or [F178restricted technology] available to a person,

(d)the transfer of [F178restricted technology], or

(e)the direct or indirect provision of technical assistance relating to [F177restricted goods] or [F178restricted technology].

(2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of [F177restricted goods] to, or for use in, Russia;

(b)the direct or indirect supply or delivery of [F177restricted goods] to a place in Russia;

(c)directly or indirectly making [F177restricted goods] or [F178restricted technology] available—

(i)to a person connected with Russia, or

(ii)for use in Russia;

(d)the transfer of [F178restricted technology]—

(i)to a person connected with Russia, or

(ii)to a place in Russia; or

(e)the direct or indirect provision of technical assistance relating to [F177restricted goods] or [F178restricted technology]—

(i)to a person connected with Russia, or

(ii)for use in Russia.

F179(4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F180(5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) Paragraphs (1) to [F181(3)] are subject to Part 7 (Exceptions and licences).

(7) A person who contravenes a prohibition in any of paragraphs (1) [F182to (3)] commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) [F183or (2)] (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph [F184.]

F185(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

F179Reg. 28(4) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(a); S.I. 2020/1514, reg. 4

F180Reg. 28(5) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(a); S.I. 2020/1514, reg. 4

F181Word in reg. 28(6) substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(b); S.I. 2020/1514, reg. 4

F182Words in reg. 28(7) substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(c)(i); S.I. 2020/1514, reg. 4

F183Words in reg. 28(7)(a) substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(c)(ii); S.I. 2020/1514, reg. 4

F184Full stop in reg. 28(7)(b) substituted for semicolon (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(c)(iii); S.I. 2020/1514, reg. 4

F185Reg. 28(7)(c) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(5)(c)(iv); S.I. 2020/1514, reg. 4

Commencement Information

I27Reg. 28 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Brokering services: non-UK activity relating to [F177restricted goods] and [F178restricted technology]U.K.

29.—(1) A person must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is—

(a)the direct or indirect supply or delivery of [F177restricted goods] from a third country to a place in Russia;

(b)directly or indirectly making [F177restricted goods] available in a third country for direct or indirect supply or delivery—

(i)to a person connected with Russia, or

(ii)to a place in Russia;

(c)directly or indirectly making [F178restricted technology] available in a third country for transfer—

(i)to a person connected with Russia, or

(ii)to a place in Russia;

(d)the transfer of [F178restricted technology] from a place in a third country—

(i)to a person connected with Russia, or

(ii)to a place in Russia;

(e)the direct or indirect provision, in a non-UK country, of technical assistance relating to [F177restricted goods] or [F178restricted technology]—

(i)to a person connected with Russia, or

(ii)for use in Russia;

(f)the direct or indirect provision, in a non-UK country, of financial services—

(i)to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(1), or

(ii)where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(3);

(g)directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(1); or

(h)the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 28(3).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

(4) In this regulation—

“non-UK country” means a country that is not the United Kingdom;

“third country” means—

(a)

for the purposes of paragraph (1)(a) and (b), a country that is not the United Kingdom, the Isle of Man or Russia,

(b)

for the purposes of any other provision of paragraph (1), a country that is not the United Kingdom or Russia.

Textual Amendments

Commencement Information

I28Reg. 29 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F186Insurance and reinsurance services relating to aviation and space goods and aviation and space technologyU.K.

29A.—(1) A person must not directly or indirectly provide insurance or reinsurance services relating to aviation and space goods or aviation and space technology—

(a)to a person connected with Russia, or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia.]

Textual Amendments

Enabling or facilitating military activitiesU.K.

30.—(1) A person must not directly or indirectly provide—

(a)technical assistance,

(b)armed personnel,

(c)financial services or funds, or

(d)brokering services in relation to an arrangement whose object or effect is to provide, in a non-UK country, anything mentioned in sub-paragraphs (a) to (c),

where such provision enables or facilitates the conduct of military activities carried on or proposed to be carried on by the Russian military or any other military end-user who is a person connected with Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the provision as mentioned in paragraph (1) would enable or facilitate the conduct of military activities carried on or proposed to be carried on by the Russian military or any other military end-user who is a person connected with Russia.

(4) In this regulation—

“non-UK country” means a country that is not the United Kingdom;

“technical assistance” means the provision of technical support or any other technical service.

(5) Nothing in this regulation is to be taken to limit the meaning of any of the prohibitions contained in this Part.

Commencement Information

I29Reg. 30 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F187CHAPTER 2AU.K.Goods and technology relating to non-government controlled Ukrainian territory

Textual Amendments

InterpretationU.K.

30A.  In this Chapter—

“relevant restricted goods” means only those restricted goods which are not infrastructure-related goods but which are military goods;

“relevant restricted technology” means only that restricted technology which is military technology.

[F188Export of relevant restricted goodsU.K.

30B.—(1) The export of relevant restricted goods to, or for use in, Crimea is prohibited.

(2) The export of relevant restricted goods to, or for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) It is a defence for a person charged with the offence under section 68(1) (offences in relation to exportation of prohibited or restricted goods) of CEMA in relation to the prohibition in paragraph (2) to show that they did not know and had no reasonable cause to suspect that the export was, or would have been, to, or the goods were for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts.]

Textual Amendments

Supply and delivery of relevant restricted goodsU.K.

30C.—(1) A person must not directly or indirectly supply or deliver relevant restricted goods from a third country to a place in non-government controlled Ukrainian territory.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for non-government controlled Ukrainian territory.

(4) In this regulation, “third country” means a country that is not the United Kingdom or the Isle of Man.

Making available relevant restricted goods and relevant restricted technologyU.K.

30D.—(1) A person must not—

(a)directly or indirectly make relevant restricted goods or relevant restricted technology available to a person connected with non-government controlled Ukrainian territory; or

(b)directly or indirectly make relevant restricted goods or relevant restricted technology available for use in non-government controlled Ukrainian territory.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in non-government controlled Ukrainian territory.

Transfer of relevant restricted technologyU.K.

30E.—(1) A person must not—

(a)transfer relevant restricted technology to a place in non-government controlled Ukrainian territory; or

(b)transfer relevant restricted technology to a person connected with non-government controlled Ukrainian territory.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a place in non-government controlled Ukrainian territory;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory.

Technical assistance relating to relevant restricted goods and relevant restricted technologyU.K.

30F.—(1) A person must not directly or indirectly provide technical assistance relating to relevant restricted goods or relevant restricted technology—

(a)to a person connected with non-government controlled Ukrainian territory; or

(b)for use in non-government controlled Ukrainian territory.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in non-government controlled Ukrainian territory.

Financial services and funds relating to relevant restricted goods and relevant restricted technologyU.K.

30G.—(1) A person must not directly or indirectly provide, to a person connected with non-government controlled Ukrainian territory, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of relevant restricted goods;

(b)the direct or indirect supply or delivery of relevant restricted goods;

(c)directly or indirectly making relevant restricted goods or relevant restricted technology available to a person;

(d)the transfer of relevant restricted technology; or

(e)the direct or indirect provision of technical assistance relating to relevant restricted goods or relevant restricted technology.

(2) A person must not directly or indirectly provide funds to a person connected with non-government controlled Ukrainian territory in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of relevant restricted goods to, or for use in, non-government controlled Ukrainian territory;

(b)the direct or indirect supply or delivery of relevant restricted goods to a place in non-government controlled Ukrainian territory;

(c)directly or indirectly making relevant restricted goods or relevant restricted technology available—

(i)to a person connected with non-government controlled Ukrainian territory, or

(ii)for use in non-government controlled Ukrainian territory;

(d)the transfer of relevant restricted technology—

(i)to a person connected with non-government controlled Ukrainian territory, or

(ii)to a place in non-government controlled Ukrainian territory; or

(e)the direct or indirect provision of technical assistance relating to relevant restricted goods or relevant restricted technology—

(i)to a person connected with non-government controlled Ukrainian territory, or

(ii)for use in non-government controlled Ukrainian territory.

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with non-government controlled Ukrainian territory;

(b)it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to relevant restricted goods and relevant restricted technologyU.K.

30H.—(1) A person must not directly or indirectly provide brokering services to a person connected with non-government controlled Ukrainian territory in relation to an arrangement whose object or effect is—

(a)the export of relevant restricted goods;

(b)the direct or indirect supply or delivery of relevant restricted goods;

(c)directly or indirectly making relevant restricted goods or relevant restricted technology available to a person;

(d)the transfer of relevant restricted technology; or

(e)the direct or indirect provision of technical assistance relating to relevant restricted goods or relevant restricted technology.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

F189CHAPTER 3U.K.Dual-use goods, dual-use technology and related activities

Textual Amendments

Interpretation of this ChapterU.K.

31.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Export of dual-use goodsU.K.

32.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Supply and delivery of dual-use goodsU.K.

33.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Making dual-use goods and dual-use technology availableU.K.

34.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Transfer of dual-use technologyU.K.

35.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Technical assistance relating to dual-use goods and dual-use technologyU.K.

36.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial services and funds relating to dual-use goods and dual-use technologyU.K.

37.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Brokering services: non-UK activity relating to dual-use goods and dual-use technologyU.K.

38.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

CHAPTER 4U.K.Energy-related goods [F190, energy-related technology] and related activities

Textual Amendments

Interpretation of this ChapterU.K.

39.  For the purposes of this Chapter “Russia” includes Russia's exclusive economic zone and continental shelf (which terms are to be interpreted in accordance with the United Nations Convention on the Law of the Sea) M11.

Commencement Information

I30Reg. 39 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M11Command 8941.

Export of energy-related goodsU.K.

40.—[F191(1) The export of energy-related goods to, or for use in, Russia is prohibited.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Textual Amendments

Commencement Information

I31Reg. 40 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F192Supply and delivery of energy-related goodsU.K.

41.—(1) A person must not directly or indirectly supply or deliver energy-related goods from a third country to a place in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia.

(4) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.]

Textual Amendments

Making energy-related goods [F193and energy-related technology] availableU.K.

42.—(1) A person must not directly or indirectly make energy-related goods [F194or energy-related technology] available for use in Russia.

[F195(1A) A person must not directly or indirectly make energy-related goods [F196or energy-related technology] available to a person connected with Russia.]

(2) [F197Paragraphs (1) and (1A) are] subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the goods [F198or technology] were for use in Russia.

[F199(4) A person who contravenes a prohibition in paragraph (1A) commits an offence, but it is a defence for a person charged with that offence (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia.]

Textual Amendments

Commencement Information

I32Reg. 42 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F200Transfer of energy-related technologyU.K.

42A.—(1) A person must not transfer energy-related technology—

(a)to a person connected with Russia;

(b)to a place in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the transfer was to a place in Russia.]

Textual Amendments

[F201Technical assistance relating to energy-related goods [F202and energy-related technology]U.K.

43.—(1) A person must not directly or indirectly provide technical assistance relating to energy-related goods [F203or energy-related technology]—

(a)to a person connected with Russia; or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exception and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods [F204or technology] were for use in Russia.]

Textual Amendments

Financial services and funds relating to energy-related goods [F205and energy-related technology] F206...U.K.

44.—(1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of energy-related goods,

(b)the direct or indirect supply or delivery of energy-related goods,

(c)directly or indirectly making energy-related goods [F207or energy-related technology] available to a person, F208...

[F209(ca)the transfer of energy-related technology, or]

(d)the direct or indirect provision of technical assistance relating to energy-related goods [F210or energy-related technology].

(2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).

[F211(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of [F212energy-related goods] to, or for use in, Russia;

(b)the direct or indirect supply or delivery of [F212energy-related goods] to a place in Russia;

(c)directly or indirectly making [F212energy-related goods] [F213or energy-related technology] available—

(i)to a person connected with Russia; or

(ii)for use in Russia;

[F214(ca)the transfer of energy-related technology—

(i)to a person connected with Russia, or

(ii)to a place in Russia; or]

(d)the direct or indirect provision of technical assistance relating to [F212energy-related goods] [F215or energy-related technology]—

(i)to a person connected with Russia, or

(ii)for use in Russia.]

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening a prohibition in paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening a prohibition in paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned that paragraph.

Textual Amendments

Commencement Information

I33Reg. 44 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Brokering services: non-UK activity relating to energy-related goods [F216and energy-related technology] F217...U.K.

45.—(1) A person (“P”) must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is—

(a)the direct or indirect supply or delivery of energy-related goods F218... from a third country to a place in Russia;

[F219(b)directly or indirectly making energy-related goods [F220or energy-related technology] available in a third country for direct or indirect supply or delivery—

(i)to a person connected with Russia, or

(ii)to a place in Russia;]

(c)the direct or indirect provision, in a non-UK country, of technical assistance relating to energy-related goods [F221or energy-related technology]—

(i)to a person connected with Russia, or

(ii)for use in Russia;

[F222(ca)the transfer of energy-related technology from a place in a third country—

(i)to a person connected with Russia, or

(ii)to a place in Russia;]

(d)the direct or indirect provision, in a non-UK country, of financial services—

(i)to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(1) , or

(ii)where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(3);

(e)directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(1); or

(f)the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(3).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

(4) In this regulation—

“non-UK country” means a country that is not the United Kingdom;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Textual Amendments

Commencement Information

I34Reg. 45 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Prohibition on providing other energy-related servicesU.K.

46.—(1) A person must not provide, directly or indirectly, relevant energy services.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the person was providing relevant energy services.

(4) In this regulation—

[F223“relevant energy services” means specified services necessary for an oil or gas exploration or production project in Russia;]

F224...

“specified services” means any of the following—

(a)

drilling;

(b)

well testing;

(c)

logging and completion services;

(d)

supply of specialised floating vessels.

Textual Amendments

Commencement Information

I35Reg. 46 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F225CHAPTER 4AU.K.Aircraft and ships

Textual Amendments

Technical assistance relating to aircraft and shipsU.K.

46A.—(1) A person must not directly or indirectly provide to, or for the benefit of, a designated person technical assistance relating to—

(a)an aircraft, or

(b)a ship.

(2) [F226Paragraph (1)(b)] does not apply to any technical assistance which is prohibited under regulation 27 (technical assistance relating to restricted goods and restricted technology).

(3) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) (“P”) to show that P did not know and had no reasonable cause to suspect that the technical assistance was provided to, or for the benefit of, a designated person.

(5) In this regulation—

“aircraft” includes unmanned aircraft and aircraft capable of spaceflight activities;

“designated person” means a person designated under regulation 5 (power to designate persons) for the purposes of this regulation;

“ship” includes every description of vessel (including a hovercraft) used in navigation.]

Textual Amendments

[F227CHAPTER 4BU.K.Luxury goods

Textual Amendments

Luxury goodsU.K.

46B.—(1) The export of luxury goods to, or for use in, Russia is prohibited.

(2) A person must not directly or indirectly—

(a)supply or deliver luxury goods from a third country to a place in Russia;

(b)make luxury goods available to a person connected with Russia;

(c)make luxury goods available for use in Russia.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (2) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(c)it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in Russia.

(5) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

[F228Technical assistance relating to luxury goodsU.K.

46BA.—(1) A person must not directly or indirectly provide technical assistance relating to luxury goods—

(a)to a person connected with Russia, or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the luxury goods were for use in Russia.

Textual Amendments

Financial services and funds relating to luxury goodsU.K.

46BB.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of luxury goods to, or for use in, Russia;

(b)the direct or indirect supply or delivery of luxury goods to a place in Russia;

(c)directly or indirectly making luxury goods available—

(i)to a person connected with Russia, or

(ii)for use in Russia; or

(d)the direct or indirect provision of technical assistance relating to luxury goods—

(i)to a person connected with Russia, or

(ii)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to luxury goodsU.K.

46BC.—(1) A person must not directly or indirectly provide brokering services relating to luxury goods—

(a)to a person connected with Russia; or

(b)for use in Russia.

(2) A person must not directly or indirectly provide brokering services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of luxury goods to, or for use in, Russia;

(b)the direct or indirect supply or delivery of luxury goods to a place in Russia;

(c)directly or indirectly making luxury goods available—

(i)to a person connected with Russia, or

(ii)for use in Russia; or

(d)the direct or indirect provision of technical assistance relating to luxury goods—

(i)to a person connected with Russia, or

(ii)for use in Russia.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in any of paragraph (1) or (2) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the brokering services were provided to person who was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the brokering services were provided in relation to goods which were for use in Russia;

(c)it is a defence for a person charged with the offence of contravening paragraph (2) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.]]

Textual Amendments

[F229CHAPTER 4CU.K.Iron and steel products

Textual Amendments

[F230InterpretationU.K.

46C.  In this Chapter—

“iron and steel products” means any thing specified in Schedule 3B;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.]

Textual Amendments

Import of iron and steel productsU.K.

46D.—(1) The import of iron and steel products which are consigned from Russia is prohibited.

(2) The import of iron and steel products which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of iron and steel productsU.K.

46E.—(1) A person must not directly or indirectly acquire iron and steel products—

(a)which originate in Russia;

(b)which are located in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia.

Supply and delivery of iron and steel productsU.K.

46F.—(1) A person must not directly or indirectly supply or deliver iron and steel products from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly.

(4) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.]

[F231Technical assistance relating to iron and steel productsU.K.

46G.—(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of iron and steel products which—

(i)originate in Russia; or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of iron and steel products which—

(i)originate in Russia; or

(ii)are located in Russia; or

(c)the direct or indirect supply or delivery of iron and steel products from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

(c)it is a defence for a person charged with an offence of contravening paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph.

Textual Amendments

Financial services and funds relating to iron and steel productsU.K.

46H.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of iron and steel products which—

(i)originate in Russia; or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of iron and steel products which—

(i)originate in Russia; or

(ii)are located in Russia; or

(c)the direct or indirect supply or delivery of iron and steel products from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to iron and steel productsU.K.

46I.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46H(1)(a) to (c).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

Textual Amendments

[F232CHAPTER 4CAU.K.Iron and steel products processed in a third country F233...

Textual Amendments

InterpretationU.K.

46IA.—(1) In this Chapter—

“iron or steel product” means any thing specified in [F234Part 1, 2 or 3 of] Schedule 3B (Iron and steel products);

“relevant day” means 30th September 2023;

“relevant processed iron or steel product” means any iron or steel product which—

(a)

has been processed in a third country; and

(b)

which incorporates one or more iron or steel products originating in Russia;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

(2) For the purposes of the definition of “relevant processed iron or steel product” in paragraph (1), an iron or steel product is processed where it is—

(a)altered;

(b)transformed in any way; or

(c)subjected to any other type of operation or process.

Textual Amendments

Import of relevant processed iron or steel productsU.K.

46IB.—(1) The import of a relevant processed iron or steel product, on or after the relevant day, is prohibited.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Technical assistance relating to relevant processed iron or steel productsU.K.

46IC.—(1) A person must not directly or indirectly provide technical assistance relating to the import of a relevant processed iron or steel product.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph.

Financial services and funds relating to relevant processed iron or steel productsU.K.

46ID.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of a relevant processed iron or steel product.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to relevant processed iron or steel productsU.K.

46IE.—(1) A person must not directly or indirectly provide brokering services in the pursuance of, or in connection, with any arrangement described in regulation 46ID.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

[F235CHAPTER 4CBU.K.Metals

Textual Amendments

InterpretationU.K.

46IF.  In this Chapter—

“metals” means any thing specified in Schedule 3BA;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Import of metalsU.K.

46IG.—(1) The import of metals which are consigned from Russia is prohibited.

(2)  The import of metals which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of metalsU.K.

46IH.—(1) A person must not directly or indirectly acquire metals which—

(a)originate in Russia; or

(b)are located in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the metals originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the metals were located in Russia.

Supply and delivery of metalsU.K.

46II.—(1) A person must not directly or indirectly supply or deliver metals from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly.]

[F236CHAPTER 4DU.K.Interception and monitoring services

Textual Amendments

InterpretationU.K.

46J.  In this Chapter, “Government of Russia” has the meaning given in regulation 6(7);

Interception and monitoring servicesU.K.

46K.—(1) A person must not directly or indirectly provide interception and monitoring services to, or for the benefit of, the Government of Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person (“P”) charged with that offence to show that P did not know and had no reasonable cause to suspect that the services were provided to, or for the benefit of, the Government of Russia.

CHAPTER 4EU.K.Banknotes

BanknotesU.K.

46L.—(1) The export of banknotes to, or for use in, Russia is prohibited.

(2) A person must not directly or indirectly—

(a)supply or deliver banknotes to a person connected with Russia;

(b)make banknotes available to a person connected with Russia; or

(c)make banknotes available for use in Russia.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (2) commits an offence.

(5) In this regulation, “banknotes” means—

(a)sterling denominated banknotes issued by the Bank of England and banks in Scotland and Northern Ireland; and

(b)banknotes denominated in any official currency of the European Union.

CHAPTER 4FU.K.Jet fuel and fuel additives

InterpretationU.K.

46M.  In this Chapter, “jet fuel and fuel additives” means the goods listed under that heading in Part 8 of Schedule 2A.

Jet fuel and fuel additivesU.K.

46N.—(1) The export of jet fuel and fuel additives to, or for use in, Russia is prohibited.

(2) A person must not directly or indirectly—

(a)supply or deliver jet fuel and fuel additives from a third country to a place in Russia;

(b)make jet fuel and fuel additives available to a person connected with Russia;

(c)make jet fuel and fuel additives available for use in Russia.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (2) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the jet fuel and fuel additives were destined (or ultimately destined) for Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(c)it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the jet fuel and fuel additives were for use in Russia.

(5) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Technical assistance relating to jet fuel and fuel additivesU.K.

46O.—(1) A person must not directly or indirectly provide technical assistance relating to jet fuel and fuel additives—

(a)to a person connected with Russia; or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance was to be provided to a person connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to jet fuel and fuel additives for use in Russia.

Financial services and funds relating to jet fuel and fuel additivesU.K.

46P.—(1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of jet fuel and fuel additives;

(b)the direct or indirect supply or delivery of jet fuel and fuel additives;

(c)directly or indirectly making jet fuel and fuel additives available to a person connected with Russia; or

(d)the direct or indirect provision of technical assistance relating to jet fuel and fuel additives.

(2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of jet fuel and fuel additives to, or for use in, Russia;

(b)the direct or indirect supply or delivery of jet fuel and fuel additives to a place in Russia;

(c)directly or indirectly making jet fuel and fuel additives available—

(i)to a person connected with Russia, or

(ii)for use in Russia; or

(d)the direct or indirect provision of technical assistance relating to jet fuel and fuel additives—

(i)to a person connected with Russia, or

(ii)for use in Russia.

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to jet fuel and fuel additivesU.K.

46Q.—(1) A person must not directly or indirectly provide brokering services to a person connected with Russia in relation to an arrangement whose object or effect is—

(a)the export of jet fuel and fuel additives;

(b)the direct or indirect supply or delivery of jet fuel and fuel additives;

(c)directly or indirectly making jet fuel and fuel additives available to a person connected with Russia; or

(d)the direct or indirect provision of technical assistance relating to jet fuel and fuel additives.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

CHAPTER 4GU.K. [F237Schedule 3D] Revenue generating goods

Textual Amendments

InterpretationU.K.

46R.  In this Chapter—

“[F238Schedule 3D] revenue generating goods” means any thing specified in Schedule 3D;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Textual Amendments

Import of [F239Schedule 3D] revenue generating goodsU.K.

46S.—(1) The import of [F239Schedule 3D] revenue generating goods which are consigned from Russia is prohibited.

(2) The import of [F239Schedule 3D] revenue generating goods which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Textual Amendments

Acquisition of [F240Schedule 3D] revenue generating goodsU.K.

46T.—(1) A person must not directly or indirectly acquire [F240Schedule 3D] revenue generating goods which—

(a)originate in Russia; or

(b)are located in Russia,

with the intention of those goods entering the United Kingdom.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia.

Textual Amendments

Supply and delivery of revenue generating goodsU.K.

F24146U.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Technical assistance relating to [F242Schedule 3D] revenue generating goodsU.K.

46V.—(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of [F242Schedule 3D] revenue generating goods which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of [F242Schedule 3D] revenue generating goods which—

(i)originate in Russia, or

(ii)are located in Russia,

with the intention of those goods entering the United Kingdom;

F243(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

F244(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Financial services and funds relating to [F245Schedule 3D] revenue generating goodsU.K.

46W.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of [F245Schedule 3D] revenue generating goods which—

(i)originate in Russia, or

(ii)are consigned from Russia; or

(b)the direct or indirect acquisition of [F245Schedule 3D] revenue generating goods which—

(i)originate in Russia, or

(ii)are located in Russia,

with the intention of those goods entering the United Kingdom;

F246(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to [F247Schedule 3D] revenue generating goodsU.K.

46X.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation [F24846W(1)(a) or (b)].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

Textual Amendments

[F249CHAPTER 4GAU.K.Schedule 3DA revenue generating goods

Textual Amendments

InterpretationU.K.

46XA.  In this Chapter—

“Schedule 3DA revenue generating goods” means any thing specified in Schedule 3DA;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Import of Schedule 3DA revenue generating goodsU.K.

46XB.—(1) The import of Schedule 3DA revenue generating goods which are consigned from Russia is prohibited.

(2) The import of Schedule 3DA revenue generating goods which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of Schedule 3DA revenue generating goodsU.K.

46XC.—(1) A person must not directly or indirectly acquire Schedule 3DA revenue generating goods which—

(a)originate in Russia; or

(b)are located in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia.

Supply and delivery of Schedule 3DA revenue generating goods to a third countryU.K.

46XD.—(1) A person must not directly or indirectly supply or deliver Schedule 3DA revenue generating goods from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly.

Technical assistance relating to Schedule 3DA revenue generating goodsU.K.

46XE.—(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of Schedule 3DA revenue generating goods which—

(i)originate in Russia; or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of Schedule 3DA revenue generating goods which—

(i)originate in Russia; or

(ii)are located in Russia;

(c)the direct or indirect supply or delivery of Schedule 3DA revenue generating goods from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

(c)it is a defence for a person charged with an offence of contravening paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph.

Financial services and funds relating to Schedule 3DA revenue generating goodsU.K.

46XF.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of Schedule 3DA revenue generating goods which—

(i)originate in Russia; or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of Schedule 3DA revenue generating goods which—

(i)originate in Russia; or

(ii)are located in Russia;

(c)the direct or indirect supply or delivery of Schedule 3DA revenue generating goods from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to Schedule 3DA revenue generating goodsU.K.

46XG.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46XF(1)(a) to (c).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

[F250Chapter 4HU.K. [F251G7 dependency and further goods] [F252and G7 dependency and further technology]

Textual Amendments

[F253G7 dependency and further goods] [F254and G7 dependency and further technology]U.K.

46Y.—(1) The export of [F255G7 dependency and further goods] to, or for use in, Russia is prohibited.

(2) A person must not directly or indirectly—

(a)supply or deliver [F255G7 dependency and further goods] from a third country to a place in Russia;

(b)make [F255G7 dependency and further goods] [F256or G7 dependency and further technology] available to a person connected with Russia;

(c)make [F255G7 dependency and further goods] [F257or G7 dependency and further technology] available for use in Russia.

(3) Paragraphs (1) and (2) are subject to Part 7 (exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (2) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(c)it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the goods [F258or technology] were for use in Russia.

(5) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Textual Amendments

[F259Transfer of G7 dependency and further technologyU.K.

46YA.—(1) A person must not transfer G7 dependency and further technology—

(a)to a person connected with Russia;

(b)to a place in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the transfer was to a place in Russia.]

Textual Amendments

Technical assistance relating to [F260G7 dependency and further goods] [F261and G7 dependency and further technology]U.K.

46Z.—(1) A person must not directly or indirectly provide technical assistance relating to [F262G7 dependency and further goods] [F263or G7 dependency and further technology] —

(a)to a person connected with Russia; or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods [F264or technology] were for use in Russia.

Textual Amendments

Financial services and funds relating to [F265G7 dependency and further goods] [F266and G7 dependency and further technology]U.K.

46Z1.—(1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of [F267G7 dependency and further goods];

(b)the direct or indirect supply or delivery of [F267G7 dependency and further goods];

(c)directly or indirectly making [F267G7 dependency and further goods] [F268or G7 dependency and further technology] available to a person; F269...

[F270(ca)the transfer of G7 dependency and further technology; or]

(d)the direct or indirect provision of technical assistance relating to [F267G7 dependency and further goods] [F271or G7 dependency and further technology].

(2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of [F267G7 dependency and further goods] to, or for use in, Russia;

(b)the direct or indirect supply or delivery of [F267G7 dependency and further goods] to a place in Russia;

(c)directly or indirectly making [F267G7 dependency and further goods] [F272or G7 dependency and further technology] available—

(i)to a person connected with Russia, or

(ii)for use in Russia; F273...

[F274(ca)the transfer of G7 dependency and further technology—

(i)to a person connected with Russia, or

(ii)to a place in Russia; or]

(d)the direct or indirect provision of technical assistance relating to [F267G7 dependency and further goods] [F275or G7 dependency and further technology] —

(i)to a person connected with Russia, or

(ii)for use in Russia.

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to [F276G7 dependency and further goods] [F277and G7 dependency and further technology]U.K.

46Z2.—(1) A person must not directly or indirectly provide brokering services to a person connected with Russia in pursuance of or in connection with an arrangement (“arrangement A”) whose object or effect is—

(a)the export of [F278G7 dependency and further goods];

(b)the direct or indirect supply or delivery of [F278G7 dependency and further goods];

(c)directly or indirectly making [F278G7 dependency and further goods] [F279or G7 dependency and further technology] available to a person;

[F280(ca)the transfer of G7 dependency and further technology from a place in a third country—

(i)to a person connected with Russia, or

(ii)to a place in Russia;]

(d)the direct or indirect provision of technical assistance relating to [F278G7 dependency and further goods] [F281or G7 dependency and further technology];

(e)the direct or indirect provision, in a non-UK country, of financial services—

(i)to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(1), or

(ii)where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(3);

(f)directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(1); or

(g)the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z1(3).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

[F282(4) In this regulation, “non-UK country” means a country which is not the United Kingdom.]

Textual Amendments

CHAPTER 4IU.K.Oil and Oil Products

Meaning of “relevant day”U.K.

46Z3.  In this Chapter, “relevant day” means [F2835th December 2022].

Textual Amendments

Import of oil and oil productsU.K.

46Z4.—(1) The import of oil and oil products, on or after the relevant day, which are consigned from Russia is prohibited.

(2) The import of oil and oil products, on or after the relevant day, which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of oil and oil productsU.K.

46Z5.—(1) A person must not, on or after the relevant day, directly or indirectly acquire oil and oil products—

(a)which originate in Russia; or

(b)which are located in Russia,

with the intention of those goods entering the United Kingdom.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia.

Supply and delivery of oil and oil productsU.K.

F28446Z6.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Technical assistance relating to oil and oil productsU.K.

46Z7.—[F285(1) A person must not, on or after the relevant day, directly or indirectly provide technical assistance relating to—

(a)the import of oil and oil products which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of oil and oil products which—

(i)originate in Russia, or

(ii)are located in Russia,

with the intention of those goods entering the United Kingdom;

F286(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes any of the prohibitions in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening—

(a)paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

F287(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Financial services and funds relating to oil and oil productsU.K.

46Z8.—[F288(1) A person must not, on or after the relevant day, directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of oil and oil products which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of oil and oil products which—

(i)originate in Russia, or

(ii)are located in Russia,

with the intention of those goods entering the United Kingdom;

F289(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

[F290(2)] [F291Paragraph (1) is] are subject to Part 7 (Exceptions and licences).

[F292(3)]  A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to oil and oil productsU.K.

46Z9.—(1) A person must not, on or after the relevant day, directly or indirectly provide brokering services in relation to any arrangements described in regulation [F29346Z8(1)(a) or (b)].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

Textual Amendments

[F294CHAPTER 4IAU.K.Maritime transportation of certain oil and oil products

Textual Amendments

InterpretationU.K.

46Z9A.—(1) In this Chapter—

“2709 oil and oil products” means those oil and oil products—

(a)

falling within commodity code 2709; and

(b)

which originate in or are consigned from Russia;

“2710 oil and oil products” means those oil and oil products—

(a)

falling within commodity code 2710; and

(b)

which originate in or are consigned from Russia;

“first relevant day” means 5th December 2022;

“second relevant day” means 5th February 2023;

“ship” includes every description of vessel (including a hovercraft) used in navigation, except the naval, military or air-force ships of any country;

“third country” means any country other than the United Kingdom, the Isle of Man or Russia.

(2) Paragraph 1 of Schedule 3 applies for determining whether oil and oil products fall within the commodity codes specified in paragraph (1).

Maritime transportation of certain oil and oil products to and between third countriesU.K.

46Z9B.—(1) A person must not directly or indirectly, on or after the first relevant day, supply or deliver by ship, 2709 oil and oil products—

(a)from a place in Russia to a third country; or

(b)from one third country to another third country.

(2) A person must not directly or indirectly, on or after the second relevant day, supply or deliver by ship, 2710 oil and oil products—

(a)from a place in Russia to a third country; or

(b)from one third country to another third country.

(3) For the purposes of paragraphs (1) and (2), “supply or deliver by ship” includes any transfer of the goods concerned between ships on which those goods are being supplied or delivered as specified in those paragraphs.

(4) For the purposes of paragraphs (1) and (2), a person supplying or delivering the goods concerned by ship includes a person who owns, controls, charters or operates a ship—

(a)on which those goods are being carried; or

(b)from or to which those goods are being transferred.

(5) For the purposes of paragraph (4), whether a person—

(a)owns a ship is to be determined in accordance with regulation 57I(1)(a);

(b)controls a ship is to be determined in accordance with regulation 57I(1)(b);

(c)has chartered a ship is to be determined in accordance with regulation 57E(3)(c).

(6) Regulation 57I(2) does not apply for the purposes of paragraph (5)(b).

(7) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(8) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the supply or delivery related to oil and oil products—

(a)which fell within commodity code 2709; or

(b)which were consigned from or originated in Russia.

(9) A person who contravenes a prohibition in paragraph (2) commits an offence, but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the supply or delivery related to oil and oil products—

(a)which fell within commodity code 2710; or

(b)which were consigned from or originated in Russia.

Financial services and funds relating to maritime transportation of certain oil and oil productsU.K.

46Z9C.—(1) A person must not directly or indirectly, on or after the first relevant day, provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the supply or delivery by ship of 2709 oil and oil products—

(a)from a place in Russia to a third country; or

(b)from one third country to another third country.

(2) A person must not directly or indirectly, on or after the second relevant day, provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the supply or delivery by ship of 2710 oil and oil products—

(a)from a place in Russia to a third country; or

(b)from one third country to another third country.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) commits an offence but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with the supply or delivery of oil and oil products—

(a)which fell within commodity code 2709; or

(b)which were consigned from or originated in Russia.

(5) A person who contravenes a prohibition in paragraph (2) commits an offence but it is a defence for a person charged with an offence of contravening that prohibition to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with the supply or delivery of oil and oil products—

(a)which fell within commodity code 2710; or

(b)which were consigned from or originated in Russia.

Brokering services relating to maritime transportation of certain oil and oil productsU.K.

46Z9D.—(1) A person must not directly or indirectly, on or after the first relevant day, provide brokering services in relation to any arrangements described in regulation 46Z9C(1).

(2) A person must not directly or indirectly, on or after the second relevant day, provide brokering services in relation to any arrangements described in regulation 46Z9C(2).

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement described in that paragraph.

(5) A person who contravenes a prohibition in paragraph (2) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement described in that paragraph.]

CHAPTER 4JU.K.Gold

Meaning of “relevant day”U.K.

46Z10.  In this Chapter, “relevant day” means the day on which this Chapter comes into force.

Prohibition on the import of gold from RussiaU.K.

46Z11.—(1) The import of gold [F295originating in] Russia is prohibited, where that gold has been exported from Russia on or after the relevant day.

(2) For the purposes of these Regulations, gold has been exported from Russia when—

(a)it has completed the applicable export formalities; and

(b)where the gold was transported by—

(i)land, it has left Russian territory;

(ii)sea, the ship on which it was transported has departed a port in Russia for a destination outside of Russia;

(iii)air, the aircraft on which it was transported has departed an airport in Russia for a destination outside of Russia.

(3) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Textual Amendments

Acquisition of gold from RussiaU.K.

46Z12.—(1) A person must not directly or indirectly acquire gold which on or after the relevant day—

(a)originated in Russia; and

(b)is located in Russia,

with the intention of those goods entering the United Kingdom.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the gold originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the gold was located in Russia.

Supply and delivery of gold from RussiaU.K.

F29646Z13.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Technical assistance relating to goldU.K.

46Z14.—(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of gold which on or after the relevant day—

(i)originated in Russia; or

(ii)is consigned from Russia;

(b)the direct or indirect acquisition of gold which on or after the relevant day—

(i)originated in Russia; and

(ii)is located in Russia,

with the intention of that gold entering the United Kingdom;

F297(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening —

(a)paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

F298(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Financial services and funds relating to goldU.K.

46Z15.—[F299(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of gold which on or after the relevant day—

(i)originated in Russia, or

(ii)is consigned from Russia;

(b)the direct or indirect acquisition of gold which on or after the relevant day—

(i)originated in Russia, and

(ii)is located in Russia,

with the intention of that gold entering the United Kingdom;

F300(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to goldU.K.

46Z16.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation [F30146Z15(1)(a) or (b)].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

Textual Amendments

[F302CHAPTER 4JAU.K.Gold jewellery and relevant processed gold

Textual Amendments

InterpretationU.K.

46Z16A.—(1) In this Chapter—

“relevant day” means the day on which this Chapter comes into force;

“relevant processed gold” means gold which—

(a)

has been processed in a third country; and

(b)

incorporates gold that, on or after 21st July 2022—

(i)

originated in Russia, and

(ii)

has been exported from Russia;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

(2) For the purposes of this Chapter, a thing has been exported from Russia when—

(a)it has completed the applicable export formalities; and

(b)where the thing was transported by—

(i)land, it has left Russian territory;

(ii)sea, the ship on which it was transported has departed a port in Russia for a destination outside of Russia;

(iii)air, the aircraft on which it was transported has departed an airport in Russia for a destination outside of Russia.

(3) For the purposes of this Chapter, gold is processed where it is—

(a)altered;

(b)transformed in any way; or

(c)subjected to any other type of operation or process.

Prohibition on the import of gold jewellery from RussiaU.K.

46Z16B.—(1) The import of gold jewellery originating in Russia is prohibited where the gold jewellery has been exported from Russia on or after the relevant day.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Prohibition on the import of relevant processed goldU.K.

46Z16C.—(1) The import of relevant processed gold is prohibited.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Acquisition of gold jewellery from RussiaU.K.

46Z16D.—(1) A person must not directly or indirectly acquire gold jewellery which—

(a)originates in Russia; and

(b)is located in Russia,

with the intention of the gold jewellery entering the United Kingdom.

(2) A person must not directly or indirectly acquire gold jewellery which—

(a)originates in Russia; and

(b)on or after the relevant day, has been exported from Russia,

with the intention of the gold jewellery entering the United Kingdom.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the gold jewellery—

(a)originated in Russia; or

(b)was located in Russia.

(5) A person who contravenes a prohibition in paragraph (2) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the gold jewellery—

(a)originated in Russia; or

(b)had been exported from Russia on or after the relevant day.

Technical assistance relating to gold jewelleryU.K.

46Z16E.—[F303(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of gold jewellery which on or after the relevant day—

(i)originated in Russia, or

(ii)is exported from Russia;

(b)the direct or indirect acquisition of gold jewellery which—

(i)originated in Russia, or

(ii)is located in Russia or, on or after the relevant day, has been exported from Russia,

with the intention of that gold jewellery entering the United Kingdom.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening—

(a)paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that sub-paragraph;

(b)paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that sub-paragraph.

Textual Amendments

Technical assistance relating to relevant processed goldU.K.

46Z16F.—(1) A person must not directly or indirectly provide technical assistance relating to the import of relevant processed gold.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph.

Financial services and funds relating to gold jewelleryU.K.

46Z16G.—[F304(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of gold jewellery which on or after the relevant day—

(i)originated in Russia, or

(ii)is exported from Russia;

(b)the direct or indirect acquisition of gold which on or after the relevant day—

(i)originated in Russia, or

(ii)is located in Russia,

with the intention of that gold jewellery entering the United Kingdom.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Financial services and funds relating to relevant processed goldU.K.

46Z16H.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed gold.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to gold jewellery and relevant processed goldU.K.

46Z16I.—(1) A person must not directly or indirectly provide brokering services in the pursuance of, or in connection, with any arrangements described in regulations 46Z16G(1) and 46Z16H(1).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

[F305CHAPTER 4JBU.K.Diamonds and diamond jewellery

Textual Amendments

InterpretationU.K.

46Z16J.  In this Chapter—

“diamonds” means any thing specified in Part 2 of Schedule 3GA;

“diamond jewellery” means any thing specified in Part 3 of Schedule 3GA;

“third country” means a country which is not the United Kingdom, the Isle of Man or Russia.

Import of diamonds and diamond jewelleryU.K.

46Z16K.—(1) The import of diamonds and diamond jewellery which are consigned from Russia is prohibited.

(2) The import of diamonds and diamond jewellery which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of diamonds and diamond jewelleryU.K.

46Z16L.—(1) A person must not directly or indirectly acquire diamonds or diamond jewellery which—

(a)originate in Russia; or

(b)are located in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia.

Supply and delivery of diamonds and diamond jewelleryU.K.

46Z16M.—(1) A person must not directly or indirectly supply or deliver diamonds or diamond jewellery from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the supply or delivery was from a place in Russia, whether directly or indirectly.

Technical assistance relating to diamonds and diamond jewelleryU.K.

46Z16N.—(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of diamonds or diamond jewellery which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of diamonds or diamond jewellery which—

(i)originate in Russia, or

(ii)are located in Russia; or

(c)the direct or indirect supply or delivery of diamonds or diamond jewellery from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening—

(a)paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

(c)paragraph (1)(c), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to a supply or delivery described in that paragraph.

Financial services and funds relating to diamonds and diamond jewelleryU.K.

46Z16O.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of diamonds or diamond jewellery which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of diamonds or diamond jewellery which—

(i)originate in Russia, or

(ii)are located in Russia; or

(c)the direct or indirect supply or delivery of diamonds or diamond jewellery from a place in Russia to a third country.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to diamonds and diamond jewelleryU.K.

46Z16P.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z16O(1).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening that paragraph to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

[F306CHAPTER 4JCU.K.Certain diamonds processed in a third country

Textual Amendments

InterpretationU.K.

46Z16Q.—(1) In this Chapter—

“diamonds” means any thing falling within—

(a)

the following commodity codes—

(i)

7102 10 (unsorted diamonds);

(ii)

7102 39 (non-industrial diamonds, other than unworked or simply sawn, cleaved or bruted); and

(b)

both commodity code ex 7102 31 and the description “non-industrial diamonds, simply sawn, cleaved or bruted”;

“relevant day” means—

(a)

1st March 2024 in relation to any diamonds which are equal to or larger than 1 carat;

(b)

1st September 2024 in relation to any diamonds which are equal to or larger than 0.5 carats;

[F307“relevant processed diamonds” means diamonds which—

(a)

were mined in Russia; and

(b)

have been processed in a third country;]

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

(2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition of diamonds in paragraph (1).

(3) For the purposes of this Chapter, diamonds are processed where they are—

(a)altered;

(b)transformed in any way; or

(c)subjected to any other type of operation or process.

Textual Amendments

Import of relevant processed diamondsU.K.

46Z16R.—(1) The import of relevant processed diamonds, on or after the relevant day, is prohibited.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Technical assistance relating to relevant processed diamondsU.K.

46Z16S.—(1) A person must not on or after the relevant day directly or indirectly provide technical assistance relating to the import of relevant processed diamonds.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph.

Financial services and funds relating to relevant processed diamondsU.K.

46Z16T.—(1) A person must not on or after the relevant day directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed diamonds.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to relevant processed diamondsU.K.

46Z16U.—(1) A person must not on or after the relevant day directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z16T(1).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

[F308Chapter 4JDU.K.Certain synthetic diamonds processed in a third country

Textual Amendments

InterpretationU.K.

46Z16V.—(1) In this Chapter—

“relevant processed synthetic diamonds” means synthetic diamonds which—

(a)

are equal to, or larger than, 0.5 carats;

(b)

were manufactured in Russia; and

(c)

have been processed in a third country;

“synthetic diamonds” means any thing falling within the following commodity codes—

(a)

7104 21 (synthetic or reconstructed diamonds, unworked or simply sawn or roughly shaped); or

(b)

7104 91 (synthetic or reconstructed diamonds, other than unworked or simply sawn or roughly shaped);

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

(2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition of synthetic diamonds in paragraph (1).

(3) For the purposes of this Chapter, synthetic diamonds are processed where they are—

(a)altered;

(b)transformed in any way; or

(c)subjected to any other type of operation or process.

Import of relevant processed synthetic diamondsU.K.

46Z16W.—(1) The import of relevant processed synthetic diamonds is prohibited.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Technical assistance relating to relevant processed synthetic diamondsU.K.

46Z16X.—(1) A person must not directly or indirectly provide technical assistance relating to the import of relevant processed synthetic diamonds.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph.

Financial services and funds relating to relevant processed synthetic diamondsU.K.

46Z16Y.—(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is the import of relevant processed synthetic diamonds.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services relating to relevant processed synthetic diamondsU.K.

46Z16Z.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangement described in regulation 46Z16Y(1).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

CHAPTER 4KU.K.Coal and Coal Products

Meaning of relevant dayU.K.

46Z17.  In this Chapter, “relevant day” means 10th August 2022.

Import of coal and coal productsU.K.

46Z18.—(1) The import of coal and coal products, on or after the relevant day, which are consigned from Russia is prohibited.

(2) The import of coal and coal products, on or after the relevant day, which originate in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of coal and coal productsU.K.

46Z19.—(1) A person must not directly or indirectly, on or after the relevant day, acquire coal and coal products—

(a)which originate in Russia; or

(b)which are located in Russia,

with the intention of those goods entering the United Kingdom.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the goods originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were located in Russia.

Supply and delivery of coal and coal productsU.K.

F30946Z20.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Technical assistance relating to coal and coal productsU.K.

46Z21.—[F310(1) A person must not, on or after the relevant day, directly or indirectly provide technical assistance relating to—

(a)the import of coal and coal products which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of coal and coal products which—

(i)originate in Russia, or

(ii)are located in Russia,

with the intention of those goods entering the United Kingdom;

F311(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening—

(a)paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph;

F312(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Financial services and funds relating to coal and coal productsU.K.

46Z22.—[F313(1) A person must not, on or after the relevant day, directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of coal and coal products which—

(i)originate in Russia, or

(ii)are consigned from Russia;

(b)the direct or indirect acquisition of coal and coal products which—

(i)originate in Russia, or

(ii)are located in Russia,

with the intention of those goods entering the United Kingdom;

F314(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

(2) Paragraphs (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to coal and coal productsU.K.

46Z23.—(1) A person must not, on or after the relevant day, directly or indirectly provide brokering services in relation to any arrangements described in regulation [F31546Z22(1)(a) or (b)].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.]

Textual Amendments

[F316CHAPTER 4LU.K.Liquefied natural gas

Textual Amendments

InterpretationU.K.

46Z24.—(1) In this Chapter, “liquefied natural gas” means liquefied natural gas falling within commodity code 2711 11 00.

(2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the definition in paragraph (1).

Import of liquefied natural gasU.K.

46Z25.—(1) The import of liquefied natural gas which is consigned from Russia is prohibited.

(2) The import of liquefied natural gas which originates in Russia is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

Acquisition of liquefied natural gasU.K.

46Z26.—(1) A person must not directly or indirectly acquire liquefied natural gas—

(a)which originates in Russia; or

(b)which is located in Russia,

with the intention of the liquefied natural gas entering the United Kingdom.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the liquefied natural gas originated in Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the liquefied natural gas was located in Russia.

Technical assistance relating to liquefied natural gasU.K.

46Z27.—[F317(1) A person must not directly or indirectly provide technical assistance relating to—

(a)the import of liquefied natural gas which—

(i)originates in Russia, or

(ii)is consigned from Russia;

(b)the direct or indirect acquisition of liquefied natural gas which—

(i)originates in Russia, or

(ii)is located in Russia,

with the intention of the liquefied natural gas entering the United Kingdom.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes any of the prohibitions in paragraph (1) commits an offence, but it is a defence for a person charged with an offence of contravening—

(a)paragraph (1)(a), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an import described in that paragraph;

(b)paragraph (1)(b), to show that the person did not know and had no reasonable cause to suspect that the technical assistance related to an acquisition described in that paragraph.

Textual Amendments

Financial services and funds relating to liquefied natural gasU.K.

46Z28.—[F318(1) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of liquefied natural gas which—

(i)originates in Russia, or

(ii)is consigned from Russia;

(b)the direct or indirect acquisition of liquefied natural gas which—

(i)originates in Russia, or

(ii)is located in Russia,

with the intention of the liquefied natural gas entering the United Kingdom.]

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Brokering services relating to liquefied natural gasU.K.

46Z29.—(1) A person must not directly or indirectly provide brokering services in relation to any arrangements described in regulation 46Z28(1)(a) and (b).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

CHAPTER 4MU.K.Russia’s vulnerable goods [F319and Russia’s vulnerable technology]

Textual Amendments

Russia’s vulnerable goods [F320and Russia’s vulnerable technology]U.K.

46Z30.—(1) The export of Russia’s vulnerable goods to, or for use in, Russia is prohibited.

(2) A person must not directly or indirectly—

(a)supply or deliver Russia’s vulnerable goods from a third country to a place in Russia;

(b)make Russia’s vulnerable goods [F321or Russia’s vulnerable technology] available to a person connected with Russia;

(c)make Russia’s vulnerable goods [F322or Russia’s vulnerable technology] available for use in Russia.

(3) Paragraphs (1) and (2) are subject to Part 7 (exceptions and licences).

(4) A person who contravenes a prohibition in paragraph (2) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (2)(a) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (2)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(c)it is a defence for a person charged with the offence of contravening paragraph (2)(c) to show that the person did not know and had no reasonable cause to suspect that the goods [F323or technology] were for use in Russia.

(5) In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

Textual Amendments

[F324Transfer of Russia’s vulnerable technologyU.K.

46Z30A.—(1) A person must not transfer Russia’s vulnerable technology—

(a)to a person connected with Russia;

(b)to a place in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a person connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the transfer was to a place in Russia.]

Textual Amendments

Technical assistance relating to Russia’s vulnerable goods [F325and Russia’s vulnerable technology]U.K.

46Z31.—(1) A person must not directly or indirectly provide technical assistance relating to Russia’s vulnerable goods [F326or Russia’s vulnerable technology]—

(a)to a person connected with Russia; or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods [F327or technology] were for use in Russia.

Textual Amendments

Financial services and funds relating to Russia’s vulnerable goods [F328and Russia’s vulnerable technology]U.K.

46Z32.—(1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of Russia’s vulnerable goods;

(b)the direct or indirect supply or delivery of Russia’s vulnerable goods;

(c)directly or indirectly making Russia’s vulnerable goods [F329or Russia’s vulnerable technology] available to a person; F330...

[F331(ca)the transfer of Russia’s vulnerable technology; or]

(d)the direct or indirect provision of technical assistance relating to Russia’s vulnerable goods [F332or Russia’s vulnerable technology].

(2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of Russia’s vulnerable goods to, or for use in, Russia;

[F333(b)]the direct or indirect supply or delivery of Russia’s vulnerable goods to a place in Russia;

(c)directly or indirectly making Russia’s vulnerable goods [F334or Russia’s vulnerable technology] available—

(i)to a person connected with Russia, or

(ii)for use in Russia; F335...

[F336(ca)the transfer of Russia’s vulnerable technology—

(i)to a person connected with Russia, or

(ii)to a place in Russia; or]

(d)the direct or indirect provision of technical assistance relating to Russia’s vulnerable goods [F337or Russia’s vulnerable technology]—

(i)to a person connected with Russia, or

(ii)for use in Russia.

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(a)it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

F330Word in reg. 46Z32(1)(c) omitted (24.4.2025) by virtue of The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2025 (S.I. 2025/504), regs. 1(2), 8(9)(a) (with reg. 17)

F333Reg. 46Z32(3)(c) renumbered as reg. 46Z32(3)(b) (24.4.2025) by The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2025 (S.I. 2025/504), regs. 1(2), 8(4) (with reg. 17)

F335Word in reg. 46Z32(3)(c) omitted (24.4.2025) by virtue of The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2025 (S.I. 2025/504), regs. 1(2), 8(9)(c) (with reg. 17)

Brokering services relating to Russia’s vulnerable goods [F338and Russia’s vulnerable technology]U.K.

46Z33.—(1) A person must not directly or indirectly provide brokering services to a person connected with Russia in pursuance of or in connection with an arrangement (“arrangement A”) whose object or effect is—

(a)the export of Russia’s vulnerable goods;

(b)the direct or indirect supply or delivery of Russia’s vulnerable goods;

(c)directly or indirectly making Russia’s vulnerable goods [F339or Russia’s vulnerable technology] available to a person;

[F340(ca)the transfer of Russia’s vulnerable technology from a place in a third country—

(i)to a person connected with Russia, or

(ii)to a place in Russia.]

(d)the direct or indirect provision of technical assistance relating to Russia’s vulnerable goods [F341or Russia’s vulnerable technology];

(e)the direct or indirect provision, in a non-UK country, of financial services—

(i)to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(1), or

(ii)where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(3);

(f)directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(1); or

(g)the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z32(3).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

(4) In this regulation, “non-UK country” means a country other than the United Kingdom.]

Textual Amendments

[F342Chapter 4NU.K.Sectoral software and technology

Textual Amendments

Making sectoral software and technology availableU.K.

46Z34.—(1) A person must not directly or indirectly make sectoral software and technology available—

(a)to a person connected with Russia;

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the software or technology were for use in Russia.

Transfer of sectoral software and technologyU.K.

46Z35.—(1) A person must not transfer sectoral software and technology—

(a)to a person connected with Russia;

(b)to a place in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the transfer was to a place in Russia.

Technical assistance relating to sectoral software and technologyU.K.

46Z36.—(1) A person must not directly or indirectly provide technical assistance relating to sectoral software and technology—

(a)to a person connected with Russia; or

(b)for use in Russia.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the software or technology were for use in Russia.

Financial services and funds relating to sectoral software and technologyU.K.

46Z37.—(1) A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)directly or indirectly making sectoral software and technology available to a person;

(b)the transfer of sectoral software and technology; or

(c)the direct or indirect provision of technical assistance relating to sectoral software and technology.

(2) A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)directly or indirectly making sectoral software and technology available—

(i)to a person connected with Russia, or

(ii)for use in Russia;

(b)the transfer of sectoral software and technology—

(i)to a person connected with Russia, or

(ii)to a place in Russia; or

(c)the direct or indirect provision of technical assistance relating to sectoral software and technology—

(i)to a person connected with Russia, or

(ii)for use in Russia.

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

(b)it is a defence for a person charged with the offence of contravening paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services: non-UK activity relating to sectoral software and technologyU.K.

46Z38.—(1) A person must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is—

(a)directly or indirectly making sectoral software and technology available in a third country for transfer—

(i)to a person connected with Russia, or

(ii)to a place in Russia;

(b)the transfer of sectoral software and technology from a place in a third country—

(i)to a person connected with Russia, or

(ii)to a place in Russia;

(c)the direct or indirect provision, in a non-UK country, of technical assistance relating to sectoral software and technology—

(i)to a person connected with Russia, or

(ii)for use in Russia;

(d)the direct or indirect provision, in a non-UK country, of financial services—

(i)to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(1), or

(ii)where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(3);

(e)directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(1); or

(f)the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 46Z37(3).

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

(4) In this regulation—

“non-UK country” means a country that is not the United Kingdom;

“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.]

CHAPTER 5U.K.Exports and imports, and related activities, in relation to [F343non-government controlled Ukrainian territory]

Textual Amendments

Imports from [F344non-government controlled Ukrainian territory] U.K.

47.—(1) The import of goods which originate in [F344non-government controlled Ukrainian territory] is prohibited.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

Textual Amendments

Commencement Information

I36Reg. 47 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Export of infrastructure-related goods to [F345non-government controlled Ukrainian territory] U.K.

[F34648.—(1) The export of infrastructure-related goods to, or for use in, Crimea is prohibited.

(2) The export of infrastructure-related goods to, or for use in, non-government controlled areas of the Donetsk Kherson, Luhansk and Zaporizhzhia oblasts is prohibited.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions and licences).

(4) It is a defence for a person charged with the offence under section 68(1) (offences in relation to exportation of prohibited or restricted goods) of CEMA in relation to the prohibition in paragraph (2) to show that they did not know and had no reasonable cause to suspect that the export was, or would have been, to, or the goods were for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts.]

Textual Amendments

Supply and delivery of infrastructure-related goodsU.K.

49.—(1) A person must not directly or indirectly supply or deliver infrastructure-related goods from a third country to a place in [F347non-government controlled Ukrainian territory].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for [F347non-government controlled Ukrainian territory].

(4) In this regulation, “third country” means a country that is not the United Kingdom, the Isle of Man or [F347non-government controlled Ukrainian territory].

Textual Amendments

Commencement Information

I37Reg. 49 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Making infrastructure-related goods availableU.K.

50.—(1) A person must not—

(a)directly or indirectly make infrastructure-related goods available to a person connected with [F348non-government controlled Ukrainian territory];

(b)directly or indirectly make infrastructure-related goods available for use in [F348non-government controlled Ukrainian territory].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with [F348non-government controlled Ukrainian territory];

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in [F348non-government controlled Ukrainian territory].

Textual Amendments

Commencement Information

I38Reg. 50 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Technical assistance relating to infrastructure-related goodsU.K.

51.—(1) A person must not directly or indirectly provide technical assistance relating to infrastructure-related goods—

(a)to a person connected with [F349non-government controlled Ukrainian territory], or

(b)for use in [F349non-government controlled Ukrainian territory].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with [F349non-government controlled Ukrainian territory];

(b)it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in [F349non-government controlled Ukrainian territory].

Textual Amendments

Commencement Information

I39Reg. 51 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Financial services and funds relating to infrastructure-related goods etc.U.K.

52.—(1) A person must not directly or indirectly provide, to a person connected with [F350non-government controlled Ukrainian territory], financial services in pursuance of or in connection with an arrangement whose object or effect is—

(a)the export of infrastructure-related goods,

(b)the direct or indirect supply or delivery of infrastructure-related goods,

(c)directly or indirectly making infrastructure-related goods available to a person, or

(d)the direct or indirect provision of technical assistance relating to infrastructure-related goods.

(2) A person must not directly or indirectly make funds available to a person connected with [F350non-government controlled Ukrainian territory] in pursuance of or in connection with an arrangement mentioned in paragraph (1).

(3) A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—

(a)the import of goods which originate in [F350non-government controlled Ukrainian territory];

(b)the export of infrastructure-related goods to, or for use in, [F350non-government controlled Ukrainian territory],

(c)the direct or indirect supply or delivery of infrastructure-related goods to a place in [F350non-government controlled Ukrainian territory],

(d)directly or indirectly making infrastructure-related goods available—

(i)to a person connected with [F350non-government controlled Ukrainian territory], or

(ii)for use in [F350non-government controlled Ukrainian territory],

(e)the direct or indirect provision of technical assistance relating to infrastructure-related goods—

(i)to a person connected with [F350non-government controlled Ukrainian territory], or

(ii)for use in [F350non-government controlled Ukrainian territory].

(4) Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).

(5) A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—

(a)it is a defence for a person charged with an offence of contravening paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with [F350non-government controlled Ukrainian territory];

(b)it is a defence for a person charged with an offence of contravening a prohibition in paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Textual Amendments

Commencement Information

I40Reg. 52 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Brokering services: non-UK activity relating to infrastructure-related goods and goods from [F351non-government controlled Ukrainian territory] U.K.

53.—(1) A person must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is—

(a)the import of goods which originate in [F351non-government controlled Ukrainian territory];

(b)the direct or indirect supply or delivery of infrastructure-related goods from a third country to a place in [F351non-government controlled Ukrainian territory],

(c)directly or indirectly making infrastructure-related goods available in a third country for direct or indirect supply or delivery—

(i)to a person connected with [F351non-government controlled Ukrainian territory], or

(ii)to a place in [F351non-government controlled Ukrainian territory],

(d)the direct or indirect provision, in a non-UK country, of technical assistance relating to infrastructure-related goods—

(i)to a person connected with [F351non-government controlled Ukrainian territory], or

(ii)for use in [F351non-government controlled Ukrainian territory],

(e)the direct or indirect provision, in a non-UK country, of financial services—

(i)to a person connected with [F351non-government controlled Ukrainian territory], where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(1), or

(ii)where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(3) in relation to infrastructure-related goods,

(f)directly or indirectly making funds available, in a non-UK country, to a person connected with [F351non-government controlled Ukrainian territory], where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(1), or

(g)the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 52(3) in relation to infrastructure-related goods.

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

(4) In this regulation—

“non-UK country” means a country that is not the United Kingdom;

“third country” means a country that is not the United Kingdom, the Isle of Man or [F351non-government controlled Ukrainian territory].

Textual Amendments

Commencement Information

I41Reg. 53 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F352Application of prohibitions and requirements in Chapter 2 of Part 5 to non-government controlled Ukrainian territoryU.K.

53A.—[F353(1)] Where it is specified in Schedule 2A, 3 or 3C or in any table in those Schedules that this regulation applies in relation to an item, any prohibition or requirement in Chapter 2 of this Part which applies to Russia in relation to that item also applies to non-government controlled Ukrainian territory.

[F354(2) Paragraph (3) applies where the person is charged with the offence under section 68(1) (offences in relation to exportation of prohibited or restricted goods) of CEMA in relation to exportation of goods to, or for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts which is or would be contrary to the prohibition in regulation 22(1) (export of restricted goods), as it has effect by virtue of this regulation.

(3) It is a defence for a person charged with the offence mentioned in paragraph (2) to show that the person did not know and had no reasonable cause to suspect that the export was, or would have been, to, or the goods were for use in, non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts.]]

Textual Amendments

CHAPTER 6U.K.Other services relating to [F355non-government controlled Ukrainian territory]

Textual Amendments

Prohibition on providing certain services relating to [F356non-government controlled Ukrainian territory] U.K.

54.—(1) A person must not provide—

(a)services relating to a relevant infrastructure sector in [F357non-government controlled Ukrainian territory]; or

(b)services relating to tourism in [F357non-government controlled Ukrainian territory].

(2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

(3) A person who contravenes the prohibition in paragraph (1) commits an offence, but—

(a)it is a defence for a person charged with the offence in paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that P was providing services relating to a relevant infrastructure sector in [F358non-government controlled Ukrainian territory];

(b)it is a defence for a person charged with the offence in paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that P was providing services relating to tourism in [F358non-government controlled Ukrainian territory].

(4) In this regulation—

“services relating to a relevant infrastructure sector in [F359non-government controlled Ukrainian territory]” means technical assistance, brokering, construction or engineering services directly relating to infrastructure in [F359non-government controlled Ukrainian territory] in any of the following sectors—

(a)

transport;

(b)

telecommunications;

(c)

energy;

(d)

the prospection, exploration and production of oil, gas and mineral resources;

“technical assistance” means the provision of technical support or any other technical service.

Textual Amendments

Commencement Information

I42Reg. 54 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F360CHAPTER 6AU.K.Internet services

Textual Amendments

Preventing provision of internet services to or for the benefit of designated personsU.K.

54A.—(1) A person who provides a social media service must take reasonable steps to prevent content that is generated directly on the service, or uploaded to or shared on the service, by a designated person being encountered by a user of the service in the United Kingdom.

(2) A person who provides an internet access service must take reasonable steps to prevent a user of the service in the United Kingdom from accessing, by means of that service, an internet service provided by a designated person.

(3) A person who provides an application store through which an application for an internet service may be downloaded or otherwise accessed must take reasonable steps to prevent a user of the application store in the United Kingdom from downloading or otherwise accessing, by means of that application store, an internet service provided by a designated person.

(4) A person who fails to comply with the requirement in paragraph (1), paragraph (2) or paragraph (3) commits an offence.

(5) In this regulation—

“content” means anything communicated by means of an internet service, whether publicly or privately, including written material or messages, oral communications, photographs, videos, visual images, music and data of any description;

“designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of this regulation;

“encounter”, in relation to content, means read, view, hear or otherwise experience content;

“internet access service” means a service that provides access to virtually all (or just some) of the end points of the internet;

“internet service” means a service that is made available by means of the internet;

“social media service” has the meaning given by section 43(3) of the Finance Act 2020.]

[F361CHAPTER 6BU.K.Professional and Business Services

Textual Amendments

Interpretation of this ChapterU.K.

54B.  In this Chapter—

[F362(a)“accounting services” has the meaning given in paragraph 2 of Schedule 3J;

(b)“advertising services” has the meaning given in paragraph 3 of Schedule 3J;

(c)“architectural services” has the meaning given in paragraph 4 of Schedule 3J;

(d)“auditing services” has the meaning given in paragraph 5 of Schedule 3J;

(e)“business and management consulting services” has the meaning given in paragraph 6 of Schedule 3J;

(f)“engineering services” has the meaning given in paragraph 7 of Schedule 3J;

(g)“IT consultancy and design services” has the meaning given in paragraph 8 of Schedule 3J;

[F363(ga)“legal advisory services” has the meaning given in paragraph 8A of Schedule 3J;]

(h)“public relations services” has the meaning given in paragraph 9 of Schedule 3J.]

Textual Amendments

Professional and business servicesU.K.

54C.—(1) A person must not directly or indirectly provide, to a person connected with Russia—

[F364(a)accounting services,

(b)advertising services,

(c)architectural services,

(d)auditing services,

(e)business and management consulting services,

(f)engineering services,

(g)IT consultancy and design services, or

(h)public relations services.]

(2) Paragraph (1) is subject to Part 7 (exceptions and licences).

(3) A person who contravenes any of the prohibitions in paragraph (1) (“P”) commits an offence, but it is a defence for P to show that P did not know and had no reasonable cause to suspect that the person to whom the services were provided was connected with Russia.

Textual Amendments

F364Reg. 54C(1)(a)-(h) substituted for reg. 54C(1)(a)-(c) (16.12.2022) by The Russia (Sanctions) (EU Exit) (Amendment) (No. 17) Regulations 2022 (S.I. 2022/1331), regs. 1(2)(b), 10

[F365Legal advisory servicesU.K.

54D.—[F366(1) A person must not provide legal advisory services directly or indirectly to any person (“C”) who is not a United Kingdom person knowing that the object or effect of those services is to enable or facilitate any activity being carried out, or proposed to be carried out, by C, (“the relevant activity”), whether or not C is a person in the United Kingdom, where—

(a)the relevant activity is not taking place, or will not when carried out take place, in the United Kingdom, and

(b)the relevant activity satisfies, or will when carried out satisfy, the condition in paragraph (2).]

(2) The condition is that the relevant activity would—

(a)be prohibited under any of regulations 11 to 18C of Part 3 (Finance), Chapters 2 to 6 or [F367regulation 54C] of Part 5 (Trade) if—

(i)the relevant activity was done by a United Kingdom person, or

(ii)the relevant activity was taking place in the United Kingdom, or

(b)contravene regulation 19 or 55 if—

(i)the relevant activity was done by a United Kingdom person, or

(ii)the relevant activity was taking place in the United Kingdom.

(3) Paragraph (1) is subject to Part 7 (exceptions and licences).

(4) A person who contravenes any of the prohibitions in paragraph (1) F368... commits an offence F369....]]

Textual Amendments

CHAPTER 7U.K.Further provision

Circumventing etc. prohibitionsU.K.

55.—(1) A person must not intentionally participate in activities knowing that the object or effect of them is, whether directly or indirectly—

(a)to circumvent any of the prohibitions in [F370Chapters 2 to 6 and Chapter 6B of this Part], or

(b)to enable or facilitate the contravention of any such prohibition.

(2) A person who contravenes a prohibition in paragraph (1) commits an offence.

Textual Amendments

Commencement Information

I43Reg. 55 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

DefencesU.K.

56.—(1) Paragraph (2) applies where a person relies on a defence under any of [F371Chapters 2 to 6 and Chapter 6B of this Part].

(2) If evidence is adduced which is sufficient to raise an issue with respect to the defence, the court must assume that the defence is satisfied unless the prosecution proves beyond reasonable doubt that it is not.

Textual Amendments

Commencement Information

I44Reg. 56 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

PART 6U.K.Ships

[F372Crimean ports direction, Donetsk ports direction or Kherson and Zaporizhzhia ports direction]U.K.

57.—(1) The Secretary of State may give a [F373Crimean ports direction, a Donetsk ports direction or a Kherson and Zaporizhzhia ports direction] to a master or pilot of a British ship which is a cruise ship.

(2) In this regulation, a “Crimean ports direction” is a direction prohibiting a ship from entering a port or any ports located in Crimea.

[F374(2A) In this regulation, a “Donetsk ports direction” is a direction prohibiting a ship from entering a port or any ports located in the non-government controlled areas of the Donetsk and Luhansk oblasts.]

[F375(2B) In this regulation, a “Kherson and Zaporizhzhia ports direction” is a direction prohibiting a ship from entering a port or any ports located in non-government controlled areas of the Kherson and Zaporizhzhia oblasts.]

(3) It is an offence for a person to whom a direction under this regulation is given to fail to comply with the direction.

(4) A [F376Crimean ports direction, a Donetsk ports direction or a Kherson and Zaporizhzhia ports direction]—

(a)may be given to any master or pilot of a British ship which is a cruise ship, or to masters and pilots of British ships which are cruise ships generally;

(b)may be of indefinite duration or a defined duration.

(5) The Secretary of State may vary, revoke or suspend a [F377Crimean ports direction, a Donetsk ports direction or a Kherson and Zaporizhzhia ports direction] at any time.

(6) In this regulation, “cruise ship” means a ship providing cruise services.

(7) Any expression used in this Part and in section 7 of the Act (shipping sanctions) has the same meaning in this Part as it has in that section.

Textual Amendments

Commencement Information

I45Reg. 57 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F378Prohibition on port entryU.K.

57A.—(1) A person must not provide a ship to which this paragraph applies with access to a port in the United Kingdom, if the person knows, or has reasonable cause to suspect, that the ship is a ship to which this paragraph applies.

(2) The master or pilot of a ship to which this paragraph applies must not cause or permit the ship to enter a port in the United Kingdom if the master or pilot knows, or has reasonable cause to suspect, that the ship is a ship to which this paragraph applies.

(3) Paragraphs (1) and (2) are subject to Part 7 (Exceptions) (see, in particular, regulation 61A (ships: exceptions from prohibitions on port entry)).

(4) A person who contravenes a prohibition in paragraph (1) or (2) commits an offence.

(5) Paragraphs (1) and (2) apply to—

(a)a ship owned, controlled, chartered or operated by a designated person,

(b)a ship owned, controlled, chartered or operated by persons connected with Russia,

(c)a ship flying the flag of Russia,

(d)a ship registered in Russia, or

(e)a specified ship.

(6) In paragraph (5), a “designated person” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part.

Textual Amendments

Directions prohibiting port entryU.K.

57B.—(1) A port barring direction may be given to the master or pilot of a specified ship.

(2) A port barring direction may be given by—

(a)the Secretary of State, or

(b)a harbour authority.

(3) The Secretary of State may direct a harbour authority to take such steps as are reasonably practicable to secure that a ship mentioned in a port barring direction does not enter a port or ports specified in the direction, or any port in the United Kingdom.

(4) It is an offence for a person to whom a direction is given under this regulation to fail to comply with the direction.

(5) The Secretary of State may notify a person that the existence of a port barring direction, any part of the content of the direction, or anything done under the direction, is to be treated as confidential.

(6) It is an offence for a person to disclose information if the Secretary of State has notified that person under paragraph (5) that the information is to be treated as confidential.

(7) In this regulation, a “port barring direction” means a direction prohibiting a ship from entering a port or ports specified in the direction, or any port in the United Kingdom.

Textual Amendments

Movement of shipsU.K.

57C.—(1) A port entry direction or a movement direction may be given by the Secretary of State to the master or pilot of—

(a)a ship owned, controlled, chartered or operated by a designated person,

(b)a ship owned, controlled, chartered or operated by persons connected with Russia,

(c)a ship registered in Russia,

(d)a ship flying the flag of Russia, or

(e)a specified ship.

(2) The Secretary of State may direct a harbour authority to take such steps as are reasonably practicable to secure that a ship mentioned in paragraph (1)—

(a)proceeds to or enters a port specified in the direction,

(b)leaves a port specified in the direction,

(c)proceeds to a place specified in the direction, or

(d)remains where it is.

(3) It is an offence for a person to whom a direction is given under this regulation to fail to comply with the direction.

(4) The Secretary of State may notify a person that the existence of a port entry direction or a movement direction, any part of the content of the direction, or anything done under the direction, is to be treated as confidential.

(5) It is an offence for a person to disclose information if the Secretary of State has notified that person under paragraph (4) that the information is to be treated as confidential.

(6) In this regulation—

a “designated person” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part;

a “movement direction” means a direction requiring a ship—

(a)

to leave a port specified in the direction,

(b)

to proceed to a place specified in the direction, or

(c)

to remain where it is;

a “port entry direction” means a direction requiring a ship to proceed to or enter a port specified in the direction.

Textual Amendments

Detention of shipsU.K.

57D.—(1) A detention direction may be given to the master of a ship referred to in paragraph (3) by—

(a)the Secretary of State, or

(b)a harbour authority.

(2) A detention direction under paragraph (1)(b) may only be given by a harbour authority to the master of a specified ship if it has received a direction from the Secretary of State in accordance with paragraph (3)(d).

(3) The Secretary of State may direct a harbour authority to give a detention direction to the master of—

(a)a ship owned, controlled, chartered or operated by a designated person,

(b)a ship owned, controlled, chartered or operated by persons connected with Russia,

[F379(ba)a ship registered in Russia,]

(c)a ship flying the flag of Russia, or

(d)a specified ship.

(4) A “detention direction” means a direction requiring the detention of a ship at a port or anchorage in the United Kingdom.

(5) A detention direction given in relation to a ship—

(a)must be in writing,

(b)must be delivered to the master of the ship by the person who detains the ship,

(c)must state the grounds on which the ship is detained, and

(d)must state that—

(i)it is given under this regulation, and

(ii)any requirements imposed by the direction must be complied with.

(6) [F380Paragraph (7)] applies if—

(a)the ship is not a British ship, and

(b)there is in the United Kingdom a consular officer for the country to which the ship belongs.

(7) A copy of the detention direction must be sent as soon as practicable to the nearest consular officer for the country to which the ship belongs.

(8) Section 284(1), (2), (2A), (2B), (3) and (8) of the Merchant Shipping Act 1995 (enforcement of detention of ships) applies in the case of detention under a detention direction as it applies in the case of detention authorised or ordered by that Act, but as if—

(a)any reference in that section to a notice of detention were to the detention direction, and

(b)the reference in subsection (2A) of that section to a direction given under subsection (1A)(a) of that section were to any requirement imposed by the detention direction.

(9) In this regulation, “consular officer”, in relation to a foreign country, means the officer recognised by Her Majesty as a consular officer of that foreign country.

(10) In this regulation, “designated persons” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part.

Textual Amendments

Registration of ships in the United KingdomU.K.

57E.—(1) The Registrar must refuse to register a ship if, on the basis of the information given to the Registrar by the Secretary of State or accompanying the application for registration, the ship appears to the Registrar to be owned, controlled, chartered or operated by—

(a)designated persons; or

(b)persons connected with Russia.

(2) The Secretary of State may direct the Registrar to terminate the registration of—

(a)a ship that is owned, controlled, chartered or operated by;

(i)designated persons;

(ii)persons connected with Russia; or

(b)a specified ship.

(3) For the purposes of this regulation—

(a)any reference to registering a ship is to registering the ship in the register of British ships maintained by the Registrar,

(b)“designated persons” means a person who is designated under regulation 5 for the purposes of the relevant regulations under this Part, and

(c)a ship is “chartered” by a person if it is chartered on bareboat charter terms within the meaning given by section 17(11) of the Merchant Shipping Act 1995.

Textual Amendments

Specification of shipsU.K.

57F.—(1) The Secretary of State may specify ships within the meaning of section 7 of the Act for the purposes of—

(a)regulation 57A (prohibition on port entry),

(b)regulation 57B (directions prohibiting port entry),

(c)regulation 57C (movement of ships),

(d)regulation 57D (detention of ships), and

(e)regulation 57E (registration of ships in the United Kingdom).

(2) The Secretary of State must specify a ship by its International Maritime Organization number or, where it is not reasonably practicable to identify it by that number, by any other means that the Secretary of State considers appropriate.

(3) The Secretary of State may not specify a ship unless the Secretary of State—

(a)has reasonable grounds to suspect that the ship is, has been, or is likely to be, involved in a relevant activity, and

(b)considers that it is appropriate for that ship to be specified, having regard to the purposes stated in regulation 4.

[F381(4) For the purposes of this regulation, a ship is “involved in a relevant activity” if the ship is used for any activity whose object or effect is—

(a)to destabilise Ukraine or undermine or threaten the territorial integrity, sovereignty or independence of Ukraine,

(b)to obtain a benefit from or support the Government of Russia, or

(c)to contravene or circumvent, or to enable or facilitate the contravention or circumvention of, any provision of these Regulations.]

[F382(5) For the purposes of paragraph (4), an activity whose object or effect is to destabilise Ukraine or undermine or threaten the territorial integrity, sovereignty or independence of Ukraine, or to obtain a benefit from or support the Government of Russia, includes carrying—

(a)dual-use goods or military goods—

(i)from a place in Russia to a third country,

(ii)from a third country to a place in Russia or non-government controlled Ukrainian territory, or

(iii)from one third country to another third country for use in Russia or non-government controlled Ukrainian territory,

(b)oil and oil products that originated in Russia—

(i)from a place in Russia to a third country, or

(ii)from one third country to another third country,

(c)any other goods or technology that could contribute to destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine—

(i)from a place in Russia to a third country,

(ii)from a third country to a place in Russia or non-government controlled Ukrainian territory,

(iii)from one third country to another third country for use in Russia or non-government controlled Ukrainian territory, or

(iv)from a place in non-government controlled Ukrainian territory to a place in Russia or a third country.

(6) For the purpose of paragraph (5), “carrying” includes any transfer of the goods or technology concerned between ships on which those goods or technology are being carried as mentioned in that paragraph.

(7) In this regulation—

“dual-use goods”, “military goods” and “oil and oil products” have the same meaning as in Part 5 (Trade);

“third country” means a country that is not the United Kingdom, the Isle of Man, Russia, or non-government controlled Ukrainian territory.]

Textual Amendments

Notification and publicity where specification power usedU.K.

57G.—(1) Paragraph (2) applies where the Secretary of State—

(a)has specified a ship under regulation 57F(1) or (2) (specification of ships), or

(b)has by virtue of section 26 of the Act revoked a specification made under that regulation.

(2) The Secretary of State—

(a)must without delay take such steps as are reasonably practicable to inform such persons as the Secretary of State considers appropriate of the specification or revocation, and

(b)except where one or more of the restricted publicity conditions is met, must take steps to publicise the specification or revocation generally.

(3) The “restricted publicity conditions” are that the Secretary of State considers that disclosure of the specification or revocation should be restricted—

(a)in the interests of national security or international relations,

(b)for reasons connected with the prevention or detection of serious crime in the United Kingdom or elsewhere, or

(c)in the interests of justice.

(4) Paragraph (5) applies if—

(a)when a specification is made one or more of the restricted publicity conditions is met, but

(b)at any time when the specification has effect, it becomes the case that none of the restricted publicity conditions is met.

(5) The Secretary of State must take steps to publicise the specification generally.

Textual Amendments

Directions under this Part: generalU.K.

57H.—(1) Paragraphs (2) to (4) apply in relation to a direction given by the Secretary of State under this Part.

(2) A person to whom a direction is given has a duty to comply with it.

(3) A direction may be of indefinite duration or a defined duration.

(4) A person who gives a direction may vary, revoke or suspend it at any time.

(5) A direction under regulation 57C(2) (movement of ships) may be given to any harbour authority or to harbour authorities generally.

Textual Amendments

Interpretation of Part 6U.K.

57I.—(1) For the purposes of regulations 57A to 57H, a ship is—

[F383(a)“owned” by a person if—

(i)the legal title to the ship, or to any share in the ship, is vested in the person, or in a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, or

(ii)the person, or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, has a beneficial interest in the ship or in any share in the ship; and]

(b)“controlled” by a person who is able to take decisions about its operation, including (but not limited to) decisions about the route the ship may take and the appointment of master or crew.

(2) For the purposes of paragraph (1)(b), a ship is not “controlled” by its master or crew, unless that master or crew are designated persons under the relevant regulations of this Part.

[F384(2A) For the purposes of regulations 57A to 57H, a ship is not “operated” by its master or crew unless that master or crew are designated persons under the relevant regulations of this Part.]

(3) Any reference in this Part to a legal title or other interest includes one held jointly with any other person or persons.

(4) For the purposes of this Part—

“beneficial interest” means any beneficial interest, however arising (whether held by trustee or nominee or arising under a contract or otherwise), other than an interest held by any person as mortgagee;

“specified ship” means a ship specified by the Secretary of State under regulation 57F (specification of ships);

“the relevant regulations of this Part” means regulations 57A, 57C, 57D and 57E.

(5) For the purposes of this Part, a person is to be regarded as “connected with Russia” if the person is—

(a)an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia,

(b)an individual who is, or an association or combination of individuals who are, located in Russia,

(c)a person, other than an individual, which is incorporated or constituted under the law of Russia, or

(d)a person, other than an individual, which is domiciled in Russia.

(6) Any expression used in this Part and in section 7 of the Act (shipping sanctions) has the same meaning in this Part as it has in that section.]

Textual Amendments

[F385PART 6AU.K.Aircraft

Textual Amendments

Movement of aircraftU.K.

57J.—(1) A Russian aircraft must not—

(a)overfly the United Kingdom, or

(b)land in the United Kingdom.

(2) Paragraph (1) is subject to [F386Part 7 (Exceptions and licences)].

(3) Air traffic control may direct the operator or pilot in command of a Russian aircraft—

(a)not to enter the airspace over the United Kingdom, or

(b)to leave the airspace over the United Kingdom by a specific route.

(4) The Secretary of State may direct air traffic control to give a direction under paragraph (3).

(5) An airport operator may direct the operator or pilot in command of a Russian aircraft—

(a)not to take off, or not to permit the aircraft to take off, from an airport the operator manages,

(b)to take off, or to require the aircraft to take off, from an airport the operator manages, or

(c)not to land, or not to permit the aircraft to land, at an airport the operator manages.

(6) The Secretary of State may direct an airport operator to—

(a)give a direction under paragraph (5),

(b)secure the detention of a Russian aircraft at an airport, or

(c)secure the movement of a Russian aircraft to an airport specified in the direction.

(7) An airport operator giving a direction under paragraph (5)(a) must take such steps as are reasonably practicable to detain the aircraft.

F387(8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(9) The Secretary of State may direct the CAA to—

(a)refuse permission under article 250 of the ANO in respect of a Russian aircraft,

(b)refuse permission under article 252 of the ANO in respect of a Russian aircraft,

(c)suspend or revoke any permission granted under article 250 of the ANO in respect of a Russian aircraft, or

(d)suspend or revoke any permission granted under article 252 of the ANO in respect of a Russian aircraft.

(10) In this regulation “Russian aircraft” means an aircraft—

(a)owned, chartered or operated by—

(i)a designated person, or

(ii)a person connected with Russia, or

(b)registered in Russia.

(11) In paragraph (10), a “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of either this regulation or regulation 57M (registration of an aircraft in the United Kingdom).

Textual Amendments

Directions under regulation 57JU.K.

57K.—(1) Paragraphs (2) to (4) apply in relation to a direction given under regulation 57J (movement of aircraft).

(2) A person to whom a direction is given has a duty to comply with it.

(3) A direction may be of indefinite duration or a defined duration.

(4) A person who gives a direction may vary, revoke or suspend it at any time.

(5) A direction under regulation 57J(6) may be given to any airport operator or to airport operators generally.

(6) Any directions made by the Secretary of State under regulation 57J may make different provision for different purposes.

(7) Any directions in regulation 57J(3) to (9) are subject to the exceptions in regulation 61B (aircraft: exceptions from prohibitions).

Directions under regulation 57J: supplementaryU.K.

57L.—(1) Where a direction is given under regulation 57J(9)(c) or (d) (movement of aircraft: direction to CAA)—

(a)to the extent that the direction conflicts with the requirements of article 255 of the ANO (revocation etc. of permissions), those requirements are to be disregarded, and

(b)article 255(4) of the ANO does not apply in relation to [F388the suspension or] the revocation which is the subject of the direction.

(2) Where a direction is given under regulation 57J which conflicts with a permission under article 250 or 252 of the ANO, the permission is to be disregarded.

(3) In so far as a direction under regulation 57J conflicts with the requirements of section 93 of the Transport Act 2000 or an order under section 94 of that Act, the direction is to be disregarded.

(4) In so far as a direction under regulation 57J conflicts with the requirements of an enactment other than section 93 of the Transport Act 2000 or an order under section 94 of that Act, those requirements are to be disregarded.

(5) The Secretary of State may notify a person that the existence of, or any part of the content of, a direction under regulation 57J, or anything done under the direction, is to be treated as confidential.

(6) A person must not disclose any information if the Secretary of State notifies that person under paragraph (5) that the information is to be treated as confidential.

Textual Amendments

Registration of an aircraft in the United KingdomU.K.

57M.—(1) The CAA must refuse to register an aircraft if, on the basis of the information given to the CAA by the applicant, the Secretary of State or a third person, the aircraft appears to be a relevant aircraft.

(2) The Secretary of State may direct the CAA to terminate the registration of a relevant aircraft.

(3) In so far as a direction under paragraph (2) conflicts with the provisions of Part 3 (Registration and marking) of the ANO, those provisions are to be disregarded.

(4) For the purposes of this regulation “relevant aircraft” means—

(a)an aircraft owned or operated by a designated person, or

(b)an aircraft chartered by demise by a designated person.

(5) Any reference in this regulation to registering an aircraft is a reference to registering an aircraft in the register kept by the CAA.

(6) In paragraph (4), a “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of either this regulation or regulation 57J (movement of aircraft).

OffencesU.K.

57N.—(1) If a prohibition in regulation 57J(1) (movement of aircraft) is contravened by the flight or landing of a Russian aircraft, the operator and pilot in command of the aircraft commit an offence.

(2) It is an offence for an airport operator to fail, without reasonable excuse, to comply with a direction given by the Secretary of State under regulation 57J(6).

(3) It is an offence for a person to whom a direction is given under regulation 57J(3) (direction by air traffic control to operator or pilot of Russian aircraft) to fail to comply with the direction.

(4) It is an offence for a person to whom a direction is given under regulation 57J(5) (direction by airport operator to operator or pilot of Russian aircraft) to fail to comply with the direction.

(5) A person who contravenes the prohibition in regulation 57L(6) (disclosure of direction) commits an offence.

[F389(6) In paragraph (1), “Russian aircraft” has the same meaning as in regulation 57J.]

Textual Amendments

Interpretation of Part 6AU.K.

57O.—(1) In this Part—

“air traffic control” means a person who holds a licence under section 5 of the Transport Act 2000;

“the ANO” means the Air Navigation Order 2016;

“beneficial interest” means any beneficial interest, however arising (whether held by trustee or nominee or arising under a contract or otherwise), other than an interest held by any person as mortgagee;

F390...

[F391(2) For the purposes of this Part an aircraft is “owned” by a person if—

(a)the legal title to the aircraft, or to any share in the aircraft, is vested in the person, or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, or

(b)the person, or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by that person, has a beneficial interest in the aircraft or in any share in the aircraft,

and the reference to a legal title or other interest includes one held jointly with any other person or persons.]

(3) For the purposes of this Part a person is to be regarded as “connected with” Russia if the person is—

(a)an individual who is, or an association or combination of individuals who are, ordinarily resident in Russia,

(b)an individual who is, or an association or combination of individuals who are, located in Russia,

(c)a person, other than an individual, which is incorporated or constituted under the law of Russia, or

(d)a person, other than an individual, which is domiciled in Russia.

(4) Any expression used in this Part and in section 6 of the Act (aircraft sanctions) has the same meaning in this Part as it has in that section.]

Textual Amendments

PART 7U.K.Exceptions and licences

Asset-freeze etc.: exceptions from prohibitionsU.K.

58.—(1) The prohibition in regulation 11 (asset-freeze in relation to designated persons) is not contravened by an independent person (“P”) transferring to another person a legal or equitable interest in funds or economic resources where, immediately before the transfer, the interest—

(a)is held by P, and

(b)is not held jointly with the designated person.

(2) In paragraph (1) “independent person” means a person who—

(a)is not the designated person, and

(b)is not owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(3) The prohibitions in regulations 11 to 13 (asset-freeze in relation to, and making funds available to or for the benefit of, designated persons) are not contravened by a relevant institution crediting a frozen account with interest or other earnings due on the account.

(4) The prohibitions in regulations 12 and 13 (making funds available to, or for the benefit of, designated persons) are not contravened by a relevant institution crediting a frozen account where it receives funds transferred to that institution for crediting to that account.

(5) The prohibitions in regulations 12 and 13 are not contravened by the transfer of funds to a relevant institution for crediting to an account held or controlled (directly or indirectly) by a designated person, where those funds are transferred in discharge (or partial discharge) of an obligation which arose before the date on which the person became a designated person.

(6) The prohibitions in regulations 11 to 13 are not contravened in relation to a designated person (“P”) by a transfer of funds from account A to account B, where—

(a)account A is with a relevant institution which carries on an excluded activity within the meaning of section 142D of the Financial Services and Markets Act 2000 M12,

(b)account B is with a ring-fenced body within the meaning of section 142A of the Financial Services and Markets Act 2000 M13, and

(c)accounts A and B are held or controlled (directly or indirectly) by P.

(7) In this regulation—

“designated person” has the same meaning as it has in Chapter 1 Part 3 (Finance);

“frozen account” means an account with a relevant institution which is held or controlled (directly or indirectly) by a designated person;

“relevant institution” means a person that has permission under Part 4A of the Financial Services and Markets Act 2000 M14 (permission to carry on regulated activity).

(8) The definition of “relevant institution” in paragraph (7) is to be read with section 22 of the Financial Services and Markets Act 2000 M15, any relevant order under that section M16 and Schedule 2 to that Act M17.

[F392(9) For the purposes of paragraphs (1)(b), (5) and (6) and the definition of “frozen account” in paragraph (7), references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(10) When determining for the purposes of paragraph (5) when a person (“C”) who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (“D”) became a designated person, C is to be treated as having become a designated person at the same time as D.]

Textual Amendments

Commencement Information

I46Reg. 58 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M122000 c.8. Section 142D was inserted by section 4(1) of the Financial Services (Banking Reform) Act 2013 (c.33).

M13Section 142A was inserted by section 4(1) of the Financial Services (Banking Reform) Act 2013 (c.33).

M14Part 4A was inserted by the Financial Services Act 2012 (c.21), section 11(2) and amended by S.I. 2018/135.

M15Section 22 was amended by; the Financial Guidance and Claims Act 2018 (c.10), Part 2, s.27(4); the Financial Services Act 2012, section 7(1); and S.I. 2018/135.

M17Schedule 2 was amended by; the Dormant Bank and Building Society Accounts Act 2008 (c.31), section 15, Schedule 2, para. 1; the Regulation of Financial Services (Land Transactions) Act 2003 (c.24), section 1; the Financial Services Act 2012, section 7(2) to (5) and section 8; S.I. 2013/1881; and it is prospectively amended by S.I. 2018/135.

[F393Asset-freeze etc.: exception from prohibitions for required paymentsU.K.

58A.—(1) This regulation applies to required payments within the meaning of paragraph (2).

(2) A required payment is a payment which—

(a)a designated person is required to make under or by virtue of any enactment to—

(i)the registrar of companies,

(ii)the Commissioners,

(iii)the Welsh Revenue Authority,

(iv)Revenue Scotland,

(v)the Financial Conduct Authority,

(vi)the Secretary of State,

(vii)the Welsh Ministers,

(viii)the Department of Finance in Northern Ireland, or

(ix)a local authority, and

(b)is not an excluded payment.

(3) The prohibitions in regulations 11 (asset-freeze in relation to designated persons) and 13 (making funds available for benefit of designated person) are not contravened by a person making a required payment.

(4) Where a required payment is made by a person other than a designated person, the prohibition in regulation 11 is not contravened by the designated person making a reimbursement payment to that person.

(5) The reference in paragraph (3) to a person making a required payment includes a designated person, but only where they are making a required payment on their own behalf.

(6) The following payments are to be treated as payments which a designated person is required to make under or by virtue of an enactment for the purposes of this regulation, where made by a designated person on their own behalf or by a person, other than a designated person, on behalf of a designated person—

(a)a payment to the Financial Conduct Authority of a levy imposed by the scheme manager of the Financial Services Compensation Scheme by virtue of section 213 of the Financial Services and Markets Act 2000 (the compensation scheme);

(b)a payment to the Financial Conduct Authority which is collected by that Authority on behalf of the Financial Reporting Council Limited.

(7) For the purposes of this regulation, references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(8) In this regulation—

“BID levy” means a levy that is imposed on those persons who are, in respect of particular business improvement district proposals, entitled to vote in accordance with section 39(3) of the Planning etc. (Scotland) Act 2006;

“business improvement district” has the meaning given in section 33 of the Planning etc. (Scotland) Act 2006;

“designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance);

“enactment” has the meaning given in section 54(6) of the Act;

“excluded payment” means, in relation to—

(a)

the registrar of companies, a payment of fees for—

(i)

the incorporation of a firm;

(ii)

the restoration of a firm to a register which is administered by the registrar;

(b)

the Financial Conduct Authority, a payment of fees for—

(i)

an application for permission from, authorisation by, registration with or recognition from the Financial Conduct Authority which relates to the carrying on of any activity falling within any function of the Financial Conduct Authority;

(ii)

an application for a variation of such permission, authorisation, registration or recognition;

(iii)

an application for listing or for eligibility for listing;

(iv)

an application for review or approval of a document relating to listing;

(v)

an application for approval as a sponsor or primary information provider;

(vi)

an application for review or approval of—

(aa)

a document under the prospectus rules or the prospectus regulation;

(bb)

listing particulars under section 79 of the Financial Services and Markets Act 2000 or supplementary listing particulars under section 81 of that Act;

(c)

the Secretary of State or the Welsh Ministers, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of Part 3 of the Local Government Finance Act 1988;

(d)

the Department of Finance in Northern Ireland, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of Part 2 of the Rates (Northern Ireland) Order 1977;

(e)

a local authority, a payment that a designated person is required to make under or by virtue of an enactment other than a payment under or by virtue of—

(i)

Part 1 of the Local Government (Scotland) Act 1975;

(ii)

Part 3 of the Local Government Finance Act 1988;

(iii)

Parts 1 and 2 of the Local Government Finance Act 1992;

(iv)

Part 4 of the Local Government Act 2003;

(v)

Part 9 of the Planning etc. (Scotland) Act 2006;

(vi)

the Business Rate Supplements Act 2009;

(vii)

the Business Improvement Districts Act (Northern Ireland) 2013;

“firm” has the meaning given in section 1173(1) of the Companies Act 2006;

“listing” means being included in the official list maintained by the Financial Conduct Authority in accordance with Part 6 of the Financial Services and Markets Act 2000;

“local authority” means—

(a)

in relation to England—

(i)

a district council;

(ii)

a county council for any area for which there is no district council;

(iii)

a London borough council;

(iv)

the Common Council of the City of London in its capacity as a local authority;

(v)

the Council of the Isles of Scilly;

(b)

in relation to Wales, a county council or a county borough council;

(c)

in relation to Scotland, a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994 or a person appointed by such a council for the purposes of the administration, collection and recovery of a BID levy;

(d)

in relation to Northern Ireland, a district council;

“primary information provider” has the meaning given in section 89P(2) of the Financial Services and Markets Act 2000;

“prospectus regulation” means Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC;

“prospectus rules” has the meaning given in section 73A(4) of the Financial Services and Markets Act 2000;

“registrar of companies” has the meaning given in section 1060 of the Companies Act 2006 (the registrar);

“reimbursement payment” means a repayment from the designated person to the person who made a required payment which is of the same amount as that required payment;

“scheme manager” has the meaning given in section 212 of the Financial Services and Markets Act 2000;

“sponsor” has the meaning given in section 88(2) of the Financial Services and Markets Act 2000.]

Textual Amendments

Exceptions relating to loans and credit arrangementsU.K.

59.—(1) The prohibitions in regulation 17 (loans and credit arrangements) are not contravened by the grant of—

F394(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)a relevant loan that has a specific and documented objective of making emergency funds available to meet applicable solvency or liquidity criteria for a relevant subsidiary;

[F395(c)a relevant loan consisting of a drawdown or disbursement made under an arrangement entered into before—

(i)in the case of a category 1 loan, 15th September 2014;

(ii)in the case of a category 2 loan, a category 3 loan or a category 4 loan, 1st March 2022;

[F396(iii)in the case of a category 5 loan, [F39729th October 2022];]

[F398(iv)in the case of a category 6 loan, 16th December 2022;]

where the conditions in paragraph (2) are met.]

(2) The conditions referred to in paragraph (1)(c) are that—

(a)all the terms and conditions of such drawdowns or disbursements—

[F399(i)were agreed before—

(aa)in the case of a category 1 loan, 15th September 2014;

(bb)in the case of a category 2 loan, a category 3 loan or a category 4 loan, 1st March 2022;]

[F400(cc)in the case of a category 5 loan, [F40129th October 2022];]

[F402(dd)in the case of a category 6 loan, 16th December 2022;]

(ii)have not been modified on or after that date; and

(b)a contractual maturity date has been fixed for the repayment in full of all funds made available and for the cancellation of all the rights and obligations under the arrangement.

(3) In this regulation—

F403...

[F404“category 1 loan” has the meaning given to it in regulation 17;

“category 2 loan” has the meaning given to it in regulation 17;

“category 3 loan” has the meaning given to it in regulation 17;

“category 4 loan” has the meaning given to it in regulation 17;]

[F405“category 5 loan” has the meaning given to it in regulation 17;]

[F406“category 6 loan” has the meaning given to it in regulation 17;]

F407...

F408...

“relevant loan” has the meaning given to it in regulation 17;

“relevant subsidiary” means a person, other than an individual, which is—

(a)

incorporated or constituted under the law of any part of the United Kingdom, and

(b)

[F409owned (within the meaning of regulation 16(7)) by a person, other than an individual, that is connected with Russia.]

Textual Amendments

Commencement Information

I47Reg. 59 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F410[F411Exceptions relating to processing payments]U.K.

59A.—[F412(1)] The prohibition in regulation 17A(2) (processing F413... payments) does not apply to the processing of a F413... payment for any fee or charge required to permit an aircraft to overfly, land in or take off from Russia.

[F414(2) The prohibition in regulation 17A(2) is not contravened by a transfer (or, if necessary, more than one transfer) of funds by C from account A to account B where—

(a)neither account A nor account B are held in the name of a customer of C; and

(b)both account A and account B are held within the United Kingdom; and

(c)the transfer (or transfers) from account A to account B is (or are) carried out for the purpose of compliance with regulation 17A(2).]

[F415(3) The prohibition in regulation 17A(2) (processing payments) is not contravened by—

(a)a person making a required payment, or

(b)a designated person making a reimbursement payment,

to, from or via a respondent (within the meaning of regulation 17A(1)).

(4) The reference in paragraph (3)(b) to a designated person is to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(5) In paragraph (3)—

“designated person” has the meaning given in regulation 58A(8);

“person” is to be construed in accordance with regulation 58A(5);

“reimbursement payment” has the meaning given in regulation 58A(8);

“required payment” has the meaning given in regulation 58A(2).]]

Textual Amendments

Exceptions relating to investments in relation to [F416non-government controlled Ukrainian territory] U.K.

60.—(1) The prohibitions in [F417regulation 18 (investments in relation to non-government controlled Ukrainian territory)] are not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before [F418the relevant date], or an ancillary contract necessary for the satisfaction of such a contract, provided that P has notified the Treasury no later than the day five working days before the day on which the act is carried out.

(2) The prohibitions in regulation 18 are not contravened by activities carried on by a person with entities outside [F419non-government controlled Ukrainian territory] where the related investment is not destined for an entity in [F419non-government controlled Ukrainian territory].

[F420(3) In this regulation, “the relevant date” means—

(a)in the case of investments in relation to Crimea, 20th December 2014;

(b)in the case of investments in relation to non-government controlled areas of the Donetsk and Luhansk oblasts, 23rd February 2022.

[F421(c)in the case of investments in relation to non-government controlled areas of the Kherson and Zaporizhzhia oblasts, 20th June 2023.]]

Textual Amendments

Commencement Information

I48Reg. 60 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F422Exceptions relating to investments in relation to RussiaU.K.

60ZZA.—(1) The prohibitions in regulation 18B (investments in relation to Russia) are not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a [F423contract—

(a)concluded before 16th December 2022, in the case of a relevant activity, or

(b)concluded before 19th July 2022, in any other case,]

or an ancillary contract necessary for the satisfaction of such a contract, provided that P has notified the Treasury no later than the day five working days before the day on which the act is carried out.

(2) The prohibitions in regulation 18B are not contravened by a person dealing, directly or indirectly, with—

(a)a transferable security where such dealing is prohibited by regulation 16;

(b)a relevant security issued by a person connected with Russia; or

(c)a relevant security issued by a relevant entity.

(3) In this regulation—

“dealing with” a relevant security issued by a person connected with Russia or by a relevant entity includes a reference to purchasing or selling the security, providing investment services relating to the security or assisting in the issuance of the security;

[F424“person connected with Russia” is to be construed in accordance with regulation 19A(2);

“relevant activity” means directly or indirectly acquiring any ownership interest in or control over a person, other than an individual, which is not a person connected with Russia, for the purpose of making funds or economic resources available—

(a)

directly or indirectly to a person connected with Russia, or

(b)

for the benefit of a person connected with Russia;]

“relevant entity” shall have the same meaning as it has in regulation 18B (investments in relation to Russia);

“relevant security issued by a person connected with Russia” means a security issued by—

(a)

a person connected with Russia;

(b)

a person, other than an individual, which is owned by a person falling within sub-paragraph (a); or

(c)

a person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b);

which—

(d)

is negotiable on the capital market;

(e)

is of any of the following kinds, but excluding instruments of payment—

(i)

shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;

(ii)

bonds or other forms of securitised debt, including depositary receipts in respect of such securities;

(iii)

any other securities giving the right to purchase or sell any security of a kind mentioned in paragraph (i) or (ii); and

(f)

was admitted to trading on a regulated market or multilateral trading facility prior to [F42519th July 2022];

[F426“relevant security issued by a relevant entity” means a security issued by a relevant entity for the purpose of an activity not prohibited by regulation 18B which—

(a)

is negotiable on the capital market, and

(b)

is of any of the following kinds but excluding instruments of payment—

(i)

shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;

(ii)

bonds or other forms of securitised debt, including depositary receipts in respect of such securities;

(iii)

any other securities giving the right to purchase or sell any security of a kind mentioned in sub-paragraph (i) or (ii);]

F427...

“transferable security” has the same meaning as it has in regulation 16 (dealing with transferable securities or money-market instruments).]

Textual Amendments

F423Reg. 60ZZA(1)(a)(b) substituted for words in reg. 60ZZA(1) (16.12.2022) by The Russia (Sanctions) (EU Exit) (Amendment) (No. 17) Regulations 2022 (S.I. 2022/1331), regs. 1(2)(b), 12(a)

[F428Exceptions relating to trust servicesU.K.

60ZZB.—(1)  The prohibitions in regulation 18C (trust services) are not contravened by any act done by a person (“P”)—

(a)in satisfaction of an obligation in respect of the provision of trust services by P to or for the benefit of—

(i)a designated person, or

(ii)a person connected with Russia,

where those services are provided in relation to the discharge of or compliance with UK statutory or regulatory obligations;

(b)for the purposes of complying with the prohibitions and obligations in Chapter 1 of Part 3 (asset freeze etc.);

(c)in connection with transferable securities or money-market instruments where dealing with such securities or instruments is not prohibited by regulation 16 or 18B.

(2) The prohibitions in regulation 18C are not contravened by the provision of the following trust services where the condition in paragraph (3) is met—

(a)trust services provided to a community amateur sports club registered as such with His Majesty’s Revenue and Customs;

(b)trust services provided to a trust for charitable services which—

(i)in Scotland or Northern Ireland, is registered as a charity, or

(ii)in England and Wales, is registered as a charity or is not required to register by virtue of section 30(2) of the Charities Act 2011 (charities required to be registered: general);

(c)trust services provided to a pension scheme that is a registered pension scheme under Chapter 2 of Part 4 of the Finance Act 2004 (registration of pension schemes);

(d)trust services for the purposes of a trust—

(i)created under, or for the purpose of, the default arrangements of a designated system or the default rules of a recognised body, or for the purpose of any action or proceedings taken by, or for, such a system or body under such arrangements or rules;

(ii)relating to the creation of a beneficial interest in securities belonging to a person whose name and address are maintained on a register of securities;

(iii)created by, or for, a segregating entity for the purpose of—

(aa)protecting funds or economic resources belonging to the segregating entity’s clients, or

(bb)complying with a legal obligation to safeguard and segregate funds or economic resources belonging to the segregating entity’s clients or to keep separate client records and accounts;

(e)trust services provided by the operator or trustee of an authorised unit trust scheme in relation to that scheme;

(f)trust services provided in the course of, or in connection with, carrying on by way of business the activity specified in the following articles of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001—

(i)article 40 (safeguarding and administering investments),

(ii)article 51ZB (acting as trustee or depositary of a UK UCITS), or

(iii)article 51ZD (acting as trustee or depositary of an AIF),

except in so far as the activity relates to an unauthorised unit trust scheme;

(g)trust services provided in the course of, or in connection with, the acting by way of business as an agent holding funds, economic resources or documents in escrow until the performance of a contractual condition agreed between two or more other persons, including the person for whom the funds, economic resources or documents are being held.

(3)  The condition in this paragraph is that the trust services are not provided primarily to, or for the benefit of, a designated person or a person connected with Russia.

(4) Where the condition in paragraph (5) is met, the prohibitions in regulation 18C are not contravened by the provision of trust services for making funds and economic resources available to or for the benefit of—

(a)a person under the age of 18,

(b)a person who lacks capacity within the meaning of section 2 of the Mental Capacity Act 2005 (people who lack capacity),

(c)a person who is incapable within the meaning of section 1 of the Adults with Incapacity (Scotland) Act 2000 (general principles and fundamental definitions), or

(d)a person who is incapable of managing and administering their property and affairs, by reason of mental disorder within the meaning of article 3(1) of the Mental Health (Northern Ireland) Order 1986 (definition of “mental disorder” and related expressions).

(5) The condition in this paragraph is that the trust services are not provided primarily to, or for the benefit of, a designated person.

(6) In this regulation, whether trust services are provided for the benefit of a person is to be construed in accordance with regulation 18C.

(7) In this regulation—

“FSMA” means the Financial Services and Markets Act 2000;

“the 1999 Regulations” means the Financial Markets and Insolvency (Settlement Finality) Regulations 1999;

“authorised unit trust scheme” has the meaning given in section 237 of FSMA (other definitions);

“clearing member” has the meaning given in section 190(1) of the Companies Act 1989 (minor definitions);

“community amateur sports club” has the meaning given in section 658 of the Corporation Tax Act 2010 (meaning of “community amateur sports club” and “registered club”);

“default arrangements” has the meaning given in regulation 2(1) of the 1999 Regulations (interpretation);

“default rules” has the meaning given in section 188 of the Companies Act 1989 (meaning of “default rules” and related expressions);

“designated person” has the meaning given in regulation 18C(7);

“designated system” has the meaning given in regulation 2(1) of the 1999 Regulations;

“the operator” has the meaning given in section 237 of FSMA;

“participant” has the meaning given in regulation 2(1) of the 1999 Regulations;

“person connected with Russia” is to be construed in accordance with regulation 19A(2);

“recognised body” has the meaning given in section 313 of FSMA (interpretation of Part XVIII);

“recognised central counterparty” has the meaning given in section 313 of FSMA;

“register of securities” has the meaning given in regulation 3(1) of the Uncertificated Securities Regulations 2001(interpretation);

“segregating entity” means—

(a)

a clearing member of a recognised central counterparty,

(b)

a participant in a designated system,

(c)

a designated system, or

(d)

a recognised body;

“trustee” has the meaning given in section 237 of FSMA;

“trust services” has the meaning given in regulation 18C(7);

“unauthorised unit trust scheme” means a “unit trust scheme” within section 237(1) of FSMA that is not an authorised unit trust scheme.]

Textual Amendments

[F429Trade: exceptions relating to non-government controlled areas of the Donetsk and Luhansk oblastsU.K.

60ZA.—(1) Paragraphs (2) to (5) only apply in the case of trade relating to non-government controlled areas of the Donetsk and Luhansk oblasts.

(2) A prohibition in regulation 47 (imports from non-government controlled Ukrainian territory) or regulation 52(3)(a) (financial services and funds in relation to imports from non-government controlled Ukrainian territory) is not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that—

(a)the act is carried out before 24th May 2022, and

(b)P has notified the Secretary of State no later than the day 10 working days before the day on which the act is carried out.

(3) A prohibition in [F430Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory),] regulation 48 to 51, 52(1), (2) or (3)(b) to (e), or 53 (trade in relation to non-government controlled Ukrainian territory) is not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that—

(a)the act is carried out before 24th August 2022, and

(b)P has notified the Secretary of State no later than the day five working days before the day on which the act is carried out.

(4) A prohibition in [F430Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory),] regulation 54(1)(a) (prohibition on infrastructure-related services relating to non-government controlled Ukrainian territory) is not contravened by any act done by a person in satisfaction of an obligation of that person arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that the act is carried out before 24th August 2022.

(5) A prohibition in [F430Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory),] regulation 54(1)(b) (prohibition on tourism services relating to non-government controlled Ukrainian territory) is not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract concluded before 23rd February 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that—

(a)the act is carried out before 24th August 2022, and

(b)P has notified the Secretary of State no later than the day five working days before the day on which the act is carried out.]

Textual Amendments

[F431Trade: exceptions in relation to personal effects etc.U.K.

60A.—(1) The prohibitions in regulations 22 (export of restricted goods), 24(1)(a) (supply and delivery of restricted goods), 25(1)(a) and (b) (making restricted goods and restricted technology available), 26(1)(a) and (b) (transfer of restricted technology), and 27 to 29 (technical assistance, financial services etc. and brokering services) are not contravened by a relevant activity in relation to any critical-industry goods [F432, critical-industry technology, quantum computing and advanced materials goods or quantum computing and advanced materials technology] which are—

(a)the personal effects of a person travelling to Russia,

(b)of a non-commercial nature for the personal use of a person travelling to Russia and contained in that person’s luggage, or

(c)necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law.

[F433(1A) The prohibitions in regulation 46B (luxury goods) are not contravened by a relevant activity in relation to—

(a)any luxury goods which are necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law, or

(b)the personal effects of their staff.]

[F434(1AA) The prohibitions in regulation 46B are not contravened where—

(a)the luxury goods are [F435jewellery coming within commodity codes 7113 00 00 and 7114 00 00];

(b)the relevant activity is the export of those goods to Russia by a person who is travelling to Russia (“P”);

(c)the jewellery is—

(i)of a non-commercial nature;

(ii)for the personal use of P or of any immediate family member of P who is travelling with P (“I”); and

(iii)contained in P or I’s luggage;

(d)the F436... jewellery is owned by any of the persons referred to in sub-paragraph (c)(ii); and

(e)the jewellery is not intended for sale.]

[F437(1AAA) Paragraph 1 of Schedule 3 applies for the purpose of interpreting the commodity codes specified in paragraph (1AA)(a).]

[F438(1AB) The prohibitions in regulation 46XC (acquisition of Schedule 3DA revenue generating goods) are not contravened by a relevant activity in relation to any such goods necessary for the functions of a diplomatic mission or consular post of the United Kingdom in Russia.]

[F439(1B) The prohibitions in Chapter 4H ([F440G7 dependency and further goods] [F441and G7 dependency and further technology]) are not contravened by a relevant activity in relation to—

(a)any [F440G7 dependency and further goods] [F442or G7 dependency and further technology] which are necessary for the official purposes of a diplomatic mission or consular post in Russia, or an international organisation enjoying immunities in accordance with international law, or

(b)the personal effects of their staff.]

[F443(1C) The prohibitions in Chapters 4J (gold) and 4JA (gold jewellery and relevant processed gold) are not contravened by a relevant activity in relation to any gold, gold jewellery or relevant processed gold which is necessary for the official purposes of a diplomatic mission or consular post in Russia, or an international organisation enjoying immunities in accordance with international law.]

[F444(1D) The prohibitions in [F445Chapters 4JA and 4JB] are not contravened where—

(a)the relevant activity is the import or acquisition of gold jewellery [F446or diamond jewellery] by a person who is travelling to the United Kingdom (“P”);

(b)the gold jewellery [F446or diamond jewellery] is—

(i)of a non-commercial nature;

(ii)for the personal use of P or of any immediate family member of P who is travelling with P (“I”); and

(iii)contained in P or I’s luggage;

(c)the gold jewellery [F446or diamond jewellery] is owned by any of the persons referred to in sub-paragraph (b)(ii); and

(d)the gold jewellery [F446or diamond jewellery]is not intended for sale.

(1E) The prohibitions in Chapter 4M (Russia’s vulnerable goods [F447and Russia’s vulnerable technology]) are not contravened by a relevant activity in relation to—

(a)[F448any Russia’s vulnerable goods or Russia’s vulnerable technology which is necessary] for the official purposes of a diplomatic mission or consular post in Russia, or an international organisation enjoying immunities in accordance with international law, or

(b)the personal effects of their staff.]

[F449(1F) The prohibitions in Chapter 4N (sectoral software and technology) are not contravened by a relevant activity in relation to any sectoral software and technology which is necessary for the official purposes of a diplomatic mission or consular post in Russia or an international organisation enjoying immunities in accordance with international law.]

(2) For the purposes of [F450this regulation]—

“consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24 April 1963, and any reference to the functions of a consular post is to be read in accordance with that Convention;

“critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5);

“critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5);

[F451“diamond jewellery” has the meaning given in regulation 46Z16J (interpretation of Chapter 4JB);]

“diplomatic mission”, and any reference to the functions of a diplomatic mission, is to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18 April 1961;

[F452“[F453G7 dependency and further goods]” has the meaning given in regulation 21 (interpretation of Part 5);

[F454“G7 dependency and further technology” has the meaning given in regulation 21 (interpretation of Part 5);]

[F455“Gold” and “gold jewellery” have the meanings] in regulation 21 (interpretation of Part 5);]

[F456“immediate family member” has the meaning given in regulation 6(7);]

[F457“luxury goods” has the meaning given in regulation 21 (interpretation of Part 5);]

[F457“quantum computing and advanced materials goods” has the meaning given in regulation 21 (interpretation of Part 5);]

[F457“quantum computing and advanced materials technology” has the meaning given in regulation 21 (interpretation of Part 5);]

“relevant activity” means any activity which would, in the absence of this regulation, contravene [F458the prohibition specified in the paragraph of this regulation to which the exception applies].

[F456“relevant processed gold” has the meaning given in regulation 46Z16A;]

[F454“Russia’s vulnerable goods” has the meaning given in regulation 21 (interpretation of Part 5);]

[F454“Russia’s vulnerable technology” has the meaning given in regulation 21 (interpretation of Part 5);]

[F454“sectoral software and technology” has the meaning given in regulation 21 (interpretation of Part 5);]

Textual Amendments

Trade: exceptions in relation to consumer communication devices and software updatesU.K.

60B.—(1) The prohibitions in regulations 22 (export of restricted goods), 24(1)(a) (supply and delivery of restricted goods), 25(1)(a) and (b) (making restricted goods and restricted technology available), 26(1)(a) and (b) (transfer of restricted technology), F459... 27 to 29 (technical assistance, financial services etc. and brokering services) [F460, Chapter 4B (export of luxury goods etc.) and Chapter 4H (export of G7 dependency and further goods etc.)] are not contravened by a relevant activity in relation to critical-industry goods [F461, critical industry technology [F462, luxury goods [F463, G7 dependency and further goods or G7 dependency and further technology]]] which are—

(a)consumer communication devices for civilian use, or

(b)software updates for civilian use.

(2) For the purposes of paragraph (1)—

(a)“consumer communication devices” has the meaning given in Schedule 2B;

“critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5);

“critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5);

[F464G7 dependency and further goods has the meaning given in regulation 21 (interpretation of Part 5);]

[F465“G7 dependency and further technology” has the meaning given in regulation 21 (interpretation of Part 5);]

[F466“luxury goods” has the meaning given in regulation 21 (interpretation of Part 5);]

“relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in that paragraph;

(b)

goods are “for civilian use” if they are not—

(i)

for use by the Russian military or any other military end-user, or

(ii)

for any military use;

(c)

technology is “for civilian use” if it—

(i)

does not relate to activities carried on or proposed to be carried on by the Russian military or any other military end user, and

(ii)

is not for any military use.

Textual Amendments

Trade: exceptions in relation to aircraft and vesselsU.K.

60C.—(1) For the purposes of regulations 22 (export of restricted goods) and 28 (financial services and funds), the removal of an aircraft or vessel from the United Kingdom to Russia is not an export of critical-industry goods [F467or aviation and space goods], provided that the following conditions are met—

(a)the aircraft or vessel is removed under its own power,

(b)in the case of an aircraft, it—

(i)is carrying goods or passengers when removed, or

(ii)is removed in order to undertake a journey carrying goods or passengers, and

(c)the removal of the aircraft or vessel is not for the purpose of—

(i)a transfer of ownership of the aircraft or vessel or any of its component parts, or

(ii)a change of the operator of the aircraft or vessel.

(2) The prohibitions in regulations 24(1)(a) (supply and delivery of restricted goods), 25(1)(a) and (b) (making restricted goods and restricted technology available), 26(1)(a) and (b) (transfer of restricted technology), and 27 to 29 (technical assistance, financial services etc. and brokering services) are not contravened by any of the following activities, to the extent that the activity is done in connection with a qualifying removal—

(a)the supply or delivery of critical-industry goods [F468or aviation and space goods];

(b)making [F469critical-industry goods, aviation and space goods, critical-industry technology or aviation and space technology] available;

(c)the transfer of critical-industry technology [F470or aviation and space technology];

(d)the provision of technical assistance or financial services;

(e)the making available of funds;

(f)the provision of any brokering service.

[F471(2AA) The prohibition in regulation 27(1)(a) is not contravened by the provision of technical assistance in relation to an aircraft owned, chartered or operated by a person connected with Russia, at a UK airport provided the assistance is not for the purposes of facilitating—

(a)a transfer of ownership of the aircraft or any of its component parts; or

(b)a change in the operator of the aircraft.]

[F472(2A) The prohibitions in regulation 29A (insurance and reinsurance services relating to aviation and space goods and aviation and space technology) are not contravened by the provision of insurance or reinsurance services, to the extent that such services are provided in connection with a qualifying removal.]

(3) In this regulation—

[F473“aviation and space goods” has the meaning given in regulation 21 (interpretation of Part 5);

“aviation and space technology” has the meaning given in regulation 21 (interpretation of Part 5);]

“critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5);

“critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5);

“operator”, in relation to an aircraft or vessel, means the person having the management of the aircraft;

“qualifying removal” means a removal of an aircraft or vessel from the United Kingdom to Russia in relation to which the conditions set out in paragraph (1) are met.]

Textual Amendments

[F474Trade: exception relating to the safety of aircraft and shipsU.K.

60D.—(1) The prohibitions in regulation 46A (technical assistance relating to aircraft and ships) are not contravened by the provision of any technical assistance where a failure to provide that assistance would endanger—

(a)the lives of persons on board—

(i)an aircraft, or

(ii)a ship;

(b)the safety of—

(i)an aircraft in flight, or

(ii)a ship at sea.

(2) In this regulation, the following terms have the same meaning as they have in regulation 46A—

“aircraft”;

“ship”;

“technical assistance”.]

Textual Amendments

[F475Trade: exceptions relating to sectoral software and technologyU.K.

60DZA.—(1) The prohibitions in Chapter 4N (sectoral software and technology) are not contravened by any act done by a person (“P”) in satisfaction of an obligation to a person connected with Russia where that act is to discharge, or comply with, UK statutory or regulatory obligations, such obligations not arising under contract, provided that P notifies the Secretary of State of that act before the end of the period of 12 months beginning with the first day on which the act is done.

(2) The prohibitions in Chapter 4N are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 23rd April 2025, or an ancillary contract necessary for the satisfaction of such a contract, provided that—

(a)the act is carried out before the end of 22nd July 2025, and

(b)P notifies the Secretary of State of that act, before or after the act is carried out, by the end of 22nd July 2025.

(3) The prohibitions in Chapter 4N are not contravened by activities relating to sectoral software and technology where that software or technology is of a non-commercial nature or for personal use.]

Textual Amendments

[F476Trade: exceptions relating to professional and business servicesU.K.

60DA.—(1) The prohibitions in regulation 54C (professional and business services), in so far as they relate to accounting services, business and management consulting services, engineering services or public relations services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation in respect of the provision of those services by P to a person connected with Russia where the services are provided in relation to the discharge of or compliance with UK statutory or regulatory obligations, such obligations not arising under contract.

(2) The prohibitions in regulation 54C, in so far as they relate to advertising services, architectural services, engineering services or IT consultancy and design services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 16th December 2022, or an ancillary contract necessary for the satisfaction of such a contract, provided that—

(a)the act is carried out before the end of 15th March 2023, and

(b)P notifies the Secretary of State of the provision of the services, before or after the act is carried out, by the end of 15th March 2023.

(3) The prohibitions in regulation 54C, in so far as they relate to auditing services, are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising from the appointment of P as the auditor of a parent undertaking (“C”) provided that—

(a)where C is a credit institution, the auditing services of P are for one or both of the purposes mentioned in paragraph (4);

(b)where C is not a credit institution, or is a credit institution that does not meet the condition in sub-paragraph (a)—

(i)P is appointed as auditor of C before 16th December 2022,

(ii)the act is carried out before the end of 31st May 2023, and

(iii)P notifies the Secretary of State of the provision of the services, before or after the act is carried out, by the end of 15th March 2023.

(4) The purposes are—

(a)C, in its capacity as a parent undertaking, deciding whether accounts of a subsidiary undertaking of C which is a person connected with Russia (“S”) should be included in consolidated group accounts of C, and

(b)the inclusion in consolidated group accounts of C of the accounts of S.

(5) The prohibitions in regulation 54C, in so far as they relate to auditing services, are not contravened by any act done by a person (“P”)—

(a)in satisfaction of an obligation arising from the appointment of P as the auditor of a [F477UK subsidiary undertaking] (“S”) in respect of the provision of those services to S in relation to the discharge of or compliance with UK statutory or regulatory obligations, and

(b)which results in the provision of those services indirectly to a person connected with Russia in that person’s capacity as a parent undertaking of S.

[F478(5A) The prohibitions in regulation 54C, in so far as they relate to auditing services, are not contravened by any act done by a person (“P”)—

(a)in satisfaction of an obligation arising from the appointment of P as the auditor of a UK undertaking (“U”) in respect of the provision of those services to U in relation to the discharge of or compliance with UK statutory or regulatory obligations, and

(b)which results in the provision of those services directly or indirectly to a person connected with Russia in that person’s capacity as a member of U.]

(6) The prohibitions in regulation 54C, in so far as they relate to IT consultancy and design services, are not contravened by the provision of—

(a)an “electronic communications network” or an “electronic communications service” (within the meanings given by section 32 of the Communications Act 2003) that is used for civilian purposes, or

(b)services that are incidental to the exchange of communications over the internet, including—

(i)instant messaging,

(ii)videoconferencing,

(iii)chat and email,

(iv)social networking,

(v)sharing of photos, audio, videos, films or documents,

(vi)web browsing,

(vii)blogging,

(viii)web hosting, and

(ix)domain name registration services.

(7) The prohibitions in regulation 54C are not contravened by any act done by a person that is necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law.

[F479(7A) The prohibitions in regulation 54C are not contravened by any act done by a person as part of the provision of expert evidence provided in, or in anticipation of—

(a)any proceedings before administrative agencies, courts or other duly constituted official tribunals, or

(b)in any arbitral or mediation proceedings.]

(8) For the purposes of this regulation, the following terms have the meanings given in regulation 54B—

“accounting services”, “advertising services”, “architectural services”, “auditing services”, “business and management consulting services”, “engineering services”, “IT consultancy and design services” and “public relations services”.

(9) For the purposes of this regulation—

“auditor” means a statutory auditor within the meaning of section 1210 of the Companies Act 2006 (meaning of “statutory auditor” etc);

“consular post” is to be construed in accordance with paragraph A1 of Schedule 5;

“credit institution” means a body incorporated under the law of any part of the United Kingdom, the business of which is to take deposits or other repayable funds from the public and to grant credits for its own account;

“diplomatic mission” is to be construed in accordance with paragraph A1 of Schedule 5;

“financial year” is to be construed in accordance with section 390 of the Companies Act 2006 (a company’s financial year);

“included in consolidated group accounts” has the meaning given in section 474 of the Companies Act 2006 (minor definitions) and “inclusion in consolidated group accounts” is to be construed accordingly;

“parent undertaking” has the meaning given in section 1162 of the Companies Act 2006 (parent and subsidiary undertakings);

“subsidiary undertaking” has the meaning given in section 1162 of the Companies Act 2006.

[F480“UK subsidiary undertaking” means a subsidiary undertaking that is incorporated or formed under the law of the United Kingdom;

“UK undertaking” means an undertaking within the meaning given in section 1161 of the Companies Act 2006 that is incorporated or formed under the law of the United Kingdom.]]

Textual Amendments

[F481Trade: [F482exceptions] relating to legal advisory servicesU.K.

60DB.—(1) The prohibitions in regulation 54D (legal advisory services) are not contravened by any act done by a person that is necessary for the official purposes of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law.

[F483(2) The prohibitions in regulation 54D are not contravened by any act done by a person for the purpose of providing legal advisory services in relation to the discharge of or compliance with UK statutory or regulatory obligations.]

(3) The prohibitions in regulation 54D are not contravened by any act done by a person for the purpose of providing legal advice to any person as to whether an act or a proposed act complies with these Regulations.

[F484(3A) The prohibitions in regulation 54D are not contravened by any act done by a person for the purpose of providing legal advisory services to any person on or in connection with—

(a)compliance with, or the consequences of non-compliance with, any relevant law,

(b)the discharge of obligations under any relevant law, or

(c)the potential, or actual, application of punitive measures.]

(4) The prohibitions in regulation 54D are not contravened by any act done by a person (“P”) in satisfaction of an obligation arising under a contract concluded before 30th June 2023, or an ancillary contract necessary for the satisfaction of such a contract, provided that—

(a)the act is carried out before the end of 29th September 2023, and

(b)P notifies the Secretary of State of the provision of the services, before or after the act is carried out, by the end of 29th September 2023.

(5) In this regulation—

“consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24th April 1963;

“diplomatic mission” is to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18th April 1961;

“legal advisory services” has the meaning given in regulation 54B.

[F485“punitive measures” mean any sanction which may be applied by a country in relation to a person (“P”) in retaliation for P engaging, or proposing to engage, in conduct which would render P liable to penalties under the law of that country if P were subject to its jurisdiction;

“relevant law” means—

(a)

any sanction, imposed by any jurisdiction;

(b)

any law of Russia that has as its primary object or effect the frustration of any sanctions referred to in paragraph (a), or

(c)

any criminal law imposed by any jurisdiction;

“sanction” includes any export or import control or other restrictive measure.]]

Textual Amendments

[F486Trade: exceptions in relation to maritime goods and maritime technologyU.K.

60E.—(1) The prohibitions in Chapter 2 of Part 5—

(a)in so far as they relate to maritime goods, do not apply to the sale, supply, making available or export of such goods, or to the related provision of technical and financial services, funds and brokering necessary for a purpose specified in paragraph (2);

(b)in so far as they relate to maritime technology, do not apply to the sale, supply, making available, transfer or export of such technology, or to the related provision of technical and financial assistance, necessary for a purpose specified in paragraph (2).

(2) The purposes are—

(a)non-military use by a non-military end-user;

(b)humanitarian assistance activity;

(c)addressing a health emergency;

(d)the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health and safety or on the environment; or

(e)providing a response to a natural disaster.

(3) For the purposes of this regulation—

“humanitarian assistance activity” is to be construed in accordance with paragraph A1 of Schedule 5;

“maritime goods” and “maritime technology” respectively have the meanings given in regulation 21 (interpretation of Part 5).

Textual Amendments

Trade: exceptions in relation to banknotesU.K.

60F.—(1) Subject to paragraph (2), the prohibitions in Chapter 4E of Part 5 do not apply to the making available, supply, export or delivery of banknotes where the making available, supply, export or delivery is necessary for the personal use of natural persons travelling to Russia or members of their immediate families travelling with them.

(2) The exception in paragraph (1) applies only to banknotes up to the value of £10,000 or its equivalent in any official currency of the European Union.

(3) The prohibitions in Chapter 4E of Part 5 do not apply to the making available, supply, export or delivery of banknotes where the making available, supply, export or delivery is necessary for the official purposes of diplomatic missions, consular posts or international organisations in Russia enjoying immunities in accordance with international law.

(4) The prohibitions in Chapter 4E of Part 5 do not apply to anything done by a person who did not know and had no reasonable cause to suspect that the banknotes were ultimately—

(a)to be exported, supplied, delivered or made available to a person connected with Russia; or

(b)for use in Russia.

(5) For the purposes of this regulation, “diplomatic mission” and “consular post” are to be construed in accordance with paragraph A1 of Schedule 5.

Textual Amendments

Trade: exception in relation to certain F487... goods consigned from RussiaU.K.

60G.—F488(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F489(1A) The prohibitions specified in paragraphs (1B), (1C) and (1D) do not apply to, or in relation to, any goods mentioned in any of those paragraphs which are—

(a)consigned from Russia before 21st April 2023; and

(b)imported into the United Kingdom before 21st May 2023.

(1B) The prohibitions specified in this paragraph are those set out in—

(a)regulation 46D (import of iron and steel products);

(b)regulation 46G(1)(a) (technical assistance relating to iron and steels products);

(c)regulation 46H(1)(a) (financial services and funds relating to iron and steel products);

(d)regulation 46I(1) (brokering services relating to iron and steel products), to the extent that prohibition applies to an arrangement described in regulation 46H(1)(a),

as they apply in relation to goods specified in Part 3 of Schedule 3B (iron and steel products).

(1C) The prohibitions specified in this paragraph are those set out in—

(a)regulation 46S (import of Schedule 3D revenue generating goods);

(b)regulation 46V(1)(a) (technical assistance relating to Schedule 3D revenue generating goods);

(c)regulation 46W(1)(a) (financial services and funds relating to Schedule 3D revenue generating goods);

(d)regulation 46X(1) (brokering services relating to Schedule 3D revenue generating goods), to the extent that prohibition applies to an arrangement described in regulation 46W(1)(a),

as they apply in relation to goods specified in Part 3 of Schedule 3D (Schedule 3D revenue generating goods).

(1D) The prohibitions specified in this paragraph are those set out in—

(a)regulation 46XB (import of Schedule 3DA revenue generating goods);

(b)regulation 46XE(1)(a) (technical assistance relating to Schedule 3DA revenue generating goods);

(c)regulation 46XF(1)(a) (financial services and funds relating to Schedule 3DA revenue generating goods);

(d)regulation 46XG(1) (brokering services relating to Schedule 3DA revenue generating goods), to the extent that prohibition applies to an arrangement described in regulation 46XF(1)(a),

as they apply in relation to goods specified in Part 3 of Schedule 3DA (Schedule 3DA revenue generating goods).]

[F490(1E) The prohibitions specified in paragraphs (1F) and (1G) do not apply to, or in relation to, any products mentioned in any of those paragraphs which are—

(a)consigned from Russia before 15th December 2023; and

(b)imported into the United Kingdom before 14th January 2024.

(1F) The prohibitions specified in this paragraph are those set out in—

(a)regulation 46D (import of iron and steel products);

(b)regulation 46G(1)(a) (technical assistance relating to iron and steel products);

(c)regulation 46H(1)(a) (financial services and funds relating to iron and steel products);

(d)regulation 46I(1) (brokering services relating to iron and steel products) to the extent that prohibition applies to an arrangement described in regulation 46H(1)(a),

as they apply in relation to products specified in Part 4 of Schedule 3B (iron and steel products).

(1G) The prohibitions specified in this paragraph are those set out in regulation 46IG (import of metals) except in so far as those prohibitions relate to products coming within commodity codes 7606, 7801, 8207, 8212, 8302 and 8309.

(1H) Paragraph 1 of Schedule 3 applies for the purposes of interpreting the commodity codes specified in paragraph (1G).]

(2) For the purposes of [F491paragraphs (1A)(a) and (1E)(a)], goods are deemed to have been consigned from Russia at the time when—

(a)they have completed the applicable export formalities, and

(b)where the goods were transported by—

(i)land, they have left Russia;

(ii)sea, the ship on which they were transported has departed a port in Russia for a destination outside Russia;

(iii)air, the aircraft on which they were transported has departed an airport in Russia for a destination outside Russia.]

Textual Amendments

[F492Trade: exception in respect of the acquisition of iron and steel products [F493and metals] U.K.

60GA.—[F494(1) Without prejudice to regulation 60GAA, the prohibitions specified in paragraphs (2) and (2A) do not apply in relation to relevant products located in the United Kingdom or the Isle of Man having been lawfully imported there.]

(2) The prohibitions specified in this paragraph are those in—

(a)regulation 46E (acquisition of iron and steel products);

(b)regulation [F49546G(1)(b)(i)] (technical assistance relating to iron and steel products);

(c)regulation [F49646H(1)(b)(i)] (financial services and funds relating to iron and steel products);

(d)regulation 46I (brokering services relating to iron and steel products) [F497in relation to any arrangements described in regulation 46H(1)(b)(i)].

[F498(2A) The prohibition specified in this paragraph is that in regulation 46IH(1)(a) (acquisition of metals).]

[F499(3) In this regulation “relevant products” means the products to which the respective prohibitions specified in paragraphs (2) and (2A) apply.]

Textual Amendments

[F500Trade: exception in respect of iron and steel products, relevant processed iron or steel products and metals exported from Russia before the relevant dayU.K.

60GAA.—(1) The prohibitions specified in paragraphs (2), (3) and (4) do not apply in relation to anything done in relation to relevant products originating in or consigned from Russia where those goods—

(a)were exported from Russia before the relevant day; and

(b)are not to be released for free circulation in the United Kingdom or the Isle of Man.

(2) The prohibitions specified in this paragraph are those in—

(a)regulation 46D (import of iron and steel products);

(b)regulation 46G(1)(a) (technical assistance relating to iron and steel products);

(c)regulation 46H(1)(a) (financial services and funds relating to iron and steel products);

(d)regulation 46I in relation to any arrangements described in regulation 46H(1)(a) (brokering services relating to iron and steel products).

(3) The prohibitions specified in this paragraph are those in—

(a)regulation 46IB(1) (import of relevant processed iron or steel products);

(b)regulation 46IC(1) (technical assistance relating to relevant processed iron or steel products);

(c)regulation 46ID(1) (financial services and funds relating to relevant processed iron or steel products);

(d)regulation 46IE(1) (brokering services relating to relevant processed iron or steel products).

(4) The prohibitions specified in this paragraph are those in regulation 46IG (import of metals).

(5) For the purposes of paragraph (1)—

(a)“relevant day” means, in relation to the application of that paragraph to a prohibition specified in paragraph (2), (3) or (4), the date on which that prohibition came into force;

(b)“relevant products” means the products to which the prohibitions specified in paragraph (2), (3) or (4) apply.

(6) For the purposes of paragraph (1)(a) and regulation 60GAB(1), a thing has been exported from Russia when—

(a)it has completed the applicable export formalities; and

(b)where it was transported by—

(i)land, it has left Russian territory;

(ii)sea, the ship on which it was transported has departed a port in Russia for a destination outside of Russia;

(iii)air, the aircraft on which it was transported has departed an airport in Russia for a destination outside of Russia.

(7) Section 3 of the Taxation (Cross-border Trade) Act 2018 (obligation to declare goods for a Customs procedure on import) applies for determining whether paragraph (1)(b) applies.

Textual Amendments

Trade: exception relating to ancillary services relating to acquisition when iron and steel products are in third countriesU.K.

60GAB.—(1) The prohibitions specified in paragraph (2) do not apply in relation to anything done in relation to iron and steel products originating in Russia where those products were exported from Russia before the relevant day.

(2) The prohibitions specified in this paragraph are those relating to—

(a)regulation 46G(1)(b)(i) (technical assistance relating to iron and steel products);

(b)regulation 46H(1)(b)(i) (financial services and funds relating to iron and steel products);

(c)regulation 46I (brokering services relating to iron and steel products) in relation to any arrangements described in regulation 46H(1)(b)(i).

(3) For the purposes of paragraph (1)—

(a)“iron and steel products” has the meaning given in regulation 46C;

(b)“relevant day” means, in relation to the application of that paragraph to a prohibition specified in paragraph (2), the date on which that prohibition came into force.]

Textual Amendments

Trade: exception in respect of the acquisition of Schedule 3DA revenue generating goodsU.K.

60GB.—(1) The prohibitions specified in paragraph (2)—

(a)do not apply in relation to relevant goods located in the United Kingdom or the Isle of Man having been lawfully imported there;

(b)do not apply to a United Kingdom national in Russia engaging in any activity subject to any of those prohibitions where—

(i)the relevant goods are located in Russia;

(ii)those relevant goods are for the purposes of personal use, in Russia, by that United Kingdom national, or their immediate family members.

(2) The prohibitions specified in this paragraph are those in—

(a)regulation 46XC(1) (acquisition of Schedule 3DA revenue generating goods);

(b)regulation 46XE(1) (technical assistance relating to Schedule 3DA revenue generating goods);

(c)regulation 46XF(1) (financial services and funds relating to Schedule 3DA revenue generating goods);

(d)regulation 46XG(1) (brokering services relating to Schedule 3DA revenue generating goods).

(3) In this regulation—

“immediate family member” has the meaning given in regulation 6(7);

“relevant goods” means any thing specified in Schedule 3DA (Schedule 3DA revenue generating goods).]

Textual Amendments

[F501Trade: exception in respect of the acquisition of diamonds and diamond jewelleryU.K.

60GC.—(1) The prohibitions specified in paragraph (2) do not apply in relation to diamonds and diamond jewellery located in the United Kingdom or the Isle of Man having been lawfully imported there.

(2) The prohibitions specified in this paragraph are those in—

(a)regulation 46Z16L(1) (acquisition of diamonds and diamond jewellery);

(b)regulation 46Z16N(1)(b) (technical assistance relating to diamonds and diamond jewellery);

(c)regulation 46Z16O(1)(b) (financial services and funds relating to diamonds and diamond jewellery);

(d)regulation 46Z16P(1) (brokering services relating to diamonds and diamond jewellery) insofar as it relates to the [F502an arrangement falling within] regulation 46Z16O(1)(b).

(3) In this regulation, “diamonds” and “diamond jewellery” have the meanings given in regulation 46Z16J (interpretation of Chapter 4JB).]

Textual Amendments

[F503Trade: exception in relation to oil and oil productsU.K.

60H.—(1) The prohibitions in Chapter 4I (Oil and Oil Products) are not contravened by a relevant activity in relation to any oil and oil products which—

(a)originate in a country that is not Russia,

(b)are not owned by a person connected with Russia, and

(c)are only being loaded in, departing from or transiting through Russia.

(2) For the purposes of paragraph (1)—

“oil and oil products” has the meaning given in regulation 21(1) (interpretation of Part 5);

“relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in paragraph (1).

Textual Amendments

[F504Trade: exception in relation to maritime transportation of certain oil and oil productsU.K.

60HA.—(1) The prohibitions in regulations 46Z9B(1), 46Z9C(1) and 46Z9D(1) (maritime transportation of certain oil and oil products) are not contravened by a relevant activity in relation to any 2709 oil and oil products which—

(a)originate in a country that is not Russia,

(b)are not owned by a person connected with Russia, and

(c)are only being loaded in, departing from or transiting through Russia.

(2) The prohibitions in regulations 46Z9B(2), 46Z9C(2) and 46Z9D(2) are not contravened by a relevant activity in relation to any 2710 oil and oil products which—

(a)originate in a country that is not Russia,

(b)are not owned by a person connected with Russia, and

(c)are only being loaded in, departing from or transiting through Russia.

(3) For the purposes of paragraphs (1) and (2)—

“2709 oil and oil products” and “2710 oil and oil products” have the meanings given in regulation 46Z9A;

“relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in paragraph (1) or, as the case may be (2).]

Textual Amendments

Trade: exceptions in relation to Energy-related Goods [F505and energy-related technology] U.K.

60I.—(1) The prohibitions in regulations 44 (financial services relating to energy-related goods [F506and energy-related technology]) and 45 (brokering services: non-UK activity relating to energy-related goods [F506and energy-related technology]) are not contravened in relation to the provision of insurance or reinsurance to a relevant person with regard to that person’s activities outside the energy sector in Russia.

(2) The prohibitions in Chapter 4 (energy-related goods [F507, energy-related technology] and related activities) are not contravened by a relevant activity that is necessary for the purposes of a UK petroleum project.

(3) In this regulation—

“energy related goods” has the meaning given in regulation 21(1) (interpretation of Part 5);

[F508“energy-related technology” has the meaning given in regulation 21(1) (interpretation of Part 5);]

“relevant activity” means any activity which would, in the absence of this regulation, contravene the prohibitions specified in paragraphs (1) and (2);

“relevant person” means a person who is not a person connected with Russia;

“UK petroleum project” means an oil or gas exploration or production project that is wholly or partially located within—

(a)

the United Kingdom;

(b)

waters adjacent to the United Kingdom up to the seaward limits of the territorial sea, or the seabed and subsoil below them;

(c)

areas from time to time designated under section 1(7) of the Continental Shelf Act 1964 (designation of areas of continental shelf), and any waters within the limits of such areas.]

Textual Amendments

Trade: exception for emergencies in certain casesU.K.

61.—[F509(1) The prohibitions specified in paragraph (1A) are not contravened by any act done by a person (“P”), where P provides justification to the Secretary of State within the relevant period that the act is an act dealing with an emergency.

(1A) Paragraph (1) applies to the prohibitions—

(a)in regulations 40 to 46 (prohibitions relating to energy-related goods etc.) and [F510regulations 48 to 54 (prohibitions relating to infrastructure in non-government controlled Ukrainian territory etc.)];

(b)in regulations 22 (export of restricted goods), 24(1)(a), (supply and delivery of restricted goods), 25(1)(a) and (b) (making available of restricted goods and restricted technology), 26(1)(a) and (b) (transfer of restricted technology), and 27 to 29 (technical assistance, financial services etc. and brokering services) so far as they apply to [F511critical-industry goods, aviation and space goods, [F512oil refining goods,] critical-industry technology [F513, aviation and space technology or oil refining technology];]

[F514(c)in regulation 29A (insurance and reinsurance services relating to aviation and space goods and aviation and space technology).]

[F515(d)in [F516Chapter 4H] ([F517G7 dependency and further goods] [F518etc.]);

[F519(da)in Chapter 4M (Russia’s vulnerable goods etc.);

(db)in Chapter 4N (sectoral software and technology);]

(e)[F520in] regulation 54C (Professional and business services)]

[F521(f)in regulation 54D (legal advisory services).]]

[F521[F522(1B) The prohibitions specified in regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products) are not contravened by any act done by a person (“P”), where P provides justification to the Treasury within the relevant period that the act is an act dealing with an emergency.]

(2) In this regulation—

“an act dealing with an emergency” means an act assisting with the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health or safety, infrastructure or the environment;

[F523“aviation and space goods” has the meaning given in regulation 21 (interpretation of Part 5);

“aviation and space technology” has the meaning given in regulation 21 (interpretation of Part 5);]

[F524“critical-industry goods” has the meaning given in regulation 21 (interpretation of Part 5);

“critical-industry technology” has the meaning given in regulation 21 (interpretation of Part 5);]

[F525“oil refining goods” has the meaning given in regulation 21 (interpretation of Part 5);]

[F525“oil refining technology” has the meaning given in regulation 21 (interpretation of Part 5);]

“relevant period”, in relation to an act, means the period of 5 working days beginning with the day on which the act is done.]

Textual Amendments

F510Words in reg. 61(1A)(a) substituted (30.3.2022 at 5.00 p.m.) by The Russia (Sanctions) (EU Exit) (Amendment) (No. 7) Regulations 2022 (S.I. 2022/395), regs. 1(2), 26

Commencement Information

I49Reg. 61 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F526Trade: exception for humanitarian assistance activity in non-government controlled areas of the [F527Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts] U.K.

61ZA.—(1) A relevant prohibition is not contravened by a person (“P”) carrying out a relevant activity which is necessary to ensure the timely delivery of humanitarian assistance activity in non-government controlled areas of the [F528Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts] provided that P believes that carrying out the relevant activity is so necessary and there is no reasonable cause for P to suspect otherwise.

(2) For the purposes of this regulation—

“humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities for the benefit of the civilian population of the non-government controlled areas of the [F529Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts];

“relevant activity” means any activity which would, in the absence of this regulation, contravene a relevant prohibition;

“relevant prohibition” means—

(a)

any prohibition in regulations 48 to 51, 52(1), (2) or (3)(b) to (e) (trade in relation to non-government controlled Ukrainian territory), or 54(1)(a) (prohibition on infrastructure-related services relating to non-government controlled Ukrainian territory), or

(b)

any prohibition in regulation 53(1)(b) to (g) (brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory), except for any such prohibition which relates to an arrangement whose object or effect is the import of goods which originate in non-government controlled Ukrainian territory.]

Textual Amendments

[F530Ships: exceptions from prohibition on port entryU.K.

61A.—(1) The prohibition in regulation 57A(1) (prohibition on port entry) is not contravened by providing a ship with access to a port if—

(a)a port entry direction has been given in relation to the ship under regulation 57C (movement of ships), or

(b)the access is needed by the ship in a case of emergency.

(2) The prohibition in regulation 57A(2) is not contravened by the entry into port of a ship if—

(a)a port entry direction has been given in relation to the ship under regulation 57C, or

(b)the entry is needed by the ship in a case of emergency.]

Textual Amendments

[F531Aircraft: exceptions from prohibitionsU.K.

61B.—(1) The prohibition in regulation 57J(1)(b) (movement of aircraft) is not contravened by the landing of a Russian aircraft in the United Kingdom if failing to land would endanger the lives of persons on board or the safety of the aircraft.

(2) The prohibition in regulation 57J(1)(a) is not contravened by the flight of a Russian aircraft in the airspace over the United Kingdom preparatory to a landing as mentioned in paragraph (1).

(3) The directions in regulation 57J(3) to (9) are not contravened by conduct necessary to—

(a)avoid endangering the lives of persons on board or the safety of the aircraft,

(b)protect the safety of another aircraft, or

(c)protect the safety of persons on the ground.

F532(4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F533(4A) The prohibition in regulation 57J(1) is not contravened by the movement of a Russian aircraft if—

(a)a direction has been given in relation to that aircraft under regulation 57J(3)(b), (5)(b) or (6)(c), and

(b)the movement of the aircraft is in accordance with that direction.]

(5) In this regulation, “Russian aircraft” has the same meaning as in regulation 57J.]

Textual Amendments

Exception relating to trade restrictions in relation to [F534non-government controlled Ukrainian territory] U.K.

62.—(1) A prohibition in [F535Chapter 2 of Part 5 in so far as it is applied to non-government controlled Ukrainian territory by regulation 53A or Chapter 2A of Part 5 (goods and technology relating to non-government controlled Ukrainian territory),] [F536regulation 47 (imports from non-government controlled Ukrainian territory) or regulation 52(3)(a) (financial services and funds in relation to imports from non-government controlled Ukrainian territory)] is not contravened by any action in relation to goods which—

(a)originate in [F537non-government controlled Ukrainian territory], and

(b)are the subject of a certificate of origin.

(2) In this regulation a “certificate of origin” means a document issued by the Government of Ukraine or a person acting on behalf of the Government of Ukraine confirming that the goods originate in Ukraine.

Textual Amendments

Commencement Information

I50Reg. 62 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F538Exception for authorised conduct in a relevant countryU.K.

62A.—(1) Where a person's conduct in a relevant country would, in the absence of this regulation, contravene a prohibition in any of regulations 11 to 15 (asset-freeze etc.) [F539, 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A [F540(corresponding banking relationships and processing payments)]] [F541, 18 (investments in relation to non-government controlled Ukrainian territory)] [F542, 18A (provision of foreign reserve and asset management services) [F543, 18B (investments in relation to Russia) and 18C (trust services)]] or [F544Chapters 2 to 6 and Chapter 6B] of Part 5 (Trade) (“the relevant prohibition”), the relevant prohibition is not contravened if the conduct is authorised by a licence or other authorisation which is issued—

(a)under the law of the relevant country, and

(b)for the purpose of disapplying a prohibition in that jurisdiction which corresponds to the relevant prohibition.

(2) In this regulation—

“relevant country” means—

(a)

any of the Channel Islands,

(b)

the Isle of Man, or

(c)

any British overseas territory.]

Textual Amendments

Exception for acts done for purposes of national security or prevention of serious crimeU.K.

63.—(1) Where an act would, in the absence of this paragraph, be prohibited by regulation 9(2) [F545or 9B(2)] (confidentiality) or any prohibition in Part 3 (Finance) or 5 (Trade), or under or by virtue of Part 6 (Ships) [F546or Part 6A (Aircraft)] that prohibition does not apply to the act if the act is one which a responsible officer has determined would be in the interests of—

(a)national security, or

(b)the prevention or detection of serious crime in the United Kingdom or elsewhere.

(2) Where, in the absence of this paragraph, a thing would be required to be done under or by virtue of a provision of Part 8 (Information and records) or Part 10 (Maritime enforcement), that requirement does not apply if a responsible officer has determined that not doing the thing in question would be in the interests of—

(a)national security, or

(b)the prevention or detection of serious crime in the United Kingdom or elsewhere.

(3) In this regulation “responsible officer” means a person in the service of the Crown or holding office under the Crown, acting in the course of that person's duty.

Textual Amendments

Commencement Information

I51Reg. 63 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Treasury licencesU.K.

64.—(1) The prohibitions in regulations 11 to 15 (asset-freeze etc.) [F547, 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A [F548(corresponding banking relationships and processing payments)]] [F549, [F55018 (investments in relation to non-government controlled Ukrainian territory)] [F551, 18A (provision of foreign reserve and asset management services) [F552, 18B] (investments in relation to Russia)] [F553, 18C (trust services)] [F554and 46Z9B to 46Z9D (maritime transportation of certain oil and oil products)]] do not apply to anything done under the authority of a licence issued by the Treasury under this paragraph.

[F555(1A) Without prejudice to the generality of the powers conferred by paragraph (1), a licence issued by the Treasury under paragraph (1) may, in particular, authorise acts which would otherwise be prohibited by any of [F556regulations 11 to [F55718C]] [F558or regulations 46Z9B to 46Z9D] for a particular period beginning with—

(a)the coming into force of the prohibition, or

(b)where the prohibition relates to a person designated for the purposes of regulations 11 to 15, [F559regulation 17A or regulation 18C], the date on which the person was designated.]

(2) The Treasury may issue a licence which authorises acts by a particular person only—

(a)in the case of acts which would otherwise be prohibited by regulations 11 to 15, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1 of Schedule 5, F560...

[F561(aza)in the case of acts which would otherwise be prohibited by regulations 11 to 15, 16, 17, 17A, 18A and 18C, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in [F562Part 1ZA or Part 1ZB] of Schedule 5;]

[F563(aa)in the case of acts which would otherwise be prohibited by regulation 17, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1A of Schedule 5,

(ab)in the case of acts which would otherwise be prohibited by regulation 17A, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1B of Schedule 5,

(ac)in the case of acts which would otherwise be prohibited by regulation 17A(2) (processing F564... payments), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1C of Schedule 5, F565...]

(b)in the case of acts which would otherwise be prohibited by regulation 18, where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 2 of Schedule 5 [F566, F567...]

[F568(c)in the case of acts which would otherwise be prohibited by regulation 18A (provision of foreign exchange reserve and asset management services), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 1D of [F569Schedule 5, F570...]]

[F571(d)in the case of acts which would otherwise be prohibited by regulation 18B (investments in relation to Russia), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 3 of Schedule 5, F572...]

[F573(da)in the case of acts which would otherwise be prohibited by regulation 18C (trust services), where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Part 3A of Schedule 5, and]

[F574(e)in the case of acts which would otherwise be prohibited by regulations 46Z9B to 46Z9D, where the Treasury consider that it is appropriate to issue the licence for the purpose set out in Part 4 of Schedule 5.]

[F575(3) Part A1 of Schedule 5 has effect for the interpretation of terms in that Schedule.]

Textual Amendments

Commencement Information

I52Reg. 64 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F576Director disqualification licencesU.K.

64A.  The Secretary of State may issue a licence in relation to any person who is designated under regulation 5 for the purposes of regulation 19B (director disqualification sanctions) providing that the prohibitions in—

(a)section 11A(1) of the Company Directors Disqualification Act 1986, and

(b)Article 15A(1) of the Company Directors Disqualification (Northern Ireland) Order 2002,

do not apply to anything done under the authority of that licence.]

Textual Amendments

Trade licencesU.K.

65.  The prohibitions in [F577Chapters 2 to 6 and Chapter 6B] of Part 5 (Trade) [F578(other than the prohibitions in Chapter 4IA of that Part)] do not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation.

Textual Amendments

Commencement Information

I53Reg. 65 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F579Aircraft licencesU.K.

65A.  The prohibition in regulation 57J(1) (prohibition on overflight or landing) does not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation.]

Textual Amendments

Licences: general provisionsU.K.

66.—(1) This regulation applies in relation to Treasury licences [F580, [F581director disqualification licences,] trade licences and aircraft licences].

(2) A licence must specify the acts authorised by it.

(3) A licence may be general or may authorise acts by a particular person or persons of a particular description.

(4) A licence may —

(a)contain conditions;

(b)be of indefinite duration or a defined duration.

(5) A person who issues a licence may vary, revoke or suspend it at any time.

(6) A person who [F582, on the application of a person (“P”),] [F583issues] a licence which authorises acts by a particular person [F584, or varies, revokes or suspends that licence,] must give written notice to [F585P] of the issue, variation, revocation or suspension of the licence.

(7) A person who issues, varies, revokes or suspends a general licence or a licence which authorises acts by persons of a particular description must take such steps as that person considers appropriate to publicise the issue, variation, revocation or suspension of the licence.

Textual Amendments

Commencement Information

I54Reg. 66 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Finance: licensing offencesU.K.

67.—(1) A person (“P”) commits an offence if P knowingly or recklessly—

(a)provides information that is false in a material respect, or

(b)provides or produces a document that is not what it purports to be,

for the purpose of obtaining a Treasury licence (whether for P or anyone else).

(2) A person who purports to act under the authority of a Treasury licence but who fails to comply with any condition of the licence commits an offence.

Commencement Information

I55Reg. 67 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F586Director disqualification: licensing offencesU.K.

67A.—(1) A person (“P”) commits an offence if P knowingly or recklessly—

(a)provides information that is false in a material respect, or

(b)provides or produces a document that is not what it purports to be,

for the purpose of obtaining a director disqualification licence (whether for P or anyone else).

(2) A person who purports to act under the authority of a director disqualification licence but who fails to comply with any condition of the licence commits an offence.

(3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued.]

Textual Amendments

Trade: licensing offencesU.K.

68.—(1) A person (“P”) commits an offence if P knowingly or recklessly—

(a)provides information that is false in a material respect, or

(b)provides or produces a document that is not what it purports to be,

for the purpose of obtaining a trade licence (whether for P or anyone else).

(2) A person who purports to act under the authority of a trade licence but who fails to comply with any condition of the licence commits an offence.

(3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued.

Commencement Information

I56Reg. 68 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F587Aircraft: licensing offencesU.K.

68A.—(1) A person (“P”) commits an offence if P knowingly or recklessly—

(a)provides information that is false in a material respect, or

(b)provides or produces a document that is not what it purports to be,

for the purpose of obtaining an aircraft licence (whether for P or anyone else).

(2) A person who purports to act under the authority of an aircraft licence but who fails to comply with any condition of the licence commits an offence.

(3) A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued.]

Textual Amendments

Section 8B(1) to (3) of Immigration Act 1971: directionsU.K.

69.—(1) The Secretary of State may direct that, in relation to any person within regulation 20 whose name is specified, or who is of a specified description, section 8B(1) and (2) of the Immigration Act 1971, or section 8B(3) of that Act, have effect subject to specified exceptions.

(2) A direction under this regulation—

(a)may contain conditions.

(b)must be of a defined duration (and that duration may be expressed in any way, including, for example, being expressed in a way such that the direction ceases to have effect on, or within a specified period after, the occurrence of a specified event).

(3) The Secretary of State may vary, revoke or suspend a direction under this regulation at any time.

(4) On the issue, variation, revocation or suspension of a direction under this regulation, the Secretary of State may take such steps as the Secretary of State considers appropriate to publicise the issue, variation, revocation or suspension of the direction.

(5) In this regulation “specified” means specified in a direction under this regulation.

Commencement Information

I57Reg. 69 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

PART 8U.K.Information and records

Finance: reporting obligationsU.K.

70.—(1) A relevant firm must inform the Treasury as soon as practicable if—

(a)it knows, or has reasonable cause to suspect, that a person—

(i)is a designated person, or

(ii)has [F588breached a prohibition or failed to comply with an obligation] under any provision of Part 3 (Finance) [F589, regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products)] or regulation 67 (finance: licensing offences), and

(b)the information or other matter on which the knowledge or cause for suspicion is based came to it in the course of carrying on its business.

[F590(1ZA) A relevant firm must also inform the Treasury as soon as practicable if—

(a)it knows, or has reasonable cause to suspect, that it holds funds or economic resources for a prohibited person; and

(b)the information or other matter on which the knowledge or cause for suspicion is based came to it in the course of carrying on its business.

(1ZB) Where the relevant firm F591... —

[F592(a)has informed the Treasury under paragraph (1ZA), and

(b)continues to hold the funds or economic resources referred to in paragraph (1ZA),]

it must by no later than [F59330th November] in each calendar year, provide a report to the Treasury as to the nature and amount or quantity of those funds or economic resources held by that firm as of 30th September in that calendar year.]

[F594(1A) An involved person must inform the Treasury as soon as practicable if—

(a)they know or have reasonable cause to suspect that a person has [F595breached a prohibition or failed to comply with an obligation] under any provision of —

(i)regulations 46Z9B to 46Z9D; or

(ii)regulation 67 in so far as the suspected [F596breach or failure] under that regulation relates to a prohibition referred to in paragraph (i); and

(b)the information or other matter on which the knowledge or cause for suspicion is based came to them in the course of carrying on their business.]

(2) Where a relevant firm informs the Treasury under paragraph (1) [F597or an involved person informs the Treasury under paragraph (1A)], it must state—

(a)the information or other matter on which the knowledge or suspicion is based, F598...

(b)any information it holds about the person by which the person can be identified [F599and],

[F600(c)any related information it holds about the supply or delivery by ship, financial services or funds or brokering services provided with regard to the provisions referred to in paragraph (1A)(a)]

[F601(2A) An involved person must also state, where they inform the Treasury under paragraph (1A), the nature, amount, value, or quantity of any goods or services related to the suspected offence at the time when they first had the knowledge or suspicion.]

(3) Paragraph (4) applies if—

(a)a relevant firm informs the Treasury under paragraph (1) that it knows, or has reasonable cause to suspect, that a person is a designated person [F602or under paragraph (1ZA) that it knows, or has reasonable cause to suspect, that a person for whom it holds funds or economic resources is a prohibited person], and

(b)that person is a customer of the relevant firm.

(4) The relevant firm must also state the nature and amount or quantity of any funds or economic resources held by it for the customer at the time when it first had the knowledge or suspicion.

[F603(4A) Where a person (“P”) knows, or has reasonable cause to suspect, that P holds funds or economic resources owned, held or controlled by a designated person, P must by no later than 30th November in each calendar year provide a report to the Treasury as to the nature and amount or quantity of those funds or economic resources held by P as of 30th September in that calendar year.

(4B) Where a report has been provided further to paragraph (4A) but as of 30th September in the following calendar year P no longer holds funds or economic resources owned, held or controlled by the designated person, P must by no later than 30th November in that calendar year report this to the Treasury.

(4C) For the purposes of paragraphs (4A) and (4B), funds or economic resources are to be treated as owned, held or controlled by a designated person if they are owned, held or controlled by a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(4D) Paragraphs (4A) and (4B) do not apply where P is a designated person who is required to report to the Treasury in accordance with regulation 70A(1) or (2) (designated persons: reporting obligations), except in so far as P is a designated person who holds funds or economic resources for another designated person.]

(5) A relevant institution must inform the Treasury without delay if that institution—

(a)credits a frozen account in accordance with regulation 58(4) (finance: exceptions from prohibitions), or

(b)transfers funds from a frozen account in accordance with regulation 58(6).

(6) A person who fails to comply with a requirement in paragraph (1), [F604(1ZA), (1ZB),] [F605(1A), (2), (2A)] or (4) commits an offence.

[F606(6A) A person commits an offence if that person, without reasonable excuse, fails to comply with a requirement in paragraph (4A) or (4B).]

(7) In this regulation—

“designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance);

“frozen account” has the same meaning as it has in regulation 58;

[F607“involved person” means a person who is involved in—

(a)

the supply or delivery of oil and oil products; or

(b)

the provision of financial services or funds or brokering services relating to the supply or delivery of oil and oil products;

“oil and oil products” has the meaning given in regulation 21(1) (interpretation of Part 5);]

[F608“prohibited person” means a person to whom financial services must not be provided by virtue of regulation 18A(1);]

“relevant firm” is to be read in accordance with regulation 71;

“relevant institution” has the same meaning as it has in regulation 58.

Textual Amendments

Commencement Information

I58Reg. 70 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F609Finance: reporting obligations for required paymentsU.K.

70ZA.—(1) A designated person must inform the Treasury without delay if they make a required payment.

(2) A person who makes a required payment on behalf of a designated person must inform the Treasury without delay that they have made the required payment.

(3) A person must inform the Treasury without delay if they receive a reimbursement payment.

(4) For the purposes of this regulation, references to a designated person are to be read as including a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

(5) In this regulation—

“designated person” has the meaning given in regulation 58A(8) (finance: exception from prohibitions for required payments);

“reimbursement payment” has the meaning given in regulation 58A(8);

“required payment” has the meaning given in regulation 58A(2).]

Textual Amendments

[F610Designated persons: reporting obligationsU.K.

70A.—(1)  A designated person who is a United Kingdom person must, by the end of the period specified in paragraph (3) or (4) (as the case may be) inform the Treasury of —

(a)the nature and value of any funds or economic resources which that person owns, holds or controls in any jurisdiction; and

(b)the location of those funds or economic resources.

(2) A designated person who is not a United Kingdom person must, by the end of the period specified in paragraph (3) or (4) (as the case may be) inform the Treasury of—

(a)the nature and value of any funds or economic resources which that person owns, holds or controls in the United Kingdom; and

(b)the location of those funds or economic resources.

(3) Where a person is a designated person immediately before the day on which this regulation comes into force (“the relevant day”), the designated person must give the information in paragraph (1) or (2) (as the case may be) to the Treasury by the end of the period of 10 weeks starting on the relevant day.

(4) Where a person is not a designated person immediately before the relevant day but becomes a designated person on or after that day, the designated person must give the information in paragraph (1) or (2) (as the case may be) to the Treasury by the end of the period of 10 weeks starting on the day on which the person becomes a designated person.

(5) Where a designated person has provided information to the Treasury under paragraph (1) or (2), that person must inform the Treasury as soon as practicable of any change to the nature, value or location of the funds or economic resources.

(6) A person who—

(a)without reasonable excuse, refuses or fails to comply with the requirement in paragraph (1), (2) or (5) (as the case may be); or

(b)knowingly or recklessly, gives information under paragraph (1), (2) or (5) (as the case may be) which is false in a material particular,

commits an offence.

(7) In this regulation, “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance).]

Textual Amendments

“Relevant firm”U.K.

71.—(1) The following are relevant firms for the purposes of regulation 70—

(a)a person that has permission under Part 4A of the Financial Services and Markets Act 2000 (permission to carry on regulated activity);

(b)an undertaking that by way of business—

(i)operates a currency exchange office,

(ii)transmits money (or any representation of monetary value) by any means, or

(iii)cashes cheques that are made payable to customers;

(c)a firm or sole practitioner that is—

(i)a statutory auditor within the meaning of Part 42 of the Companies Act 2006 (statutory auditors) M18, or

(ii)a local auditor within the meaning of section 4(1) of the Local Audit and Accountability Act 2014 (general requirements for audit) M19;

(d)a firm or sole practitioner that provides to other persons, by way of business—

(i)accountancy services,

(ii)legal or notarial services,

(iii)advice about tax affairs, F611...

(iv)F612... company services within the meaning of paragraph (2), [F613or

(v)trust services;]

(e)a firm or sole practitioner that carries out, or whose employees carry out, estate agency work;

(f)the holder of a casino operating licence within the meaning given by section 65(2)(a) of the Gambling Act 2005 (nature of a licence) M20;

(g)a person engaged in the business of making, supplying, selling (including selling by auction) or exchanging—

(i)articles made from gold, silver, platinum or palladium, or

(ii)precious stones or pearls;

[F614(h)a cryptoasset exchange provider;

(i)a custodian wallet provider;]

[F615(j)a high value dealer;

(k)an art market participant;

(l)an insolvency practitioner;

(m)a firm or sole practitioner (“P”) that carries out, or whose employees carry out, letting agency work.]

(2) In paragraph (1) “F616... company services” means any of the following services—

(a)forming companies or other legal persons;

(b)acting, or arranging for another person to act—

(i)as a director or secretary of a company,

(ii)as a partner of a partnership, or

(iii)in a similar capacity in relation to other legal persons;

(c)providing a registered office, business address, correspondence or administrative address or other related services for a company, partnership or any other legal person or arrangement;

(d)acting, or arranging for another person to act, as—

F617(i). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(ii)a nominee shareholder for a person [F618(other than acting as a nominee shareholder within the meaning of regulation 18C(8) (trust services))].

(3) In paragraph (1)—

“estate agency work” is to be read in accordance with section 1 of the Estate Agents Act 1979 M21, but as if references in that section to disposing of or acquiring an interest in land included (despite anything in section 2 of that Act) references to disposing of or acquiring an estate or interest in land outside the United Kingdom where that estate or interest is capable of being owned or held as a separate interest;

“firm” means any entity that, whether or not a legal person, is not an individual, and includes a body corporate and a partnership or other unincorporated body.

[F619“trust services” has the meaning given in regulation 18C(7) (trust services).]

[F620(3A) In paragraph (1), a “cryptoasset exchange provider” means a firm or sole practitioner that by way of business provides one or more of the following services, including where the firm or sole practitioner does so as creator or issuer of any of the cryptoassets involved—

(a)exchanging, or arranging or making arrangements with a view to the exchange of, cryptoassets for money or money for cryptoassets,

(b)exchanging, or arranging or making arrangements with a view to the exchange of, one cryptoasset for another, or

(c)operating a machine which utilises automated processes to exchange cryptoassets for money or money for cryptoassets.

(3B) In paragraph (1), a “custodian wallet provider” means a firm or sole practitioner that by way of business provides services to safeguard, or to safeguard and administer—

(a)cryptoassets on behalf of its customers, or

(b)private cryptographic keys on behalf of its customers in order to hold, store and transfer cryptoassets.

(3C) For the purposes of this regulation—

(a)“cryptoasset” means a cryptographically secured digital representation of value or contractual rights that uses a form of distributed ledger technology and can be transferred, stored or traded electronically;

(b)“money” means—

(i)money in sterling,

(ii)money in any other currency, or

(iii)money in any other medium of exchange,

but does not include a cryptoasset; and

(c)in sub-paragraphs (a) to (c) of paragraph (3A), “cryptoasset” includes a right to, or interest in, the cryptoasset.]

[F621(3D) In paragraph (1), a “high value dealer” means a firm or sole trader that by way of business trades in goods (including an auctioneer dealing in goods), when the firm or sole trader makes or receives, in respect of any transaction, a payment or payments in cash of at least 10,000 euros in total, whether the transaction is executed in a single operation or in several operations which appear to be linked.

(3E) In paragraph (1), an “art market participant” means, subject to paragraph (3F), a firm or sole practitioner that is registered or required to register with the Commissioners as an art market participant under regulation 56(5) and (6) of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

(3F) A firm or sole practitioner is not an art market participant for the purposes of paragraph (3E) in relation to the sale or storage of a work of art which is created by, or is attributable to, a member of the firm or the sole practitioner.

(3G) For the purposes of this regulation, “work of art” means anything which, in accordance with section 21(6) to (6B) of the Value Added Tax Act 1994 (value of imported goods), is a work of art for the purposes of section 21(5)(a) of that Act.

(3H) In paragraph (1), an “insolvency practitioner” means a firm or individual who acts as an insolvency practitioner within the meaning of section 388 of the Insolvency Act 1986 or Article 3 of the Insolvency (Northern Ireland) Order 1989.

(3I) In paragraph (1), “letting agency work” means work—

(a)consisting of things done in response to instructions received from—

(i)a person (a “prospective landlord”) seeking to find another person to whom to let land for a term of a month or more, or

(ii)a person (a “prospective tenant”) seeking to find land to rent for a term of a month or more, and

(b)done—

(i)in relation to a prospective landlord, from the point that the prospective landlord instructs P, or

(ii)otherwise in the course of concluding an agreement for the letting of land for a term of a month or more.

(3J) For the purposes of paragraph (3I)—

“land” includes part of a building and part of any other structure;

“letting agency work” does not include the things listed in paragraph (3K) when done by, or by employees of, a firm or sole practitioner if neither the firm or sole practitioner, nor any of their employees, does anything else within paragraph (3I).

(3K) Those things are—

(a)publishing advertisements or disseminating information;

(b)providing a means by which a prospective landlord or a prospective tenant can, in response to an advertisement or dissemination of information, make direct contact with a prospective tenant or a prospective landlord;

(c)providing a means by which a prospective landlord and a prospective tenant can communicate directly with each other;

(d)the provision of legal or notarial services by a barrister, advocate, solicitor or other legal representative communications with whom may be the subject of a claim to professional privilege or, in Scotland, protected from disclosure in legal proceedings on grounds of confidentiality of communications.]

(4) Paragraph (1)(a) and (b) is to be read with section 22 of the Financial Services and Markets Act 2000, any relevant order under that section and Schedule 2 to that Act.

(5) For the purposes of regulation 70(1), information or another matter comes to a relevant firm “in the course of carrying on its business” if the information or other matter comes to the firm—

(a)in the case of a relevant firm within paragraph(1)(a), in the course of carrying on an activity in respect of which the permission mentioned in that provision is required;

(b)in the case of a relevant firm within paragraph (1)(c)(i), in the course of carrying out statutory audit work within the meaning of section 1210 of the Companies Act 2006 (meaning of statutory auditor) M22;

(c)in the case of a relevant firm within paragraph (1)(c)(ii), in the course of carrying out an audit required by the Local Audit and Accountability Act 2014;

(d)in the case of a relevant firm within paragraph (1)(f), in the course of carrying on an activity in respect of which the licence mentioned in that provision is required;

[F622(da)in the case of a relevant firm within paragraph (1)(k)—

(i)in the course of trading, or acting as an intermediary in the sale or purchase of, works of art when the value of the transaction, or a series of linked transactions, amounts to 10,000 euros or more, or

(ii)in the course of storing works of art where the value of the works of art so stored for a person amounts to 10,000 euros or more;]

(e)in the case of a relevant firm within any other provision of paragraph (1), in the course of carrying on an activity mentioned in that provision.

Textual Amendments

Commencement Information

I59Reg. 71 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M22Section 1210 has been amended by S.I. 2017/516, S.I. 2017/1164, S.I. 2008/565 and S.I. 2008/1950.

Finance: powers to request informationU.K.

72.—(1) The Treasury may request a designated person to provide information about—

(a)funds or economic resources owned, held or controlled by or on behalf of the designated person, or

(b)any disposal of such funds or economic resources.

(2) The Treasury may request a designated person to provide such information as the Treasury may reasonably require about expenditure—

(a)by the designated person, or

(b)for the benefit of the designated person.

(3) For the purposes of paragraph (2), expenditure for the benefit of a designated person includes expenditure on the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible.

(4) The power in paragraph (1) or (2) is exercisable only where the Treasury believe that it is necessary for the purpose of monitoring compliance with or detecting evasion of any provision of Part 3 (Finance).

(5) The Treasury may request a person acting under a Treasury licence to provide information about—

(a)funds or economic resources dealt with under the licence,

(b)funds, economic resources or financial services made available under the licence, or

(c)any matter to which a licence relates, where that licence authorises an act that would otherwise be prohibited under regulation [F623, 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A [F624(corresponding banking relationships and processing payments)]] [F625, [F62618 (investments in relation to non-government controlled Ukrainian territory)] [F627, 18A (provision of foreign reserve and asset management services) [F628, 18B] (investments in relation to Russia)]] [F629, 18C (trust services)] [F630or 46Z9B to 46Z9D (maritime transportation of certain oil and oil products)].

(6) The Treasury may request a person to provide information within paragraph (7) if the Treasury believe that the person may be able to provide the information.

(7) Information within this paragraph is such information as the Treasury may reasonably require for the purpose of—

(a)establishing for the purposes of any provision of Chapter 1 of Part 3 (Finance)—

(i)the nature and amount or quantity of any funds or economic resources owned, held or controlled by or on behalf of a designated person,

(ii)the nature and amount or quantity of any funds, financial services or economic resources made available directly or indirectly to, or for the benefit of, a designated person, or

(iii)the nature of any financial transactions entered into by a designated person;

(b)monitoring compliance with or detecting evasion of—

(i)any provision of Part 3 [F631or regulations 46Z9B to 46Z9D],

(ii)regulation 70 (finance: reporting obligations), or

(iii)any condition of a Treasury licence;

(c)detecting or obtaining evidence of the commission of an offence under [F632Part 3, regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products),] regulation 67 (finance: licensing offences) or 70 (finance: reporting obligations).

(8) The Treasury may specify the way in which, and the period within which, information is to be provided.

(9) If no such period is specified, the information which has been requested must be provided within a reasonable time.

(10) A request may include a continuing obligation to keep the Treasury informed as circumstances change, or on such regular basis as the Treasury may specify.

(11) Information requested under this regulation may relate to any period of time during which a person is, or was, a designated person.

(12) Information requested by virtue of paragraph (1)(b), (2) or (7)(a)(iii) may relate to any period before a person became a designated person (as well as, or instead of, any subsequent period).

(13) Expressions used in this regulation have the same meaning as they have in [F633Chapter 1 of] Part 3.

Textual Amendments

F625Words in reg. 72(5)(c) substituted (1.3.2022 at 5.00 p.m.) by virtue of The Russia (Sanctions) (EU Exit) (Amendment) (No. 5) Regulations 2022 (S.I. 2022/205), regs. 1(2), 6

Commencement Information

I60Reg. 72 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Finance: production of documentsU.K.

73.—(1) A request under regulation 72 may include a request to produce specified documents or documents of a specified description.

(2) Where the Treasury request that documents be produced, the Treasury may—

(a)take copies of or extracts from any document so produced,

(b)request any person producing a document to give an explanation of it, and

(c)where that person is a body corporate, partnership or unincorporated body other than a partnership, request any person who is—

(i)in the case of a partnership, a present or past partner or employee of the partnership, or

(ii)in any other case, a present or past officer or employee of the body concerned,

to give such an explanation.

(3) Where the Treasury request a designated person or a person acting under a Treasury licence to produce documents, that person must—

(a)take reasonable steps to obtain the documents (if they are not already in the person's possession or control);

(b)keep the documents under the person's possession or control (except for the purpose of providing them to the Treasury or as the Treasury may otherwise permit).

(4) In this regulation “designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance).

Commencement Information

I61Reg. 73 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Finance: information offencesU.K.

74.—(1) A person commits an offence, if that person—

(a)without reasonable excuse, refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request under regulation 72 (finance: powers to request information);

(b)knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request;

(c)with intent to evade any provision of regulation 72 or 73 (finance: production of documents), destroys, mutilates, defaces, conceals or removes any document;

(d)otherwise intentionally obstructs the Treasury in the exercise of their powers under regulation 72 or 73.

(2) Where a person is convicted of an offence under this regulation, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request.

Commencement Information

I62Reg. 74 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Trade: application of information powers in CEMAU.K.

75.—(1) Section 77A of CEMA M23 applies in relation to a person carrying on a relevant activity as it applies in relation to a person concerned in the importation or exportation of goods but as if—

(a)in subsection (1), the reference to a person concerned in the importation or exportation of goods for which for that purpose an entry is required by regulation 5 of the Customs Controls on Importation of Goods Regulations 1991 M24 or an entry or specification is required by or under CEMA were to a person carrying on a relevant activity;

(b)any other reference to importation or exportation were to a relevant activity;

(c)any reference to goods were to the goods, technology, services or funds to which the relevant activity relates.

(2) For the purposes of paragraph (1), a “relevant activity” means an activity—

(a)which would, unless done under the authority of a trade licence, constitute a contravention of any prohibition in Chapters 2 to [F6346B] of Part 5 (Trade), except any prohibition on imports or exports, or

(b)which would constitute a contravention of the prohibition in regulation 55(1) (circumventing etc. prohibitions).

Textual Amendments

Commencement Information

I63Reg. 75 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M23Section 77A was inserted by the Finance Act 1987 (c.16), section 10 and amended by S.I. 1992/3095.

M24S.I. 1991/2724 as amended by S.I. 1992/3095, S.I. 1993/3014 and S.I. 2011/1043 and is prospectively revoked by S.I. 2018/1247.

General trade licences: recordsU.K.

76.—(1) This regulation applies in relation to a person (“P”) who does any act authorised by a general licence issued under regulation 65 (trade licences) (“the licence”).

(2) P must keep a register or record containing such details as may be necessary to allow the following information [F635, where appropriate,] to be identified in relation to each act done under the authority of the licence—

(a)a description of the act;

(b)a description of any goods, technology, services or funds to which the act relates;

(c)the date of the act or the dates between which the act took place;

(d)the quantity of any goods or funds to which the act relates;

(e)P's name and address;

(f)the name and address of any consignee of goods to which the act relates or any recipient of technology, services or funds to which the act relates;

(g)in so far as it is known to P, the name and address of the end-user of the goods, technology, services or funds to which the act relates;

(h)if different from P, the name and address of the supplier of any goods to which the act relates;

(i)any further information required by the licence.

(3) The register or record relating to an act must be kept until the end of the calendar year in which the register or record is created and for a further period of 4 years from the end of that calendar year.

(4) P must notify the Secretary of State in writing of P's name and the address at which the register or record may be inspected, and must make a further such notification if those details change.

(5) A notification under paragraph (4) must be given no later than 30 days after—

(a)P first does any act authorised by the licence, or

(b)there is any change to the details previously notified.

(6) A person who fails to comply with a requirement in paragraph (2), (3) or (4) commits an offence.

Textual Amendments

Commencement Information

I64Reg. 76 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

General trade licences: inspection of recordsU.K.

77.—(1) A person authorised by the Secretary of State or the Commissioners (an “official”) may at any reasonable hour enter premises notified under regulation 76(4) for the purposes of monitoring compliance with or detecting evasion of regulation 76(2) or (3).

(2) An official may require any person on the premises to produce any register or record required to be kept under regulation 76, or any document included in such a register or record, that is in the person's possession or control.

(3) An official may inspect and copy any such register, record or document.

(4) An official must, if requested to do so, produce documentary evidence that he or she is authorised to exercise a power conferred by this regulation.

(5) A person commits an offence if, without reasonable excuse, the person—

(a)intentionally obstructs an official in the performance of any of the official's functions under this regulation, or

(b)fails to produce a register, record or document when reasonably required to do so by an official under this regulation.

Commencement Information

I65Reg. 77 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F636Internet services: power to request information and produce documentsU.K.

77A.—(1) OFCOM may request a person to provide information within paragraph (2) if OFCOM believe that the person may be able to provide the information.

(2) Information within this paragraph is such information as OFCOM may reasonably require for the purpose of monitoring compliance with or detecting evasion of regulation 54A (preventing provision of certain internet services to or for the benefit of designated persons).

(3) OFCOM may specify the way in which, and the period within which, information is to be provided.

(4) If no such period is specified, the information which has been requested must be provided within a reasonable time.

(5) A request may include a continuing obligation to keep OFCOM informed as circumstances change, or on such regular basis as OFCOM may specify.

(6) A request may include a request to produce specified documents or documents of a specified description.

(7) Where OFCOM request that documents be produced, OFCOM may—

(a)take copies of or extracts from any document so produced,

(b)request any person producing a document to give an explanation of it, and

(c)where that person is a body corporate, partnership or unincorporated body other than a partnership, request any person who is—

(i)in the case of a partnership, a present or past partner or employee of the partnership, or

(ii)in any other case, a past or present officer or employee of the body concerned,

to give such an explanation.

Textual Amendments

Internet services: information offencesU.K.

77B.—(1) A person commits an offence, if that person—

(a)without reasonable excuse, refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request under regulation 77A;

(b)knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request;

(c)with intent to evade any provision of regulation 77A, destroys, mutilates, defaces, conceals or removes any document;

(d)otherwise intentionally obstructs OFCOM in the exercise of their powers under regulation 77A.

(2) Where a person is convicted of an offence under this regulation, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request.]

Textual Amendments

Disclosure of informationU.K.

78.—(1) The Secretary of State, the Treasury [F637, OFCOM] or the Commissioners may, in accordance with this regulation, disclose—

(a)any information obtained under or by virtue of Part 7 (Exceptions and licences), this Part or Part 10 (Maritime enforcement), or

(b)any information held in connection with—

(i)anything done under or by virtue of Part 2 (Designation of persons), Part 3 (Finance), [F638Part 3A (Director disqualification sanctions),] Part 5 (Trade), Part 6 (Ships) [F639or Part 6A (Aircraft)], or

(ii)any exception or licence under Part 7 or anything done in accordance with such an exception or under the authority of such a licence.

(2) Information referred to in paragraph (1) may be disclosed for, or in connection with, any of the following purposes—

(a)any purpose stated in regulation 4;

(b)the exercise of functions under these Regulations;

(c)facilitating, monitoring or ensuring compliance with these Regulations;

(d)taking any action with a view to instituting, or otherwise for the purposes of, any proceedings in the United Kingdom—

(i)for an offence under any provision of these Regulations,

(ii)for an offence under CEMA in connection with any prohibition in Part 5 on imports or exports, F640...

(iii)in relation to a monetary penalty under section 146 of the Policing and Crime Act 2017 (breach of financial sanctions legislation) [F641, ]

[F642(iv)in relation to a monetary penalty under regulation 88A (OFCOM: power to impose monetary penalties) [F643, or]]

[F644(v)in relation to a monetary penalty under regulation 88C(1) [F645, (1A), (1B), (3) or (3A)] (Treasury: power to impose monetary penalties)]

(e)taking any action with a view to instituting, or otherwise for the purposes of, any proceedings in any of the Channel Islands, the Isle of Man, or any British overseas territory, for an offence—

(i)under a provision in any such jurisdiction that is similar to a provision of these Regulations, or

(ii)in connection with a prohibition in any such jurisdiction that is similar to a prohibition referred to in sub-paragraph (d)(ii);

(f)compliance with an international obligation M25;

(g)facilitating the exercise by an authority outside the United Kingdom or by an international organisation of functions which correspond to functions under these Regulations.

(3) Information referred to in paragraph (1) may be disclosed to the following persons—

(a)a police officer;

(b)any person holding or acting in any office under or in the service of—

(i)the Crown in right of the Government of the United Kingdom,

(ii)the Crown in right of the Scottish Government, the Northern Ireland Executive or the Welsh Government,

(iii)the States of Jersey, Guernsey or Alderney or the Chief Pleas of Sark,

(iv)the Government of the Isle of Man, or

(v)the Government of any British overseas territory;

(c)any law officer of the Crown for Jersey, Guernsey or the Isle of Man;

(d)the Scottish Legal Aid Board;

(e)the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England, the Jersey Financial Services Commission, the Guernsey Financial Services Commission or the Isle of Man Financial Services Authority;

(f)any other regulatory body (whether or not in the United Kingdom);

(g)any organ of the United Nations;

(h)the Council of the European Union, the European Commission or the European External Action Service;

(i)the Government of any country;

(j)any other person where the Secretary of State, the Treasury or the Commissioners (as the case may be) consider that it is appropriate to disclose the information.

(4) Information referred to in paragraph (1) may be disclosed to any person with the consent of a person who, in their own right, is entitled to the information.

(5) In paragraph (4) “in their own right” means not merely in the capacity as a servant or agent of another person.

(6) In paragraph (1)(b)—

(a)the reference to information includes information obtained at a time when any provision of these Regulations is not in force, and

(b)the reference to a licence under Part 7 includes—

(i)a licence or authorisation which has effect or is treated as if it were a licence which had been issued under that Part, and

(ii)a licence which is deemed to have been issued under that Part.

Textual Amendments

F641Comma in reg. 78(2)(d)(iii) substituted (5.12.2022) for word and semi-colon by The Russia (Sanctions) (EU Exit) (Amendment) (No. 16) Regulations 2022 (S.I. 2022/1122), regs. 1(2), 11(a)

Commencement Information

I66Reg. 78 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M25Section 1(8) of the Act defines an “international obligation” as an obligation of the United Kingdom created or arising by or under any international agreement.

[F646Finance: disclosure to the TreasuryU.K.

78A.—(1) A relevant public authority may disclose information to the Treasury if the disclosure is made for the purpose of enabling or assisting the Treasury to discharge any of its functions in connection with [F647any sanctions regulations contained in these Regulations].

(2) In this regulation—

“relevant public authority” means—

(a)

any person holding or acting in any office under or in the service of—

(i)

the Crown in right of the Government of the United Kingdom,

(ii)

the Crown in right of the Scottish Government, the Northern Ireland Executive or the Welsh Government,

(b)

any local authority,

(c)

any police officer,

(d)

the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England or any other regulatory body in the United Kingdom, or

(e)

any other person exercising functions of a public nature;

“local authority” means—

(a)

in relation to England—

(i)

a county council,

(ii)

a district council,

(iii)

a London Borough council,

(iv)

the Common Council of the City of London in its capacity as a local authority,

(v)

the Council of the Isles of Scilly, or

(vi)

an eligible parish council within the meaning of section 1(2) of the Local Government Act 2000,

(b)

in relation to Wales, a county council, a county borough council or a community council,

(c)

in relation to Scotland, a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994, or

(d)

in relation to Northern Ireland, a district council.]

Textual Amendments

Part [F6488]: supplementaryU.K.

79.—(1) A disclosure of information under regulation 78 [F649or 78A] does not breach any restriction on such disclosure imposed by statute or otherwise.

(2) But nothing in [F650those regulations] authorises a disclosure that—

(a)contravenes the data protection legislation, or

(b)is prohibited by any of Parts 1 to 7 or Chapter 1 of Part 9 of the Investigatory Powers Act 2016 M26.

(3) Nothing in this Part is to be read as requiring a person who has acted or is acting as counsel or solicitor for any person to disclose any privileged information in their possession in that capacity.

(4) [F651Regulations 78 and 78A do] not limit the circumstances in which information may be disclosed apart from [F652those regulations].

(5) Nothing in this Part limits any conditions which may be contained in a Treasury licence or a trade licence.

(6) In this regulation—

“the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act) M27;

“privileged information” means information with respect to which a claim to legal professional privilege (in Scotland, to confidentiality of communications) could be maintained in legal proceedings.

Textual Amendments

F648Word in reg. 79 heading substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(8); S.I. 2020/1514, reg. 4

Commencement Information

I67Reg. 79 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M272018 c.12. There are amendments to this Act that are not relevant to these Regulations.

PART 9U.K.Enforcement

Penalties for offencesU.K.

80.—(1) A person who commits an offence under any provision of Part 3 (Finance), regulation 67 (finance: licensing offences), [F653[F65457 (Crimean ports direction, Donetsk ports direction or Kherson and Zaporizhzhia ports direction)], 57A (prohibition on port entry), 57B(4) (directions prohibiting port entry), 57C(3) (movement of ships) or 57N(1) to (4) (aircraft offences)] is liable—

(a)on summary conviction in England and Wales, to imprisonment for a term not exceeding [F655the general limit in a magistrates’ court] or a fine (or both);

(b)on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both);

(c)on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum (or both);

(d)on conviction on indictment, to imprisonment for a term not exceeding 7 years or a fine (or both).

(2) A person who commits an offence under any provision of Part 5 (Trade) is liable—

(a)on summary conviction in England and Wales, to imprisonment for a term not exceeding [F656the general limit in a magistrates’ court] or a fine (or both);

(b)on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both);

(c)on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum (or both);

(d)on conviction on indictment, to imprisonment for a term not exceeding 10 years or a fine (or both).

(3) A person who commits an offence under regulation 9(6) [F657or 9B(6)] (confidentiality), [F65867A (director disqualification: licensing offences),] 68 (trade: licensing offences), [F65968A (aircraft: licensing offences),] 76(6) (general trade licences: records) or 77(5) (general trade licences: inspection of records) is liable—

(a)on summary conviction in England and Wales, to imprisonment for a term not exceeding [F660the general limit in a magistrates’ court] or a fine (or both);

(b)on summary conviction in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum (or both);

(c)on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum (or both);

(d)on conviction on indictment, to imprisonment for a term not exceeding 2 years or a fine (or both).

(4) A person who commits an offence under regulation [F66157B(6) (directions prohibiting port entry: confidentiality), 57C(5) (movement of ships: confidentiality), 57N(5) (aircraft: confidentiality),] 70(6) [F662, 70A(6)] or 74 (information offences in connection with Part 3) [F663, or 77B (internet services: information offences)] is liable—

(a)on summary conviction in England and Wales, to imprisonment for a term not exceeding 6 months or a fine (or both);

(b)on summary conviction in Scotland, to imprisonment for a term not exceeding 6 months or a fine not exceeding level 5 on the standard scale (or both);

(c)on summary conviction in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding level 5 on the standard scale (or both).

(5) In relation to an offence committed before [F6642nd May 2022] the reference in each of paragraphs (1)(a), (2)(a) and (3)(a) to [F665the general limit in a magistrates’ court] is to be read as a reference to 6 months.

Textual Amendments

Commencement Information

I68Reg. 80 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Liability of officers of bodies corporate etc.U.K.

81.—(1) Where an offence under these Regulations , committed by a body corporate—

(a)is committed with the consent or connivance of any director, manager, secretary or other similar officer of the body corporate, or any person who was purporting to act in any such capacity, or

(b)is attributable to any neglect on the part of any such person,

that person as well as the body corporate is guilty of the offence and is liable to be proceeded against and punished accordingly.

(2) In paragraph (1) “director”, in relation to a body corporate whose affairs are managed by its members, means a member of the body corporate.

(3) Paragraph (1) also applies in relation to a body that is not a body corporate, with the substitution for the reference to a director of the body of a reference—

(a)in the case of a partnership, to a partner;

(b)in the case of an unincorporated body other than a partnership—

(i)where the body's affairs are managed by its members, to a member of the body;

(ii)in any other case, to a member of the governing body.

(4) Section 171(4) of CEMA (which is a provision similar to this regulation) does not apply to any offence under these Regulations to which that provision would, in the absence of this paragraph, apply.

Commencement Information

I69Reg. 81 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Jurisdiction to try offencesU.K.

82.—(1) Where an offence under regulation 9(6) [F666or 9B(6)] (confidentiality), Part 3 (Finance), [F667regulation 46Z9B, 46Z9C or 46Z9D (maritime transportation of certain oil and oil products),] [F668regulation 54D (legal advisory services),] regulation 67 (finance: licensing offences) [F669, 68A (aircraft: licensing offences)] [F670,] regulation 70(6) or 74 (information offences in connection with Part 3) [F671, or 77B (internet services: information offences)] is committed in the United Kingdom—

(a)proceedings for the offence may be taken at any place in the United Kingdom, and

(b)the offence may for all incidental purposes be treated as having been committed at any such place.

(2) Where an offence under these Regulations is committed outside the United Kingdom—

(a)proceedings for the offence may be taken at any place in the United Kingdom, and

(b)the offence may for all incidental purposes be treated as having been committed at any such place.

(3) In the application of paragraph (2) to Scotland, any such proceedings against a person may be taken—

(a)in any sheriff court district in which the person is apprehended or is in custody, or

(b)in such sheriff court district as the Lord Advocate may determine.

(4) In paragraph (3) “sheriff court district” is to be read in accordance with the Criminal Procedure (Scotland) Act 1995 (see section 307(1) of that Act) M28.

Textual Amendments

Commencement Information

I70Reg. 82 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

Procedure for offences by unincorporated bodiesU.K.

83.—(1) Paragraphs (2) and (3) apply if it is alleged that an offence under these Regulations has been committed by an unincorporated body (as opposed to by a member of the body).

(2) Proceedings in England and Wales or Northern Ireland for such an offence must be brought against the body in its own name.

(3) For the purposes of proceedings, for such an offence brought against an unincorporated body—

(a)rules of court relating to the service of documents have effect as if the body were a body corporate;

(b)the following provisions apply as they apply in relation to a body corporate

(i)section 33 of the Criminal Justice Act 1925 M29 and Schedule 3 to the Magistrates' Courts Act 1980 M30;

(ii)section 18 of the Criminal Justice Act (Northern Ireland) 1945 M31 and Article 166 of, and Schedule 4 to, the Magistrates' Courts (Northern Ireland) Order 1981 M32.

(4) A fine imposed on an unincorporated body on its conviction of an offence under these Regulations is to be paid out of the funds of the body.

Commencement Information

I71Reg. 83 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M291925 c.8, as amended by Statute Law (Repeals) Act 2004 (c.14), section 1(1) and (3) and Schedule 1(17)(11), para. 1. Other amendments have been made to section 33 that are not relevant to these Regulations.

M301980 c.43. Amendments have been made to Schedule 3 that are not relevant to these Regulations.

Time limit for proceedings for summary offencesU.K.

84.—(1) Proceedings for an offence under these Regulations which is triable only summarily may be brought within the period of 12 months beginning with the date on which evidence sufficient in the opinion of the prosecutor to justify the proceedings comes to the prosecutor's knowledge.

(2) But such proceedings may not be brought by virtue of paragraph (1) more than 3 years after the commission of the offence.

(3) A certificate signed by the prosecutor as to the date on which the evidence in question came to the prosecutor's knowledge is conclusive evidence of the date on which it did so; and a certificate to that effect and purporting to be so signed is to be treated as being so signed unless the contrary is proved.

(4) In relation to proceedings in Scotland—

(a)section 136(3) of the Criminal Procedure (Scotland) Act 1995 (date of commencement of summary proceedings) M33 applies for the purposes of this regulation as it applies for the purposes of that section, and

(b)references in this regulation to the prosecutor are to be treated as references to the Lord Advocate.

Commencement Information

I72Reg. 84 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M33There have been no amendments to section 136(3).

Trade enforcement: application of CEMAU.K.

85.—(1) Where the Commissioners investigate or propose to investigate any matter with a view to determining—

(a)whether there are grounds for believing that a relevant offence has been committed, or

(b)whether a person should be prosecuted for such an offence,

the matter is to be treated as an assigned matter.

(2) In paragraph (1) “assigned matter” has the meaning given by section 1(1) of CEMA M34.

(3) In this regulation a “relevant offence” means an offence under—

(a)Part 5 (Trade), [F672except regulation 54D (legal advisory services), but only insofar as the offence under that regulation relates to legal advisory services concerning relevant activity which would be prohibited under any of regulations 11 to 19],

[F673(aa)regulation 67 (finance: licensing offences) but only insofar as the offence under that regulation relates to offences under regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products),]

(b)regulation 68 (trade: licensing offences),

(c)regulation 76(6) (general trade licences: records), or

(d)regulation 77(5) (general trade licences: inspection of records).

[F674(3A) The Commissioners may not investigate the suspected commission of a relevant offence listed in paragraph (3B), unless the suspected offence has been the subject of—

(a)a referral to the Commissioners by—

(i)the Secretary of State,

(ii)the Treasury, or

(iii)OFCOM, where such referral relates to a suspected offence under regulation 54A(4);

(b)a decision by the Commissioners to treat the suspected offence as if it had been referred to them under sub-paragraph (a).

(3B) Paragraph (3A) applies to the suspected commission of a relevant offence under any of the following provisions—

[F675(za)regulation 24(3) [F676insofar as the offence does not relate to dual-use goods, military goods, or defence and security goods];

[F677(zaa)regulation 25(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual-use technology, military goods and military technology, or defence and security goods and defence and security technology;

(zab)regulation 26(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual use technology, military goods and military technology, or defence and security goods and defence and security technology;

(zac)regulation 27(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual use technology, military goods and military technology, or defence and security goods and defence and security technology;

(zad)regulation 28(7) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual-use technology, military goods and military technology, or defence and security goods and defence and security technology;

(zae)regulation 29(3) insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK, to dual-use goods and dual use technology, military goods and military technology, or defence and security goods and defence and security technology;]

(zb)regulation 29A(3) [F678insofar as it does not relate to the import or export of goods];]

[F679(zc)regulation 30(3);]

F680(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F681(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)regulation 41(3);

[F682(ca)regulation 42(3) insofar as it does not relate to the import or export of goods [F683or to the transfer of technology to or from the United Kingdom];

[F684(caa)regulation 42A(3) insofar as it does not relate to the transfer of technology to or from the UK;]

(cb)regulation 43(3) insofar as it does not relate to the import or export of goods [F685or to the transfer of technology to or from the United Kingdom];

(cc)regulation 44(5) insofar as it does not relate to the import or export of goods [F686or to the transfer of technology to or from the United Kingdom];]

(d)regulation 45(3) [F687insofar as it does not relate to the import or export of goods] [F688or to the transfer of technology to or from the United Kingdom];

[F689(dza)regulation 46(3);]

[F690(da)regulation 46A(4) [F691insofar as it does not relate to the import or export of goods or the transfer of technology to or from the UK];]

(e)regulation 46B(4) [F692insofar as it does not relate to the import or export of goods];

[F693(ea)regulation 46BA(3) (technical assistance relating to luxury goods) [F694insofar as it does not relate to the import or export of goods];

(eb)regulation 46BB(3) (financial services and funds relating to luxury goods) [F695insofar as it does not relate to the import or export of goods];

(ec)regulation 46BC(4) (brokering services relating to luxury goods) [F696insofar as it does not relate to the import or export of goods]];

[F697(ed)regulation 46E(3) insofar as it does not relate to the import or export of goods;]

(f)regulation 46F(3);

(g)regulation 46G(3) [F698insofar as it does not relate to the import or export of goods];

(h)regulation 46H(3) [F699insofar as it does not relate to the import or export of goods];

[F700(hza)regulation 46I(3) insofar as it does not relate to the import or export of goods;

(hzb)regulation 46IH(3) insofar as it does not relate to the import or export of goods;]

[F701(ha)regulation 46II(3);]

(i)regulation 46K(3);

[F702(ia)regulation 46L(4) insofar as it does not relate to the import or export of goods;]

(j)regulation 46N(4) [F703insofar as it does not relate to the import or export of goods];

[F704(jza)regulation 46O(3) insofar as it does not relate to the import or export of goods;

(jzb)regulation 46P(5) insofar as it does not relate to the import or export of goods;

(jzc)regulation 46Q(3) insofar as it does not relate to the import or export of goods;

[F705(jzca)regulation 46T(3) insofar as it does not relate to the import or export of goods;

(jzcb)regulation 46V(3) insofar as it does not relate to the import or export of goods;

(jzcc)regulation 46W(3) insofar as it does not relate to the import or export of goods;

(jzcd)regulation 46X(3) insofar as it does not relate to the import or export of goods;]

(jzd)regulation 46XC(3) insofar as it does not relate to the import or export of goods;]

[F706(ja)regulation 46XD(3);

(jb)regulation 46XE(3) [F707insofar as it does not relate to the import or export of goods];

(jc)regulation 46XF(3) [F708insofar as it does not relate to the import or export of goods];]

[F709(jd)regulation 46XG(3) insofar as it does not relate to the import or export of goods;]

(k)regulation 46Y(4) [F710insofar as it does not relate to the import or export of goods] [F711or to the transfer of technology to or from the United Kingdom];

[F712(kza)regulation 46YA(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom;]

[F713(ka)regulation 46Z(3) insofar as it does not relate to the import or export of goods [F714or to the transfer of technology to or from the United Kingdom];

(kb)regulation 46Z1(5) insofar as it does not relate to the import or export of goods [F715or to the transfer of technology to or from the United Kingdom];]

(l)regulation 46Z2(3) [F716insofar as it does not relate to the import or export of goods] [F717or to the transfer of technology to or from the United Kingdom];

[F718(la)regulation 46Z5(3) insofar as it does not relate to the import or export of goods;

(lb)regulation 46Z7(3) insofar as it does not relate to the import or export of goods;

(lc)regulation 46Z8(3) insofar as it does not relate to the import or export of goods;

(ld)regulation 46Z9(3) insofar as it does not relate to the import or export of goods;]

(m)regulation 46Z9B(8);

(n)regulation 46Z9B(9);

(o)regulation 46Z9C(4);

(p)regulation 46Z9C(5);

(q)regulation 46Z9D(4);

(r)regulation 46Z9D(5);

[F719(rza)regulation 46Z12(3) insofar as it does not relate to the import or export of goods;

(rzb)regulation 46Z14(3) insofar as it does not relate to the import or export of goods;

(rzc)regulation 46Z15(3) insofar as it does not relate to the import or export of goods;

(rzd)regulation 46Z16(3) insofar as it does not relate to the import or export of goods;]

[F720(rze)regulation 46Z16D(4) insofar as it does not relate to the import or export of goods;

(rzf)regulation 46Z16E(3) insofar as it does not relate to the import or export of goods;

(rzg)regulation 46Z16G(3) insofar as it does not relate to the import or export of goods;

(rzh)regulation 46Z16H(3) insofar as it does not relate to the import of goods;

(rzi)regulation 46Z16I(3) insofar as it does not relate to the import or export of goods;]

[F721(ra)regulation 46Z16L(3) [F722insofar as it does not relate to the import or export of goods];

(rb)regulation 46Z16M(3);

(rc)regulation 46Z16N(3) [F723insofar as it does not relate to the import or export of goods];

(rd)regulation 46Z16O(3) [F724insofar as it does not relate to the import or export of goods];

(re)regulation 46Z16P(3) [F725insofar as it does not relate to the import or export of goods];]

[F726(rf)regulation 46Z19(3) insofar as it does not relate to the import or export of goods;

(rg)regulation 46Z21(3) insofar as it does not relate to the import or export of goods;

(rh)regulation 46Z22(3) insofar as it does not relate to the import or export of goods;

(ri)regulation 46Z23(3) insofar as it does not relate to the import or export of goods;

(rj)regulation 46Z26(3) insofar as it does not relate to the import or export of goods;

(rk)regulation 46Z27(3) insofar as it does not relate to the import or export of goods;

(rl)regulation 46Z28(3) insofar as it does not relate to the import or export of goods;

(rm)regulation 46Z29(3) insofar as it does not relate to the import or export of goods;]

(s)regulation 46Z30(4) [F727insofar as it does not relate to the import or export of goods] [F728or to the transfer of technology to or from the United Kingdom];

[F729(saa)regulation 46Z30A(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom;]

[F730(sa)regulation 46Z31(3) insofar as it does not relate to the import or export of goods [F731or to the transfer of technology to or from the United Kingdom];

(sb)regulation 46Z32(5) insofar as it does not relate to the import or export of goods [F732or to the transfer of technology to or from the United Kingdom];]

(t)regulation 46Z33(3) [F733insofar as it does not relate to the import or export of goods] [F734or to the transfer of technology to or from the United Kingdom];

[F735(ta)regulation 46Z34(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom;

(tb)regulation 46Z35(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom;

(tc)regulation 46Z36(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom;

(td)regulation 46Z37(5) insofar as it does not relate to the transfer of technology to or from the United Kingdom;

(te)regulation 46Z38(3) insofar as it does not relate to the transfer of technology to or from the United Kingdom;]

(u)regulation 49(3);

[F736(ua)regulation 50(3) insofar as it does not relate to the import or export of goods;

(ub)regulation 51(3) insofar as it does not relate to the import or export of goods;

(uc)regulation 52(5) insofar as it does not relate to the import or export of goods;]

(v)regulation 53(3) [F737insofar as it does not relate to the import or export of goods];

(w)regulation 54(3);

(x)regulation 54A(4);

(y)regulation 54C(3);

(z)regulation 54D(4);

(z1)regulation 67(1);

(z2)regulation 67(2).

[F738(3BA) In paragraph (3B)(ea) to (ec), “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.

(3BB) Paragraph (3A) also applies to the suspected commission of a relevant offence under regulation 55(2), insofar as the activity to which the suspected offence relates is the circumvention of, or enabling or facilitation of a contravention of, a prohibition in relation to an offence specified in paragraph (3B).]

(3C) [F739Paragraph (3A)] also applies to the suspected commission of a relevant offence under any of regulations 68(1), [F74068(2),] 76(6) and 77(5) insofar as—

(a)the suspected offence relates to a licence issued under regulation 65, and

(b)the prohibited activity authorised by that licence would, if no licence had been issued, amount to an offence specified in paragraph (3B)(a) to (z).]

(4) Section 138 of CEMA M35 (arrest of persons) applies to a person who has committed, or whom there are reasonable grounds to suspect of having committed, a relevant offence as it applies to a person who has committed, or whom there are reasonable grounds to suspect of having committed, an offence for which the person is liable to be arrested under the customs and excise Acts, but as if—

(a)any reference to an offence under, or for which a person is liable to be arrested under, the customs and excise Acts were to a relevant offence;

(b)in subsection (2), the reference to any person so liable were to a person who has committed, or whom there are reasonable grounds to suspect of having committed, a relevant offence.

(5) The provisions of CEMA mentioned in paragraph (6) apply in relation to proceedings for a relevant offence as they apply in relation to proceedings for an offence under the customs and excise Acts, but as if—

(a)any reference to the customs and excise Acts were to any of the provisions mentioned in paragraph (3)(a) to (d);

(b)in section 145(6), the reference to an offence for which a person is liable to be arrested under the customs and excise Acts were to a relevant offence;

(c)in section 151, the reference to any penalty imposed under the customs and excise Acts were to any penalty imposed under these Regulations in relation to a relevant offence;

(d)in section 154(2)—

(i)the reference to proceedings relating to customs or excise were to proceedings under any of the provisions mentioned in paragraph (3)(a) to (d), and

(ii)the reference to the place from which any goods have been brought included a reference to the place to which goods have been exported, supplied or delivered or the place to or from which technology has been transferred.

(6) The provisions of CEMA are sections 145, 146, 147, 148(1), 150, 151, 152, 154 and 155 M36 (legal proceedings).

[F741(7) Any term in this regulation that is defined in Chapter 1 (Interpretation) of Part 5 (Trade) bears the same meaning as in that Chapter of that Part.]

Textual Amendments

Commencement Information

I73Reg. 85 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M34The definition of “assigned matter” in section 1(1) of CEMA was amended by the Commissioners for Revenue and Customs Act 2005 (c.11), Schedule 4, paragraph 22(a), the Scotland Act 2012 (c. 11), section 24(7), the Wales Act 2014 (c.29), section 7(1).

M35Section 138 of CEMA was amended by; the Police and Criminal Evidence Act 1984 (c. 60), section 114(1), Schedule 6, paragraph 37, and Part 1 of Schedule 7;, the Finance Act 1988 (c. 39), section 11; the Serious and Organised Crime Act 2005 (c. 15), Part 4 of Schedule 7, paragraph 54,; S.I 1989/1341; and S.I. 2007/288.

M36Section 145 of CEMA was amended by the Police and Criminal Evidence Act 1984, section 114(1), the Commissioners for Revenue and Customs Act 2005, Schedule 4, paragraph 23(a), and S.I. 2014/834. Section 147 was amended by the Criminal Justice Act 1982 (c. 48), Schedule 14, paragraph 42, the Finance Act 1989, section 16(2), and the Criminal Justice Act 2003, Part 2 of Schedule 3, paragraph 50. Section 152 was amended by the Commissioners for Revenue and Customs Act 2005, Schedule 4, paragraph 26, and Schedule 5. Section 155 was amended by the Commissioners for Revenue and Customs Act 2005, Schedule, 4, paragraph 27, and Schedule 5.

Trade offences in CEMA: modification of penaltyU.K.

86.—(1) Paragraph (2) applies where a person is guilty of an offence under section 50(2) of CEMA in connection with a prohibition mentioned in regulations 23 [F742, 46D] [F743, 46IB] [F744, 46S] [F745, 46XB] [F746, 46Z4, 46Z11, [F74746Z16B, [F74846Z16C,]] 46Z18] [F749, 46Z25] [F750 46T] or 47(1) (imports).

(2) Where this paragraph applies, the reference to 7 years in section 50(4)(b) of CEMA M37 is to be read as a reference to 10 years.

(3) Paragraph (4) applies where a person is guilty of an offence under section 68(2) of CEMA in connection with a prohibition mentioned in regulations 22(1), F751... [F75230B, 40(1), 46B(1), 46N(1),] [F75346Y(1)] or 48 (exports).

(4) Where this paragraph applies, the reference to 7 years in section 68(3)(b) of CEMA M38 is to be read as a reference to 10 years.

(5) Paragraph (6) applies where a person is guilty of an offence under section 170(2) of CEMA in connection with a prohibition mentioned in regulation 22(1), 23, F754... [F75530B, 40(1), 46B(1), 46D, 46N(1), 46S] [F756, 46XB], [F75746Y(1), 46Z4, 46Z11, [F75846Z18,]] 47(1) or 48 (exports and imports).

(6) Where this paragraph applies, the reference to 7 years in section 170(3)(b) of CEMA M39 is to be read as a reference to 10 years.

Textual Amendments

Commencement Information

I74Reg. 86 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M37The words “7 years” were inserted in section 50(4)(b) of CEMA by the Finance Act 1988, section 12.

M38The words “7 years” were inserted in section 68(3)(b) of CEMA by the Finance Act 1988, section 12.

M39The words “7 years” were inserted in section 170(3)(b) of CEMA by the Finance Act 1988, section 12.

Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005U.K.

87.  Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005 (investigatory powers) M40 applies to any offence under Part 3 (Finance) [F759, regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products)] [F760, regulation 54D (legal advisory services)] or regulation 67 (finance: licensing offences).

Textual Amendments

Commencement Information

I75Reg. 87 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M402005 c.15, as amended by Schedule 3, para. 4 of the Act.

Monetary penaltiesU.K.

88.  Each provision in Part 5 (Trade) which contains a prohibition imposed for a purpose mentioned in section 3(1) or (2) of the Act [F761and regulation 70A (designated persons: reporting obligations) are] to be regarded as not being financial sanctions legislation for the purposes of Part 8 of the Policing and Crime Act 2017 M41.

Textual Amendments

Commencement Information

I76Reg. 88 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

[F762OFCOM: power to impose monetary penaltiesU.K.

88A.—(1) OFCOM may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that—

(a)the person has failed to comply with a requirement that is imposed under regulation 54A (internet services), or

(b)the person has failed to comply with an obligation that is imposed by or under regulation 77A (internet services: power to request information and produce documents).

(2) The amount of the penalty is to be such amount as OFCOM may determine, not exceeding £1,000,000.

(3) Any monetary penalty payable under this regulation is recoverable by OFCOM as a civil debt.

(4) Any monetary penalty received by OFCOM by virtue of this regulation must be paid into the Consolidated Fund.

Textual Amendments

OFCOM: monetary penalties: procedural rightsU.K.

88B.—(1) Before imposing a monetary penalty on a person under regulation 88A, OFCOM must inform the person of their intention to do so.

(2) OFCOM must also—

(a)explain the grounds for imposing the penalty,

(b)specify the amount of the penalty,

(c)explain that the person is entitled to make representations, and

(d)specify the period within which any such representations must be made.

(3) If (having considered any representations), OFCOM decides to impose the penalty, OFCOM must inform the person of their decision.

(4) A person to which the decision relates may appeal to the Upper Tribunal against the decision.

(5) On an appeal under paragraph (4), the Upper Tribunal may—

(a)dismiss the appeal,

(b)quash OFCOM’s decision to impose the penalty, or

(b)uphold that decision but substitute a different amount for the amount determined by OFCOM.]

Textual Amendments

[F763Treasury: power to impose monetary penaltiesU.K.

88C.—(1) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under regulation 46Z9B, 46Z9C or 46Z9D (maritime transportation of certain oil and oil products).

[F764(1A) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under regulation 70A (designated persons: reporting obligations).]

[F765(1B) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under regulation 18 (investments in relation to non-government controlled Ukrainian territory) or 18B (investments in relation to Russia) by carrying on an activity mentioned in regulation 18(2)(a) or 18B(2)(a) or (b).]

(2) For the purposes of paragraph (1), any defence that the person did not know and had no reasonable cause to suspect that an offence referred to in that paragraph had been committed is to be ignored.

[F766(2A) For the purposes of paragraph (1A), any requirement for the person to have acted without reasonable excuse, or with knowledge or recklessness, is to be ignored.]

[F767(2B) For the purposes of paragraph (1B), any requirement imposed by the provisions mentioned there for the person to have known or suspected any matter is to be ignored.]

(3) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under—

(a)regulation 55 (circumventing etc. prohibitions);

(b)regulation 67 (licensing offences);

(c)regulation 70(6) (reporting obligations); or

(d)regulation 74 (information offences),

in so far as the relevant activity relates to an offence referred to in paragraph (1).

[F768(3A) The Treasury may impose a monetary penalty on a person if they are satisfied, on the balance of probabilities, that the person has committed an offence under—

(a)regulation 19 (circumventing etc. prohibitions),

(b)regulation 67 (licensing offences),

(c)regulation 70(6) (reporting obligations), or

(d)regulation 74 (information offences),

in so far as the relevant activity relates to an offence referred to in paragraph (1B).

(3B) For the purposes of paragraph (3A), any requirement imposed by or by virtue of the provisions mentioned in sub-paragraphs (a) - (d) for the person to have acted without reasonable excuse, or with knowledge or recklessness, is to be ignored.]

(4) In [F769paragraphs (3) and (3A)], “relevant activity” means an activity which contravenes a prohibition specified in sub-paragraph (a), (b), (c) or (d) of that paragraph.

(5) The amount of the penalty under paragraph (1) [F770, (1A)] [F771, (1B), (3) or (3A)] is to be such amount as the Treasury may determine but it may not exceed the permitted maximum.

(6) Where it is possible to estimate the value of the breach of the prohibition specified in paragraph (1) [F772, (1B), (3) or (3A)], the permitted maximum is the greater of—

(a)£1,000,000, and

(b)50% of the estimated value of the breach.

[F773(6A) Where it is possible to estimate the value of the funds or economic resources which the Treasury have not been informed of under regulation 70A(1), (2) or (5) (as the case may be), the permitted maximum is the greater of—

(a)£1,000,000, and

(b)50% of the value of the funds or economic resources which the Treasury have not been informed of.]

(7) In any other case, the permitted maximum is £1,000,000.

(8) Any monetary penalty payable under this regulation is recoverable by the Treasury as a civil debt.

(9) Any monetary penalty received by the Treasury by virtue of this regulation must be paid into the Consolidated Fund.

(10) The Treasury may publish reports at such intervals as it considers appropriate in cases where—

(a)a monetary penalty has not been imposed under this regulation; but

(b)the Treasury [F774are satisfied], on the balance of probabilities, that a person has committed an offence under a provision referred to in paragraph (1) [F775, (1A)] [F776, (1B), (3) or (3A)].

Textual Amendments

Treasury monetary penalties: procedural rightsU.K.

88D.—(1) Before imposing a monetary penalty on a person under regulation 88C, the Treasury must inform the person of its intention to do so.

(2) The Treasury must also—

(a)explain the grounds for imposing the penalty;

(b)specify the amount of the penalty;

(c)explain that the person is entitled to make representations; and

(d)specify the period within which any such representations must be made.

(3) If (having considered any representations), the Treasury decides to impose the penalty, the Treasury must—

(a)inform the person of its decision;

(b)explain that the person is entitled to seek a review by a Minister of the Crown; and

(c)specify the period within which the person must inform the Treasury that the person wishes to seek such a review.

(4) If the person seeks a review, the Minister may—

(a)uphold the decision to impose the penalty and its amount;

(b)uphold the decision to impose the penalty but substitute a different amount; or

(c)cancel the decision to impose the penalty.

(5) If on a review under paragraph (4) the Minister decides to uphold the Treasury’s decision to impose the penalty and its amount, or to uphold the Treasury’s decision to impose the penalty but to substitute a different amount, the person may appeal (on any ground) to the Upper Tribunal.

(6) On an appeal under paragraph (5), the Upper Tribunal may quash the Minister’s decision and if it does so may—

(a)quash the Treasury’s decision to impose the penalty;

(b)uphold that decision but substitute a different amount for the amount determined by the Treasury (or, in a case where the Minister substituted a different amount, by the Minister).

(7) In this regulation, “Minister of the Crown” means the holder of an office in His Majesty’s Government in the United Kingdom.]

Textual Amendments

PART 10U.K.Maritime enforcement

Exercise of maritime enforcement powersU.K.

89.—(1) A maritime enforcement officer may, for a purpose mentioned in paragraph (2) or (3), exercise any of the maritime enforcement powers in relation to—

(a)a British ship in foreign waters or international waters,

(b)a ship without nationality in international waters, or

(c)a foreign ship in international waters,

and a ship within sub-paragraph (a), (b) or (c) is referred to in this Part as “a relevant ship”.

(2) The maritime enforcement powers may be exercised for the purpose of enforcing any of the following—

(a)a prohibition in any of regulations 22 to 26 (trade sanctions relating to [F777restricted goods and restricted technology]);

F778(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[F779(ba)a prohibition in any of regulations 30B to 30D (trade sanctions in respect of goods and technology relating to [F780non-government controlled Ukrainian territory]);]

(c)a prohibition in any of regulations 40 to 42 (trade sanctions relating to energy-related goods);

[F781(ca)a prohibition in regulation 46B (trade sanctions relating to luxury goods);

(cb)[F782a prohibition in any of regulations 46D to 46F] (trade sanctions relating to iron and steel products);]

[F783(cbza)a prohibition in regulation 46IB (trade sanctions in relation to relevant processed iron or steel products);]

[F784(cba)a prohibition in regulation 46L (trade sanctions in relation to banknotes);

(cbb)a prohibition in regulation 46N (trade sanctions in relation to jet fuel and fuel additives);

(cbc)a prohibition in regulation 46S or 46T (trade sanctions in relation to Schedule 3D revenue generating goods);

(cbd)a prohibition in any of regulations 46XB to 46XD (trade sanctions in relation to Schedule 3DA revenue generating goods);]

[F785(cc)a prohibition in regulation 46Y (trade sanctions relating to [F786G7 dependency and further goods]);

(cd)a prohibition in F787... regulation 46Z4 or 46Z5 (trade sanctions relating to oil and oil products);

[F788(cda)a prohibition in regulation 46Z9B (trade sanctions relating to maritime transportation of certain oil and oil products to and between third countries);]

(ce)a prohibition in [F789regulation 46Z11 or] 46Z12 (trade sanctions relating to gold);

[F790(cea)a prohibition in regulation 46Z16B or 46Z16C (trade sanctions relating to gold jewellery and relevant processed gold);]

(cf)a prohibition in [F791regulation 46Z18 or] 46Z19 (trade sanctions relating to coal and coal products);]

[F792(cg)a prohibition in regulation 46Z25 or 46Z26 (trade sanctions relating to liquefied natural gas);]

[F793(ch)a prohibition in regulation 46Z30 (trade sanctions in relation to Russia’s vulnerable goods);]

(d)a prohibition in any of [F794regulations] [F79547 to 50 (exports and imports etc. in relation to non-government controlled Ukrainian territory)];

(e)a prohibition imposed by a condition of a trade licence in relation to a prohibition mentioned in sub-paragraph (a) to (d).

(3) The maritime enforcement powers may also be exercised in relation to a relevant ship for the purpose of—

(a)investigating the suspected carriage of relevant goods on the ship, or

(b)preventing the continued carriage on the ship of goods suspected to be relevant goods.

(4) In this Part, “the maritime enforcement powers” are the powers conferred by regulations 91 and 92.

(5) This regulation is subject to regulation 93 (restrictions on exercise of maritime enforcement powers).

Textual Amendments

Commencement Information

I77Reg. 89 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Maritime enforcement officersU.K.

90.—(1) The following persons are “maritime enforcement officers” for the purposes of this Part—

(a)a commissioned officer of any of Her Majesty's ships;

(b)a member of the Ministry of Defence Police (within the meaning of section 1 of the Ministry of Defence Police Act 1987 M42);

(c)a constable—

(i)who is a member of a police force in England and Wales,

(ii)within the meaning of section 99 of the Police and Fire Reform (Scotland) Act 2012 M43, or

(iii)who is a member of the Police Service of Northern Ireland or the Police Service of Northern Ireland Reserve;

(d)a special constable—

(i)appointed under section 27 of the Police Act 1996 M44,

(ii)appointed under section 9 of the Police and Fire Reform (Scotland) Act 2012, or

(iii)in Northern Ireland, appointed by virtue of provision incorporating section 79 of the Harbours, Docks, and Piers Clauses Act 1847 M45;

(e)a constable who is a member of the British Transport Police Force;

(f)a port constable, within the meaning of section 7 of the Marine Navigation Act 2013 M46, or a person appointed to act as a constable under provision made by virtue of section 16 of the Harbours Act 1964 M47;

(g)a designated customs official within the meaning of Part 1 of the Borders, Citizenship and Immigration Act 2009 (see section 14(6) of that Act) M48;

(h)a designated NCA officer who is authorised by the Director General of the National Crime Agency (whether generally or specifically) to exercise the powers of a maritime enforcement officer under this Part.

(2) In this regulation, “a designated NCA officer” means a National Crime Agency officer who is either or both of the following—

(a)an officer designated under section 10 of the Crime and Courts Act 2013 M49 as having the powers and privileges of a constable;

(b)an officer designated under that section as having the powers of a general customs official.

Commencement Information

I78Reg. 90 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M421987 c.4. Section 1 was amended by; paragraph 41 of Schedule 7 to the Police Act 1996 (c.16); paragraph 16 of Schedule 4 to the Police (Northern Ireland) Act 1998 (c.32); section 78(2) of the Police (Northern Ireland) Act 2000 (c.32); section 79(3) of the Police Reform Act 2002 (c.30); and by S.I. 2013/602.

M432012 asp.8 (Scottish Act).

M441996 c.16. Section 27 was amended by paragraphs 22 and 26 of Schedule 16(1) to the Police Reform and Social Responsibility Act 2011 (c.13).

M451847 c.27. Section 79 was amended by S.I. 2006/2167.

M471964 c.40. Section 16 was amended by; section 29(2) of the Wales Act 2017 (c.4); S.I. 1999/672; and S.I. 1970/1681.

M482009 c.11. Designated customs officials are designated, as either a general customs official or a customs revenue official, under sections 8 and 11 of this Act respectively.

Power to stop, board, search etc.U.K.

91.—(1) This regulation applies if a maritime enforcement officer has reasonable grounds to suspect that a relevant ship is carrying prohibited goods or relevant goods.

(2) The officer may—

(a)stop the ship;

(b)board the ship;

(c)for the purpose of exercising a power conferred by paragraph (3) or regulation 92, require the ship to be taken to, and remain in, a port or anchorage in the United Kingdom or any other country willing to receive it.

(3) Where the officer boards a ship by virtue of this regulation, the officer may—

(a)stop any person found on the ship and search that person for—

(i)prohibited goods or relevant goods, or

(ii)any thing that might be used to cause physical injury or damage to property or to endanger the safety of any ship;

(b)search the ship, or any thing found on the ship (including cargo) for prohibited goods or relevant goods;

(4) The officer may—

(a)require a person found on a ship boarded by virtue of this regulation to provide information or produce documents;

(b)inspect and copy such information or documents.

(5) The officer may exercise a power conferred by paragraph (3)(a)(i) or (b) only to the extent reasonably required for the purpose of discovering prohibited goods or relevant goods.

(6) The officer may exercise the power conferred by paragraph (3)(a)(ii) in relation to a person only where the officer has reasonable grounds to believe that the person might use a thing to cause physical injury or damage to property or to endanger the safety of any ship.

(7) The officer may use reasonable force, if necessary, in the exercise of any power conferred by this regulation.

Commencement Information

I79Reg. 91 in force on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Seizure powerU.K.

92.—(1) This regulation applies if a maritime enforcement officer is lawfully on a relevant ship (whether in exercise of the powers conferred by regulation 91 or otherwise).

(2) The officer may seize any of the following which are found on the ship, in any thing found on the ship, or on any person found on the ship—

(a)goods which the officer has reasonable grounds to suspect are prohibited goods or relevant goods, or

(b)things within regulation 91(3)(a)(ii).

(3) The officer may use reasonable force, if necessary, in the exercise of any power conferred by this regulation.

Commencement Information

I80Reg. 92 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Restrictions on exercise of maritime enforcement powersU.K.

93.—(1) The authority of the Secretary of State is required before any maritime enforcement power is exercised in reliance on regulation 89 in relation to—

(a)a British ship in foreign waters, or

(b)a foreign ship in international waters.

(2) In relation to a British ship in foreign waters other than the sea and other waters within the seaward limits of the territorial sea adjacent to any relevant British possession, the Secretary of State may give authority under paragraph (1) only if the State in whose waters the power would be exercised consents to the exercise of the power.

(3) The Secretary of State may give authority under paragraph (1) only if—

(a)the home state has requested the assistance of the United Kingdom for a purpose mentioned in regulation 89(2) or (3),

(b)the home state has authorised the United Kingdom to act for such a purpose, or

(c)the United Nations Convention on the Law of the Sea 1982 or a UN Security Council Resolution otherwise permits the exercise of the power in relation to the ship.

Commencement Information

I81Reg. 93 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Interpretation of [F796Part 10] U.K.

94.—(1) Subject to paragraph (2), any expression used in this Part and in section 19 or 20 of the Act has the same meaning in this Part as it has in section 19 or (as the case may be) section 20 of the Act.

(2) For the purpose of interpreting any reference to “prohibited goods” or “relevant goods” in this Part, any reference in section 19 or 20 of the Act to a “relevant prohibition or requirement” is to be read as a reference to any prohibition specified in [F797regulation 89(2)(a) to (e)].

Textual Amendments

F797Words in reg. 94(2) substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(9); S.I. 2020/1514, reg. 4

Commencement Information

I82Reg. 94 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

PART 11U.K.Supplementary and final provision

NoticesU.K.

95.—(1) This regulation applies in relation to a notice required by regulation 66 (licences: general provisions) to be given to a person.

(2) The notice may be given to an individual—

(a)by delivering it to the individual,

(b)by sending it to the individual by post addressed to the individual at his or her usual or last-known place of residence or business, or

(c)by leaving it for the individual at that place.

(3) The notice may be given to a person other than an individual—

(a)by sending it by post to the proper officer of the body at its principal office, or

(b)by addressing it to the proper officer of the body and leaving it at that office.

(4) The notice may be given to the person by other means, including by electronic means, with the person's consent.

(5) In this regulation, the reference in paragraph (3) to a “principal office”—

(a)in relation to a registered company, is to be read as a reference to the company's registered office;

(b)in relation to a body incorporated or constituted under the law of a country other than the United Kingdom, includes a reference to the body's principal office in the United Kingdom (if any).

(6) In this regulation—

  • “proper officer”—

    (a)

    in relation to a body other than a partnership, means the secretary or other executive officer charged with the conduct of the body's general affairs, and

    (b)

    in relation to a partnership, means a partner or a person who has the control or management of the partnership business;

  • “registered company” means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.

Commencement Information

I83Reg. 95 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Article 20 of the Export Control Order 2008U.K.

96.  Article 20 of the Export Control Order 2008 (embargoed destinations) is not to be taken to prohibit anything prohibited by Part 5 (Trade).

Commencement Information

I84Reg. 96 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Trade: overlapping offencesU.K.

97.  A person is not to be taken to commit an offence under the Export Control Order 2008 if the person would, in the absence of this regulation, commit an offence under both—

(a)article 34, 35, 37 or 38 of that Order, and

(b)any provision of Part 5 (Trade) or regulation 68 (trade: licensing offences), 76(6) (general trade licences: records) or 77(5) (general trade licences: inspection of records).

Commencement Information

I85Reg. 97 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F798Disapplication of Banking Act 2009 requirement to recognise third-country resolution actionsU.K.

97A.—(1) The duty of the Bank of England to make a decision under section 89H(2) of the Banking Act 2009 (recognition of third-country resolution actions) does not apply in relation to the notification of third-country resolution action in respect of—

(a)a designated person, or

(b)a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by a designated person.

(2) In paragraph (1)—

“designated person” has the same meaning as it has in Chapter 1 of Part 3 (asset-freeze etc.);

“third-country resolution action” has the meaning given in section 89H(7) of the Banking Act 2009.]

Textual Amendments

Revocations of relevant retained EU lawU.K.

98.  The following are revoked—

(a)Council Regulation (EU) No 269/2014 of 17 March 2014 (concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine) M50;

(b)Council Regulation (EU) No 692/2014 of 23 June 2014 (concerning restrictive measures in response to the illegal annexation of Crimea and Sevastopol) M51;

(c)Council Regulation (EU) No 833/2014 of 31 July 2014 (concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine) M52.

Commencement Information

I86Reg. 98 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M50OJ L 78, 17.3.2014, p. 6–15

M51OJ L 183 24.6.2014, p. 9

M52OJ L 229, 31.7.2014, p. 1–11

Other revocations and amendmentsU.K.

99.—(1) The Ukraine Financial Sanctions Regulations are revoked.

(2) The Export Control (Russia, Crimea and Sevastopol Sanctions) Order 2014 M53 is revoked.

Commencement Information

I87Reg. 99 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M53S.I. 2014/2357, as amended by S.I. 2014/2932, S.I. 2015/97 and SI 2015/1933.

Transitional provision: Treasury licencesU.K.

100.—(1) Paragraphs (2) to (4) apply to a licence which—

(a)was granted, or deemed to be granted, by the Treasury under the Ukraine Financial Sanctions Regulations,

(b)was in effect immediately before [F799IP completion day], and

(c)authorises an act which would (on and after [F799IP completion day], and in the absence of paragraphs (2) to (4)) be prohibited by Part 3 (Finance),

and such a licence is referred to in this regulation as “an existing financial sanctions licence”.

(2) An existing financial sanctions licence has effect on and after [F799IP completion day] as if it had been issued by the Treasury under regulation 64(1) (Treasury licences).

(3) Any reference in an existing financial sanctions licence to the Ukraine Financial Sanctions Regulations is to be treated on and after [F799IP completion day] as a reference to these Regulations.

(4) Any reference in an existing financial sanctions licence to a prohibition in—

(a)the Ukraine Financial Sanctions Regulations, or

(b)the EU Russia Regulations,

is to be treated on and after [F799IP completion day] as a reference to the corresponding prohibition in Part 3 (Finance).

(5) Paragraph (6) applies where—

(a)an application for a licence, or for the variation of a licence, under the Ukraine Financial Sanctions Regulations was made before [F799IP completion day],

(b)the application is for authorisation of acts which would (on and after [F799IP completion day]) be prohibited by Part 3, and

(c)a decision to grant or refuse the application has not been made before that date.

(6) The application is to be treated on and after [F799IP completion day] as an application for a licence, or for the variation of a licence (as the case may be), under regulation 64(1) (Treasury licences).

Textual Amendments

F799Words in reg. 100 substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(10); S.I. 2020/1514, reg. 4

Commencement Information

I88Reg. 100 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Transitional provision: trade licencesU.K.

101.—(1) Paragraph (2) applies in relation to each licence or authorisation granted by the Secretary of State which—

(a)was in effect immediately before [F800IP completion day], and

(b)authorises an act—

(i)which would otherwise be prohibited by any provision of the Export Control Order 2008 except article 20 of that Order (embargoed destinations), or which requires an authorisation under or pursuant to the Dual-Use Regulation, and

(ii)which would (on and after [F800IP completion day], and in the absence of paragraph (2)) be prohibited by Part 5 (Trade),

and such a licence or authorisation is referred to in this regulation as “an existing trade licence”.

(2) A licence is deemed to have been issued by the Secretary of State on [F800IP completion day] under regulation 65 (trade licences)—

(a)disapplying every provision of Part 5 (Trade) which would, in the absence of this paragraph, prohibit any act authorised by the existing trade licence, and

(b)otherwise in the same terms as the existing trade licence.

(3) Paragraphs (4) to (6) apply to a licence or authorisation granted by the Secretary of State which—

(a)was in effect immediately before [F800IP completion day], F801...

[F802(aa)is not an existing trade licence, and]

(b)authorises an act—

(i)which would otherwise be prohibited by the EU Russia Regulations, and

(ii)which would (on or after [F800IP completion day]), and in the absence of Paragraphs (4) to (6), be prohibited by Part 5 (Trade),

and such a licence or authorisation is referred to in this regulation as “an existing trade sanctions licence”.

(4) An existing trade sanctions licence has effect on and after [F800IP completion day] as if it were a licence which had been issued by the Secretary of State under regulation 65 (trade licences).

(5) Any reference in an existing trade sanctions licence to a provision of the Export Control (Russia, Crimea and Sevastopol Sanctions) Order 2014 or the Export Control Order 2008 is to be treated on and after [F800IP completion day] as a reference to the corresponding provision of these Regulations (if any).

(6) Any reference in an existing trade sanctions licence to a prohibition in the EU Russia Regulations is to be treated on and after [F800IP completion day] as a reference to the corresponding prohibition in Part 5 (Trade).

Textual Amendments

F800Words in reg. 101 substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(11)(a); S.I. 2020/1514, reg. 4

F801Word in reg. 101(3) omitted (31.12.2020 immediately after IP completion day) by virtue of The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(11)(b)(i); S.I. 2020/1514, reg. 4

Commencement Information

I89Reg. 101 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Transitional provision: pending applications for trade licencesU.K.

102.—(1) Paragraph (2) applies where—

(a)an application was made before [F803IP completion day] for a licence or authorisation under or pursuant to the Export Control Order 2008 or the Dual-Use Regulation,

(b)the application is for authorisation of an act prohibited by Part 5 (Trade), and

(c)a decision to grant or refuse the application has not been made before [F803IP completion day].

(2) The application is to be treated on and after [F803IP completion day] as including an application for a licence under regulation 65 (trade licences).

(3) Paragraph (4) applies where—

(a)an application was made before [F803IP completion day] for a licence or authorisation under the Export Control (Russia, Crimea and Sevastopol Sanctions) Order 2014 or the EU Russia Regulations,

(b)the application is for authorisation of an act prohibited by Part 5 (Trade), and

(c)a decision to grant or refuse the application has not been made before [F803IP completion day].

(4) The application is to be treated on and after [F803IP completion day] as an application for a licence under regulation 65 (trade licences).

Textual Amendments

F803Words in reg. 102 substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(12); S.I. 2020/1514, reg. 4

Commencement Information

I90Reg. 102 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Transitional provision: prior obligationsU.K.

103.—(1) Where—

(a)a person was named in an Annex to the EU Russia Regulations immediately before [F804IP completion day], and

(b)the person is a designated person immediately before [F804IP completion day],

any reference in a provision mentioned in paragraph (2) to the date on which a person became a designated person is a reference to the date on which the person was named in an Annex to the EU Russia Regulations.

(2) The provisions referred to in paragraph (1) are—

(a)regulation 58(5) (finance: exceptions from prohibitions),

F805(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)paragraph 8 of Schedule 5 (prior obligations).

(3) In this regulation, “designated person” has the same meaning as it has in Chapter 1 of Part 3 (finance restrictions in relation to designated persons).

Textual Amendments

F804Words in reg. 103 substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(13); S.I. 2020/1514, reg. 4

Commencement Information

I91Reg. 103 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Alan Duncan

Minister of State

Foreign and Commonwealth Office

SCHEDULES

Regulations 7(3) and 16(8)

SCHEDULE 1U.K.Rules for interpretation of regulations 7(2) and 16(7)

Application of ScheduleU.K.

1.—(1) The rules set out in the following paragraphs of this Schedule apply for the purpose of interpreting regulations 7(2) and 16(7).

(2) They also apply for the purpose of interpreting this Schedule.

Commencement Information

I92Sch. 1 para. 1 in force at 11.4.2019, see reg. 1(3)(e)

Joint interestsU.K.

2.  If two or more persons each hold a share or right jointly, each of them is treated as holding that share or right.

Commencement Information

I93Sch. 1 para. 2 in force at 11.4.2019, see reg. 1(3)(e)

Joint arrangementsU.K.

3.—(1) If shares or rights held by a person and shares or rights held by another person are the subject of a joint arrangement between those persons, each of them is treated as holding the combined shares or rights of both of them.

(2) A “joint arrangement” is an arrangement between the holders of shares or rights that they will exercise all or substantially all the rights conferred by their respective shares or rights jointly in a way that is pre-determined by the arrangement.

(3) “Arrangement” has the meaning given by paragraph 12.

Commencement Information

I94Sch. 1 para. 3 in force at 11.4.2019, see reg. 1(3)(e)

Calculating shareholdingsU.K.

4.—(1) In relation to a person who has a share capital, a reference to holding “more than 50% of the shares” in that person is to holding shares comprised in the issued share capital of that person of a nominal value exceeding (in aggregate) 50% of that share capital.

(2) In relation to a person who does not have a share capital—

(a)a reference to holding shares in that person is to holding a right or rights to share in the capital or, as the case may be, profits of that person;

(b)a reference to holding “more than 50% of the shares” in that person is to holding a right or rights to share in more than 50% of the capital or, as the case may be, profits of that person.

Commencement Information

I95Sch. 1 para. 4 in force at 11.4.2019, see reg. 1(3)(e)

Voting rightsU.K.

5.—(1) A reference to the voting rights in a person is to the rights conferred on shareholders in respect of their shares (or, in the case of a person not having a share capital, on members) to vote at general meetings of the person on all or substantially all matters.

(2) In relation to a person that does not have general meetings at which matters are decided by the exercise of voting rights—

(a)a reference to holding voting rights in the person is to be read as a reference to holding rights in relation to the person that are equivalent to those of a person entitled to exercise voting rights in a company;

(b)a reference to holding “more than 50% of the voting rights” in the person is to be read as a reference to holding the right under the constitution of the person to block changes to the overall policy of the person or to the terms of its constitution.

Commencement Information

I96Sch. 1 para. 5 in force at 11.4.2019, see reg. 1(3)(e)

6.  In applying regulations 7(2) and 16(7) and this Schedule, the voting rights in a person are to be reduced by any rights held by the person itself.U.K.

Commencement Information

I97Sch. 1 para. 6 in force at 11.4.2019, see reg. 1(3)(e)

Rights to appoint or remove members of the boardU.K.

7.  A reference to the right to appoint or remove a majority of the board of directors of a person is to the right to appoint or remove directors holding a majority of the voting rights at meetings of the board on all or substantially all matters.

Commencement Information

I98Sch. 1 para. 7 in force at 11.4.2019, see reg. 1(3)(e)

8.  A reference to a board of directors, in the case of a person who does not have such a board, is to be read as a reference to the equivalent management body of that person.U.K.

Commencement Information

I99Sch. 1 para. 8 in force at 11.4.2019, see reg. 1(3)(e)

Shares or rights held “indirectly”U.K.

9.—(1) A person holds a share “indirectly” if the person has a majority stake in another person and that other person—

(a)holds the share in question, or

(b)is part of a chain of persons—

(i)each of whom (other than the last) has a majority stake in the person immediately below it in the chain, and

(ii)the last of whom holds the share.

(2) A person holds a right “indirectly” if the person has a majority stake in another person and that other person—

(a)holds that right, or

(b)is part of a chain of persons—

(i)each of whom (other than the last) has a majority stake in the person immediately below it in the chain, and

(ii)the last of whom holds that right.

(3) For these purposes, a person (“A”) has a “majority stake” in another person (“B”) if—

(a)A holds a majority of the voting rights in B,

(b)A is a member of B and has the right to appoint or remove a majority of the board of directors of B,

(c)A is a member of B and controls alone, pursuant to an agreement with other shareholders or members, a majority of the voting rights in B, or

(d)A has the right to exercise, or actually exercises, dominant influence or control over B.

(4) In the application of this paragraph to the right to appoint or remove a majority of the board of directors, a person (“A”) is to be treated as having the right to appoint a director if—

(a)any person's appointment as director follows necessarily from that person's appointment as director of A, or

(b)the directorship is held by A itself.

Commencement Information

I100Sch. 1 para. 9 in force at 11.4.2019, see reg. 1(3)(e)

Shares held by nomineesU.K.

10.  A share held by a person as nominee for another is to be treated as held by the other (and not by the nominee).

Commencement Information

I101Sch. 1 para. 10 in force at 11.4.2019, see reg. 1(3)(e)

Rights treated as held by person who controls their exerciseU.K.

11.—(1) Where a person controls a right, the right is to be treated as held by that person (and not by the person who in fact holds the right, unless that person also controls it).

(2) A person “controls” a right if, by virtue of any arrangement between that person and others, the right is exercisable only—

(a)by that person,

(b)in accordance with that person's directions or instructions, or

(c)with that person's consent or concurrence.

Commencement Information

I102Sch. 1 para. 11 in force at 11.4.2019, see reg. 1(3)(e)

12.  “Arrangement” includes—U.K.

(a)any scheme, agreement or understanding, whether or not it is legally enforceable, and

(b)any convention, custom or practice of any kind.

Commencement Information

I103Sch. 1 para. 12 in force at 11.4.2019, see reg. 1(3)(e)

Rights exercisable only in certain circumstances etc.U.K.

13.—(1) Rights that are exercisable only in certain circumstances are to be taken into account only—

(a)when the circumstances have arisen, and for so long as they continue to obtain, or

(b)when the circumstances are within the control of the person having the rights.

(2) But rights that are exercisable by an administrator or by creditors while a person is subject to relevant insolvency proceedings are not to be taken into account while the person is subject to those proceedings.

(3) “Relevant insolvency proceedings” means—

(a)administration within the meaning of the Insolvency Act 1986 M54

(b)administration within the meaning of the Insolvency (Northern Ireland) Order 1989 M55, or

(c)proceedings under the insolvency law of another country during which a person's assets and affairs are subject to the control or supervision of a third party or creditor.

(4) Rights that are normally exercisable but are temporarily incapable of exercise are to continue to be taken into account.

Commencement Information

I104Sch. 1 para. 13 in force at 11.4.2019, see reg. 1(3)(e)

Marginal Citations

Rights attached to shares held by way of securityU.K.

14.  Rights attached to shares held by way of security provided by a person are to be treated for the purposes of this Schedule as held by that person—

(a)where apart from the right to exercise them for the purpose of preserving the value of the security, or of realising it, the rights are exercisable only in accordance with that person's instructions, and

(b)where the shares are held in connection with the granting of loans as part of normal business activities and apart from the right to exercise them for the purpose of preserving the value of the security, or of realising it, the rights are exercisable only in that person's interests.

Commencement Information

I105Sch. 1 para. 14 in force at 11.4.2019, see reg. 1(3)(e)

Regulations 16, 17 and 59

SCHEDULE 2U.K.Persons named in relation to financial restrictions

1.  SberbankU.K.

Commencement Information

I106Sch. 2 para. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

2.  VTB bankU.K.

Commencement Information

I107Sch. 2 para. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

3.  GazprombankU.K.

Commencement Information

I108Sch. 2 para. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

4.  Vnesheconombank (VEB)U.K.

Commencement Information

I109Sch. 2 para. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

5.  RosselkhozbankU.K.

Commencement Information

I110Sch. 2 para. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

6.  OPK OboronpromU.K.

Commencement Information

I111Sch. 2 para. 6 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

7.  United Aircraft CorporationU.K.

Commencement Information

I112Sch. 2 para. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

8.  UralvagonzavodU.K.

Commencement Information

I113Sch. 2 para. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

9.  RosneftU.K.

Commencement Information

I114Sch. 2 para. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

10.  TransneftU.K.

Commencement Information

I115Sch. 2 para. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

11.  Gazprom NeftU.K.

Commencement Information

I116Sch. 2 para. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Regulation 21

[F806SCHEDULE 2AU.K.Critical-industry goods and critical-industry technology

Textual Amendments

PART 1U.K.

InterpretationU.K.

1.—(1) A thing is specified in this Schedule if it is specified in Parts [F8071A] to [F8089], and a reference in any note in this Schedule to a thing being “controlled” or subject to “controls” is to be read as a reference to it being specified.

(2) In this Schedule, defined terms are printed in quotation marks.

(3) Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in—

(a)[F809Schedule 2 to] the Export Control Order 2008, or

(b)Annex I of the Dual-Use Regulation,

as applicable.

Textual Amendments

2.—(1) In this Schedule—

[F810“controlled materials” means controlled energetic materials specified in 1C011, 1C111, 1C239 of Annex I of the Dual-Use Regulation and ML8 in Schedule 2 to the Export Control Order 2008;]

“dynamic adaptive routing” means automatic rerouting of traffic based on sensing and analysis of current actual network conditions, but does not include cases of routing decisions taken on predefined information;

“fluoride fibres” means fibres manufactured from bulk fluoride compounds;

“hybrid computer” means equipment that can—

(a)

accept data,

(b)

process data, in both analogue and digital representation, and

(c)

provide output of data;

“media access unit” means equipment that contains one or more communication interfaces (“network access controller”, “communications channel controller”, modem or computer bus) to connect terminal equipment to a network;

“stored program controlled” means a control using instructions stored in an electronic storage that a processor can execute in order to direct the performance of predetermined functions, and equipment may be “stored program controlled” whether the electronic storage is internal or external to the equipment;

“terminal interface equipment” means equipment at which information enters or leaves the telecommunication systems, for example a telephone, data device, computer, or facsimile device.

(2) For the purposes of this Schedule, the interpretative notes set out in Table 1 apply.

Table 1
Interpretative notes
“multi-data-stream processing” refers to the “microprogram” or equipment architecture technique that permits simultaneous processing of two or more data sequences under the control of one or more instruction sequences by means such as:

Single Instruction Multiple Data (SIMD) architectures such as vector or array processors;

Multiple Single Instruction Multiple Data (MSIMD) architectures;

Multiple Instruction Multiple Data (MIMD) architectures, including those that are tightly coupled, closely coupled or loosely coupled;

structured arrays of processing elements, including systolic arrays.

“data signalling rate” means the rate, as defined in International Telecommunications Union Recommendation 53-36, taking into account that, for non-binary modulation, baud and bit per second are not equal.

Bits for coding, checking and synchronization functions are to be included.

When determining the “data signalling rate”, servicing and administrative channels shall be excluded.

It is the maximum one-way rate, i.e., the maximum rate in either transmission or reception.

“spectral efficiency” is a figure of merit parametrized to characterize the efficiency of transmission system that uses complex modulation schemes such as QAM (quadrature amplitude modulation), Trellis coding, QSPK (Q-phased shift key), etc.. It is defined as the Digital transfer rate (bits/second) divided by 6dB spectrum bandwidth (Hz).

Textual Amendments

[F811PART 1AU.K.Special materials and related equipment

Textual Amendments

Microorganisms and Toxins

ItemRegulation 53A applies?
1B999 Specific processing equipment as follows:
a. Electrolytic cells for fluorine “production”;
b. Particle accelerators;
c. Industrial process control hardware/systems designed for power industries;
d. Freon and chilled water-cooling systems capable of continuous cooling duties of 100,000 BTU/hr (29.3 kW) or greater;
e. Equipment for the “production” of structural composites, fibres, prepregs and preforms.
1C990 Fibrous and filamentary materials for “use” in “composite” structures and with a specific modulus of 3.18 x 106 m or greater and a specific tensile strength of 7.62 x 104 m or greater.Yes
1C992 Commercial charges and devices containing energetic materials, and nitrogen trifluoride in a gaseous state.Yes
Note: For the purposes of this entry the mass of the non-controlled substance in any ‘mixture’ is omitted when determining the total mass of the controlled material.

These items are as follows:

a. Shaped charges specially designed for oil well operations, utilising one charge functioning along a single axis, that upon detonation produce a hole, and

a.1. Contain any formulation of controlled materials;

a.2. Have only a uniform shaped conical liner with an included angle of 90 degrees or less;

a.3. Contain more than 0.010 kg but less than or equal to 0.090 kg of “controlled materials”; and

a.4. Have a diameter not exceeding [F81211.43 cm/] 4.5 inches;

Yes
b. Shaped charges specially designed for oil well operations containing less than or equal to 0.010 kg of controlled materials;Yes
c. Detonation cord or shock tubes containing less than or equal to 0.064 kg per meter (300 grains per foot) of controlled materials;Yes
d. Cartridge power devices, that contain less than or equal to 0.70 kg of controlled materials in the deflagration material;Yes
e. Oil well cartridges, that contain less than or equal to 0.015 kg of “controlled materials”;Yes
f. Commercial prefabricated slurries and emulsions containing less than or equal to 10.0 kg and less than or equal to thirty-five percent by weight of materials controlled by ML8 in Schedule 2 of the Export Control Order 2008;Yes
g. Cutters and severing tools containing less than or equal to 3.5 kg of controlled materials;Yes
h. Pyrotechnic devices when designed exclusively for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays) and containing less than or equal to 3.0 kg of controlled materials;Yes

i. Other commercial explosive devices and charges not controlled by 1C992.a to.h. containing less than or equal to 1.0 kg of controlled materials.

Note: 1C992.i includes automotive safety devices; extinguishing systems; cartridges for riveting guns; explosive charges for agricultural, oil and gas operations, sporting goods, commercial mining, or public works purposes; and delay tubes used in the assembly of commercial explosive devices.

Yes
j. Nitrogen trifluoride (NF3) in a gaseous state - Nitrogen trifluoride (CAS RN 7783-54-2)
1C996 Hydraulic fluids containing synthetic hydrocarbon oils, having all the following characteristics:Yes

a. A flash point exceeding 477 K (204 degrees C);

b. A pour point at 239 K ( -34 degrees C) or less;

c. A viscosity index of 75 or more; and

d. A thermal stability at 616 K (343 degrees C).

1C997 Ammonium nitrate, including fertilisers and fertiliser blends containing more than 15% by weight ammonium nitrate, except liquid fertilisers (containing any amount of ammonium nitrate) or dry fertilisers containing less than 15% by weight ammonium nitrate

1C998 Non fluorinated polymeric substances as follows:

a. Polyarylene ether ketones, as follows:

a.1 Polyether ether ketone (PEEK);

a.2. Polyether ketone ketone (PEKK);

a.3. Polyether ketone (PEK);

a.4. Polyether ketone ether ketone ketone (PEKEKK);

Yes
1C999 Specific materials, as follows:
a. Hardened steel and tungsten carbide precision ball bearings (3mm or greater diameter);Yes
b. 304 and 316 stainless steel plate;
c. Monel plate;
d. Tributyl phosphate;
e. Nitric acid in concentrations of 20 weight percent or greater;
f. Fluorine;
g. Alpha emitting radionuclides,
[F813Aromatic polyamides (aramids) not controlled by 1C010, 1C210 or 1C990, presented in any of the following forms—

(a) primary forms;

(b) filament yarn or monofilaments;

(c) filament tows;

(d) rovings;

(e) staple or chopped fibres;

(f) fabrics;

(g) pulp or flocks.

Nanomaterials as follows—

(a) semiconductor nanomaterials;

(b) composite-based nanomaterials;

(c) any of the following carbon-based nanomaterials—

(i) carbon nanotubes;

(ii) carbon nanofibres;

(iii) fullerenes;

(iv) graphenes;

(v) carbon onions.

Notes: For the purpose of the entry above, “nanomaterial” means a material that meets at least one of the following criteria—
(a) it consists of particles, with one or more external dimensions in the size range 1 - 100 nm for more than 1 % of their number size distribution,
(b) it has internal or surface structures in one or more dimensions in the size range 1 - 100 nm, or
(c) it has a specific surface area by volume greater than 60 m2/cm3, excluding materials consisting of particles with a size lower than 1 nm.]
1D999 Specific software as follows:

a. “Software” specially designed for industrial process control hardware/systems controlled by 1B999;

b. “Software” specially designed for equipment for the “production” of structural composites, fibres, prepregs and preforms controlled by 1B999.

1E994 “Technology” for the “development”, “production”, or “use” of fibrous and filamentary materials controlled by 1C990.Yes

[F814“Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in the entries above relating to aromatic polyamides and nanomaterials. ]

[F815Rare-earth metals and compounds, either in organic or inorganic form, including mixtures whether or not intermixed or interalloyed.

Note 1: Rare-earth metals and compounds include Scandium, Yttrium, Lanthanum, Cerium, Praseodymium, Neodymium, Promethium, Samarium, Europium, Gadolinium, Terbium, Dysprosium, Holmium, Erbium, Thulium, Ytterbium and Lutetium;

Note 2: For the purposes of the prohibition, minerals containing rare-earth metals are excluded;

Note 3: the prohibition does not prohibit mixtures in which no individual metal or compound specified in this entry constitutes more than 5% by the weight of the mixture.]

[F816Tungsten, tungsten carbide and alloys, not controlled by 1C117 or 1C226 of Annex 1 of the Dual-Use Regulation, containing more than 90 % tungsten by weight.

Note 1: For the purpose of this control, wire is excluded.

Note 2: For the purpose of this control, surgical or medical instruments are excluded.]

Textual Amendments

PART 1BU.K.MATERIALS PROCESSING

ItemRegulation 53A applies?

2A983 Explosives or detonator detection equipment, both bulk and trace based, consisting of an automated device, or combination of devices for automated decision making to detect the presence of different types of explosives, explosive residue, or detonators as follows and specifically designed components thereof:

Note: For the purpose of this entry, automated decision making is the ability of the equipment to detect explosives or detonators at the design or operator-selected level of sensitivity and provide an automated alarm when explosives or detonators at or above the sensitivity level are detected. This entry does not control equipment that depends on operator interpretation of indicators such as inorganic/organic colour mapping of the items(s) being scanned.

Note: Explosives or detonation detection equipment in 2A983 includes equipment for screening people, documents, baggage, other personal effects, cargo and/or mail.

a. Explosives detection equipment for automated decision making to detect and identify bulk explosives utilising, but not limited to, x-ray (e.g., computed tomography, dual energy, or coherent scattering), nuclear (e.g. thermal neutron analysis, pulse fast neutron analysis, pulse fast neutron transmission spectroscopy, and gamma resonance absorption), or electromagnetic techniques (e.g. quadropole resonance and dielectrometry).Yes
b. Detonator detection equipment for automated decision making to detect and identify initiation devices (e.g. detonators, blasting caps) utilising, but not limited to, x-ray (e.g. dual energy or computed tomography) or electromagnetic techniques.Yes

2A984 Concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution of 0.1 milliradian up to and including 1 milliradian at a standoff distance of 100 metres; and specially designed components thereof.

Note: Concealed object detection equipment includes but is not limited to equipment for screening people, documents, baggage, other personal effects, cargo and mail.

Technical Note: The range of frequencies span what is generally considered as the millimetre-wave, submillimetre-wave and terahertz frequency regions.

Yes
2A991 Bearings and bearing systems as follows:

This entry does not control balls with tolerance specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse.

Note (1) (a) DN is the product of the bearing bore diameter in mm and the bearing rotational velocity in rpm.

(b) Operating temperatures include those temperatures obtained when a gas turbine engine has stopped after operation.

(2) Annular Bearing Engineers Committee (ABEC); American National Standards Institute (ANSI); Anti-Friction Bearing Manufacturers Association (AFBMA).

a. Ball bearings or solid ball bearings, having tolerances specified by the manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO Standard Class 4 or better (or equivalents) and having any of the following characteristics.Yes
a.1. Manufactured for “use” at operating temperatures above 573 K (300 degrees C) either by using special materials or by special heat treatment; or
a.2. With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2.3 million DN.
b. Solid tapered roller bearings, having tolerances specified by the manufacturer in accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) and having any of the following characteristics.

b.1. With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2.3 million DN; or

b.2. Manufactured for “use” at operating temperatures below 219 K (54 degrees C) or above 423 K (150 degrees C).

c. Gas-lubricated foil bearing manufactured for “use” at operating temperatures of 561 K (288 °C) or higher and a unit load capacity exceeding 1 MPa.
d. Active magnetic bearing systems.Yes
e. Fabric-lined self-aligning or fabric-lined journal sliding bearings manufactured for “use” at operating temperatures below 219 K(-54 degrees C) or above 423 K (150 degrees C).
2A992 Piping, fittings and valves made of, or lined with stainless, copper-nickel alloy or other alloy steel containing 10% or more nickel and/or chromium as follows:
a. Pressure tube, pipe, and fittings of 200 mm (8 in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa (500 psi) or greater;

b. Pipe valves having all of the following characteristics that are not controlled by 2B350.g of Annex I of the Dual-Use Regulation;

b.1. A pipe size connection of 200 mm (8 in.) or more inside diameter; and

b.2. Rated at 10.3 MPa (1,500 psi) or more.

2A993 Pumps designed to move molten metals by electromagnetic forces.
2A994 Portable electric generators, weighing 2300 kg or less on wheels or transportable in a 2½ ton truck without a special set up requirement and specially designed components thereof.
2A999 Specific processing equipment as follows:
a. Bellows sealed valves;
TECHNICAL NOTES FOR 2B991 TO 2B999:
1. Secondary parallel contouring axes, (e.g., the w-axis on horizontal boring mills or a secondary rotary axis the centre line of which is parallel to the primary rotary axis) are not counted in the total number of contouring axes. Rotary axes need not rotate over 360°. A rotary axis can be driven by a linear device (e.g., a screw or a rack-and-pinion).
2. The number of axes which can be coordinated simultaneously for “contouring control” is the number of axes along or around which, during processing of the workpiece, simultaneous and interrelated motions are performed between the workpiece and a tool. This does not include any additional axes along or around which other relative motions within the machine are performed, such as:
2.a. Wheel-dressing systems in grinding machines;Yes
2.b. Parallel rotary axes designed for mounting of separate workpieces;
2.c. Co-linear rotary axes designed for manipulating the same workpiece by holding it in a chuck from different ends.
3. Axis nomenclature shall be in accordance with International Standard ISO 841:2001, Industrial automation systems and integration - Numerical control of machines - Coordinate system and motion nomenclature.Yes
4. A “tilting spindle” is counted as a rotary axis.Yes
5. ‘Stated “unidirectional positioning repeatability”’ may be used for each specific machine model as an alternative to individual machine tests, and is determined as follows:Yes
5.a. Select five machines of a model to be evaluated;Yes
5.b. Measure the linear axis repeatability (R↑,R↓) according to ISO 230-2:2014 and evaluate “unidirectional positioning repeatability” for each axis of each of the five machines;Yes
5.c. Determine the arithmetic mean value of the “unidirectional positioning repeatability”-values for each axis of all five machines together. These arithmetic mean values “unidirectional positioning repeatability” ( ) become the stated value of each axis for the model...)( x, y, …);Yes
5.d. Since the Category 2 list refers to each linear axis there will be as many ‘stated “unidirectional positioning repeatability”’ values as there are linear axes;Yes
5.e. If any axis of a machine model not controlled by 2B001.a. to 2B001.c. has a ‘stated “unidirectional positioning repeatability”’ equal to or less than the specified “unidirectional positioning repeatability” of each machine tool model plus 0.7 µm, the builder should be required to reaffirm the accuracy level once every eighteen months.Yes
6. For the purpose of 2B, measurement uncertainty for the “unidirectional positioning repeatability” of machine tools, as defined in the International Standard ISO 230-2:2014, shall not be considered.Yes
7. For the purpose of 2B, the measurement of axes shall be made according to test procedures in 5.3.2. of ISO 230-2:2014. Tests for axes longer than 2 meters shall be made over 2 m segments. Axes longer than 4 m require multiple tests (e.g., two tests for axes longer than 4 m and up to 8 m, three tests for axes longer than 8 m and up to 12 m), each over 2 m segments and distributed in equal intervals over the axis length. Test segments are equally spaced along the full axis length, with any excess length equally divided at the beginning, in between, and at the end of the test segments. The smallest “unidirectional positioning repeatability”-value of all test segments is to be reported.Yes
2B991 Numerical control units for machine tools and “numerically controlled” machine tools as follows:
a. Numerical control units for machine tools:
a.1. Having four interpolating axes that can be coordinated simultaneously for “contouring control”; or
a.2. Having two or more axes that can be coordinated simultaneously for contouring control and a minimum programmable increment better (less) than 0.001 mm;
a.3. “Numerical control” units for machine tools having two, three or four interpolating axes that can be coordinated simultaneously for contouring control and capable of receiving directly (online) and processing computer aided design (CAD) data for internal preparation of machine instructions; or
b. Motion control boards specially designed for machine tools and having any of the following characteristics:
b.1. Interpolation in more than four axes;
b.2. Capable of “real-time processing” of data to modify tool path, feed rate and spindle data, during the machining operation, by any of the following:
b.2.a. Automatic calculation and modification of part programme data for machining in two or more axes by means of measuring cycles and access to source data; or
b.2.b. “Adaptive control” with more than one physical variable measured and processed by means of a computing model (strategy) to change one or more machining instructions to optimise the process.
b.3. Capable of receiving and processing CAD data for internal preparation of machine instructions; or
c. “Numerically controlled” machine tools that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes and that have both of the following characteristics:
c.1. Two or more axes that can be coordinated simultaneously for contouring control; and
c.2. Positioning accuracies according to ISO 230/2 (2006), with all compensations available:
c.2.a. Better than [F81715µm] along any linear axis (overall positioning) for grinding machines;
c.2.b. Better than [F81715µm] along any linear axis (overall positioning) for milling machines; or
c.2.c. Better than [F81715µm] along any linear axis (overall positioning) for turning machines; or
d. Machine tools, as follows, for removing or cutting metals, ceramics or composites, that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes:
d.1. Machine tools for turning, grinding, milling or any combination thereof, having two or more axes that can be coordinated simultaneously for “contouring control” and having any of the following characteristics:

d.1.a. One or more contouring tilting spindles;

Note: 2B991.d.1.a. applies to machine tools for grinding or milling only.

d.1.b. Camming (axial displacement) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);

Note: 2B991.d.1.b. applies to machine tools for turning only.

d.1.c. Run out (out of true running) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);
d.1.d. The positioning accuracies with all compensations available, are less (better) than: 0.001° on any rotary axis;
d.2. Electrical discharge machines (EDM) of the wire feed type that have five or more axes that can be coordinated simultaneously for “contouring control”.Yes
2B992 Non “numerically controlled” machine tools for generating optical quality surfaces as follows and specially designed components therefor.
a. Turning machines using a single point cutting tool and having all of the following characteristics:
a.1. Slide positioning accuracy less (better) than 0.0005 mm per 300 mm of travel;
a.2. Bidirectional slide positioning repeatability less (better) than 0.00025 mm per 300 mm of travel;
a.3. Spindle “run out” and “camming” less (better) than 0.0004 mm total indicator reading (TIR);
a.4. Angular deviation of the slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel; and

a.5. Slide perpendicularity less (better) than 0.001 mm per 300 mm of travel;

Technical Note: The bidirectional slide positioning repeatability (R) of an axis is the maximum value of the repeatability of positioning at any position along or around the axis determined using the procedure and under the conditions specified in Part 2.11 of ISO 230/2: 1988.

b. Fly cutting machines having all of the following characteristics:
b.1. Spindle “run out” and “camming” less (better) than 0.0004 mm TIR; and
b.2. Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel.
2B993 Gearmaking and/or finishing machinery capable of producing gears to a quality level of better than AGMA 11.Yes

2B996 Dimensional inspection or measuring systems or equipment as follows.

a. Manual dimensional inspection machines, having both of the following characteristics:

a.1. Two or more axes; and

a.2. A measurement uncertainty equal to or less (better) than (3 + L/300) micrometre in any axes (L measured length in mm).

2B997 “Robots” that are capable of employing feedback information in real-time processing from one or more sensors to generate or modify “programs” or to generate or modify numerical program data.
2B998 Assemblies, circuit boards or inserts as follows specially designed for machine tools controlled by 2B991, or for equipment controlled by 2B993, 2B996 or 2B997.Yes
a. Spindle assemblies, consisting of spindles and bearings as a minimal assembly, with radial (“run out”) or axial (“camming”) axis motion in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);

b. Single point diamond cutting tool inserts, having all of the following characteristics:

b.1. Flawless and chip free cutting edge when magnified 400 times in any direction;

b.2. Cutting radius from 0.1 to 5 mm inclusive; and

b.3. Cutting radius out of roundness less (better) than 0.002 mm TIR.

c. Specially designed printed circuit boards with mounted parts or components capable of upgrading, according to the manufacturer’s specifications, “numerical control” units, machine tools or feed-back devices to or above the levels specified in 2B991, 2B993, 2B996, 2B997, or 2B998.Yes
2B999 Specific processing equipment, as follows:
a. Isostatic presses;
b. Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies;
c. Laser welding machines;
d. MIG welders;
e. E-beam welders;
f. Monel equipment, including valves, piping, tanks and vessels;

g. 304 and 316 stainless steel valves, piping, tanks and vessels;

Note: Fittings are considered part of “piping” for purposes of 2B999.g.

h. Mining and drilling equipment, as follows:
h.1. Large boring equipment capable of drilling holes greater than [F81861cm/two feet] in diameter;
h.2. Large earth-moving equipment used in the mining industry;
i. Electroplating equipment designed for coating parts with nickel or aluminium;
j. Pumps designed for industrial service and for “use” with an electrical motor of 5 HP or greater;
k. Vacuum valves, piping, flanges, gaskets and related equipment specially designed for use in high-vacuum service;
l. Spin forming and flow forming machines;
m. Centrifugal multiplane balancing machines;
n. Austenitic stainless-steel plate, valves, piping, tanks and vessels.
2D983 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 2A983.
2D984 “Software” required for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984.Yes
2D991 “Software” specially designed for the “development”, “production” or “use” of equipment controlled by 2B991, 2B993, or 2B996, 2B997, and 2B998.Yes
2D992 Specific “software”, as follows (see List of Items Controlled).
a.1. For flexible manufacturing units (FMUs) which consist at least of
(1) A machine tool described in 2B001.c. of Annex I of the Dual-Use Regulation; and
(2) A dimensional inspection machine described in Category 2 of Annex I of the Dual-Use Regulation, or another digitally controlled measuring machine controlled by an entry in Category 2 of Annex I of the Dual-Use Regulation; andYes
a.2. Capable of generating or modifying, in “real-time processing”, programs or data by using the signals obtained simultaneously by means of at least two detection techniques, such as:Yes
a.2.a. Machine vision (optical ranging);

Yes

a.2.b. Infrared imaging;

Yes

a.2.c. Acoustical imaging (acoustical ranging);

Yes

a.2.d. Tactile measurement;

Yes

a.2.e. Inertial positioning;

Yes

a.2.f. Force measurement; and

Yes

a.2.g. Torque measurement.

Yes

Note: 2D992.a. does not control “software” which only provides rescheduling of functionally identical equipment within “flexible manufacturing units” using prestored part programs and a prestored strategy for the distribution of the part programs.
2D993 “Software” specially designed or modified for the “development”, “production” or “use” of items controlled by 2A992 or 2A993.
2D994 “Software” specially designed for the “development” or “production” of portable electric generators controlled by 2A994.
2E984 “Technology” required for the “development”, “production” or “use” of equipment controlled by 2A984 or required for the “development” of “software” controlled by 2D984.Yes
2E991 “Technology” for the use of equipment controlled by 2B991, 2B993, 2B996, or 2B997.
2E993 “Technology” according to the General Technology Note of Annex I of the Dual-Use Regulation for the “use” of equipment controlled by 2A992 or 2A993.
2E994 “Technology” for the “use” of portable electric generators controlled by 2A994.
[F819 Continuous flow reactors and their modular components.

Technical note: Continuous flow reactors consist in plug and play systems where reactants are continuously fed into the reactor and the resultant product is collected at the outlet.

Modular components are fluidic modules, liquid pumps, valves, packed-bed modules, mixer modules, pressure gauges, liquid-liquid separators, etc.

Nucleic acid assemblers and synthesizers not controlled by 2B352.i, which are partly or entirely automated, and designed to generate nucleic acids greater than 50 bases.
Automated peptide synthesizers capable to work under controlled atmosphere conditions.]]

Textual Amendments

PART 2U.K.Electronics

3A991 Electronic devices and components
a. “Microprocessor microcircuits”, “microcomputer microcircuits”, and microcontroller microcircuits having any of the following:
a.1. A performance speed of 5 GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more;
a.2. A clock frequency rate exceeding 25 MHz; or
a.3. More than one data or instruction bus or serial communication port that provides a direct external interconnection between parallel “microprocessor microcircuits” with a transfer rate of 2.5 Mbyte/s;
b. Storage integrated circuits, as follows:
b.1. Electrical erasable programmable read-only memories (EEPROMs) with a storage [F820capacity:]
b.1.a. Exceeding 16 Mbits per package for flash memory types; or
b.1.b. Exceeding either of the following limits for all other EEPROM types:
b.1.b.1. Exceeding 1 Mbit per package; or
b.1.b.2. Exceeding 256 kbit per package and a maximum access time of less than 80 ns;
[F820b.2 Static random access memories (SRAMs) with a storage capacity:
b.2.a. Exceeding 1 Mbit per package; or
b.2.b. Exceeding 256 kbit per package and a maximum access time of less than 25 ns;]
c. Analog-to-digital converters having any of the following:
c.1. A resolution of 8 bit or more, but less than 12 bit, with an output rate greater than 200 [F821mega samples] per second;
c.2. A resolution of 12 bit with an output rate greater than 105 [F821mega samples] per second;
c.3. A resolution of more than 12 bit but equal to or less than 14 bit with an output rate greater than 10 [F821mega samples] per second; or
c.4. A resolution of more than 14 bit with an output rate greater than 2.5 [F821mega samples] per second;
d. Field programmable logic devices having a maximum number of single-ended digital input/outputs between 200 and 700;
e. Fast Fourier Transform (FFT) processors having a rated execution time for a 1,024 point complex FFT of less than 1 ms;
f. Custom integrated circuits for which either the function is unknown, or the control status of the equipment in which the integrated circuits will be used is unknown to the manufacturer, having any of the following:
f.1. More than 144 terminals; or
f.2. A typical “basic gate propagation delay time” of less than 0.4 ns;
g. Traveling-wave “vacuum electronic devices,” pulsed or continuous wave, as follows:
g.1. Coupled cavity devices, or derivatives thereof;
g.2. Devices based on helix, folded waveguide, or serpentine waveguide circuits, or derivatives thereof, having either of the following:
g.2.a. An “instantaneous bandwidth” of half an octave or more; and
g.2.b. The product of the rated average output power (expressed in kW) and the maximum operating frequency (expressed in GHz) of more than 0.2; or
g.2.c. An “instantaneous bandwidth” of less than half an octave; and
g.2.d. The product of the rated average output power (expressed in kW) and the maximum operating frequency (expressed in GHz) of more than 0.4;
h. Flexible waveguides designed for use at frequencies exceeding 40 GHz;
i. Surface acoustic wave and surface skimming (shallow bulk) acoustic wave devices (i.e., “signal processing” devices employing elastic waves in materials), having either of the following:
i.1. A carrier frequency exceeding 1 GHz; or
i.2. A carrier frequency of 1 GHz or less; and
i.2.a. A frequency side-lobe rejection exceeding 55 dB;
i.2.b. A product of the maximum delay time and bandwidth (time in µs and bandwidth in MHz) of more than 100; or
i.2.c. A dispersive delay of more than 10 µs;
j. Cells as follows:
j.1. Primary cells having an energy density of 550 Wh/kg or less at 293 K (20ºC);
j.2. Secondary cells having an energy density of 350 Wh/kg or less at 293 K (20ºC);

Note:3A991.j does not control batteries, including single cell batteries.

Technical Notes:

1. For the purposes of 3A991.j energy density (Wh/kg) is calculated from the nominal voltage multiplied by the nominal capacity in ampere-hours divided by the mass in kilograms. If the nominal capacity is not stated, energy density is calculated from the nominal voltage squared then multiplied by the discharge duration in hours divided by the discharge load in Ohms and the mass in kilograms.

2. For the purposes of 3A991.j, a ‘cell’ is defined as an electrochemical device, which has positive and negative electrodes, and electrolyte, and is a source of electrical energy. It is the basic building block of a battery.

3. For the purposes of 3A991.j.1, a ‘primary cell’ is a ‘cell’ that is not designed to be charged by any other source.

4. For the purposes of 3A991.j.2, a ‘secondary cell’ is a ‘cell’ that is designed to be charged by an external electrical source.

k. “Superconductive” electromagnets or solenoids, specially designed to be fully charged or discharged in less than one minute, having all of the following:

Note: 3A991.k does not control “superconductive” electromagnets or solenoids specially designed for Magnetic Resonance Imaging (MRI) medical equipment.

k.1. Maximum energy delivered during the discharge divided by the duration of the discharge of more than 500 kJ per minute;
k.2. Inner diameter of the current carrying windings of more than 250 mm; and
k.3. Rated for a magnetic induction of more than 8T or “overall current density” in the winding of more than 300 A/mm2;
l. Circuits or systems designed for electromagnetic energy storage, containing components manufactured from “superconductive” materials specially designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents, having all of the following:
l.1. Resonant operating frequencies exceeding 1 MHz;
l.2. A stored energy density of 1 MJ/m3 or more; and
l.3. A discharge time of less than 1 ms;
m. Hydrogen/hydrogen-isotope thyratrons of ceramic-metal construction and rated for a peak current of 500 A or more;
n. Digital integrated circuits based on any compound semiconductor having an equivalent gate count of more than 300 (2 input gates);
o. “Space qualified” solar cells, cell-interconnect-coverglass (CIC) assemblies, solar panels, and solar arrays;
[F822p. Ceramic frequency filters;
q. Cermet trimmers.]
3A992 General purpose electronic equipment, as follows:
a. Electronic test equipment;
b. Digital instrumentation magnetic tape data recorders having any of the following;
b.1. A maximum digital interface transfer rate exceeding 60 Mbit/s and employing helical scan techniques;
b.2. A maximum digital interface transfer rate exceeding 120 Mbit/s and employing fixed head techniques; or
b.3. “Space qualified”;
c. Equipment having a maximum digital interface transfer rate exceeding 60 Mbit/s and designed to convert digital video magnetic tape recorders for use as digital instrumentation data recorders;
d. Non-modular analogue oscilloscopes having a bandwidth of 1 GHz or greater;
e. Modular analogue oscilloscope systems having either of the following:
e.1. A mainframe with a bandwidth of 1 GHz or greater; or
e.2. Plug-in modules with an individual bandwidth of 4 GHz or greater;
f. Analogue sampling oscilloscopes for the analysis of recurring phenomena with an effective bandwidth greater than 4 GHz;

g. Digital oscilloscopes and transient recorders, using analogue-to-digital conversion techniques, capable of storing transients by sequentially sampling single-shot inputs at successive intervals of less than 1 ns (greater than 1 giga-sample per second), digitising to 8 bits or greater resolution and storing 256 or more samples.

Note: This entry controls the following components designed for analogue oscilloscopes:

1. Plug-in units;

2. External amplifiers;

3. Pre-amplifiers;

4. Sampling devices;

5. Cathode ray tubes.

3A999 Specific processing equipment as follows.
a. Frequency changers capable of operating in the frequency range from 300 up to 600 Hz;
b. Mass spectrometers;
c. All flash x-ray machines, and components of pulsed power systems designed therefor, including Marx generators, high power pulse shaping networks, high voltage capacitors, and triggers;
d. Pulse amplifiers;
e. Time delay generation or time interval measurement equipment, as follows:
[F823e.1 Digital time delay generators having a resolution of 50 nanoseconds or less over time intervals of 1μs or greater; or
e.2 Multi-channel (three or more) or modular time interval meter and chronometry equipment having a resolution of 50 ns or less over time intervals of 1 μs or greater;]
f. Chromatography and spectrometry analytical instruments
3B991 Equipment for the manufacture of electronic components and materials, and specially designed components therefor.
a. Equipment specially designed for the manufacture of electron tubes, optical elements and components controlled by entry 3A001 of Annex I of the Dual-Use Regulation, or entry 3A991;

b. Equipment for the manufacture of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment:

Note:3B991.b also controls equipment used or modified for use in the manufacture of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices.

b.1. Equipment for the processing of materials for the manufacture of devices and components, as specified in the heading of 3B991.b, as follows:

Note:3B991 does not control quartz furnace tubes, furnace liners, paddles, boats (except specially designed caged boats), bubblers, cassettes or crucibles specially designed for the processing equipment

b.1.a. Equipment specially designed for producing polycrystalline silicon and materials controlled by entry 3A001 of Annex I of the Dual-Use Regulation;
b.1.b. Equipment specially designed for purifying or processing III/V and II/VI semiconductor materials controlled by entries 3C001, 3C002, 3C003, 3C004, or 3C005 of Annex I of the Dual-Use Regulation except crystal pullers, for which see 3B991.b.1.c below;

b.1.c. Crystal pullers and furnaces, as follows:

Note:3B991.b.1.c does not control diffusion and oxidation furnaces.

b.1.c.1. Annealing or recrystallising equipment other than constant temperature furnaces employing high rates of energy transfer capable of processing wafers at a rate exceeding 0.005 m2 per minute;
b.1.c.2. “Stored program controlled” crystal pullers having any of the following:
b.1.c.2.a. Rechargeable without replacing the crucible container;
b.1.c.2.b. Capable of operation at pressures above 2.5 x 105 Pa; or
b.1.c.2.c. Capable of pulling crystals of a diameter exceeding 100 mm;
b.1.d. “Stored program controlled” equipment for epitaxial growth having any of the following:
b.1.d.1. Capable of producing silicon layer with a thickness uniform to less than ± 2.5% across a distance of 200 mm or more;
b.1.d.2. Capable of producing a layer of any material other than silicon with a thickness uniformity across the wafer of equal to or better than ± 3.5%; or
b.1.d.3. Capable of rotating individual wafers during processing;
b.1.e. Molecular beam epitaxial growth equipment;

b.1.f. Magnetically enhanced ‘sputtering’ equipment with specially designed integral load locks capable of transferring wafers in an isolated vacuum environment;

Note: ‘Sputtering’ is an overlay coating process wherein positively charged ions are accelerated by an electric field towards the surface of a target (coating material). The kinetic energy of the impacting ions is sufficient to cause target surface atoms to be released and deposited on the substrate. (Note: Triode, magnetron or radio frequency sputtering to increase adhesion of coating and rate of deposition are ordinary modifications of the process.)

b.1.g. Equipment specially designed for ion implantation, ion-enhanced or photo-enhanced diffusion, having any of the following:
b.1.g.1. Patterning capability;
b.1.g.2. Beam energy (accelerating voltage) exceeding 200 keV;
b.1.g.3 Optimised to operate at a beam energy (accelerating voltage) of less than 10 keV; or
b.1.g.4. Capable of high energy oxygen implant into a heated “substrate”;
b.1.h. “Stored program controlled” equipment for selective removal (etching) by means of anisotropic dry methods (e.g., plasma), as follows:
b.1.h.1. ‘Batch types’ having either of the following:
b.1.h.1.a. End-point detection, other than optical emission spectroscopy types; or
b.1.h.1.b. Reactor operational (etching) pressure of 26.66 Pa or less;
b.1.h.2. ‘Single wafer types’ having any of the following:
b.1.h.2.a. End-point detection, other than optical emission spectroscopy types;
b.1.h.2.b. Reactor operational (etching) pressure of 26.66 Pa or less; or

b.1.h.2.c. Cassette-to-cassette and load locks wafer handling;

Notes: 1. ‘Batch types’ refers to machines not specially designed for production processing of single wafers. Such machines can process two or more wafers simultaneously with common process parameters, e.g., RF power, temperature, etch gas species, flow rates.

2. ’Single wafer types’ refers to machines specially designed for production processing of single wafers. These machines may use automatic wafer handling techniques to load a single wafer into the equipment for processing. The definition includes equipment that can load and process several wafers but where the etching parameters, e.g., RF power or end point, can be independently determined for each individual wafer.

b.1.i. “Chemical vapor deposition” (CVD) equipment, e.g., plasma-enhanced CVD (PECVD) or photo-enhanced CVD, for semiconductor device manufacturing, having either of the following capabilities, for deposition of oxides, nitrides, metals or polysilicon:
b.1.i.1. “Chemical vapor deposition” equipment operating below 105 Pa; or

b.1.i.2. PECVD equipment operating either below 60 Pa (450 millitorr) or having automatic cassette-to-cassette and load lock wafer handling;

Note: 3B991.b.1.i does not control low pressure “chemical vapor deposition” (LPCVD) systems or reactive ’sputtering’ equipment.

b.1.j. Electron beam systems specially designed or modified for mask making or semiconductor device processing having any of the following:
b.1.j.1. Electrostatic beam deflection;
b.1.j.2. Shaped, non-Gaussian beam profile;
b.1.j.3. Digital-to-analogue conversion rate exceeding 3 MHz;
b.1.j.4. Digital-to-analogue conversion accuracy exceeding 12 bit; or

b.1.j.5. Target-to-beam position feedback control precision of 1 μm or finer;

Note: 3B991.b.1.j does not control electron beam deposition systems or general purpose scanning electron microscopes.

b.1.k. Surface finishing equipment for the processing of semiconductor wafers as follows:
b.1.k.1. Specially designed equipment for backside processing of wafers thinner than 100 μm and the subsequent separation thereof; or

b.1.k.2. Specially designed equipment for achieving a surface roughness of the active surface of a processed wafer with a two-sigma value of 2 μm or less, total indicator reading (TIR);

Note:3B991.b.1.k does not control single-side lapping and polishing equipment for wafer surface finishing.

b.1.l. Interconnection equipment which includes common single or multiple vacuum chambers specially designed to permit the integration of any equipment controlled by 3B991 into a complete system;
b.1.m. “Stored program controlled” equipment using “lasers” for the repair or trimming of “monolithic integrated circuits” with either of the following:
b.1.m.1. Positioning accuracy less than ± 1 μm; or
b.1.m.2. Spot size (kerf width) less than 3 μm.

b.2. ‘Masks’, ‘mask’ “substrates,” mask-making equipment and image transfer equipment for the manufacture of devices and components as specified in the heading of 3B991, as follows:

Note: The term ’masks’ or ‘mask’ refers to those used in electron beam lithography, X-ray lithography, and ultraviolet lithography, as well as the usual ultraviolet and visible photo-lithography.

b.2.a. Finished masks, reticles and designs therefor, except:

b.2.a.1. Finished masks or reticles for the production of integrated circuits not controlled by entry 3A001 of Annex I of the Dual-Use Regulation; or
b.2.a.2. Masks or reticles, having both of the following:
b.2.a.2.a. Their design is based on geometries of 2.5 μm or more; and
b.2.a.2.b. The design does not include special features to alter the intended use by means of production equipment or “software”;
b.2.b. Mask “substrates” as follows:
b.2.b.1. Hard surface (e.g., chromium, silicon, molybdenum) coated “substrates” (e.g., glass, quartz, sapphire) for the preparation of masks having dimensions exceeding 125 mm x 125 mm; or
b.2.b.2. “Substrates” specially designed for X-ray masks;
b.2.c. Equipment, other than general purpose computers, specially designed for computer aided design (CAD) of semiconductor devices or integrated circuits;

b.2.d. Equipment or machines, as follows, for mask or reticle fabrication:

Note:3B991.b.2.d.1 and b.2.d.2 do not control mask fabrication equipment using photo-optical methods which was either commercially available before the 1st January, 1980, or has a performance no better than such equipment.

b.2.d.1. Photo-optical step and repeat cameras capable of producing arrays larger than 100 mm x 100 mm, or capable of producing a single exposure larger than 6 mm x 6 mm in the image (i.e., focal) plane, or capable of producing line widths of less than 2.5 μm in the photoresist on the “substrate”;
b.2.d.2. Mask or reticle fabrication equipment using ion or “laser” beam lithography capable of producing line widths of less than 2.5 μm; or
b.2.d.3. Equipment or holders for altering masks or reticles or adding pellicles to remove defects;
b.2.e. “Stored program controlled” equipment for the inspection of masks, reticles or pellicles with:
b.2.e.1. A resolution of 0.25 μm or finer; and
b.2.e.2. A precision of 0.75 μm or finer over a distance in one or two coordinates of 63.5 mm or more;

Note: 3B991.b.2.e does not control general purpose scanning electron microscopes except when specially designed and instrumented for automatic pattern inspection.

b.2.f. Align and expose equipment for wafer production using photo-optical or X-ray methods, e.g., lithography equipment, including both projection image transfer equipment and step and repeat (direct step on wafer) or step and scan (scanner) equipment, capable of performing any of the following:

Note:3B991.b.2.f does not control photo-optical contact and proximity mask align and expose equipment or contact image transfer equipment.

b.2.f.1. Production of a pattern size of less than 2.5 μm;

b.2.f.2. Alignment with a precision finer than ± 0.25 μm (3 sigma);
b.2.f.3. Machine-to-machine overlay no better than ± 0.3 μm; or
b.2.f.4. A light source wavelength shorter than 400 nm;

b.2.g. Electron beam, ion beam or X-ray equipment for projection image transfer capable of producing patterns less than 2.5 μm;

Note:For focused, deflected-beam systems (direct write systems), see 3B991.b.1.j or b.10.

b.2.h. Equipment using “lasers” for direct write on wafers capable of producing patterns less than 2.5 μm.

b.3. Equipment for the assembly of integrated circuits, as follows:
b.3.a. “Stored program controlled” die bonders having all of the following:
b.3.a.1. Specially designed for “hybrid integrated circuits”;
b.3.a.2. X-Y stage positioning travel exceeding 37.5 x 37.5 mm; and
b.3.a.3. Placement accuracy in the X-Y plane of finer than ± 10 μm;
b.3.b. “Stored program controlled” equipment for producing multiple bonds in a single operation (e.g., beam lead bonders, chip carrier bonders, tape bonders);
b.3.c. Semi-automatic or automatic hot cap sealers, in which the cap is heated locally to a higher temperature than the body of the package, specially designed for ceramic microcircuit packages controlled by entry 3A001 of Annex I of the Dual-Use Regulation and that have a throughput equal to or more than one package per minute.
b.4. Filters for clean rooms capable of providing an air environment of 10 or less particles of 0.3 μm or smaller per 0.02832 m3 and filter materials therefor.
3B992 Equipment for the inspection or testing of electronic components and materials, and specially designed components therefor.
a. Equipment specially designed for the inspection or testing of electron tubes, optical elements and specially designed components therefor, controlled by entry 3A001 of Annex I of the Dual-Use Regulation or 3A991;

b. Equipment specially designed for the inspection or testing of semiconductor devices, integrated circuits and “electronic assemblies”, as follows, and systems incorporating or having the characteristics of such equipment:

Note: 3B992.b also controls equipment used or modified for use in the inspection or testing of other devices, such as imaging devices, electro-optical devices, acoustic-wave devices.

b.1. “Stored program controlled” inspection equipment for the automatic detection of defects, errors or contaminants of 0.6 μm or less in or on processed wafers, “substrates”, other than printed circuit boards or integrated circuits, using optical image acquisition techniques for pattern comparison;

Note: 3B992.b.1 does not control general purpose scanning electron microscopes, except when specially designed and instrumented for automatic pattern inspection.

b.2. Specially designed “stored program controlled” measuring and analysis equipment, as follows:
b.2.a. Specially designed for the measurement of oxygen or carbon content in semiconductor materials;
b.2.b. Equipment for line width measurement with a resolution of 1 μm or finer;
b.2.c. Specially designed flatness measurement instruments capable of measuring deviations from flatness of 10 μm or less with a resolution of 1 μm or finer.
b.3. “Stored program controlled” wafer probing equipment having any of the following:
b.3.a. Positioning accuracy finer than 3.5 μm;
b.3.b. Capable of testing devices having more than 68 terminals; or
b.3.c. Capable of testing at a frequency exceeding 1 GHz;
b.4. Test equipment as follows:

b.4.a. “Stored program controlled” equipment, specially designed for testing discrete semiconductor devices and unencapsulated dice, capable of testing at frequencies exceeding 18 GHz;

Technical Note: Discrete semiconductor devices include photocells and solar cells.

b.4.b. “Stored program controlled” equipment specially designed for testing integrated circuits and “electronic assemblies” thereof, capable of functional testing:

b.4.b.1. At a ‘pattern rate’ exceeding 20 MHz; or
b.4.b.2. At a ‘pattern rate’ exceeding 10 MHz but not exceeding 20 MHz and capable of testing packages of more than 68 terminals.

Notes: 3B992.b.4.b does not control test equipment specially designed for testing:

1. Memory;

2. “Electronic assemblies” for home and entertainment applications; and

3. Electronic components, and integrated circuits not controlled by entry 3A001 of Annex I of the Dual-Use Regulation or 3A991 provided such test equipment does not incorporate computing facilities with “user accessible programmability”.

Technical Note: For purposes of 3B992.b.4.b, ‘pattern rate’ is defined as the maximum frequency of digital operation of a tester. It is therefore equivalent to the highest data rate that a tester can provide in non-multiplexed mode. It is also referred to as test speed, maximum digital frequency or maximum digital speed.

b.4.c. Equipment specially designed for determining the performance of focal-plane arrays at wavelengths of more than 1,200 nm, using “stored program controlled” measurements or computer aided evaluation and having any of the following:

b.4.c.1. Using scanning light spot diameters of less than 0.12 mm;
b.4.c.2. Designed for measuring photosensitive performance parameters and for evaluating frequency response, modulation transfer function, uniformity of responsivity or noise; or
b.4.c.3. Designed for evaluating arrays capable of creating images with more than 32 x 32 line elements;
b.5. Electron beam test systems designed for operation at 3 keV or below, or “laser” beam systems, for non-contact probing of powered-up semiconductor devices having any of the following:
b.5.a. Stroboscopic capability with either beam blanking or detector strobing;
b.5.b. An electron spectrometer for voltage measurements with a resolution of less than 0.5 V; or
b.5.c. Electrical tests fixtures for performance analysis of integrated circuits;
Note:3B992.b.5 does not control scanning electron microscopes, except when specially designed and instrumented for non-contact probing of a powered-up semiconductor device.
b.6. “Stored program controlled” multifunctional focused ion beam systems specially designed for manufacturing, repairing, physical layout analysis and testing of masks or semiconductor devices and having either of the following:
b.6.a. Target-to-beam position feedback control precision of 1 μm or finer; or
b.6.b. Digital-to-analogue conversion accuracy exceeding 12 bit;
b.7. Particle measuring systems employing “lasers” designed for measuring particle size and concentration in air having both of the following:
b.7.a. Capable of measuring particle sizes of 0.2 μm or less at a flow rate of 0.02832 m3 per minute or more; and
b.7.b. Capable of characterising Class 10 clean air or better.
[F8243B993 Equipment for the manufacture of Printed Circuit Boards (PCBs) and specially designed components and accessories therefor, as follows:
a. Film processing equipment;
b. Solder mask coating equipment;
c. Photo plotter equipment;
d. Plating or electroplating deposition equipment;
e. Vacuum chambers and presses;
f. Roll laminators;
g. Alignment equipment;
h. Etching equipment.
3B994 Automated optical inspection equipment for testing Printed Circuit Boards (PCBs), based on optical or electrical sensors, and capable to detect any of the following quality defects:
a. Spacing, area, volume or height;
b. Bill boarding;
c. Components (presence, absence, flipped, offset, polarity, or skew);
d. Solder (bridging, insufficient solder joints);
e. Leads (insufficient paste, lifting);
f. Tombstoning; or
g. Electrical (shorts, opens, resistance, capacitance, power, grid performance).]
3C992 Positive resists designed for semiconductor lithography specially adjusted (optimised) for use at wavelengths between 370 and 193 nm.
[F8253C993 Chemicals and materials of the type used in the production of Printed Circuit Boards (PCBs), as follows:
a. PCB composite substrates made of glass fibre or cotton (e.g. FR-4, FR-2, FR-6, CEM-1,G-10, etc.);
b. Multilayer PCB substrates, containing at least one layer of any of the following materials:
b.1. Aluminium;
b.2. Polytetrafluoroethylene (PTFE); or
b.3. Ceramic materials (e.g. alumina, titanium oxide, etc.);
c. Etchant chemicals;
c.1. Ferric chloride (7705-08-0);
c.2. Cupric chloride (7447-39-4);
c.3. Ammonium persulphate (7727-54-0);
c.4. Sodium persulphate (7775-27-1);
c.5. Chemical preparations specially designed for etching and containing any of the chemicals included in c.1 to c.4.
Note: 3C993.c. does not control “chemical mixtures” containing one or more of the chemicals specified in entry c. in which no individually specified chemical constitutes more than 10 % by the weight of the mixture.
d. Copper foil with a minimum purity 95 % and of a thickness less than 100 μm;
e. Polymeric substances and films thereof of less than 0.5 mm of thickness, as follows:
e.1. Aromatic polyimides;
e.2. Parylenes;
e.3. Benzocyclobutenes (BCBs);
e.4. Polybenzoxazoles.]
3D991 “Software” specially designed for the “development”, “production”, or “use” of electronic devices, or components controlled by entry 3A991 F826..., general purpose electronic equipment controlled by 3A992, or manufacturing and test equipment controlled by 3B991 and 3B992; or “software” specially designed for the “use” of equipment controlled by entry 3B001.g and h of Annex I of the Dual-Use Regulation.
[F8273D992 “Software” specially designed for the test, “development” or “production” of Printed Circuit Boards (PCBs).]
3E991 “Technology” for the “development,” “production” or “use” of electronic devices or components controlled by entry 3A991 F826..., general purpose electronic equipment controlled by 3A992, or manufacturing and test equipment controlled by 3B991 or 3B992, or materials controlled by 3C992.
[F8283E992 “Technology” for the “development”, “production” or “use” of Printed Circuit Boards (PCBs).]

Textual Amendments

PART 3U.K.Computers

4A994 Computers, “electronic assemblies” and related equipment, and specially designed components therefor.

Note 1: The control status of the “digital computers” and related equipment described in 4A994 is determined by the control status of other equipment or systems provided:

a. The “digital computers” or related equipment are essential for the operation of the other equipment or systems;

b. The “digital computers” or related equipment are not a “principal element” of the other equipment or systems; and

N.b. 1: The control status of “signal processing” or “image enhancement” equipment specially designed for other equipment with functions limited to those required for the other equipment is determined by the control status of the other equipment even if it exceeds the “principal element” criterion.

N.b. 2: For the control status of “digital computers” or related equipment for telecommunications equipment, see Category 5, Part 1 (Telecommunications) of Annex I of the Dual-Use Regulation.

c. The “technology” for the “digital computers” and related equipment is determined by Category 4E of Annex I of the Dual-Use Regulation.

a. Electronic computers and related equipment, and “electronic assemblies” and specially designed components therefor, rated for operation at an ambient temperature above 343 K (70°C);

b. “Digital computers”, including “signal processing” or ”image enhancement” equipment, having an “Adjusted Peak Performance” (“APP”) equal to or greater than 0.0128 Weighted TeraFLOPS (WT);
c. “Electronic assemblies” that are specially designed or modified to enhance performance by aggregation of processors, as follows:
c.1. Designed to be capable of aggregation in configurations of 16 or more processors;
c.2. Not used.

Note 1: 4A994.c applies only to “electronic assemblies” and programmable interconnections with a “APP” not exceeding the limits in 4A994.b, when shipped as unintegrated “electronic assemblies”. It does not apply to “electronic assemblies” inherently limited by nature of their design for use as related equipment controlled by 4A994.k.

Note 2: 4A994.c does not control any “electronic assembly” specially designed for a product or family of products whose maximum configuration does not exceed the limits of 4A994.b.

d. Not used;

e. Not used;
f. Equipment for “signal processing” or “image enhancement” having an “Adjusted Peak Performance” (“APP”) equal to or greater than 0.0128 Weighted TeraFLOPS WT;
g. Not used;
h. Not used;
i. Equipment containing “terminal interface equipment” exceeding the limits in 5A991;
j. Equipment specially designed to provide external interconnection of “digital computers” or associated equipment that allows communications at data rates exceeding 80 Mbyte/s;
Note:4A994.j does not control internal interconnection equipment (e.g., backplanes, buses) passive interconnection equipment, “network access controllers” or “communication channel controllers”.
k. “Hybrid computers” and “electronic assemblies” and specially designed components therefor containing analogue-to-digital converters having all of the following:
k.1. 32 channels or more; and
k.2. A resolution of 14 bit (plus sign bit) or more with a conversion rate of 200,000 [F829Hz] or more.
4D993 “Program” proof and validation “software,” “software” allowing the automatic generation of “source codes,” and operating system “software” that are specially designed for “real-time processing” equipment.
a. “Program” proof and validation “software” using mathematical and analytical techniques and designed or modified for “programs” having more than 500,000 “source code” instructions;
b. “Software” allowing the automatic generation of “source codes” from data acquired on line from external sensors described in Annex I of the Dual-Use Regulation;
c. Operating system “software” specially designed for “real-time processing” equipment that guarantees a “global interrupt latency time” of less than 20 µs.

Note: “Global interrupt latency time” is the time taken by the computer system to recognise an interrupt due to the event, service the interrupt and perform a context switch to an alternate memory-resident task waiting on the interrupt.

4D994 Software” other than that controlled in entry 4D001 of Annex I of the Dual-Use Regulation specially designed or modified for the “development”, “production”, or “use” of equipment controlled by entry 4A101 of Annex I of the Dual-Use Regulation, or 4A994.
4E992 “Technology” for the “development,” “production,” or “use” of equipment controlled by 4A994, or “software” controlled by 4D993 or 4D994.
4E993 “Technology” for the “development” or “production” of equipment designed for “multi-data-stream processing.”

Textual Amendments

PART 4U.K.Telecommunications and information security

CHAPTER 1U.K.Telecommunication equipment

5A991 Telecommunication equipment.

Note:

1. ‘Asynchronous transfer mode’ (‘ATM’) is a transfer mode in which the information is organised into cells; it is asynchronous in the sense that the recurrence of cells depends on the required or instantaneous bit rate.

2. ‘Bandwidth of one voice channel’ is data communication equipment designed to operate in one voice channel of 3,100 Hz, as defined in CCITT Recommendation G.151.

3. ‘Communications channel controller’ is the physical interface that controls the flow of synchronous or asynchronous digital information. It is an assembly that can be integrated into computer or telecommunications equipment to provide communications access.

4. ‘Datagram’ is a self-contained, independent entity of data carrying sufficient information to be routed from the source to the destination data terminal equipment without reliance on earlier exchanges between this source and destination data terminal equipment and the transporting network.

5. ‘Gateway’ is the function, realised by any combination of equipment and “software”, to carry out the conversion of conventions for representing, processing or communicating information used on one system into the corresponding, but different conventions used in another system.

6. ‘Packet’ is a group of binary digits including data and call control signals that is switched as a composite whole. The data, call control signals, and possible error control information are arranged in a specified format.

a. Any type of telecommunications equipment, not controlled by 5A001.a, specially designed to operate outside the temperature range from 219 K (-54 °C) to 397 K (124 °C).

b. Telecommunication transmission equipment and systems, and specially designed components therefor, having any of the following characteristics, functions or features:

a. Categorised as follows, or combinations thereof:

1. Radio equipment (e.g., transmitters, receivers and transceivers);

2. Line terminating equipment;

3. Intermediate amplifier equipment;

4. Repeater equipment;

5. Regenerator equipment;

6. Translation encoders (transcoders);

7. Multiplex equipment (statistical mutiplex included);

8. Modulators/demodulators (modems);

9. Transmultiplex equipment (see CCITT Rec. G701);

10. “Stored program controlled” digital cross-connection equipment;

11. ‘Gateways’ and bridges;

12. “Media access units”; and

b. Designed for use in single or multi-channel communication via any of the following:

1. Wire (line);

2. Coaxial cable;

3. Optical fibre cable;

4. Electromagnetic radiation; or

5. Underwater acoustic wave propagation.

b.1. Employing digital techniques, including digital processing of analogue signals, and designed to operate at a “digital transfer rate” at the highest multiplex level exceeding 45 Mbit/s or a “total digital transfer rate” exceeding 90 Mbit/s;

Note: 5A991.b.1 does not control equipment specially designed to be integrated and operated in any satellite system for civil use.

b.2. Modems using the ‘bandwidth of one voice channel’ with a “data signalling rate” exceeding 9,600 bits per second;
b.3. Being “stored program controlled” digital cross-connect equipment with “digital transfer rate” exceeding 8.5 Mbit/s per port.
b.4. Being equipment containing any of the following:
b.4.a. ‘Network access controllers’ and their related common medium having a “digital transfer rate” exceeding 33 Mbit/s; or
b.4.b. “Communication channel controllers” with a digital output having a “data signalling rate” exceeding 64,000 bit/s per channel;

Note: If any uncontrolled equipment contains a “network access controller”, it cannot have any type of telecommunications interface, except those described in, but not controlled by 5A991.b.4.

b.5. Employing a “laser” and having any of the following:
b.5.a. A transmission wavelength exceeding 1,000 nm; or

b.5.b. Employing analogue techniques and having a bandwidth exceeding 45 MHz;

Note: 5A991.b.5.b does not control commercial TV systems.

b.5.c. Employing coherent optical transmission or coherent optical detection techniques (also called optical heterodyne or homodyne techniques);
b.5.d. Employing wavelength division multiplexing techniques; or
b.5.e. Performing optical amplification;
b.6. Radio equipment operating at input or output frequencies exceeding:
b.6.a. 31 GHz for satellite-earth station applications; or
b.6.b. 26.5 GHz for other applications;
Note: 5A991.b.6. does not control equipment for civil use when conforming with an International Telecommunications Union (ITU) allocated band between 26.5 GHz and 31 GHz.
b.7. Being radio equipment employing any of the following:
b.7.a. Quadrature-amplitude-modulation (QAM) techniques above level 4 if the “total digital transfer rate” exceeds 8.5 Mbit/s;
b.7.b. QAM techniques above level 16 if the “total digital transfer rate” is equal to or less than 8.5 Mbit/s;
b.7.c. Other digital modulation techniques and having a “spectral efficiency” exceeding 3 bit/s/Hz; or
b.7.d. Operating in the 1.5 MHz to 87.5 MHz band and incorporating adaptive techniques providing more than 15 dB suppression of an interfering signal.

Notes:

1. 5A991.b.7 does not control equipment specially designed to be integrated and operated in any satellite system for civil use.

2. 5A991.b.7 does not control radio relay equipment for operation in an ITU allocated band:

a. Having any of the following:

a.1. Not exceeding 960 MHz; or

a.2. With a “total digital transfer rate” not exceeding 8.5 Mbit/s; and

b. Having a “spectral efficiency” not exceeding 4 bit/s/Hz.

c. “Stored program controlled” switching equipment and related signalling systems, having any of the following characteristics, functions or features, and specially designed components therefor:

Note: Statistical multiplexers with digital input and digital output which provide switching are treated as “stored program controlled” switches.

c.1. Data (message) switching equipment or systems designed for “packet-mode operation” and electronic assemblies and components therefor,
c.2. Not used;

c.3. Routing or switching of ‘datagram’ packets;

Note: The restrictions in 5A991.c.3 do not apply to networks restricted to using only ‘network access controllers’ or to ‘network access controllers’ themselves.

c.4. Not used.

c.5. Multi-level priority and pre-emption for circuit switching;

Note: 5A991.c.5 does not control single-level call pre-emption.

c.6. Designed for automatic hand-off of cellular radio calls to other cellular switches or automatic connection to a centralised subscriber data base common to more than one switch;
c.7. Containing “stored program controlled” digital cross connect equipment with “digital transfer rate” exceeding 8.5 Mbit/s per port.
c.8. “Common channel signalling” operating in either non-associated or quasi-associated mode of operation;
c.9. “Dynamic adaptive routing”;
c.10. Being packet switches, circuit switches and routers with ports or lines exceeding any of the following:

c.10.a. A “data signalling rate” of 64,000 bit/s per channel for a ‘communications channel controller’; or

Note: 5A991.c.10.a does not control multiplex composite links composed only of communication channels not individually controlled by 5A991.b.1.

c.10.b. A “digital transfer rate” of 33 Mbit/s for a ‘network access controller’ and related common media;

Note: 5A991.c.10 does not control packet switches or routers with ports or lines not exceeding the limits in 5A991.c.10.

c.11. “Optical switching”;
c.12. Employing ‘Asynchronous Transfer Mode’ (‘ATM’) techniques;
d. Optical fibres and optical fibre cables of more than 50 m in length designed for single mode operation;
e. Centralised network control having all of the following:
e.1. Receives data from the nodes; and
e.2. Process these data in order to provide control of traffic not requiring operator decisions, and thereby performing “dynamic adaptive routing”;
Note: 5A991.e does not preclude control of traffic as a function of predictable statistical traffic conditions.
f. Phased array antennas, operating above 10.5 GHz, containing active elements and distributed components, and designed to permit electronic control of beam shaping and pointing, except for landing systems with instruments meeting International Civil Aviation Organisation (ICAO) standards (microwave landing systems (MLS));
g. Mobile communications equipment and electronic assemblies and components therefor;
h. Radio relay communications equipment designed for use at frequencies equal to or exceeding 19.7 GHz and components therefor.
5B991 Telecommunications test equipment.
5C991 Preforms of glass or of any other material optimised for the manufacture of optical fibres controlled by 5A991.
5D991 “Software” specially designed or modified for the “development,” “production” or “use” of equipment controlled by 5A991 and 5B991, and dynamic adaptive routing software, as follows:
a. “Software”, other than in machine-executable form, specially designed for “dynamic adaptive routing”;
b. Not used.
5E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 5A991 or 5B991, or “software” controlled by 5D991, and other “technologies” as follows:

Note:

1. ‘Synchronous digital hierarchy’ (SDH) is a digital hierarchy providing a means to manage, multiplex, and access various forms of digital traffic using a synchronous transmission format on different types of media. The format is based on the Synchronous Transport Module (STM) that is defined by CCITT Recommendation G.703, G.707, G.708, G.709 and others yet to be published. The first level rate of ‘SDH’ is 155.52 Mbits/s.

2. ‘Synchronous optical network’ (SONET) is a network providing a means to manage, multiplex and access various forms of digital traffic using a synchronous transmission format on fiber optics. The format is the North America version of ‘SDH’ and also uses the Synchronous Transport Module (STM). However, it uses the Synchronous Transport Signal (STS) as the basic transport module with a first level rate of 51.81 Mbits/s. The SONET standards are being integrated into those of ‘SDH’.

a. Specific “technologies” as follows:
a.1. “Technology” for the processing and application of coatings to optical fibre specially designed to make it suitable for underwater use;
a.2. “Technology” for the “development” of equipment employing ‘Synchronous Digital Hierarchy’ (‘SDH’) or ‘Synchronous Optical Network’ (‘SONET’) techniques.

CHAPTER 2U.K.Information security

5A992 “Information security” systems, equipment and components, described by entry 5A002 of Annex I of the Dual-Use Regulation and classified under Note 3 to Category 5, Part 2 of Annex I of the Dual-Use Regulation (Cryptography Note).
5D992 “Information Security” “software” described by entry 5D002 to Category 5, Part 2 in Annex I of the Dual-Use Regulation and classified under Note 3 to Category 5, Part 2 of Annex I of the Dual-Use Regulation (Cryptography Note).
Note: This entry does not control “software” designed or modified to protect against malicious computer damage, e.g., viruses, where the use of “cryptography” is limited to authentication, digital signature and/or the decryption of data or files.
5E992 “Information Security” “technology” as follows:
a. “Technology” for the “use” of items controlled by 5A992 or “software” controlled by 5D992.

PART 5U.K.Sensors and lasers

6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor.
6A992 Optical Sensors as follows
a. Image intensifier tubes and specially designed components therefor, as follows:
a.1. Image intensifier tubes having all the following:
a.1.a. A peak response in wavelength range exceeding 400 nm, but not exceeding 1,050 nm;
a.1.b. A microchannel plate for electron image amplification with a hole pitch (centre‑to‑centre spacing) of less than 25 μm; and
a.1.c. Having any of the following:
a.1.c.1. An S‑20, S‑25 or multialkali photocathode; or
a.1.c.2. A GaAs or GaInAs photocathode;
a.2. Specially designed microchannel plates having both of the following:
a.2.a. 15,000 or more hollow tubes per plate; and
a.2.b. Hole pitch (centre‑to‑centre spacing) of less than 25 μm.
b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in 6A992.a.1.
6A993 Cameras as follows:
a. Cameras that meet the criteria of Note 3 to entry 6A003.b.4. of Annex I of the Dual-Use Regulation.
6A994 Optics as follows:
a. Optical filters:
a.1. For wavelengths longer than 250 nm, comprised of multi‑layer optical coatings and having either of the following:
a.1.a. Bandwidths equal to or less than 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90% or more; or

a.1.b. Bandwidths equal to or less than 0.1 nm FWHI and peak transmission of 50% or more;

Note: 6A994 does not control optical filters with fixed air gaps or Lyot‑type filters.

a.2. For wavelengths longer than 250 nm, and having all of the following:
a.2.a. Tunable over a spectral range of 500 nm or more;
a.2.b. Instantaneous optical bandpass of 1.25 nm or less;
a.2.c. Wavelength resettable within 0.1 ms to an accuracy of 1 nm or better within the tunable spectral range; and
a.2.d. A single peak transmission of 91% or more;
a.3. Optical opacity switches (filters) with a field of view of 30 degrees or wider and a response time equal to or less than 1 ns;
b. “Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm.
6A995 “Lasers” as follows:
a. Carbon dioxide (CO2) “lasers” having any of the following:
a.1. A CW output power exceeding 10 kW;
a.2. A pulsed output with a “pulse duration” exceeding 10 µs; and
a.2.a. An average output power exceeding 10 kW; or
a.2.b. A pulsed “peak power” exceeding 100 kW; or
a.3. A pulsed output with a “pulse duration” equal to or less than 10 μs; and
a.3.a. A pulse energy exceeding 5 J per pulse and “peak power” exceeding 2.5 kW; or
a.3.b. An average output power exceeding 2.5 kW;
b. Semiconductor lasers, as follows
b.1. Individual, single‑transverse mode semiconductor “lasers” having:
b.1.a. An average output power exceeding 100 mW; or
b.1.b. A wavelength exceeding 1,050 nm;
b.2. Individual, multiple‑transverse mode semiconductor “lasers”, or arrays of individual semiconductor “lasers”, having a wavelength exceeding 1,050 nm;
c. Ruby “lasers” having an output energy exceeding 20 J per pulse;
d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1,150 nm and having any of the following:

d.1. A “pulse duration” equal to or exceeding

1 ns but not exceeding 1 μs, and having any of the following:

d.1.a. A single transverse mode output and having any of the following:
d.1.a.1. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1kHz; or
d.1.a.2. An “average output power” exceeding 20 W; or
d.1.b. A multiple transverse mode output and having any of the following:
d.1.b.1. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30W;
d.1.b.2. A “peak power” exceeding 200 MW; or
d.1.b.3. An “average output power” exceeding 50 W; or
d.2. A “pulse duration” exceeding 1 μs and having any of the following:
d.2.a. A single transverse mode output and having any of the following:
d.2.a.1. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or
d.2.a.2. An “average output power” exceeding 20 W; or
d.2.b. A multiple transverse mode output and having any of the following:
d.2.b.1. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or
d.2.b.2. An “average output power” exceeding 500 W;
e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following:
e.1. A single transverse mode output and having any of the following:
e.1.a. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or
e.1.b. An “average output power” exceeding 50 W; or
e.2. A multiple transverse mode output and having any of the following:
e.2.a. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or

e.2.b. An “average output power” exceeding 500 W;

Note: 6A995.e.2.b does not control multiple transverse mode, industrial “lasers” with output power less than or equal to 2kW with a total mass greater than 1,200kg. For the purpose of this note, total mass includes all components required to operate the “laser,” e.g., “laser,” power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery.

f. Non-“tunable” “lasers”, having a wavelength exceeding 1,400 nm, but not exceeding 1555 nm and having any of the following:
f.1. An output energy exceeding 100 mJ per pulse and a pulsed “peak power” exceeding 1 W; or
f.2. An average or CW output power exceeding 1 W;
g. Free electron “lasers”.
6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows

a. “Magnetometers”, having a ‘sensitivity’ lower (better) than 1.0 nT (rms) per square root Hz.

Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square of the device ‑limited noise floor which is the lowest signal that can be measured.

b. “Superconductive” electromagnetic sensors and components manufactured from “superconductive” materials, having all of the following:

b.1. Designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents (including Josephson effect devices or “superconductive” quantum interference devices (SQUIDS));
b.2. Designed for sensing electromagnetic field variations at frequencies of 1 KHz or less; and
b.3. Having any of the following:
b.3.a. Incorporating thin-film SQUIDS with a minimum feature size of less than 2 μm and with associated input and output coupling circuits;
b.3.b. Designed to operate with a magnetic field slew rate exceeding 1 x 106 magnetic flux quanta per second;
b.3.c. Designed to function without magnetic shielding in the earth’s ambient magnetic field; or
b.3.d. Having a temperature coefficient less (smaller) than 0.1 magnetic flux quantum/K.
6A997 Gravity meters (gravimeters) for ground use as follows:
a. Having a static accuracy of less (better) than 100 microgal; or
b. Being of the quartz element (Worden) type.
6A998 Radar systems, equipment and specially designed components therefor, as follows:
a. Airborne radar equipment and specially designed components therefor.
b. “Space-qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation.
c. Millimetre wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following:
c.1. Operates at a frequency of 94 GHz;
c.2. An average output power of less than 20 mW;
c.3. Radar beam width of 1 degree; and
c.4. Operating range equal to or greater than 1500 m.
6A999 Specific processing equipment, as follows:
a. Seismic detection equipment not controlled in paragraph c.
b. Radiation hardened TV cameras,
c. Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal.
6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following:
a. For the manufacture or inspection of:
a.1. Free electron “laser” magnet wigglers;
a.2. Free electron “laser” photo injectors;
b. For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”.
6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’
Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.
6C994 Optical materials.
a. Low optical absorption materials, as follows:

a.1. Bulk fluoride compounds containing ingredients with a purity of 99.999% or better; or

Note: 6C994.a.1 controls fluorides of zirconium or aluminium and variants.

a.2. Bulk fluoride glass made from compounds controlled by entry 6C004.e.1 of Annex I of the Dual-Use Regulation;
b. ‘Optical fibre preforms’ made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of “fluoride fibres” controlled by 6A994.b.
6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998.
6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995.
6D993 Other “software”.
a. Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre.
b. “Software” specially designed for seismic intrusion detection systems in 6A999.c.
c. “Source Code” specially designed for seismic intrusion detection systems in 6A999.c.
6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c.
6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993.
6E993 Other “technology” as follows.
a. Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following:
a.1. Area exceeding 1 m2, and
a.2. Surface figure exceeding λ/10 (rms) at the designed wavelength;
b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian;
c. “Technology” for the “development” or “production” of cameras controlled by 6A993;
d. “Technology” “required” for the “development” or “production” of non‑triaxial fluxgate “magnetometers” or non‑triaxial fluxgate “magnetometer” systems, having any of the following:
d.1. ‘Sensitivity’ lower (better) than 0.05 nT (rms) per square root Hz at frequencies of less than 1 Hz; or
d.2. ‘Sensitivity’ lower (better) than 1 x 10‑3 nT (rms) per square root Hz at frequencies of 1 Hz or more;
e. “Technology” “required” for the “development” or “production” of infrared up-conversion devices having all of the following:
e.1. A response in the wavelength range exceeding 700 nm but not exceeding 1500 nm; and
e.2. A combination of an infrared photodetector, light emitting diode (LED), and nanocrystal to convert infrared light into visible light.

Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.

PART 6U.K.Navigation and avionics

7A994 Navigation direction finding equipment, airborne communication equipment, all aircraft inertial navigation systems, and other avionic equipment, including components,
7B994 Other equipment for the test, inspection, or “production” of navigation and avionics equipment.
7D994 “Software” for the “development”, “production”, or “use” of navigation, airborne communication and other avionics.
7E994 “Technology” for the “development,” “production” or “use” of navigation, airborne communication, and other avionics equipment.

PART 7U.K.Marine

8A992 Vessels, marine systems or equipment, and specially designed components therefor, and marine boilers and components therefor.
a. Underwater vision systems, as follows:
a.1. Television systems (comprising camera, lights, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 500 lines and specially designed or modified for remote operation with a submersible vehicle; or

a.2. Underwater television cameras having a limiting resolution when measured in air of more than 700 lines;

Technical Note: Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using IEEE Standard 208/1960 or any equivalent standard.

b. Photographic still cameras specially designed or modified for underwater use, having a film format of 35 mm or larger, and having autofocusing or remote focusing specially designed for underwater use;

c. Stroboscopic light systems, specially designed or modified for underwater use, capable of a light output energy of more than 300 J per flash;
d. Other underwater camera equipment;
e. Other submersible systems;
[F830f. Vessels (surface or underwater), including inflatable boats, and specially designed components therefor;]
[F831g. Marine engines (both inboard and outboard), and submarine engines, and specially designed components therefor;]
h. Other self-contained underwater breathing apparatus (scuba gear) and related equipment, ;
i. Life jackets, inflation cartridges, compasses, wetsuits, masks, fins, weight belts, and dive computers;
j. Underwater lights and propulsion equipment;
k. Air compressors and filtration systems, specially designed for filling air cylinders.
l. Marine boilers designed to have any of the following:
l.1. Heat release rate (at maximum rating) equal to or in excess of 190,000 BTU per hour per cubic foot of furnace volume; or
l.2. Ratio of steam generated in kg per hour (at maximum rating) to the dry weight of the boiler in kg equal to or in excess of 0.83.
m. Components for marine boilers described in 8A992.l.
8D992 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 8A992.
8D999 “Software” specially designed for the operation of unmanned submersible vehicles.
8E992 “Technology” for the “development”, “production” or “use” of equipment controlled by 8A992.
[F832maritime goods and maritime technology within the meaning in regulation 21 (interpretation of Part 5).]

Textual Amendments

PART 8U.K.Aerospace and Propulsion

9A990 Diesel engines and tractor units, and specially designed components therefor.
a. Diesel engines for trucks, tractor units, and automotive applications of continuous power output of 400 BHP (298 kW) or greater (performance based on Society of Automotive Engineers J1349 standard conditions of 100 kPa and 25°C);
b. Off-road semi-trailer wheeled tractor units of carriage capacity 9 t or more and specially designed components therefor;
c. On-road semi-trailer tractor units, with single or tandem rear axles rated for 9 t per axel or greater and specially designed components therefor.
9A991 “Aircraft” and gas turbine engines and components
a. Not used;
[F833b. Not used];
c. Aero gas turbine engines and specially designed components therefor;
[F834d. Not used];
e. Pressurised aircraft breathing equipment and specially designed components therefor;
[F835f. reciprocating or rotary internal combustion piston engines;
g. electric engines].
F836...
9B990 Vibration test equipment and specially designed components therefor.
9B991 “Equipment,” tooling or fixtures specially designed for manufacturing or measuring gas turbine blades, vanes or tip shroud castings, as follows:
a. Automated equipment using non-mechanical methods for measuring aerofoil wall thickness;
b. Tooling, fixtures or measuring equipment for the “laser”, water jet or ECM/EDM hole drilling processes controlled by entry 9E003.c of Annex I of the Dual-Use Regulation;
c. Ceramic core leaching equipment;
d. Ceramic core manufacturing equipment or tools;
e. Ceramic shell wax pattern preparation equipment;
f. Ceramic shell burn out or firing equipment.
9D990 “Software”, for the “development” or “production” of equipment controlled by 9A990 or 9B990.
9D991 “Software”, for the “development” or “production” of equipment controlled by 9A991 or 9B991.
9E990 “Technology”, for the “development” or “production” or “use” of equipment controlled by 9A990 or 9B990.
9E991 “Technology”, for the “development”, “production” or “use” of equipment controlled by 9A991 or 9B991.
9E993 Other “technology”, not described by entry 9E003 of Annex I of the Dual-Use Regulation, as follows:
a. Rotor blade tip clearance control systems employing active compensating casing “technology” limited to a design and development data base;
b. Gas bearing for turbine engine rotor assemblies.]

Textual Amendments

[F837Jet fuel and fuel additives

Any thing falling within a commodity code mentioned in column 1 of the following table.

Textual Amendments

Commodity code (1)Item (2)
Jet fuel (other than kerosene):
2710 12 70—spirit type jet fuel (light oils)
2710 19 29—other than kerosene (medium oils)
2710 19 21—kerosene type jet fuel (medium oils)
2710 20 90—kerosene type jet fuel blended with biodiesel

Oxidation inhibitors

Oxidation inhibitors used in additives for lubricating oils:

3811 21 00— oxidation inhibitors containing petroleum oils
3811 29 00— other oxidation inhibitors
3811 90 00Oxidation inhibitors used for other liquids used for the same purpose as mineral oils

Static dissipater additives

Static dissipater additives for lubricating oils:

3811 21 00— containing petroleum oils
3811 29 00— other
3811 90 00Static dissipater additives for other liquids used for the same purpose as mineral oils

Corrosion inhibitors

Corrosion inhibitors for lubricating oils:

3811 21 00— containing petroleum oils
3811 29 00— other
3811 90 00Corrosion inhibitors for other liquids used for the same purpose as mineral oils

Fuel system icing inhibitors (anti-icing additives)

Fuel system icing inhibitors for lubricating oils:

3811 21 00— containing petroleum oils
3811 29 00— other
3811 90 00Fuel system icing inhibitors for other liquids used for the same purpose as mineral oils

Metal de-activators

Metal de-activators for lubricating oils:

3811 21 00—containing petroleum oils
3811 29 00— other
3811 90 00Metal de-activator for other liquids used for the same purpose as mineral oils

Biocide additives

Biocide additives for lubricating oils:

3811 21 00— containing petroleum oils
3811 29 00— other
3811 90 00Biocide additives for other liquids used for the same purpose as mineral oils

Thermal stability improver additives

Thermal stability improver for lubricating oils:

3811 21 00— containing petroleum oils
3811 29 00— other
3811 90 00Thermal stability improver for other liquids used for the same purposes as mineral oils]

[F838PART 9U.K.Miscellaneous items

Textual Amendments

1.  Equipment for oil production or oil exploration as follows—U.K.

(a)drill head integrated measurement equipment, including inertial navigation systems for measurement while drilling (MWD);

(b)gas monitoring systems and detectors therefor, designed for continuous operation and detection of hydrogen sulphide;

(c)equipment for seismological measurements, including reflection seismetics and seismic vibrators;

(d)sediment echo sounders.

2.  Collector equipment for metal ores in deep seabed.U.K.

3.  Equipment for the “production” of printed electronics for organic light emitting diodes (OLED), organic field-effect transistors (OFET) or organic photovoltaic cells (OPVC).U.K.

4.  Equipment for the “production” of microelectromechanical systems (MEMS) using the mechanical properties of silicon, including sensors in chip format like pressure membranes, bending beams or micro adjustment devices.U.K.

5.  Equipment, specially designed for the production of E-Fuels (electrofuels and synthetic fuels) or ultra efficient solar cells (efficiency > 30 %).U.K.

6.  Numerical controlled machine tools, having one or more linear axis with a travel length greater than 8000 mm.U.K.

7.  Advanced materials as follows—U.K.

(a)materials for cloaking or adaptive camouflage;

(b)metamaterials, e.g. with a negative refractive index;

(c)high entropy alloys (HEA);

(d)Heusler compounds;

(e)Kitaev materials, including kitaev spin liquids.

8.  Conjugated polymers (conductive, semiconductive, electroluminescent) for printed or organic electronics.U.K.

9.  Energetic materials as follows and mixtures thereof, except where the material is incorporated in a medical product—U.K.

(a)ammonium picrate (CAS 131-74-8);

(b)black powder;

(c)hexanitrodiphenylamine (CAS 131-73-7);

(d)difluoroamine (CAS 10405-27-3);

(e)nitrostarch (CAS 9056-38-6);

(f)tetranitronaphthalene;

(g)trinitroanisole;

(h)trinitronaphthalene;

(i)trinitroxylene;

(j)N-pyrrolidinone; 1-methyl-2-pyrrolidinone (CAS 872-50-4);

(k)dioctylmaleate (CAS 142-16-5);

(l)ethylhexylacrylate (CAS 103-11-7);

(m)triethylaluminium (TEA) (CAS 97-93-8), trimethylaluminium (TMA) (CAS 75-24-1), and other pyrophoric metal alkyls and aryls of lithium, sodium, magnesium, zinc or boron;

(n)nitroglycerin (or glyceroltrinitrate, trinitroglycerine) (NG) (CAS 55-63-0);

(o)Ethylenediaminedinitrate (EDDN) (CAS 20829-66-7);

(p)lead azide (CAS 13424-46-9), normal lead styphnate (CAS 15245-44-0) and basic lead styphnate (CAS 12403-82-6), and primary explosives or priming compositions containing azides or azide complexes;

(q)diethyldiphenylurea (CAS 85-98-3); dimethyldiphenylurea (CAS 611-92-7); methylethyldiphenyl urea;

(r)N,N-diphenylurea (unsymmetrical diphenylurea) (CAS 603-54-3);

(s)methyl-N,N-diphenylurea (methyl unsymmetrical diphenylurea) (CAS 13114-72-2);

(t)ethyl-N,N-diphenylurea (ethyl unsymmetrical diphenylurea) (CAS 64544-71-4);

(u)4-Nitrodiphenylamine (4-NDPA)(CAS 836-30-6);

(v)2,2-dinitropropanol (CAS 918-52-5).

Note: For the purpose of this entry, “medical product” means (1) a pharmaceutical formulation designed for human administration in the treatment of medical conditions, and (2) prepackaged for distribution as a clinical or medical product.

10.  “Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in paragraphs 1 to 8.U.K.

11.  “Software” specially designed or modified for the “development”, “production” or “use” of the systems, equipment and components specified in paragraphs 3 to 6.U.K.

[F83912.  Nettings, Canopies, Tents, Blankets and Apparel, specially designed for camouflage.]]U.K.

Textual Amendments

[F84013.  All-terrain vehicles.U.K.

[Note: For the purpose of this entry, an “all-terrain vehicle” means a motorised vehicle designed to travel on three or four low pressure (less than 0.9 bar gauge pressure) tyres on unpaved surfaces, typically having a seat designed to be straddled by the operator and handlebars for steering control and includes quad bikes, off-road vehicles and utility terrain vehicles.

Textual Amendments

14.  Lithium and lithium compounds as follows—U.K.

(a)Lithium (CAS 7439-93-2);

(b)Lithium carbonate (CAS 554-13-2);

(c)Lithium hydroxide (CAS 1310-65-2 and CAS 1310-66-3);

(d)Lithium oxide (CAS 12057-24-8);

(e)Lithium cobalt oxide (CAS 12190-79-3);

(f)Lithium iron phosphate (CAS 15365-14-7);

(g)Lithium manganese oxide (CAS 12057-17-9);

(h)Lithium nickel manganese cobalt oxide (CAS 346417-97-8); or

(i)Lithium titanate (CAS 12031-82-2).

Textual Amendments

15.  Ultra-High-Molecular-Weight Polyethylene (UHMWPE) not controlled by 1C010 or 1C210, presented in any of the following forms—U.K.

(a)Primary forms (9002-88-4);

(b)Filament yarns or monofilaments;

(c)Filament tows;

(d)Rovings;

(e)Staples or chopped fibres;

(f)Fabrics;

(g)Pulps or flocks.]

Textual Amendments

Regulation 60B

[F841SCHEDULE 2BU.K.Consumer communication devices

Textual Amendments

1.  In regulation 60B, “consumer communication device” means any of the following, of a type which is generally available to the public—U.K.

(a)computers falling within entries 5A992 and 4A994.b of Schedule 2A ;

(b)disk drives and solid-state storage equipment falling within entry 5A992 of Schedule 2A;

(c)input/output control units (other than industrial controllers designed for chemical processing);

(d)graphics accelerators and graphics coprocessors;

(e)monitors falling within entry 5A992 of Schedule 2A;

(f)printers falling within entry 5A992 of Schedule 2A;

(g)modems falling within entries 5A991.b.2, 5A991.b.4 or 5A992 of Schedule 2A;

(h)network access controllers and communications channel controllers falling within entry 5A991.b.4 of Schedule 2A;

(i)keyboards, mice and similar devices specified in entry 5A992 of Schedule 2A;

(j)mobile phones, including cellular and satellite telephones, personal digital assistants, and subscriber information module (SIM) cards and similar devices falling within entries 5A992 or 5A991 of Schedule 2A;

(k)memory devices falling within entry 5A992 of Schedule 2A;

(l)information security equipment, software (except encryption source code) and peripherals falling within entries 5A992 or 5D992 of Schedule 2A;

(m)digital cameras and memory cards falling within entry 6A993 or 5A992 of Schedule 2A;

(n)television and radio receivers falling within entry 5A992 of Schedule 2A;

(o)recording devices falling within entry 5A992 of Schedule 2A;

(p)batteries, chargers, carrying cases and accessories for the goods falling within paragraphs (a) to (o) above;

(q)software (except encryption source code) falling within entries 4D994, 5D991 and 5D992 of Schedule 2A, which is for use with equipment described in paragraphs (a) to (p) above.

2.  For the purposes of paragraph 1, goods and technology are generally available to the public if they are —U.K.

(a)sold from stock at retail selling points without restriction, by means of—

(i)over the counter transactions,

(ii)mail order transactions,

(iii)electronic transactions, or

(iv)telephone order transactions, and

(b)designed for installation by the user without further substantial support by the supplier.]

Regulation 21

[F842SCHEDULE 2CU.K.Aviation and space goods and technology

Textual Amendments

PART 1U.K.General

InterpretationU.K.

1.  For the purposes of this Schedule, whether a thing “falls within chapter 88 of the Goods Classification Table” is to be interpreted in accordance with paragraph 1 of Schedule 3.

2.  Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in—

(a)Schedules 2 and 3 of the Export Control Order 2008, or

(b)Annex I of the Dual-Use Regulation,

as applicable.

PART 2U.K.Aviation and space goods

3.  Any thing falling within chapter 88 of the Goods Classification Table.U.K.

PART 3U.K.Aviation and space technology

4.  “Technology” for the “development”, “production” or “use” of things falling within chapter 88 of the Goods Classification Table.U.K.

5.  “Software” for the “development”, “production” or “use” of things falling within chapter 88 of the Goods Classification Table.]U.K.

Regulation 21

[F843SCHEDULE 2DU.K.Oil refining goods and technology

Textual Amendments

PART 1U.K.

InterpretationU.K.

1.—(1) Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2.

(2) Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in—

(a)Schedules 2 and 3 to the Export Control Order 2008, or

(b)Annex I of the Dual-Use Regulation,

as applicable.

PART 2U.K.

Oil refining goodsU.K.

2.  Any thing falling within—

(a)a commodity code mentioned in column 1 of the following table, and

(b)the description in column 2 corresponding to that code.

Commodity codeDescription

ex 8479 89 97

ex 8543 70 90

Alkylation and isomerization units

ex 8479 89 97

ex 8543 70 90

Aromatic hydrocarbon production units
ex 8419 40 00Atmospheric-vacuum crude distillation units (CDU)

ex 8479 89 97

ex 8543 70 90

Catalytic reforming / cracker units

[F844 ex 8419 50 20, 8419 50 80

Cold boxes in the LNG-process]

[F845ex 8419 89 10

Cooling towers and similar plant for direct cooling (without a separating wall) by means of recirculated water, designed to be used with the equipment listed in this schedule]

[F844ex 8419 50 20 or 8419 50 80

Cryogenic exchangers in the LNG-process]

[F844ex 8414 10 81

Cryogenic pumps in the LNG-process]

ex 8419 89 98

ex 8419 89 30

ex 8419 89 10

Delayed cokers

ex 8419 89 98

ex 8419 89 30

ex 8419 89 10

Flexicoking units
ex 8479 89 97Hydrocracking reactors

ex 8419 89 98

ex 8419 89 30

ex 8419 89 10

ex 8479 89 97

Hydrocracking reactor vessels

ex 8479 89 97

ex 8543 70 90

Hydrogen generation equipment

[F846ex 8419 60 00]

[F846ex 8419 89 98]

ex 8421 39 15

ex 8421 39 25

ex 8421 39 35

ex 8421 39 85

ex 8479 89 97

ex 8543 70 90

Hydrogen recovery and purification equipment

ex 8479 89 97

ex 8543 70 90

Hydrotreatment equipment/units

ex 8479 89 97

ex 8543 70 90

Naphtha isomerisation units

ex 8479 89 97

ex 8543 70 90

Polymerisation units

[F844ex 8418 69 00

Process units for gas cooling in the LNG-process]

[F844ex 8418 60 00

Process units for the liquefaction of the natural gas]

[F844ex 8419 40 00

Process units for the separation and fractionation of the hydrocarbons in the LNG-process]

[F847ex 8419 60 00]

ex 8419 89 10

ex 8419 89 30

ex 8419 89 98

[F847ex 8421 39 35]

[F847ex 8421 39 85]

ex 8479 89 97

ex 8543 70 90

Refinery fuel gas treatment and sulphur recovery equipment (including amine scrubbing units, sulphur recovery units, tail gas treatment units)

ex 8456 90 00

ex 8479 89 97

ex 8543 70 90

Solvent de-asphalting units

ex 8479 89 97

ex 8543 70 90

Sulphur production units

ex 8479 89 97

ex 8543 70 90

Sulphuric acid alkylation and sulphuric acid regeneration units

ex 8419 89 10

ex 8419 89 30

ex 8419 89 98

ex 8479 89 97

ex 8543 70 90

Thermal cracking units

ex 8479 89 97

ex 8543 70 90

Toluene and heavy aromatics: Transalkylation units

ex 8479 89 97

ex 8543 70 90

Visbreakers

ex 8479 89 97

ex 8543 70 90

Vacuum gas oil hydrocracking units

Textual Amendments

3.  Catalysts used in the following processes for the refining of crude oil to produce petroleum products—

(a)fluid catalytic cracking;

(b)hydroprocessing, including hydrotreating and hydrocracking,

(c)alkylation;

(d)catalytic reforming.

Oil refining technologyU.K.

4.  “Software” for the “development”, “production” or “use” of any thing falling within paragraphs 2 and 3.

5.  “Technology” for the “development”, “production” or “use” of any thing falling within paragraphs 2 to 4.]

Regulation 21

[F848SCHEDULE 2EU.K.Quantum computing and advanced materials goods and technology PART 1

Textual Amendments

InterpretationU.K.

1.—(1) Terms printed in quotation marks and not defined or interpreted in this Schedule have the meaning given to them in—

(a)Schedules 2 and 3 to the Export Control Order 2008, or

(b)Annex I of the Dual-Use Regulation,

as applicable.

(2) For the purposes of this Schedule, the interpretative notes in Part 2 apply.

PART 2U.K.

Quantum computing and advanced materials goodsU.K.

2.  Equipment, “electronic assemblies” and components, specially designed for “quantum computers”, quantum electronics, quantum sensors, quantum processing units, qubit circuits, qubit devices or quantum radar systems.

Note 1: “Quantum computers” perform computations that harness the collective properties of quantum states, such as superposition, interference and entanglement.

Note 2: Units, circuits and devices include but are not limited to superconducting circuits, quantum annealing, ion trap, photonic interaction, silicon/spin and cold atoms.

3.  “Cryogenic refrigeration systems” designed to maintain temperatures below 1.1 kelvin for 48 hours or more and related cryogenic refrigeration equipment and components as follows:

(a)pulse tubes;

(b)cryostats;

(c)dewars;

(d)gas handling systems (GHS);

(e)compressors;

(f)control units.

Note: “Cryogenic refrigeration systems” include but are not limited to dilution refrigeration, adiabatic demagnisation refrigerators and laser cooling systems.

4.  Ultra-High vacuum (“UHV”) equipment as follows—

(a)UHV pumps (sublimation, turbomolecular, diffusion, cryogenic, ion-getter);

(b)UHV pressure gauges.

Note: UHV means 100 nanoPascals (nPa) or lower

5.  High quantum efficiency (“QE”) photodetectors and sources with a QE greater than 80% in the wavelength range exceeding [F849400] nanometers but not exceeding [F8501,600] nanometers.

Textual Amendments

6.  Manufacturing equipment as follows—

(a)additive manufacturing equipment for the production of metal parts;

(b)additive manufacturing equipment for “energetic materials”, including equipment using ultrasonic extrusion;

(c)vat photopolymerisation additive manufacturing equipment using stereo lithography (SLA) or direct light processing (DLP);

[F851(d)machines for additive manufacturing by plastics or rubber deposit;

(e)machines for additive manufacturing by plaster, cement, ceramics or glass deposit;

(f)parts of machines for additive manufacturing].

Note: Paragraph 6(a) only applies to the following systems—

(i)powder-bed systems using selective laser melting (SLM), laser cladding, direct metal laser sintering (DMLS) or electron beam melting ([F852ELM]), or

(ii)powder-fed systems using laser cladding, direct energy deposition or laser metal deposition.

Textual Amendments

7.  Metal powders and metal alloy powders specially designed for the additive manufacturing equipment specified in paragraph 6(a).

8.  Microscopes, related equipment and detectors, as follows—

(a)scanning electron microscopes (SEM);

(b)scanning auger microscopes;

(c)transmission electron microscopes (TEM);

(d)atomic force microscopes (AFM);

(e)scanning force microscopes (SFM);

(f)equipment and detectors specially designed for use with the microscopes specified in sub-paragraphs (a) to (e), employing any of the following—

(i)X-ray photo spectroscopy (XPS);

(ii)energy-dispersive X-ray spectroscopy (EDX, EDS);

(iii)electron back scatter detector (EBSD) systems;

(iv)electron spectroscopy for chemical analysis (ESCA).

9.  “Decapsulation” equipment for semiconductor devices.

Note: “Decapsulation” means the removal of a cap, lid, or encapsulating material from a packaged integrated circuit by mechanical, thermal, or chemical methods.

Quantum computing and advanced materials technologyU.K.

10.  “Software” specially designed or modified for the “development”, “production” or “use” of the systems, equipment and components specified in paragraphs 2 to 9.

11.  “Software” for digital twins (DT) of additive manufactured products or for the determination of the reliability of additive manufactured products.

12.  “Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in paragraphs 2 to 11.]

Regulation 21

SCHEDULE 3U.K.Energy-related goods [F853, energy-related technology] and infrastructure-related goods

Textual Amendments

PART 1U.K.General

InterpretationU.K.

1.—(1) For the purposes of this Schedule—

(a)a thing “falls within” a commodity code if it is, or would be, classified under that commodity code, as set out in the Goods Classification Table;

(b)a thing “falls within” a chapter if it is, or would be, classified under that chapter, as set out in the Goods Classification Table;

(c)where a commodity code or chapter is preceded by “ex”, the goods specified in this Schedule constitute only a part of the scope of the commodity code or chapter and must fall within both the description given to that code or chapter in this Schedule and the scope of the code or chapter in the Goods Classification Table.

(2) For the purposes of determining whether or not a thing is, or would be, “classified” in accordance with sub-paragraph (1), the rules of interpretation contained in the following have effect—

(a)Part Two (Goods Classification Table Rules of Interpretation) of the Tariff of the United Kingdom;

(b)notes to a section or chapter of the Goods Classification Table.

(3) For the purposes of this paragraph—

“commodity code” includes a code denoting a heading or sub-heading;

“the Goods Classification Table” means the table so named in Annex Ⅰ in Part Three of the Tariff of the United Kingdom;

“the Tariff of the United Kingdom” means the document containing the legal classification and import rate for products being imported into the United Kingdom, entitled “The Tariff of the United Kingdom”, as revised or re-issued from time to timeM56 [F854, including by any document published under regulations made under section 8(1) of the Taxation (Cross-border Trade) Act 2018 replacing the same in whole or in part].

[F855(4) For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act.]

Textual Amendments

F854Words in Sch. 3 para. 1(3) inserted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 10(14); S.I. 2020/1514, reg. 4

Commencement Information

I117Sch. 3 para. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Marginal Citations

M56The Tariff of the United Kingdom, Version 1.0, is available electronically from: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/785939/Tariff_Reference_Document_13_March_2019.pdf. A hard copy is available for inspection free of charge at the offices of HMRC at 100 Parliament Street, London, SW1A 2BQ.

[F8561A.  Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in Annex I of the Dual-Use Regulation.]

Textual Amendments

PART 2U.K.Energy-related goods

2.  Any thing falling within the following commodity codes—U.K.

  • 7304 11 00

  • 7304 19 10

  • 7304 19 30

  • 7304 19 90

  • 7304 22 00

  • 7304 23 00

  • 7304 29 10

  • 7304 29 30

  • 7304 29 90

  • 7305 11 00

  • 7305 12 00

  • 7305 19 00

  • 7305 20 00

  • 7306 11

  • 7306 19

  • 7306 21 00

  • 7306 29 00

  • 8207 13 00

  • 8207 19 10

  • 8413 82 00

  • 8413 92 00

  • 8430 49 00

  • 8705 20 00

  • 8905 20 00

  • 8905 90 10

Commencement Information

I118Sch. 3 para. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

3.  Any thing falling—U.K.

(a)within a commodity code mentioned in column 1 of the following table; and

(b)within the description in column 2 beside that code.

CodeDescription
ex 8413 50Reciprocating positive displacement pumps for liquids, power-driven with a maximum flow-rate greater than 18 m 3 /hour and a maximum outlet pressure greater than 40 bar, specially designed to pump drilling muds and/or cement into oil wells
ex 8413 60Rotary positive displacement pumps for liquids, power-driven with a maximum flow-rate greater than 18 m 3 /hour and a maximum outlet pressure greater than 40 bar, specially designed to pump drilling muds and/or cement into oil wells
ex 8431 39 00Parts suitable for use solely or principally with the oil field machinery of heading 8428
ex 8431 43 00Parts suitable for use solely or principally with the oil field machinery of subheadings 8430 41 or 8430 49
ex 8431 49Parts suitable for use solely or principally with the oil field machinery of heading 8426, 8429 and 8430

Commencement Information

I119Sch. 3 para. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F8573A.  Any thing falling within the first column of the following table.U.K.

ItemRegulation 53A applies?
a. [F858Oil and gas exploration equipment F859....]
b. Hydraulic fracturing items, as follows:
F860. . .
b.2. Hydraulic fracturing proppant, fracking fluid, and chemical additives therefor.Yes
b.3. High pressure pumps.Yes]

Textual Amendments

F859Words in Sch. 3 para. 3A table omitted (24.4.2025) by virtue of The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2025 (S.I. 2025/504), regs. 1(2), 16(8)(a) (with reg. 17)

F860Words in Sch. 3 para. 3A table omitted (24.4.2025) by virtue of The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2025 (S.I. 2025/504), regs. 1(2), 16(8)(b) (with reg. 17)

PART 3U.K.Infrastructure-related goods

4.  Any thing falling within the following chapters—U.K.

(a)chapters 25 to 29;

(b)chapters 72 to 76;

(c)chapters 78 to 81;

(d)chapter 86;

(e)chapters 88 and 89; and

(f)chapter 98.

Commencement Information

I120Sch. 3 para. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

5.  Any thing falling within the following commodity codes—U.K.

  • 3824

  • 3826 00

  • 8207 13 00

  • 8207 19 10

  • 8401 to 8418

  • 8420 to 8432

  • 8435 to 8437

  • 8439 to 8443

  • 8444 00

  • 8445

  • 8447

  • 8448

  • 8449 00 00

  • 8450

  • 8452 to 8468

  • 8470 to 8484

  • 8486

  • 8487

  • 8501 to 8505

  • 8507

  • 8511

  • 8514

  • 8515

  • 8525 to 8548

  • 8701

  • 8702

  • 8704

  • 8705

  • 8706 00

  • 8709

  • 8710 00 00

  • 8716

  • 7106 to 7112

  • 9013 to 9015

  • 9025 to 9033

Commencement Information

I121Sch. 3 para. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F861Part 4U.K.Energy-related technology

Textual Amendments

6.  Technology “required” for the “development”, “production” or “use” of any thing falling within paragraphs 2 to 3A.]U.K.

Regulation 21

[F862SCHEDULE 3AU.K.Luxury goods

Textual Amendments

PART 1U.K.

InterpretationU.K.

1.—(1) Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2.

(2) In Part 2, “sales price” means the sales price of the item or quantity specified excluding value added taxes.

(3) For the purposes of this Schedule, where a sales price is specified per item, “item” is to be construed as the unit usually packaged for retail sale (where applicable), whether a singular good or a number of goods if packaged to be sold together.

PART 2U.K.

Luxury itemsU.K.

2.  Horses, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price exceeds £250 per animal—

Commodity codeDescription
0101 21 00Pure-bred breeding animals
0101 29 90Other

3.  Caviar and caviar substitutes, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price exceeds £250 per 1.5kg, or equivalent per item—

Commodity codeDescription
1604 31 00Caviar
1604 32 00Caviar substitutes

4.  Truffles and preparations thereof falling within the commodity codes set out in the following table, provided that the sales price exceeds £250 per 1.5kg, or equivalent per item—

Commodity codeDescription
0709 56 00Truffles
0710 80 69Other
0711 59 00Other
0712 39 00Other
2001 90 97Other
2003 90 10Truffles
2103 90 90Other
2104 10 00Soups and broths and preparations therefor
2104 20 00Homogenised composite food preparations
2106 00 00Food preparations not elsewhere specified or included

5.  Wines (including sparkling wines), beers, spirits and spirituous beverages, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
2203 00 00Beer made from malt
2204 10 11Champagne
2204 10 91Asti spumante
2204 10 93Other
2204 10 94With a protected geographical indication (PGI)
2204 10 96Other varietal wines
2204 10 98Other
2204 21 00In containers holding 2 litres or less
2204 29 00Other
2205 00 00Vermouth and other wine of fresh grapes flavoured with plants or aromatic substances
2206 00 00Other fermented beverages (for example, cider, perry, mead, saké); mixtures of fermented beverages and mixtures of fermented beverages with non-alcoholic beverages, not elsewhere specified or included
2207 10 00Undenatured ethyl alcohol of an alcoholic strength by volume of 80 % vol or higher
2208 00 00Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80 % vol; spirits, liqueurs and other spirituous beverages

6.  Cigars or cigarillos falling within the commodity codes set out in the table below, provided that the sales price per item exceeds £10—

Commodity codeDescription
2402 10 00Cigars, cheroots and cigarillos, containing tobacco
2402 90 00Other

7.  Perfumes, toilet waters and cosmetics, including beauty and make-up products, meaning any thing which falls within the following commodity codes, provided that the sales price exceeds the price corresponding to that code set out in the third column of the table—

Commodity codeDescriptionSales price
3303Perfumes and toilet waters£250 per 6.25 litres
3304 00 00Beauty or make-up preparations and preparations for the care of the skin (other than medicaments), including sunscreen or suntan preparations; manicure or pedicure preparations£250 per item or 6.25 litres if liquid
3305 00 00Preparations for use on the hair£250 per item or 6.25 litres if liquid
3307 00 00Pre-shave, shaving or aftershave preparations, personal deodorants, bath preparations, depilatories and other perfumery, cosmetic or toilet preparations, not elsewhere specified or included; prepared room deodorisers, whether or not perfumed or having disinfectant properties£250 per item or 6.25 litres if liquid
6704 00 00Wigs, false beards, eyebrows and eyelashes, switches and the like, of human or animal hair or of textile materials; articles of human hair not elsewhere specified or included£250 per item

8.  Leather, saddlery, travel goods, handbags or similar articles, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
4201 00 00Saddlery and harness for any animal (including traces, leads, knee pads, muzzles, saddle-cloths, saddlebags, dog coats and the like), of any material
4202 00 00Trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels, spectacle cases, binocular cases, camera cases, musical instrument cases, gun cases, holsters and similar containers; travelling-bags, insulated food or beverages bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases, cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery boxes, powder boxes, cutlery cases and similar containers, of leather or of composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre or of paperboard, or wholly or mainly covered with such materials or with paper
4205 00 90Other
9605 00 00Travel sets for personal toilet, sewing or shoe or clothes cleaning

9.  Garments, clothing, accessories or shoes, meaning any thing which falls within the following commodity codes or chapters, provided that the sales price per item exceeds £250 —

Commodity codeDescription
4203 00 00Articles of apparel and clothing accessories, of leather or of composition leather
4303 00 00Articles of apparel, clothing accessories and other articles of furskin
6101 00 00Men’s or boys’ overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6103
6102 00 00Women’s or girls’ overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, knitted or crocheted, other than those of heading 6104
6103 00 00Men’s or boys suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted
6104 00 00Women’s or girls’ suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear), knitted or crocheted
6105 00 00Men’s or boys’ shirts, knitted or crocheted
6106 00 00Women’s or girls’ blouses, shirts and shirt-blouses, knitted or crocheted
6107 00 00Men’s or boys’ underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles, knitted or crocheted
6108 00 00Women’s or girls’ slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles, knitted or crocheted
6109 00 00T-shirts, singlets and other vests, knitted or crocheted
6110 00 00Jerseys, pullovers, cardigans, waistcoats and similar articles, knitted or crocheted
6111 00 00Babies’ garments and clothing accessories, knitted or crocheted
6112 11 00Of cotton
6112 12 00Of synthetic fibres
6112 19 00Of other textile materials
6112 20 00Ski suits
6112 31 00Of synthetic fibres
6112 39 00Of other textile materials
6112 41 00Of synthetic fibres
6112 49 00Of other textile materials
6113 00 10Of knitted or crocheted fabrics of heading 5906
6113 00 90Other
6114 00 00Other garments, knitted or crocheted
6115 00 00Pantyhose, tights, stockings, socks and other hosiery, including graduated compression hosiery (for example, stockings for varicose veins) and footwear without applied soles, knitted or crocheted
6116 00 00Gloves, mittens and mitts, knitted or crocheted
6117 00 00Other made-up clothing accessories, knitted or crocheted; knitted or crocheted parts of garments or of clothing accessories
6201 00 00Men’s or boys’ overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6203
6202 00 00Women’s or girls overcoats, car coats, capes, cloaks, anoraks (including ski jackets), windcheaters, wind-jackets and similar articles, other than those of heading 6204
6203 00 00Men’s or boys’ suits, ensembles, jackets, blazers, trousers, bib and brace overalls, breeches and shorts (other than swimwear)
6204 00 00Women’s or girls’ suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (other than swimwear)
6205 00 00Men’s or boys’ shirts
6206 00 00Women’s or girls’ blouses, shirts and shirt-blouses
6207 00 00Men’s or boys singlets and other vests, underpants, briefs, nightshirts, pyjamas, bathrobes, dressing gowns and similar articles
6208 00 00Women’s or girls’ singlets and other vests, slips, petticoats, briefs, panties, nightdresses, pyjamas, négligés, bathrobes, dressing gowns and similar articles
6209 00 00Babies’ garments and clothing accessories
6210 10 00Of fabrics of heading 5602 or 5603
6210 20 00Other garments, of the type described in subheadings 6201 11 to 6201 19
6210 30 00Other garments, of the type described in subheadings 6202 11 to 6202 19
6210 40 00Other men’s or boys’ garments
6210 50 00Other women’s or girls’ garments
6211 11 00Men’s or boys’
6211 12 00Women’s or girls’
6211 20 00Ski suits
6211 32 00Of cotton
6211 33 00Of man-made fibres
6211 39 00Of other textile materials
6211 42 00Of cotton
6211 43 00Of man-made fibres
6211 49 00Of other textile materials
6212 00 00Brassières, girdles, corsets, braces, suspenders, garters and similar articles and parts thereof, whether or not knitted or crocheted
6213 00 00Handkerchiefs
6214 00 00Shawls, scarves, mufflers, mantillas, veils and the like
6215 00 00Ties, bow ties and cravats
6216 00 00Gloves, mittens and mitts
6217 00 00Other made-up clothing accessories; parts of garments or of clothing accessories, other than those of heading 6212
6401 00 00Waterproof footwear with outer soles and uppers of rubber or of plastics, the uppers of which are neither fixed to the sole nor assembled by stitching, riveting, nailing, screwing, plugging or similar processes
6402 20 00Footwear with upper straps or thongs assembled to the sole by means of plugs
6402 91 00Covering the ankle
6402 99 00Other
6403 19 00Other
6403 20 00Footwear with outer soles of leather, and uppers which consist of leather straps across the instep and around the big toe
6403 40 00Other footwear, incorporating a protective metal toecap
6403 51 00Covering the ankle
6403 59 00Other
6403 91 00Covering the ankle
6403 99 00Other
6404 19 10Slippers and other indoor footwear
6404 20 00Footwear with outer soles of leather or composition leather
6405 00 00Other footwear
6504 00 00Hats and other headgear, plaited or made by assembling strips of any material, whether or not lined or trimmed
6505 00 10Of fur felt or of felt of wool and fur, made from the hat bodies, hoods or plateaux of heading 6501 00 00
6505 00 30Peaked caps
6505 00 90Other
6506 99 00Of other materials
6601 91 00Having a telescopic shaft
6601 99 00Other
6602 00 00Walking sticks, seat-sticks, whips, riding-crops and the like
9619 00 81Napkins and napkin liners for babies

10.  Carpets, rugs and tapestries, hand-made or not, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
5701 00 00Carpets and other textile floor coverings, knotted, whether or not made up
5702 10 00‘Kelem’, ‘Schumacks’, ‘Karamanie’ and similar hand-woven rugs
5702 20 00Floor coverings of coconut fibres (coir)
5702 31 80Other
5702 32 00Of man-made textile materials
5702 39 00Of other textile materials
5702 41 90Other
5702 42 00Of man-made textile materials
5702 50 00Other, not of pile construction, not made up
5702 91 00Of wool or fine animal hair
5702 92 00Of man-made textile materials
5702 99 00Of other textile materials
5703 00 00Carpets and other textile floor coverings, tufted, whether or not made up
5704 00 00Carpets and other textile floor coverings, of felt, not tufted or flocked, whether or not made up
5705 00 00Other carpets and other textile floor coverings, whether or not made up
5805 00 00Hand-woven tapestries of the type Gobelins, Flanders, Aubusson, Beauvais and the like, and needle-worked tapestries (for example, petit point, cross stitch), whether or not made up

11.  Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold- or silversmith articles falling within the commodity codes set out in the following table—

Commodity codeDescription
7101 00 00Pearls, natural or cultured, whether or not worked or graded but not strung, mounted or set; pearls, natural or cultured, temporarily strung for convenience of transport
7102 00 00Diamonds, whether or not worked, but not mounted or set, excluding for industrial use
7103 00 00Precious stones (other than diamonds) and semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded precious stones (other than diamonds) and semi-precious stones, temporarily strung for convenience of transport
7104 91 00Diamonds, excluding for industrial use
7105 00 00Dust and powder of natural or synthetic precious or semi-precious stones
7106 00 00Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form
7107 00 00Base metals clad with silver, not further worked than semi-manufactured
7108 00 00Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form
7109 00 00Base metals or silver, clad with gold, not further worked than semi-manufactured
7110 11 00Unwrought or in powder form
7110 19 00Other
7110 21 00Unwrought or in powder form
7110 29 00Other
7110 31 00Unwrought or in powder form
7110 39 00Other
7110 41 00Unwrought or in powder form
7110 49 00Other
7111 00 00Base metals, silver or gold, clad with platinum, not further worked than semi-manufactured
7113 00 00Articles of jewellery and parts thereof, of precious metal or of metal clad with precious metal
7114 00 00Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of precious metal or of metal clad with precious metal
7115 00 00Other articles of precious metal or of metal clad with precious metal
7116 00 00Articles of natural or cultured pearls, precious or semi-precious stones (natural, synthetic or reconstructed)

12.  Coins and banknotes, meaning any thing which falls within the commodity codes set out in the following table, provided that such items are not legal tender, —

Commodity codeDescription
4907 00 30Banknotes
7118 10 00Coin (other than gold coin), not being legal tender
7118 90 00Other

13.  Any item of cutlery, bladed or edged instruments and tools falling within the commodity codes set out in the following table, provided such items are comprised of precious metal or plated or clad with precious metal —

Commodity codeDescription
7114 00 00Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of precious metal or of metal clad with precious metal
7115 00 00Other articles of precious metal or of metal clad with precious metal
8214 00 00Other articles of cutlery (for example, hair clippers, butchers’ or kitchen cleavers, choppers and mincing knives, paperknives); manicure or pedicure sets and instruments (including nail files)
8215 00 00Spoons, forks, ladles, skimmers, cake-servers, fish-knives, butter-knives, sugar tongs and similar kitchen or tableware
9307 00 00Swords, cutlasses, bayonets, lances and similar arms and parts thereof and scabbards and sheaths therefor

14.  Tableware of porcelain, china, stoneware or earthenware or fine pottery falling within within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
6911 00 00Tableware, kitchenware, other household articles and toilet articles, of porcelain or china
6912 00 23Stoneware
6912 00 25Earthenware or fine pottery
6912 00 83Stoneware
6912 00 85Earthenware or fine pottery
6914 10 00Of porcelain or china
6914 90 00Other

15.  Items of lead crystal falling within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
7009 91 00Unframed
7009 92 00Framed
7010 00 00Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass, of a kind used for the conveyance or packing of goods; preserving jars of glass; stoppers, lids and other closures, of glass
7013 22 00Of lead crystal
7013 33 00Of lead crystal
7013 41 00Of lead crystal
7013 91 00Of lead crystal
7018 10 00Glass beads, imitation pearls, imitation precious or semi-precious stones and similar glass smallwares
7018 90 00Other
7020 00 80Other
9405 50 00Non-electrical lamps and lighting fittings
9405 91 00Of glass

16.  Electronic items for domestic use, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £630—

Commodity codeDescription
8414 51Table, floor, wall, window, ceiling or roof fans, with a self-contained electric motor of an output not exceeding 125 watts
8414 59 00Other
8414 60 00Hoods having a maximum horizontal side not exceeding 120 cm
8415 10 00Window or wall types, self-contained or ‘split-system’
8418 10 00Combined refrigerator-freezers, fitted with separate external doors
8418 21 00Compression-type
8418 29 00Other
8418 30 00Freezers of the chest type, not exceeding 800 litres capacity
8418 40 00Freezers of the upright type, not exceeding 900 litres capacity
8419 81 00For making hot drinks or for cooking or heating food
8422 11 00Of the household type
8423 10 00Personal weighing machines, including baby scales; household scales
8443 12 00Offset printing machinery, sheet fed, office type (using sheets with one side not exceeding 22 cm and the other side not exceeding 36 cm in the unfolded state)
8443 31 00Machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network
8443 32 00Other, capable of connecting to an automatic data-processing machine or to a network
8443 39 00Other
8450 11 00Fully-automatic machines
8450 12 00Other machines, with built-in centrifugal drier
8450 19 00Other
8451 21 00Each of a dry linen capacity not exceeding 10 kg
8452 10 00Sewing machines of the household type
8470 10 00Electronic calculators capable of operation without an external source of electric power and pocket-size data-recording, reproducing and displaying machines with calculating functions
8470 21 00Incorporating a printing device
8470 29 00Other
8470 30 00Other calculating machines
F863. . .F863. . .
8472 90 80Other
8479 60 00Evaporative air coolers
8508 11 00Of a power not exceeding 1,500 watts and having a dust bag or other receptacle capacity not exceeding 20 litres
8508 19 00Other
8508 60 00Other vacuum cleaners
8509 80 00Other appliances
8516 31 00Hairdryers
8516 50 00Microwave ovens
8516 60 10Cookers (incorporating at least an oven and a hob)
8516 71 00Coffee or tea makers
8516 72 00Toasters
8516 79 00Other
F863. . .F863. . .
F863. . .F863. . .
F863. . .F863. . .
F863. . .F863. . .
F863. . .F863. . .
F863. . .F863. . .
8526 91 00Radio navigational aid apparatus
F863. . .F863. . .
F863. . .F863. . .
8531 10 00Burglar or fire alarms and similar apparatus
F863. . .F863. . .
F863. . .F863. . .
8543 70 50Sunbeds, sunlamps and similar suntanning equipment
F863. . .F863. . .
F864. . .F864. . .
9504 90 80Other

Textual Amendments

17.  Electrical/electronic or optical apparatus for recording and reproducing sound and images, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £840—

Commodity codeDescription
8519 00 00Sound recording or sound reproducing apparatus
F865. . .F865. . .
F865. . .F865. . .
F864. . .F864. . .
F865. . .F865. . .
F865. . .F865. . .
9006 00 00Photographic (other than cinematographic) cameras; photographic flashlight apparatus and flashbulbs other than discharge lamps of heading 8539
F865. . .F865. . .

Textual Amendments

18.  Vehicles, except ambulances, for the transport of persons on earth, air or sea, teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars and motorbikes, as well as their accessories and spare parts, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price exceeds—

(a)£42,000 per vehicle,

(b)£4,200 per teleferic, chairlift, ski-dragline, traction mechanism for funiculars or motorbike, or

(c)£420 per accessory or spare part,

as applicable—

Commodity codeDescription
4011 10 00Of a kind used on motor cars (including station wagons and racing cars)
F866. . .F866. . .
F866. . .F866. . .
4011 40 00Of a kind used on motorcycles
4011 90 00Other
7009 10 00Rear-view mirrors for vehicles
F866. . .F866. . .
8408 00 00Compression-ignition internal combustion piston engines (diesel or semi-diesel engines)
8409 00 00Parts suitable for use solely or principally with the engines of heading 8407 or 8408
F866. . .F866. . .
F864. . .F864. . .
8431 39 00Parts and acccessories of teleferics, chairlifts, ski-draglines, traction mechanisms for funiculars
8483 00 00Transmission shafts (including cam shafts and crank shafts) and cranks; bearing housings and plain shaft bearings; gears and gearing; ball or roller screws; gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks; clutches and shaft couplings (including universal joints)
F866. . .F866. . .
F864. . .F864. . .
F864. . .F864. . .
F864. . .F864. . .
F864. . .F864. . .
F866. . .F866. . .
F866. . .F866. . .
F866. . .F866. . .
F866. . .F866. . .
F866. . .F866. . .
F866. . .F866. . .
[F8678703 21 Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity <=1,000 cm³
8703 22Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity >1,000 cm³ but <=1,500 cm³
8703 31Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only diesel engine of a cylinder capacity <=1,500 cm³]
F866. . .F866. . .
F866. . .F866. . .
8708 00 00Parts and accessories of the motor vehicles of headings 8701 to 8705
F866. . .F866. . .
8712 00 00Bicycles and other cycles (including delivery tricycles), not motorised
8714 00 00Parts and accessories of vehicles of headings 8711 to 8713
F864. . .F864. . .
F864. . .F864. . .
8716 90 00Parts
F866. . .F866. . .
F866. . .F866. . .
F866. . .F866. . .

Textual Amendments

19.  Clocks and watches and their parts, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
9101 00 00Wristwatches, pocket-watches and other watches, including stopwatches, with case of precious metal or of metal clad with precious metal
9102 00 00Wristwatches, pocket-watches and other watches, including stopwatches, other than those of heading 9101
9103 00 00Clocks with watch movements, excluding clocks of heading 9104
9104 00 00Instrument panel clocks and clocks of a similar type for vehicles, aircraft, spacecraft or vessels
9105 00 00Other clocks
9108 00 00Watch movements, complete and assembled
9109 00 00Clock movements, complete and assembled
9110 00 00Complete watch or clock movements, unassembled or partly assembled (movement sets); incomplete watch or clock movements, assembled; rough watch or clock movements
9111 00 00Watch cases and parts thereof
9112 00 00Clock cases and cases of a similar type for other goods of this chapter, and parts thereof
9113 00 00Watch straps, watch bands and watch bracelets, and parts thereof
9114 00 00Other clock or watch parts

20.  Musical instruments, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £1260—

Commodity codeDescription
9201 00 00Pianos, including automatic pianos; harpsichords and other keyboard stringed instruments
9202 00 00Other string musical instruments (for example, guitars, violins, harps)
9205 00 00Wind musical instruments (for example, keyboard pipe organs, accordions, clarinets, trumpets, bagpipes), other than fairground organs and mechanical street organs
9206 00 00Percussion musical instruments (for example, drums, xylophones, cymbals, castanets, maracas)
9207 00 00Musical instruments, the sound of which is produced, or must be amplified, electrically (for example, organs, guitars, accordions)

21.  Works of art, collectors’ pieces and antiques, meaning any thing which falls within chapter 97.

22.  Articles and equipment for sports, including skiing, golf, diving and water sports, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
4015 19 00Other
4015 90 00Other
6210 40 00Other men’s or boys’ garments
6210 50 00Other women’s or girls’ garments
6211 11 00Men’s or boys’
6211 12 00Women’s or girls’
6211 20 00Ski suits
6216 00 00Gloves, mittens and mitts
6402 12 00Ski-boots, cross-country ski footwear and snowboard boots
6402 19 00Other
6403 12 00Ski-boots, cross-country ski footwear and snowboard boots
6403 19 00Other
6404 11 00Sports footwear; tennis shoes, basketball shoes, gym shoes, training shoes and the like
6404 19 90Other
9004 90 00Other
9020 00 00Other breathing appliances and gas masks, excluding protective masks having neither mechanical parts nor replaceable filters
9506 11 00Skis
9506 12 00Ski-fastenings (ski-bindings)
9506 19 00Other
9506 21 00Sailboards
9506 29 00Other
9506 31 00Clubs, complete
9506 32 00Golf balls
9506 39 00Other
9506 40 00Articles and equipment for table tennis
9506 51 00Lawn-tennis rackets, whether or not strung
9506 59 00Other
9506 61 00Lawn-tennis balls
9506 69 10Cricket and polo balls
9506 69 90Other
9506 70Ice skates and roller skates, including skating boots with skates attached
9506 91Articles and equipment for general physical exercise, gymnastics or athletics
9506 99 10Cricket and polo equipment, other than balls
9506 99 90Other
9507 00 00Fishing rods, fish-hooks and other line fishing tackle; fish landing nets, butterfly nets and similar nets; decoy ‘birds’ (other than those of heading 9208 or 9705) and similar hunting or shooting requisites

23.  Articles and equipment for billiards, automatic bowling, casino games and games operated by coins, banknotes, bank cards, tokens or by any other means of payment, video games consoles and amusement machines, meaning any thing which falls within the commodity codes set out in the following table, provided that the sales price per item exceeds £250—

Commodity codeDescription
9504 20 00Articles and accessories for billiards of all kinds
9504 30 00Other games, operated by coins, banknotes, bank cards, tokens or by any other means of payment, other than automatic bowling alley equipment
9504 40 00Playing cards
9504 30 00Video game consoles and machines, other than those of subheading 9504 50
9504 90 80Other]

Regulation 46C

[F868SCHEDULE 3BU.K.Iron and steel products

Textual Amendments

Part 1U.K.

InterpretationU.K.

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting [F869Parts 2 and 3].

Textual Amendments

PART 2U.K.

[F870Specified products for the purposes of [F871Part 2]] U.K.

2.  Any thing falling within a commodity code mentioned in column 1 of the following table—

Commodity codeDescription
(1)

GOES means Grain Oriented Electrical Steel.

7208 10 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 25 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 26 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 27 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 36 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 37 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 38 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 39 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 40 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 52 99Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 53 90Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7208 54 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7211 14 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7211 19 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7212 60 00Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7225 19 10Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7225 30 10Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7225 30 30Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7225 30 90Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7225 40 15Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7225 40 90Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7226 19 10Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7226 91 20Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7226 91 91Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7226 91 99Non Alloy and Other Alloy Hot Rolled Sheets and Strips
7209 15 00Non Alloy and Other Alloy Cold Rolled Sheets
7209 16 90Non Alloy and Other Alloy Cold Rolled Sheets
7209 17 90Non Alloy and Other Alloy Cold Rolled Sheets
7209 18 91Non Alloy and Other Alloy Cold Rolled Sheets
7209 25 00Non Alloy and Other Alloy Cold Rolled Sheets
7209 26 90Non Alloy and Other Alloy Cold Rolled Sheets
7209 27 90Non Alloy and Other Alloy Cold Rolled Sheets
7209 28 90Non Alloy and Other Alloy Cold Rolled Sheets
7209 90 20Non Alloy and Other Alloy Cold Rolled Sheets
7209 90 80Non Alloy and Other Alloy Cold Rolled Sheets
7211 23 20Non Alloy and Other Alloy Cold Rolled Sheets
7211 23 30Non Alloy and Other Alloy Cold Rolled Sheets
7211 23 80Non Alloy and Other Alloy Cold Rolled Sheets
7211 29 00Non Alloy and Other Alloy Cold Rolled Sheets
7211 90 20Non Alloy and Other Alloy Cold Rolled Sheets
7211 90 80Non Alloy and Other Alloy Cold Rolled Sheets
7225 50 20Non Alloy and Other Alloy Cold Rolled Sheets
7225 50 80Non Alloy and Other Alloy Cold Rolled Sheets
7226 20 00Non Alloy and Other Alloy Cold Rolled Sheets
7226 92 00Non Alloy and Other Alloy Cold Rolled Sheets
7209 16 10Electrical Sheets (other than GOES)(1)
7209 17 10Electrical Sheets (other than GOES)
7209 18 10Electrical Sheets (other than GOES)
7209 26 10Electrical Sheets (other than GOES)
7209 27 10Electrical Sheets (other than GOES)
7209 28 10Electrical Sheets (other than GOES)
7225 19 90Electrical Sheets (other than GOES)
7226 19 80Electrical Sheets (other than GOES)
7210 41 00 20Metallic Coated Sheets
7210 41 00 30Metallic Coated Sheets
7210 49 00 20Metallic Coated Sheets
7210 49 00 30Metallic Coated Sheets
7210 61 00 20Metallic Coated Sheets
7210 61 00 30Metallic Coated Sheets
7210 69 00 20Metallic Coated Sheets
7210 69 00 30Metallic Coated Sheets
7212 30 00 20Metallic Coated Sheets
7212 30 00 30Metallic Coated Sheets
7212 50 61 20Metallic Coated Sheets
7212 50 61 30Metallic Coated Sheets
7212 50 69 20Metallic Coated Sheets
7212 50 69 30Metallic Coated Sheets
7225 92 00 20Metallic Coated Sheets
7225 92 00 30Metallic Coated Sheets
7225 99 00 11Metallic Coated Sheets
7225 99 00 22Metallic Coated Sheets
7225 99 00 23Metallic Coated Sheets
7225 99 00 41Metallic Coated Sheets
7225 99 00 45Metallic Coated Sheets
7225 99 00 91Metallic Coated Sheets
7225 99 00 92Metallic Coated Sheets
7225 99 00 93Metallic Coated Sheets
7226 99 30 10Metallic Coated Sheets
7226 99 30 30Metallic Coated Sheets
7226 99 70 11Metallic Coated Sheets
7226 99 70 13Metallic Coated Sheets
7226 99 70 91Metallic Coated Sheets
7226 99 70 93Metallic Coated Sheets
7226 99 70 94Metallic Coated Sheets
7210 20 00Metallic Coated Sheets
7210 30 00Metallic Coated Sheets
7210 90 80Metallic Coated Sheets
7212 20 00Metallic Coated Sheets
7212 50 20Metallic Coated Sheets
7212 50 30Metallic Coated Sheets
7212 50 40Metallic Coated Sheets
7212 50 90Metallic Coated Sheets
7225 91 00Metallic Coated Sheets
7226 99 10Metallic Coated Sheets
7210 41 00 80Metallic Coated Sheets
7210 49 00 80Metallic Coated Sheets
7210 61 00 80Metallic Coated Sheets
7210 69 00 80Metallic Coated Sheets
7212 30 00 80Metallic Coated Sheets
7212 50 61 80Metallic Coated Sheets
7212 50 69 80Metallic Coated Sheets
7225 92 00 80Metallic Coated Sheets
7225 99 00 25Metallic Coated Sheets
7225 99 00 95Metallic Coated Sheets
7226 99 30 90Metallic Coated Sheets
7226 99 70 19Metallic Coated Sheets
7226 99 70 96Metallic Coated Sheets
7210 70 80Organic Coated Sheets
7212 40 80Organic Coated Sheets
7209 18 99Tin Mill products
7210 11 00Tin Mill products
7210 12 20Tin Mill products
7210 12 80Tin Mill products
7210 50 00Tin Mill products
7210 70 10Tin Mill products
7210 90 40Tin Mill products
7212 10 10Tin Mill products
7212 10 90Tin Mill products
7212 40 20Tin Mill products
7208 51 20Non Alloy and Other Alloy Quarto Plates
7208 51 91Non Alloy and Other Alloy Quarto Plates
7208 51 98Non Alloy and Other Alloy Quarto Plates
7208 52 91Non Alloy and Other Alloy Quarto Plates
7208 90 20Non Alloy and Other Alloy Quarto Plates
7208 90 80Non Alloy and Other Alloy Quarto Plates
7210 90 30Non Alloy and Other Alloy Quarto Plates
7225 40 12Non Alloy and Other Alloy Quarto Plates
7225 40 40Non Alloy and Other Alloy Quarto Plates
7225 40 60Non Alloy and Other Alloy Quarto Plates
7219 11 00Stainless Hot Rolled Sheets and Strips
7219 12 10Stainless Hot Rolled Sheets and Strips
7219 12 90Stainless Hot Rolled Sheets and Strips
7219 13 10Stainless Hot Rolled Sheets and Strips
7219 13 90Stainless Hot Rolled Sheets and Strips
7219 14 10Stainless Hot Rolled Sheets and Strips
7219 14 90Stainless Hot Rolled Sheets and Strips
7219 22 10Stainless Hot Rolled Sheets and Strips
7219 22 90Stainless Hot Rolled Sheets and Strips
7219 23 00Stainless Hot Rolled Sheets and Strips
7219 24 00Stainless Hot Rolled Sheets and Strips
7220 11 00Stainless Hot Rolled Sheets and Strips
7220 12 00Stainless Hot Rolled Sheets and Strips
7219 31 00Stainless Cold Rolled Sheets and Strips
7219 32 10Stainless Cold Rolled Sheets and Strips
7219 32 90Stainless Cold Rolled Sheets and Strips
7219 33 10Stainless Cold Rolled Sheets and Strips
7219 33 90Stainless Cold Rolled Sheets and Strips
7219 34 10Stainless Cold Rolled Sheets and Strips
7219 34 90Stainless Cold Rolled Sheets and Strips
7219 35 10Stainless Cold Rolled Sheets and Strips
7219 35 90Stainless Cold Rolled Sheets and Strips
7219 90 20Stainless Cold Rolled Sheets and Strips
7219 90 80Stainless Cold Rolled Sheets and Strips
7220 20 21Stainless Cold Rolled Sheets and Strips
7220 20 29Stainless Cold Rolled Sheets and Strips
7220 20 41Stainless Cold Rolled Sheets and Strips
7220 20 49Stainless Cold Rolled Sheets and Strips
7220 20 81Stainless Cold Rolled Sheets and Strips
7220 20 89Stainless Cold Rolled Sheets and Strips
7220 90 20Stainless Cold Rolled Sheets and Strips
7220 90 80Stainless Cold Rolled Sheets and Strips
7219 21 10Stainless Hot Rolled Quarto Plates
7219 21 90Stainless Hot Rolled Quarto Plates
7214 30 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 91 10Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 91 90Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 99 31Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 99 39Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 99 50Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 99 71Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 99 79Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 99 95Non Alloy and Other Alloy Merchant Bars and Light Sections
7215 90 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 10 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 21 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 22 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 40 10Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 40 90Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 50 10Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 50 91Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 50 99Non Alloy and Other Alloy Merchant Bars and Light Sections
7216 99 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 10 20Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 20 10Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 20 91Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 20Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 41Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 49Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 61Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 69Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 70Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 30 89Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 60 20Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 60 80Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 70 10Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 70 90Non Alloy and Other Alloy Merchant Bars and Light Sections
7228 80 00Non Alloy and Other Alloy Merchant Bars and Light Sections
7214 20 00Rebars
7214 99 10Rebars
7222 11 11Stainless Bars and Light Sections
7222 11 19Stainless Bars and Light Sections
7222 11 81Stainless Bars and Light Sections
7222 11 89Stainless Bars and Light Sections
7222 19 10Stainless Bars and Light Sections
7222 19 90Stainless Bars and Light Sections
7222 20 11Stainless Bars and Light Sections
7222 20 19Stainless Bars and Light Sections
7222 20 21Stainless Bars and Light Sections
7222 20 29Stainless Bars and Light Sections
7222 20 31Stainless Bars and Light Sections
7222 20 39Stainless Bars and Light Sections
7222 20 81Stainless Bars and Light Sections
7222 20 89Stainless Bars and Light Sections
7222 30 51Stainless Bars and Light Sections
7222 30 91Stainless Bars and Light Sections
7222 30 97Stainless Bars and Light Sections
7222 40 10Stainless Bars and Light Sections
7222 40 50Stainless Bars and Light Sections
7222 40 90Stainless Bars and Light Sections
7221 00 10Stainless Wire Rod
7221 00 90Stainless Wire Rod
7213 10 00Non Alloy and Other Alloy Wire Rod
7213 20 00Non Alloy and Other Alloy Wire Rod
7213 91 10Non Alloy and Other Alloy Wire Rod
7213 91 20Non Alloy and Other Alloy Wire Rod
7213 91 41Non Alloy and Other Alloy Wire Rod
7213 91 49Non Alloy and Other Alloy Wire Rod
7213 91 70Non Alloy and Other Alloy Wire Rod
7213 91 90Non Alloy and Other Alloy Wire Rod
7213 99 10Non Alloy and Other Alloy Wire Rod
7213 99 90Non Alloy and Other Alloy Wire Rod
7227 10 00Non Alloy and Other Alloy Wire Rod
7227 20 00Non Alloy and Other Alloy Wire Rod
7227 90 10Non Alloy and Other Alloy Wire Rod
7227 90 50Non Alloy and Other Alloy Wire Rod
7227 90 95Non Alloy and Other Alloy Wire Rod
7216 31 10Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 31 90Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 32 11Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 32 19Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 32 91Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 32 99Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 33 10Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 33 90Angles, Shapes and Sections of Iron or Non Alloy Steel
7301 10 00Sheet Piling
7302 10 22Railway Material
7302 10 28Railway Material
7302 10 40Railway Material
7302 10 50Railway Material
7302 40 00Railway Material
7306 30 41Other tubes, pipes
7306 30 49Other tubes, pipes
7306 30 72Other tubes, pipes
7306 30 77Other tubes, pipes
7306 61 10Hollow sections
7306 61 92Hollow sections
7306 61 99Hollow sections
7304 11 00Seamless Stainless Tubes and Pipes
7304 22 00Seamless Stainless Tubes and Pipes
7304 24 00Seamless Stainless Tubes and Pipes
7304 41 00Seamless Stainless Tubes and Pipes
7304 49 83Seamless Stainless Tubes and Pipes
7304 49 85Seamless Stainless Tubes and Pipes
7304 49 89Seamless Stainless Tubes and Pipes
7304 19 10Other Seamless Tubes
7304 19 30Other Seamless Tubes
7304 19 90Other Seamless Tubes
7304 23 00Other Seamless Tubes
7304 29 10Other Seamless Tubes
7304 29 30Other Seamless Tubes
7304 29 90Other Seamless Tubes
7304 31 20Other Seamless Tubes
7304 31 80Other Seamless Tubes
7304 39 30Other Seamless Tubes
7304 39 50Other Seamless Tubes
7304 39 82Other Seamless Tubes
7304 39 83Other Seamless Tubes
7304 39 88Other Seamless Tubes
7304 51 81Other Seamless Tubes
7304 51 89Other Seamless Tubes
7304 59 82Other Seamless Tubes
7304 59 83Other Seamless Tubes
7304 59 89Other Seamless Tubes
7304 90 00Other Seamless Tubes
7305 11 00Large welded tubes
7305 12 00Large welded tubes
7305 19 00Large welded tubes
7305 20 00Large welded tubes
7305 31 00Large welded tubes
7305 39 00Large welded tubes
7305 90 00Large welded tubes
7306 11 00Other Welded Pipes
7306 19 00Other Welded Pipes
7306 21 00Other Welded Pipes
7306 29 00Other Welded Pipes
7306 30 12Other Welded Pipes
7306 30 18Other Welded Pipes
7306 30 80Other Welded Pipes
7306 40 20Other Welded Pipes
7306 40 80Other Welded Pipes
7306 50 21Other Welded Pipes
7306 50 29Other Welded Pipes
7306 50 80Other Welded Pipes
7306 69 10Other Welded Pipes
7306 69 90Other Welded Pipes
7306 90 00Other Welded Pipes
7215 10 00Non-alloy and other alloy cold finished bars
7215 50 11Non-alloy and other alloy cold finished bars
7215 50 19Non-alloy and other alloy cold finished bars
7215 50 80Non-alloy and other alloy cold finished bars
7228 10 90Non-alloy and other alloy cold finished bars
7228 20 99Non-alloy and other alloy cold finished bars
7228 50 20Non-alloy and other alloy cold finished bars
7228 50 40Non-alloy and other alloy cold finished bars
7228 50 61Non-alloy and other alloy cold finished bars
7228 50 69Non-alloy and other alloy cold finished bars
7228 50 80Non-alloy and other alloy cold finished bars
7217 10 10Non Alloy Wire
7217 10 31Non Alloy Wire
7217 10 39Non Alloy Wire
7217 10 50Non Alloy Wire
7217 10 90Non Alloy Wire
7217 20 10Non Alloy Wire
7217 20 30Non Alloy Wire
7217 20 50Non Alloy Wire
7217 20 90Non Alloy Wire
7217 30 41Non Alloy Wire
7217 30 49Non Alloy Wire
7217 30 50Non Alloy Wire
7217 30 90Non Alloy Wire
7217 90 20Non Alloy Wire
7217 90 50Non Alloy Wire
7217 90 90Non Alloy Wire

Textual Amendments

[F872PART 3U.K.

Textual Amendments

Specified products for the purposes of Part 3U.K.

3.  Any thing falling within a commodity code mentioned in column 1 of the following table—

(1)

Commodity code

(2)

Description

7206Iron and non-alloy steel in ingots or other primary forms (excl. Remelting scrap ingots, products obtained by continuous casting and iron of heading 7203)
7207Semi-finished products of iron or non-alloy steel
7208 5210Rolled on four faces or in a closed box pass, of a width not exceeding 1250 mm
7208 5310Rolled on four faces or in a closed box pass, of a width not exceeding 1250 mm and of a thickness of 4 mm or more
7211 1300Rolled on four faces or in a closed box pass, of a width exceeding 150 mm and a thickness of not less than 4 mm, not in coils and without patterns in relief
7214 1000Other bars and rods of iron or non-alloy steel, not further worked than forged, hot-rolled, hot-drawn or hot-extruded, but including those twisted after rolling
7216 6110Angles, shapes and sections, not further worked than cold-formed or cold-finished
7216 6190Angles, shapes and sections, not further worked than cold-formed or cold-finished
7216 6900Angles, shapes and sections, not further worked than cold-formed or cold-finished
7216 9110Angles, Shapes and Sections of Iron or Non Alloy Steel
7216 9180Angles, Shapes and Sections of Iron or Non Alloy Steel
7218Stainless steel in ingots or other primary forms; semi-finished products of stainless steel
7223Wire of stainless steel, in coils (excl. Bars and rods)
7224Steel, alloy, other than stainless, in ingots or other primary forms, semi-finished products of alloy steel other than stainless
7225 1100Flat-rolled products of other alloy steel, of a width of 600 mm or more
7226 1100Flat-rolled products of other alloy steel, of a width of less than 600 mm
7228 1050Other bars and rods of other alloy steel; angles, shapes and sections, of other alloy steel; hollow drill bars and rods, of alloy or non-alloy steel
7228 4010Other bars and rods of other alloy steel; angles, shapes and sections, of other alloy steel; hollow drill bars and rods, of alloy or non-alloy steel
7228 4090Other bars and rods of other alloy steel; angles, shapes and sections, of other alloy steel; hollow drill bars and rods, of alloy or non-alloy steel
7229Wire of alloy steel other than stainless, in coils (excl. Bars and rods)
7301 2000Angles, shapes and sections
7302 1010Railway Material
7302 1090Railway Material
7302 3000Railway Material
7302 9000Railway Material
7303Tubes, pipes and hollow profiles, of cast iron
7304 5110Other Seamless Tubes
7304 5930Other Seamless Tubes
7307Tube or pipe fittings e.g. “couplings, elbows, sleeves”, of iron or steel
7308Structures and parts of structures e.g. “bridges and bridge-sections, lock-gates, towers, lattice masts, roofs, roofing frameworks, doors and windows and their frames and thresholds for doors, shutters, balustrades, pillars and columns”, of iron or steel; plates, rods, angles, shapes, sections, tubes and the like, prepared for use in structures, of iron or steel (excl. Prefabricated buildings of heading 9406)
7309Reservoirs, tanks, vats and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of > 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated (excl. Containers specifically constructed or equipped for one or more types of transport)
7310Tanks, casks, drums, cans, boxes and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of <= 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat- insulated, n.e.s.
7311Containers of iron or steel, for compressed or liquefied gas (excl. Containers specifically constructed or equipped for one or more types of transport)
7312Stranded wire, ropes, cables, plaited bands, slings and the like, of iron or steel (excl. Electrically insulated products and twisted fencing wire and barbed wire)
7313Barbed wire of iron or steel; twisted hoop or single flat wire, barbed or not, and loosely twisted double wire, of a kind used for fencing, of iron or steel
7314Cloth, incl. Endless bands, grill, netting and fencing, of iron or steel wire, expanded metal of iron or steel (excl. Woven products of metal fibres of a kind used for cladding, lining or similar purposes)
7315Chain and parts thereof, or iron or steel (excl. Watch chains, necklace chains and the like, cutting and saw chain, skid chain, scraper chain for conveyors, toothed chain for textile machinery and the like, safety devices with chains for securing doors, measuring chains)
7316Anchors, grapnels and parts thereof, of iron or steel
7317Nails, tacks, drawing pins, corrugated nails, staples and similar articles of iron or steel, whether or not with heads of other material (excl. Such articles with heads of copper and staples in strips)
7318Screws, bolts, nuts, coach screws, screw hooks, rivets, cotters, cotter pins, washers, incl. Spring washers, and similar articles, of iron or steel (excl. Lag screws, stoppers, plugs and the like, threaded)
7319Sewing needles, knitting needles, bodkins, crochet hooks, embroidery stilettos and similar articles, for use in the hand, of iron or steel; safety pins and other pins of iron or steel, n.e.s.
7320Springs and leaves for springs, of iron or steel
7321Stoves, ranges, grates, cookers, incl. Those with subsidiary boilers for central heating, barbecues, braziers, gas rings, plate warmers and similar non-electric domestic appliances, and parts thereof of iron or steel (excl. Boilers and radiators for central heating, geysers and hot water cylinders)
7322Radiators for central heating, not-electrically heated, and parts thereof, of iron or steel; air heaters and hot-air distributors (incl. Distributors which can also distribute fresh or conditioned air), not-electrically heated, incorporating a motor-driven fan or blower, and parts thereof, of iron or steel
7323Table, kitchen or other household articles, and parts thereof, of iron or steel; iron or steel wool; pot scourers and scouring or polishing pads, gloves and the like, of iron or steel (excl. Cans, boxes and similar containers of heading 7310; waste baskets; shovels, corkscrews and other articles of the nature of a work implement; articles of cutlery, spoons, ladles, forks etc. Of heading 8211 to 8215; ornamental articles; sanitary ware)
7324Sanitary ware, and parts thereof, of iron or steel (excl. Cans, boxes and similar containers of heading 7310, small wall cabinets for medical supplies or toiletries and other furniture of chapter 94, and fittings)
7325Articles of iron or steel, cast, n.e.s.
7326Articles of iron or steel, n.e.s. (excl. Cast articles)]

[F873PART 4U.K.

Textual Amendments

Specified products for the purposes of Part 4U.K.

4.  Any thing falling within a commodity code mentioned in column 1 of the following table—

Commodity codeDescription
7201Pig iron and spiegeleisen in pigs, blocks or other primary forms
7202Ferro-alloys
7203Ferrous products obtained by direct reduction of iron ore and other spongy ferrous products, in lumps, pellets or similar forms; iron having a minimum purity by weight of 99.94%, in lumps, pellets or similar forms
7204Ferrous waste and scrap; remelting scrap ingots of iron and steel
7205Granules and powders, of pig iron, spiegeleisen, iron or steel]]

Regulation 46IF(1)

[F874SCHEDULE 3BAU.K.Metals

Textual Amendments

PART 1U.K.

InterpretationU.K.

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2.

PART 2U.K.

Specified products for the purposes of this ScheduleU.K.

2.  Any thing falling within a commodity code mentioned in column 1 of the following table.

Commodity code (1)Description (2)
74Copper and articles thereof
75Nickel and articles thereof
76Aluminium and articles thereof
78Lead and articles thereof
79Zinc and articles thereof
80Tin and articles thereof
8101Tungsten (wolfram) and articles thereof, including waste and scrap
8102Molybdenum and articles thereof, including waste and scrap
8103Tantalum and articles thereof, including waste and scrap
8104Magnesium and articles thereof, including waste and scrap
8105Cobalt mattes and other intermediate products of cobalt metallurgy, cobalt and articles thereof, including waste and scrap
8106Bismuth and articles thereof, including waste and scrap
8109Zirconium and articles thereof, including waste and scrap
8110Antimony and articles thereof, including waste and scrap
8111Manganese and articles thereof, including waste and scrap
8112Beryllium, chromium. hafnium, rhenium, thallium, cadmium, germanium, vanadium, gallium, indium and niobium (columbium) and articles of these metals, including waste and scrap
8113Cermets and articles thereof, including waste and scrap
82Tools, implements, cutlery, spoons and forks of base metal; parts thereof of base metal
83Miscellaneous articles of base metal]

Regulation 21

[F875SCHEDULE 3CU.K.[F876Defence and Security Goods and Defence and Security Technology]

Textual Amendments

PART 1U.K.PRELIMINARY

Application to non-government controlled Ukrainian territoryU.K.

1.  Regulation 53A applies, subject to paragraph 2, in relation to all the goods and technology specified in Parts 2, 3 and 4.

CAS numbersU.K.

2.—(1) For the purposes of this Schedule “CAS Number” when followed by a numerical sequence is a reference to the CAS Registry Numbers assigned to chemicals by the Chemical Abstracts Service.

(2) But regulation 53A applies to chemicals of the same structural formula (including hydrates) regardless of name or CAS Number.

PART 2U.K.Interception and monitoring goods and interception and monitoring technology

Interception and monitoring equipmentU.K.

1.  This Part applies to any goods which can perform any of the following functions (whether individually or as part of a system)—

(a)deep packet inspection;

(b)network interception, including associated systems management and data retention functions;

(c)radio frequency monitoring, including associated processing or examination;

(d)network and satellite jamming;

(e)remote infection;

(f)speaker recognition, including associated processing functions;

(g)IMSI, MSISDN, IMEI and TMSI interception and monitoring;

(h)tactical SMS, GSM, GPS, GPRS, UMTS, CDMA, and PSTN interception and monitoring;

(i)DHCP, SMTP and GTP information interception and monitoring;

(j)pattern recognition and pattern profiling;

(k)remote forensics;

(l)semantic processing;

(m)WEP and WPA code breaking;

(n)interception of VoIP (including proprietary and standard protocols).

2.  Any software which can perform any of the functions described in paragraph 1(a) to (n) (whether individually or as part of a system).

Other software and other technologyU.K.

3.  Any software or other technology which is specially designed for the development, production or use of any goods or software described in paragraph 1 or 2.

InterpretationU.K.

4.  For the purposes of this Part, the following terms have the meaning given to them in the Dual-Use Regulation—

“development”;

“production”;

“software”;

“technology”;

“use”.

PART 3U.K.Internal repression goods and internal repression technology

Firearms and related goodsU.K.

1.  Firearms, ammunition and related accessories, as follows—

(a)firearms;

(b)ammunition specially designed for firearms;

(c)weapon-sights.

2.  Simulators for training persons to use firearms.

3.  Bombs and grenades.

[F877Other related goodsU.K.

3A.—(1) Any goods within commodity codes 9303 and 9304 not covered by paragraphs 1 to 3 above.

(2) Paragraph 1 of Schedule 3 applies for the purposes of interpreting sub-paragraph (1).]

Textual Amendments

VehiclesU.K.

4.—(1) Subject to sub-paragraph (3), the following types of vehicles—

(a)vehicles equipped with a water cannon, specially designed or modified for the purpose of riot control;

(b)vehicles specially designed or modified to be electrified to repel boarders;

(c)vehicles specially designed or modified to remove barricades, including construction equipment with ballistic protection;

(d)vehicles specially designed for the transport or transfer of prisoners or detainees;

(e)vehicles specially designed to deploy mobile barriers.

(2) Components for the vehicles specified in sub-paragraphs (1)(a) to (e) that have been designed for the purposes of riot control.

(3) Vehicles that might otherwise fall within sub-paragraph (1)(a) to (e) are not internal repression goods if they are specially designed for the purposes of fire-fighting.

(4) For the purposes of this paragraph, “vehicle” includes a trailer.

Explosive substances and related goodsU.K.

5.—(1) Equipment and devices specially designed to initiate explosions by electrical or non-electrical means, including—

(a)firing sets;

(b)detonators; (codes for electric detonators and detonating caps);

(c)igniters;

(d)boosters;

(e)detonating cord.

(2) Components that have been specially designed for any thing mentioned in sub-paragraph (1).

(3) Sub-paragraphs (1) and (2) do not apply to any thing that has been specially designed for a specific commercial use.

(4) For the purpose of sub-paragraph (3), a “specific commercial use” means the actuation or operation by explosive means of other equipment or devices the function of which is not the creation of explosions, including—

(a)car air-bag inflaters;

(b)electric-surge arresters;

(c)fire sprinkler actuators.

(5) Linear cutting explosive charges.

(6) The following explosives and related substances—

(a)amatol;

(b)nitrocellulose (containing more than 12.5 % nitrogen);

(c)nitroglycol;

(d)pentaerythritol tetranitrate (PETN);

(e)picryl chloride;

(f)2,4,6-trinitrotoluene (TNT).

Other goodsU.K.

6.—(1) Subject to sub-paragraph (2), the following equipment designed for the protection of a person—

(a)body armour providing ballistic or stabbing protection or both;

(b)helmets providing ballistic or fragmentation protection, or both, including anti-riot helmets;

(c)anti-riot shields and ballistic shields.

(2) Sub-paragraph (1) does not apply to—

(a)any thing specially designed to protect persons for the following purposes—

(i)participation in competitive sport;

(ii)ensuring safety at work;

(b)any thing mentioned in sub-paragraph (1)(a) or (b) when accompanying a person for that person’s own protection.

7.  Night vision equipment.

8.  Thermal imaging equipment.

9.  Image intensifier tubes.

10.  Razor barbed wire.

11.  The following types of knives—

(a)knives that are designed for use by military personnel (military knives);

(b)knives that are designed for use as a weapon for inflicting injury (combat knives);

(c)bayonets with blade lengths in excess of 10 cm.

12.  Law enforcement striking weapons, including saps, police batons, side handle batons, tonfas, sjamboks, and whips.

13.—(1) Handcuffs, straitjackets and specially designed components and accessories.

(2) Sub-paragraph (1) does not apply to—

(a)medical devices that are equipped to restrain patient movement during medical procedures;

(b)devices which confine memory impaired patients to appropriate medical facilities.

14.  Technology exclusively for the development or production of equipment controlled by paragraph 15.

15.—[F878(1)] Chemical agents, including tear gas formulation containing 1 per cent. or less of orthochlorobenzalmalononitrile (CS), or 1 per cent. or less of chloroacetophenone (CN), except in individual containers with a net weight of 20 grams or less; liquid pepper except when packaged in individual containers with a net weight of 3 ounces (85.05 grams) or less; smoke bombs; non-irritant smoke flares, canisters, grenades and charges; and other pyrotechnic articles having dual military and commercial use, and specially designed components thereof.

[F879(2) Other irritating chemical substances, and mixtures thereof containing at least 0.3 % by weight of the active substance, as follows, except where the material is incorporated in a medical product—

Commodity CodeDescription
2934 9990Dibenzo[b,f][1,4]oxazepine (CR) (CAS 257-07-8)
2939 79908-Methyl-N-vanillyl-trans-6-nonenamide (capsaicin) (CAS 404-86-4)
2939 79908-Methyl-N-vanillylnonamide (dihydrocapsaicin) (CAS 19408-84-5)
2939 7990N-Vanillyl-9-methyldec-7-(E)-enamide (homocapsaicin) (CAS 58493-48-4)
2939 7990N-Vanillyl-9-methyldecanamide (homodihydrocapsaicin) (CAS 20279-06-5)
2939 7990N-Vanillyl-7-methyloctanamide (nordihydrocapsaicin) (CAS 28789-35-7)
2934 99904-Nonanolylmorpholine (MPA) (CAS 5299-64-9)
2924 2970Cis-4-acetylaminodicyclohexylmethane (CAS 37794-87-9)
2921 2900N,N’-Bis(isopropyl)ethylenediimine
2921 2900N,N’-Bis(tert-butyl)ethylenediimine
[F8802926 9070 Malononitrile (CAS 109-77-3)
2922 29o-Aminophenol (CAS 95-55-6)
2921 492-Chlorobenzylamine (CAS 89-97-4)
2915 9070Chloroacetyl Chloride (CAS 79-04-9)
2914 39Acetophenone (CAS 98-86-2)
29132-Chlorobenzaldehyde (CAS 89-98-5)
2906 292-Chlorobenzyl Alcohol (CAS 17849-38-6)
2903 9980Benzene, 1-chloro-2-(dimethoxymethyl) (CAS 70380-66-4)
2903 13Chloroform (CAS 67-66-3)]

Note: For the purposes of paragraph (2) which precedes this table, “medical product” means—

(1) a pharmaceutical formulation designed for human administration in the treatment of medical conditions, and

(2) prepackaged for distribution as a clinical or medical product.]

Textual Amendments

F878Sch. 3C Pt. 3 para. 15 renumbered as Sch. 3C Pt. 3 para. 15(1) (21.4.2023) by The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2023 (S.I. 2023/440), regs. 1(2), 14(5)(a)

F880Words in Sch. 3C Pt. 3 para. 15(2) table inserted (24.4.2025) by The Russia (Sanctions) (EU Exit) (Amendment) Regulations 2025 (S.I. 2025/504), regs. 1(2), 16(10) (with reg. 17)

16.  Fingerprinting powders, dyes, and inks.

Production equipmentU.K.

17.  Any equipment which is specially designed or modified for the development or for one or more of the production phases of any item mentioned in paragraphs 1 to 13 of this Part.

Software and technologyU.K.

18.  Any software which is specially designed for the simulators mentioned in paragraph 2.

19.  Any technology which is specially designed for the development, production or use of any item mentioned in paragraphs 1 to 11.

InterpretationU.K.

20.—(1) In this Part, “firearm” means any portable barrelled weapon that expels, is designed to expel or may be converted to expel, a shot, bullet or projectile by the action of a combustible propellant.

(2) For the purposes of this Schedule, the following terms have the meaning given to them in Annex I of the Dual-Use Regulation—

“development”;

“production”;

“software”;

“technology”;

“use”.

PART 4U.K.Chemicals and equipment

Chemicals

Chemical NameCAS NumberRegulation 53A applies?
Aluminium chloride(7446-70-0)
[F881Ammonia (7664-41-7)]
Dichloromethane(75-09-2)
N,N-Dimethylaniline(121-69-7)
Isopropyl bromide(75-26-3)
Isopropyl ether(108-20-3)
Monoisopropylamine(75-31-0)
Potassium Bromide(7758-02-3)
Pyridine(110-86-1)
Sodium bromide(7647-15-6)
Sodium metal(7440-23-5)
Tributylamine(102-82-9)
Triethylamine(121-44-8)
Trimethylamine(75-50-3)
Diethylenetriamine(111-40-0)
Butyrylcholinesterase (BCHE)Not ApplicableYes
Pyridostigmine bromide(101-26-8)
Obidoxime chloride(114-90-9)
Acetylene(CAS 74-86-2)
Acetone(CAS 67-64-1)
Antimony(CAS 7440-36-0)
Arsenic(CAS 7440-38-2)
Arsenic trioxide(CAS 1327-53-3)
Bis(2-chloroethyl)ethylamine hydrochloride(CAS 3590-07-6)
Bis(2-chloroethyl)methylamine hydrochloride(CAS 55-86-7)
Benzil(CAS 134-81-6)
Benzaldehyde(CAS 100-52-7)
Benzoin(CAS 119-53-9)
2-bromochloroethane(CAS 107-04-0)
Chlorine(CAS 7782-50-5)
Diethyl ether(CAS 60-29-7)
Dimethyl ether(CAS 115-10-6)
Dimethylaminoethanol(CAS 108-01-0)
Dicyclohexylamine (DCA)(CAS 101-83-7)
Ethylene(CAS 74-85-1)
Ethylene dichloride(CAS 107-06-2)
2-methoxyethanol(CAS 109-86-4)
Ethyl bromide(CAS 74-96-4)
Ethyl chloride(CAS 75-00-3)
Ethylamine(CAS 75-04-7)
Ethylene oxide(CAS 75-21-8)
Fluorapatite(CAS 1306-05-4)
Hexamine(CAS 100-97-0)Yes
Hydrogen sulfide(CAS 7783-06-4)
Isocyanatomethane(CAS 624-83-9)
Isopropanol, 95% concentration or greater(CAS 67-63-0)
Mandelic acid(CAS 90-64-2)
Methylamine(CAS 74-89-5)
Methyl bromide(CAS 74-83-9)
Methyl chloride(CAS 74-87-3)
Methyl iodide(CAS 74-88-4)
Methylmercaptan(CAS 74-93-1)
Monoethylene Glycol (MEG)(CAS 107-21-1)
Nitromethane(CAS 75-52-5)
Oxalyl chloride(CAS 79-37-8)
Picric acid(CAS 88-89-1)
Potassium sulfide(CAS 1312-73-8)
Potassium thiocyanate(CAS 333-20-0)
Quinaldine(CAS 91-63-4)
Thiophosphoryl chloride(CAS 3982-91-0)
Tributylphosphite(CAS 102-85-2)
Triisobutylphosphite(CAS 1606-96-8)
Tris(2-chloroethyl)amine hydrochloride(CAS 817-09-4)
Sodium hypochlorite(CAS 7681-52-9)
Sulfur trioxide(CAS 7446-11-9)
White/yellow phosphorus(CAS 12185-10-3, 7723-14-0)
Mercury(7439‐97‐6)
Barium chloride(10361‐37‐2)
Sulphuric acid, with a concentration by weight of 90% or greater(7664‐93‐9)
3,3‐dimethyl‐1‐butene(558‐37‐2)
2,2‐dimethylpropanal(630‐19‐3)
2,2‐dimethylpropylchloride(753‐89‐9)
2‐methylbutene(26760‐64‐5)
2‐chloro‐3‐methylbutane(631‐65‐2)
2,3‐dimethyl‐2,3‐butanediol(76‐09‐5)
2‐methyl‐2‐butene(513‐35‐9)
Butyl lithium(109‐72‐8)
Bromo(methyl)magnesium(75‐16‐1)
Formaldehyde(50‐00‐0)
Diethanolamine(111‐42‐2)
Dimethylcarbonate(616‐38‐6)
Methyldiethanolamine hydrochloride(54060‐15‐0)
Methanol(67‐56‐1)
Ethanol(64‐17‐5)Yes
1‐butanol(71‐36‐3)
2‐butanol(78‐92‐2)
Iso‐butanol(78‐83‐1)
Tert‐butanol(75‐65‐0)
Cyclohexanol(108‐93‐0)
Diethylamine hydrochloride(660‐68‐4)
Diisopropylamine hydrochloride(819‐79‐4)
3‐Quinuclidinone hydrochloride(1193‐65‐3)
3‐Quinuclidinol hydrochloride(6238‐13‐7)
(R)‐3‐ Quinuclidinol hydrochloride(42437‐96‐7)
N,N‐Diethylaminoethanol hydrochloride(14426‐20‐1)
Acetyl-alpha-methylfentanyl101860-00-8
Alfentanil71195-58-9
Alpha-methylfentanyl79704-88-4
Alpha-methylthiofentanyl103963-66-2
Beta-hydroxyfentanyl78995-10-5
Beta-hydroxy-3-methylfentanyl78995-14-9
Fentanyl437-38-7
3-methylfentanyl42045-86-3
3-methylthiofentanyl86052-04-2
Para-fluorofentanyl90736-23-5
Remifentanil132875-61-7
Sufentanil56030-54-7
Thiofentanyl60771-38-2
Acryloylfentanyl (Acrylfentanyl)82003-75-6
Carfentanil59708-52-0
4-Fluoroisobutyrfentanyl (4-FIBF, pFIBF)244195-32-2
Furanyl fentanyl101345-66-8
Ocfentanil101343-69-5
Tetrahydrofuranyl fentanyl (THF-F)2142571-01-3
Cyclopropylfentanyl1169-68-2
Methoxyacetylfentanyl101345-67-9
Orthofluorofentanyl910616-29-4
Parafluorobutyrylfentanyl244195-31-1
Crotonylfentanyl760930-59-4
Valerylfentanyl122882-90-0
4-Anilino-N-phenethylpiperidine (ANPP)21409-26-7
N-Phenethyl-4-piperidone (NPP)39742-60-4
Dialkyl(≤C10) chlorophosphatesN/A
Dialkyl(≤C10) fluorophosphatesN/A
N,N-Methylisopropylacetamidine1339185-57-7
N,N-Methylethylacetamidine1339632-40-4
N,N-Ethylisopropylacetamidine1339156-10-3
N,N-Methylpropylacetamidine1344238-28-3
N,N-Ethylpropylacetamidine1339737-43-7
N,N-Isopropylpropylacetamidine1341389-98-7
N,N-Methylethylpropanamidine1339424-26-8
N,N-Ethylisopropylpropanamidine1344354-09-1
N,N-Methylpropylpropanamidine1340216-25-2
N,N-Ethylpropylpropanamidine1341493-60-4
N,N-Isopropylpropylpropanamidine1343225-93-3
N,N-Methylisopropylpropanamidine1339042-55-5
N,N-Methylethylbutanamidine1341049-51-1
N,N-Methylpropylbutanamidine1343721-02-7
N,N-Ethylpropylbutanamidine1343806-12-1
N,N-Isopropylpropylbutanamidine1343316-02-8
N,N-Methylisopropylbutanamidine1340219-94-4
N,N-Ethylisopropylbutanamidine1342204-10-7
N,N-Methylethylisobutanamidine1342365-47-2
N,N-Ethylpropylisobutanamidine1342566-58-8
N,N-Methylpropylisobutanamidine1342270-21-6
N,N-Isopropylpropylisobutanamidine1342156-11-9
N,N-Methylisopropylisobutanamidine1341992-96-8
N,N-Ethylisopropylisobutanamidine1339048-76-8
N,N-Dimethylacetamidine hydrobromide1801188-12-4
N,N-Dimethylacetamidine hydrochloride2909-15-1
N,N-Diethylacetamidine hydrochloride91400-32-7
N,N-Diethylacetamidine hydrobromide78053-54-0
N,N-Dimethylpropanamidine dihydrochloride79972-73-9
N,N-Dimethylpropanamidine hydrochloride56776-15-9
[F882Calcium carbide75-20-7
Carbon monoxide630-08-0
Monoethyleneglycol107-21-1
Sulphur7704-34-9
Sulphur dioxide7446-09-5]

Textual Amendments

Equipment

ItemRegulation 53A applies?

Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2.5 metres.

Full face-mask air-purifying and air-supplying respirators.

Yes

Class II biosafety cabinets and glove boxes.

Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological materials.

Fermenters with an internal volume of 10 L – 20 L, usable with biological materials.

Yes

Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps (including single seal pumps), valves, storage tanks, containers, receivers, and distillation or absorption columns that meet AG performance parameters, regardless of their materials of construction.

Yes

Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that may be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities.

Vacuum pumps with a manufacturer’s specified maximum flow-rate greater than 1 m3/h (under standard temperature and pressure conditions), casings (pump bodies), preformed casing-liners, impellers, rotors, and jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemicals being processed are made from controlled materials.

Laboratory equipment, including parts and accessories for such equipment, for the analysis or detection, destructive or non-destructive, of chemical substances.

Whole chlor-alkali electrolysis cells – mercury, diaphragm, and membrane.

Titanium electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.

Nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.

Bipolar titanium nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.

Asbestos diaphragms specially designed for use in chlor-alkali cells.

Fluoropolymer based diaphragms specially designed for use in chlor-alkali cells.

Fluoropolymer based ion exchange membranes specially designed for use in chlor-alkali cells.

Compressors specially designed to compress wet or dry chlorine, regardless of material of construction.

Microwave reactors—

Machinery, plant or laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature such as heating 84 19 89 98 00.

Yes

Microreactors—

Instruments and apparatus for physical or chemical analysis: 90 27 89 90 00 BE (classified similar item to 90 27 80 17 90, now invalid due to code changes), for similar microreactors.

Solid & Liquid Aerosol generating equipment—

Mechanical appliances (whether or not hand-operated), for projecting, dispersing or spraying liquids or powders: 84 24 89 70 00.

Laboratory equipment

ItemRegulation 53A applies?
Next-generation (second generation) and third generation DNA and RNA sequencers
PCR Machines and qPCR (real-time) PCR machinesYes
Solid phase DNA and RNA synthesisers
Peptide synthesizers
Automated nucleic acid extraction systems
Ultracentrifuges
Probe sonicators
Fast protein liquid chromatography (FPLC) systems (medium pressure chromatography systems)
Cell disruptors and tissue homogenisers, with a volume of 1 L or greater

Associated Parts and Consumables

ItemRegulation 53A applies?
Next generation (second generation) and third generation DNA and RNA sequencersDNA and RNA sequencing reagent kitsYes
Library and template preparation kits
Cluster generation kitsYes
Flow cellsYes
PCR Machines and qPCR (real-time) PCR machinesYes
Solid phase DNA and RNA synthesisersNucleoside phosphoramidites
Columns
Solid support resinYes
Reagent kitsYes
Synthesis reagentsYes
Peptide synthesizersFmoc and T-Boc protected amino acids
ResinsYes
Synthesis reagentsYes
Automated nucleic acid extraction systemsReagentsYes
Rotor adapters
UltracentrifugesUltracentrifuge rotors with total capacity 1 L or greater
Probe sonicatorsSonicator probes over 25mm diameter
High volume (1 L or greater) sonicator continuous flow cell
Fast protein liquid chromatography (FPLC) systems (medium pressure chromatography systems)FPLC columns
ReagentsYes
Cell disruptors and tissue homogenisers

Other related items

ItemRegulation 53A applies?
0B999 Specific processing equipment as follows:
a. Ring magnets.Yes
b. Hot cells.
c. Glove boxes suitable for use with radioactive materials.
0D999 Specific software, as follows:
a. Software for neutronic calculations/modelling;
b. Software for radiation transport calculations/modelling;
c. Software for hydrodynamic calculations/modelling.Yes
1A995 Protective and detection equipment as follows and specially designed components therefor.
a. Personal radiation monitoring dosimeters;

b. Equipment limited by design or function to protect against hazards specific to civil industries, such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry.

Note: This entry does not control items for protection against chemical or biological agents that are consumer goods, packaged for retail sale or personal use, or medical products, such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers, and surgical masks.

1A999 Specific processing equipment as follows:
Radiation detection, monitoring and measurement equipment
Radiographic detection equipment such as x-ray converters, and storage phosphor image plates.Yes
1C991 Vaccines, immunotoxins, medical products, diagnostic and food testing kits, as follows.
Technical note:- For the purpose of this entry, ‘immunotoxins’ are monoclonal antibodies linked to a toxin with the intention of destroying a specific target cell while leaving adjacent cells intact. For the purpose of this entry, “medical products” are: (1) pharmaceutical formulations designed for testing and human (or veterinary) administration in the treatment of medical conditions, (2) prepackaged for distribution as clinical or medical products. For the purpose of this entry, “diagnostic and food testing kits” are specifically developed, packaged and marketed for diagnostic or public health purposes. For the purpose of this entry, “vaccine” is defined as a medicinal (or veterinary) product in a pharmaceutical formulation that is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered.
Technical Note: For purposes of the controls described in this entry ‘toxins’ refers to those toxins, or their subunits, controlled under 1C351.d of Annex I of the Dual-Use Regulation
a. Vaccines containing, or designed for use against, items controlled by 1C351, 1C353 or 1C354 of Annex I of the Dual-Use Regulation;Yes
b. Immunotoxins containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation;Yes
c. Medical products that contain any of the following:Yes
c.1. Toxins controlled by 1C351.d of Annex I of the Dual-Use Regulation (except for botulinum toxins controlled by [F8831C351.d.1] of Annex I of the Dual-Use Regulation, conotoxins controlled by [F8841C351.d.3], of Annex I of the Dual-Use Regulation or items controlled for CW reasons under 1C351.d.11 or .d.12 of Annex I of the Dual-Use Regulation); orYes
c.2. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation (except for those that contain, or code for, botulinum toxins controlled by [F8851C351.d.1] of Annex I of the Dual-Use Regulation or conotoxins controlled by [F8861C351.d.3] of Annex I of the Dual-Use Regulation);Yes
d. Medical products not controlled by 1C991.c that contain any of the following:Yes
d.1. Botulinum toxins controlled by [F8871C351.d.1] of Annex I of the Dual-Use Regulation;Yes
d.2. Conotoxins controlled by [F8881C351.d.3] of Annex I of the Dual-Use Regulation; orYes
d.3. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation that contain, or code for, botulinum toxins controlled by [F8891C351.d.1] of Annex I of the Dual-Use Regulation or conotoxins controlled by [F8901C351.d.3] of Annex I of the Dual-Use Regulation;Yes
e. Diagnostic and food testing kits containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation.Yes

Textual Amendments

1C995 Mixtures that contain chemicals controlled by 1C350 or 1C450 of Annex 1 of the Dual-Use Regulation and medical, analytical, diagnostic, and food testing kits that contain chemicals controlled by 1C350, as follows:

For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes.

a. Mixtures containing the following concentrations of precursor chemicals controlled by 1C350 of Annex I of the Dual-Use Regulation:

a.1. Mixtures containing [F89130] per cent. or less, by weight, of any of the following—

Chemical NameCAS NumberRegulation 53A applies?
Arsenic trichloride;7784-34-1
Benzilic acid;76-93-7
Diethyl ethylphosphonate;78-38-6
Diethyl methylphosphonate;683-08-9
Diethyl methylphosphonite15715-41-0
Diethyl-N,N-dimethylphosphoroamidate;2404-03-7
N,N-Diisopropylaminoethanethiol hydrochloride;41480-75-5
N,N-Diisopropyl-beta-aminoethane thiol;5842-07-9
N,N-Diisopropyl-beta-aminoethanol;96-80-0
N,N-Diisopropyl-beta-aminoethyl chloride;96-79-7
N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride;4261-68-1
Dimethyl ethylphosphonate;6163-75-3
Dimethyl methylphosphonate;756-79-6
N,N-dimethylamino-phosphoryl dichloride;677-43-0
Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride];1498-40-4
Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride];430-78-4
Ethyl phosphonyl dichloride;1066-50-8
Methylphosphonic acid;993-13-5
Methylphosphonothioic dichloride.676-98-2
Pinacolyl alcohol;464-07-3
3-Quinuclidinol;1619-34-7
Thiodiglycol.111-48-8

Textual Amendments

a.2. Mixtures containing [F89230 per cent. or less], by weight, of:

Textual Amendments

a.2.a. Any of the following—

Chemical NameCAS NumberRegulation 53A applies?
Diethyl phosphite;762-04-9
Dimethyl phosphite (dimethyl hydrogen phosphite);868-85-9
Ethyldiethanolamine;139-87-7
Phosphorus oxychloride;10025-87-3
Phosphorus pentachloride;10026-13-8
Phosphorus trichloride;7719-12-2
Sulfur dichloride;10545-99-0
Sulfur monochloride;10025-67-9
Thionyl chloride;7719-09-7
Triethanolamine;102-71-6
Triethyl phosphite;122-52-1
Trimethyl phosphite.121-45-9

or

a.2.b. Any of the following single precursor chemicals—

Chemical NameCAS NumberRegulation 53A applies?
Ammonium hydrogen fluoride [F893or ammonium bifluoride];1341-49-7
2-Chloroethanol;107-07-3
Diethylamine;109-89-7
N,N-Diethylaminoethanol;100-37-8
Diethyl chlorophosphite;589-57-1
O,O-Diethyl phosphorodithioate;298-06-6
O,O-Diethyl phosphorothioate;2465-65-8
Di-isopropylamine;108-18-9
Dimethylamine;124-40-3
Dimethylamine hydrochloride;506-59-2
Ethyl chlorofluorophosphate;762-77-6
Ethyl dichlorophosphate;1498-51-7
Ethyl difluorophosphate;460-52-6
Hydrogen fluoride;7664-39-3
3-Hydroxyl-1-methylpiperidine;3554-74-3
Methyl benzilate;76-89-1
Methyl chlorofluorophosphate;754-01-8
Methyl dichlorophosphate;677-24-7
Methyl difluorophosphate;22382-13-4
N,N Diethylacetamidine;14277-06-6
N,N-Diethylbutanamidine;53510-30-8
N,N-Diethylformamidine;90324-67-7
N,N Diethylisobutanamidine;1342789-47-2
N,N-Diethylpropanamidine;84764-73-8
N,N-Diisopropylbutanamidine;1315467-17-4
N,N-Diisopropylformamidine;857522-08-8
N,N-Dimethylacetamidine;2909-14-0
N,N-Dimethylbutanamidine;1340437-35-5
N,N-Dimethylformamidine;44205-42-7
N,N-Dimethylisobutanamidine;321881-25-8
N,N-Dimethylpropanamidine;56776-14-8
N,N-Dipropylacetamidine;1339586-99-0
N,N-Dipropylbutanamidine;1342422-35-8
N,N-Dipropylformamidine;48044-20-8
N,N-Dipropylisobutanamidine;1342700-45-1
N,N-Dipropylpropanamidine;1341496-89-6
Phosphorus pentasulfide;1314-80-3
Pinacolone;75-97-8
Potassium bifluoride;7789-29-9
Potassium cyanide;151-50-8
Potassium fluoride;7789-23-3
3-Quinuclidone;3731-38-2
Sodium bifluoride;1333-83-1
Sodium cyanide;143-33-9
Sodium fluoride;7681-49-4
Sodium hexafluorosilicate;16893-85-9
Sodium sulfide;1313-82-2
Triethanolamine hydrochloride;637-39-8
Tri-isopropyl phosphite.116-17-6

Textual Amendments

b. Mixtures containing the following concentrations of toxic or precursor chemicals controlled by 1C450 of Annex I of the Dual-Use Regulation—

b.1. Mixtures containing [F89430 per cent. or less, by weight, of any single CWC Schedule 2] chemicals controlled by 1C450.a.2, 1C450.b1, 1C450.b2, 1C450.b.3, 1C450.b.4, 1C450.b.5 or 1C450.b.6 of Annex I of the Dual-Use Regulation;

Textual Amendments

b.1.a. F895...

Textual Amendments

b.1.b. F895...

b.2. Mixtures containing [F89630 per cent. or less], by weight, of any single CWC Schedule 3 chemical controlled by 1C450.a.4, 1C450.a.5, 1C450.a.6, 1C450.a.7, 1C450.b.8, of Annex I of the Dual-Use Regulation.

Textual Amendments

c. “Medical, analytical, diagnostic, and food testing kits” that contain [F897the following precursor chemicals] in an amount not exceeding 300 grams per chemical.

Chemical NameCAS NumberRegulation 53A applies?
Ammonium hydrogen fluoride [F898or ammonium bifluoride];1341-49-7Yes to all items in column 1 of this table
[F899Arsenic trichloride 7784-34-1
Benzilic Acid 76-93-7]
2-Chloroethanol;107-07-3
Diethylamine;109-89-7
N,N-Diethylaminoethanol;100-37-8
Diethyl chlorophosphite;589-57-1
[F899Diethyl ethylphosphonate; 78-38-6
Diethyl methylphosphonate;683-08-9
Diethyl methylphosphonite;15715-41-0
Diethyl-N,N-dimethylphosphoroamidate;2404-03-7
Diethyl phosphite; 762-04-9]
O,O-Diethyl phosphorodithioate;298-06-6
O,O-Diethyl phosphorothioate;2465-65-8
Di-isopropylamine;108-18-9
[F899Dimethyl ethylphosphonate; 6163-75-3
Dimethyl methylphosphonate;756-79-6
Dimethyl phosphite (dimethyl hydrogen phosphite); 868-85-9]
Dimethylamine;124-40-3
Dimethylamine hydrochloride;506-59-2
Ethyl chlorofluorophosphate;762-77-6
Ethyl dichlorophosphate;1498-51-7
Ethyl difluorophosphate;460-52-6
[F899Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride]; 1498-40-4
Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride];430-78-4
Ethyl phosphonyl dichloride;1066-50-8
Ethyldiethanolamine; 139-87-7]
Hydrogen fluoride;7664-39-3
3-Hydroxyl-1-methylpiperidine;3554-74-3
Methyl benzilate;76-89-1
Methyl chlorofluorophosphate;754-01-8
Methyl dichlorophosphate;677-24-7
Methyl difluorophosphate;22382-13-4
[F899Methylphosphonic acid; 993-13-5
Methylphosphonothioic dichloride;676-98-2]
N,N Diethylacetamidine;14277-06-6
N,N-Diethylbutanamidine;53510-30-8
N,N-Diethylformamidine;90324-67-7
N,N Diethylisobutanamidine;1342789-47-2
N,N-Diethylpropanamidine;84764-73-8
[F899N,N-Diisopropylaminoethanethiol hydrochloride; 41480-75-5
N,N-Diisopropyl-beta-aminoethane thiol;5842-07-9
N,N-Diisopropyl-beta-aminoethanol;96-80-0
N,N-Diisopropyl-beta-aminoethyl chloride;96-79-7
N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride;4261-68-1]
N,N-Diisopropylbutanamidine;1315467-17-4
N,N-Diisopropylformamidine;857522-08-8
N,N-Dimethylacetamidine;2909-14-0
[F899N,N-dimethylamino-phosphoryl dichloride; 677-43-0]
N,N-Dimethylbutanamidine;1340437-35-5
N,N-Dimethylformamidine;44205-42-7
N,N-Dimethylisobutanamidine;321881-25-8
N,N-Dimethylpropanamidine;56776-14-8
N,N-Dipropylacetamidine;1339586-99-0
N,N-Dipropylbutanamidine;1342422-35-8
N,N-Dipropylformamidine;48044-20-8
N,N-Dipropylisobutanamidine;1342700-45-1
N,N-Dipropylpropanamidine;1341496-89-6
[F899Phosphorus oxychloride; 10025-87-3
Phosphorus pentachloride;10026-13-8]
Phosphorus pentasulfide;1314-80-3
[F899Phosphorus trichloride; 7719-12-2]
Pinacolone;75-97-8
[F899Pinacolyl alcohol; 464-07-3]
Potassium bifluoride;7789-29-9
Potassium cyanide;151-50-8
Potassium fluoride;7789-23-3
[F8993-Quinuclidinol; 1619-34-7]
3-Quinuclidone;3731-38-2
Sodium bifluoride;1333-83-1
Sodium cyanide;143-33-9
Sodium fluoride;7681-49-4
Sodium hexafluorosilicate;16893-85-9
Sodium sulfide;1313-82-2
[F899Sulfur dichloride; 10545-99-0
Sulfur monochloride;10025-67-9
Thiodiglycol; 111-48-8
Thionyl chloride; 7719-09-7
Triethanolamine;102-71-6]
Triethanolamine hydrochloride;637-39-8
[F899Triethyl phosphite; 122-52-1
Trimethyl phosphite;121-45-9]
Tri-isopropyl phosphite.116-17-6]

Textual Amendments

Regulation 46S

[F900SCHEDULE 3DU.K.[F901Schedule 3D Revenue generating goods]

Textual Amendments

[F902PART 1]U.K.

Textual Amendments

1.  Paragraph 1 of Schedule 3 applies for the purpose of interpreting this Schedule.U.K.

[F9031A.  In this Schedule, “n.e.s” means “not elsewhere specified”.]U.K.

Textual Amendments

2.  A [F904Schedule 3D revenue generating good] is any thing falling within a commodity code mentioned in [F905column 1 of the table in Part 2 or column 1 of the table in Part 3].U.K.

F906...
F906. . .F906. . .

Textual Amendments

[F907PART 2U.K.

Textual Amendments

Commodity code (1)Item (2)
2303Residues of starch manufacture and similar residues, beet-pulp, bagasse and other waste of sugar manufacture, brewing or distilling dregs and waste, whether or not in the form of pellets
28352400Phosphates of potassium
28352990Phosphates (excl. phosphates of triammonium, monosodium, disodium, trisodium, of potassium, of calcium and of mercury)
29012100Ethylene
29052200Acyclic terpene alcohols
29054500Glycerol
2909Ethers, ether-alcohols, ether-phenols, ether-alcohol-phenols, alcohol peroxides, ether peroxides, acetal and hemiacetal peroxides, ketone peroxides (whether or not chemically defined), and their halogenated, sulphonated, nitrated or nitrosated derivatives
3104 20Potassium chloride
3105 20Mineral or chemical fertilisers containing the three fertilising elements nitrogen, phosphorus and potassium
3105 60Mineral or chemical fertilisers containing the two fertilising elements phosphorus and potassium
3105 90 20Other fertilisers containing potassium chloride
3105 90 80Other fertilisers containing potassium chloride
4401Fuel wood, in logs, in billets, in twigs, in faggots or in similar forms; wood in chips or particles; sawdust and wood waste and scrap, whether or not agglomerated in logs, briquettes, pellets or similar forms
4402Wood charcoal (including shell or nut charcoal), whether or not agglomerated

PART 3U.K.

Commodity Code (1)Item (2)
2803carbon (carbon blacks and other forms of carbon not elsewhere specified or included)
3401soap; organic surface-active products and preparations for use as soap, in the form of bars, cakes, moulded pieces or shapes, whether or not containing soap; organic surface-active products and preparations for washing the skin, in the form of liquid or cream and put up for retail sale, whether or not containing soap; paper, wadding, felt and nonwovens, impregnated, coated or covered with soap or detergent
3402organic surface-active agents (excl. soap); surface-active preparations, washing preparations, incl. auxiliary washing preparations, and cleaning preparations, whether or not containing soap (excl. those of heading 3401)
3811anti-knock preparations, oxidation inhibitors, gum inhibitors, viscosity improvers, anti-corrosive preparations and other prepared additives, for mineral oils, incl. gasoline, or for other liquids used for the same purposes as mineral oils
3819hydraulic brake fluids and other prepared liquids for hydraulic transmission not containing petroleum oil or bituminous mineral oil, or containing < 70% petroleum oil or bituminous mineral oil by weight
3917tubes, pipes and hoses, and fittings therefor, e.g. joints, elbows, flanges, of plastics
3923articles for the conveyance or packaging of goods, of plastics; stoppers, lids, caps and other closures, of plastics
4803toilet or facial tissue stock, towel or napkin stock and similar paper for household or sanitary purposes, cellulose wadding and webs of cellulose fibres, whether or not creped, crinkled, embossed, perforated, surface-coloured, surface-decorated or printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4818toilet paper and similar paper, cellulose wadding or webs of cellulose fibres, of a kind used for household or sanitary purposes, in rolls of a width <= 36 cm, or cut to size or shape; handkerchiefs, cleansing tissues, towels, tablecloths, serviettes, bedsheets and similar household, sanitary or hospital articles, articles of apparel and clothing accessories, of paper pulp, paper, cellulose wadding or webs of cellulose fibres
8421centrifuges, incl. centrifugal dryers (excl. those for isotope separation); filtering or purifying machinery and apparatus, for liquids or gases; parts thereof (excl. artificial kidneys)
8424mechanical appliances, whether or not hand-operated, for projecting, dispersing or spraying liquids or powders, n.e.s.; fire extinguishers, charged or not (excl. fire-extinguishing bombs and grenades); spray guns and similar appliances (excl. electric machines and apparatus for hot spraying of metals or sintered metal carbides of heading 8515); steam or sand blasting machines and similar jet projecting machines; parts thereof, n.e.s.
8516electric instantaneous or storage water heaters and immersion heaters; electric space-heating apparatus and soil-heating apparatus; electro-thermic hairdressing apparatus, e.g. hairdryers, hair curlers and curling tong heaters, and hand dryers; electric smoothing irons; other electro-thermic appliances of a kind used for domestic purposes; electric heating resistors (other than those of heading 8545); parts thereof
8531electric sound or visual signalling apparatus, e.g. bells, sirens, indicator panels, burglar or fire alarms (excl. those for cycles, motor vehicles and traffic signalling); parts thereof]]

Regulation 46XA

[F908SCHEDULE 3DAU.K.Schedule 3DA Revenue Generating Goods

Textual Amendments

PART 1U.K.Interpretation

1.  Paragraph 1 of Schedule 3 applies for the purpose of interpreting this Schedule.U.K.

2.  In this Schedule, “n.e.s” means “not elsewhere specified”.U.K.

3.  A Schedule 3DA revenue generating good is any thing falling within a commodity code mentioned in column 1 of the table in Part 2 [F909, column 1 of the table in Part 3 or column 1 of the table in Part 4].U.K.

Textual Amendments

PART 2U.K.

Commodity Code (1)Item (2)
0306Crustaceans, whether in shell or not, live, fresh, chilled, frozen, dried, salted or in brine; smoked crustaceans, whether in shell or not, whether or not cooked before or during the smoking process; crustaceans, in shell, cooked by steaming or by boiling in water, whether or not chilled, frozen, dried, salted or in brine
16043100Caviar
16043200Caviar substitutes
2208Undenatured ethyl alcohol of an alcoholic strength by volume of less than 80 % vol; spirits, liqueurs and other spirituous beverages
2523Portland cement, aluminous cement, slag cement, supersulphate cement and similar hydraulic cements, whether or not coloured or in the form of clinkers
28251000Hydrazine and hydroxylamine and their inorganic salts
28254000Nickel oxides and hydroxides
28255000Copper oxides and hydroxides
28256000Germanium oxides and zirconium dioxide
28257000Molybdenum oxides and hydroxides
28258000Antimony oxides
28259011Calcium hydroxide of a purity of >= 98% calculated on the dry weight, in the form of particles of which not > 1% by weight have a particle-size > 75 micrometres and not > 4% by weight have a particle-size of < 1.3 micrometres
28259019Calcium oxide, hydroxide and peroxide (excl. calcium hydroxide of a purity of >= 98% calculated on the dry weight, in the form of particles of which not > 1% by weight have a particle-size > 75 micrometres and not > 4% by weight have a particle-size of < 1.3 micrometres)
28259020Beryllium oxide and hydroxide
28259040Tungsten oxides and hydroxides
28259060Cadmium oxide
28259085Inorganic bases and metal oxides, hydroxides and peroxides, n.e.s.
28351000Phosphinates “hypophosphites” and phosphonates “phosphites”
28352200Mono- or disodium phosphate
28352500Calcium hydrogenorthophosphate “dicalcium phosphate”
28352910Phosphate of triammonium
28352930Phosphate of trisodium
28353100Sodium triphosphate “sodium tripolyphosphate”, whether or not chemically defined
28353900Polyphosphates, whether or not chemically defined (excl. sodium triphosphate “sodium tripolyphosphate”, and inorganic or organic compounds of mercury whether or not chemically defined)
29012200Propene “propylene”
29012300Butene “butylene” and isomers thereof
29012400Buta-1,3-diene and isoprene
29012900Hydrocarbons, acyclic, unsaturated (excl. ethylene, propene “propylene”, butene “butylene” and isomers thereof and Buta-1,3-diene and isoprene)
2902Cyclic hydrocarbons
29051200Propan-1-ol “propyl alcohol” and propan-2-ol “isopropyl alcohol”
29051300Butan-1-ol “n-butyl alcohol”
290514102-Methylpropan-2-ol “tert-butyl alcohol”
29051490Butanols (excl. butan-1-ol “n-butyl alcohol” and 2-Methylpropan-2-ol “tert-butyl alcohol”)
29051620Octan-2-ol
29051685Octanol “octyl alcohol” and isomers thereof (excl. octan-2-ol)
29051700Dodecan-1-ol “lauryl alcohol”, hexadecan-1-ol “cetyl alcohol” and octadecan-1-ol “stearyl alcohol”
29051900Saturated monohydric acyclic alcohols (excl. methanol “methyl alcohol”, propan-1-ol “propyl alcohol”, propan-2-ol “isopropyl alcohol”, butanols, octanol “octyl alcohol” and isomers thereof, dodecan-1-ol “lauryl alcohol”, hexadecan-1-ol “cetyl alcohol” and octadecan-1-ol “stearyl alcohol”)
29052910Allyl alcohol
29052990Unsaturated monohydric acyclic alcohols (excl. allyl alcohol and acyclic terpene alcohols)
29053100Ethylene glycol “ethanediol”
29053200Propylene glycol “propane-1,2-diol”
29053920Butane-1,3-diol
29053926Butane-1,4-diol or tetramethylene glycol [1,4-butanediol] having a bio-based carbon content of 100% by mass
29053928Butane-1,4-diol (excl. having a bio-based carbon content of 100%)
290539302,4,7,9-Tetramethyldec-5-yne-4,7-diol
29053995Acyclic diols (excl. ethylene glycol “ethanediol”, propylene glycol “propane-1,2-diol”, butane-1,3-diol, butane-1,4-diol and 2,4,7,9-tetramethyldec-5-yne-4,7-diol)
290541002-Ethyl-2-“hydroxymethyl” propane-1,3-diol “trimethylolpropane”
29054200Pentaerythritol
29054300Mannitol
29054411D-glucitol “sorbitol”, in aqueous solution containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content
29054419D-glucitol “sorbitol” in aqueous solution (excl. containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content)
29054491D-glucitol “sorbitol”, containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content (excl. in aqueous solution)
29054499D-glucitol “sorbitol” (excl. in aqueous solution and containing <= 2% by weight of d-mannitol, calculated on the d-glucitol content)
29054900Tri- and other polyhydric acyclic alcohols (excl. 2-ethyl-2-”hydroxymethyl” propane-1,3-diol “trimethylolpropane”, pentaerythritol, mannitol, d-glucitol “sorbitol” and glycerol)
29055100Ethchlorvynol “INN”
290559912,2-Bis “bromomethyl” propanediol
29055998Halogenated, sulphonated, nitrated or nitrosated derivatives of acyclic alcohols (excl. 2,2-bis”bromomethyl”propanediol and ethchlorvynol “INN”)
2907Phenols; phenol-alcohols
3902Polymers of propylene or of other olefins, in primary forms
4011New pneumatic tyres, of rubber
4403Wood in the rough, whether or not stripped of bark or sapwood, or roughly squared
4404Hoopwood; split poles; piles, pickets and stakes of wood, pointed but not sawn lengthwise; wooden sticks, roughly trimmed but not turned, bent or otherwise worked, suitable for the manufacture of walking sticks, umbrellas, tool handles or the like; chipwood and the like
4405Wood wool; wood flour
4406Railway or tramway sleepers (cross-ties) of wood
4407Wood sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness exceeding 6 mm
4408Sheets for veneering (including those obtained by slicing laminated wood), for plywood or for similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or end-jointed, of a thickness not exceeding 6 mm
4409Wood (including strips and friezes for parquet flooring, not assembled) continuously shaped (tongued, grooved, rebated, chamfered, V-jointed, beaded, moulded, rounded or the like) along any of its edges, ends or faces, whether or not planed, sanded or end-jointed
4410Particle board, oriented strand board (OSB) and similar board (for example, waferboard) of wood or other ligneous materials, whether or not agglomerated with resins or other organic binding substances
4411Fibreboard of wood or other ligneous materials, whether or not bonded with resins or other organic substances
4412Plywood, veneered panels and similar laminated wood
4413Densified wood, in blocks, plates, strips or profile shapes
4414Wooden frames for paintings, photographs, mirrors or similar objects
4415Packing cases, boxes, crates, drums and similar packings, of wood; cable-drums of wood; pallets, box pallets and other load boards, of wood; pallet collars of wood
4416Casks, barrels, vats, tubs and other coopers’ products and parts thereof, of wood, including staves
4417Tools, tool bodies, tool handles, broom or brush bodies and handles, of wood; boot or shoe lasts and trees, of wood
4418Builders’ joinery and carpentry of wood, including cellular wood panels, assembled flooring panels, shingles and shakes
4419Tableware and kitchenware, of wood
4420Wood marquetry and inlaid wood; caskets and cases for jewellery or cutlery, and similar articles, of wood; statuettes and other ornaments, of wood; wooden articles of furniture not falling in Chapter 94
4421Other articles of wood
4705Wood pulp obtained by a combination of mechanical and chemical pulping processes
4804Uncoated kraft paper and paperboard, in rolls or sheets, other than that of heading 4802 or 4803
6810Articles of cement, of concrete or of artificial stone, whether or not reinforced
7005Float glass and surface ground or polished glass, in sheets, whether or not having an absorbent, reflecting or non-reflecting layer, but not otherwise worked
7007Safety glass, consisting of toughened (tempered) or laminated glass
7010Carboys, bottles, flasks, jars, pots, phials, ampoules and other containers, of glass, of a kind used for the conveyance or packing of goods; preserving jars of glass; stoppers, lids and other closures, of glass
7019Glass fibres (including glass wool) and articles thereof (for example, yarn, rovings, woven fabrics)
7106Silver (including silver plated with gold or platinum), unwrought or in semi-manufactured forms, or in powder form
F910. . .F910. . .
F910. . .F910. . .
84111100Turbojets of a thrust <= 25 kN
84111210Turbojets of a thrust > 25 kN but <= 44 kN
84111230Turbojets of a thrust > 44 kN but <= 132 kN
84111280Turbojets of a thrust > 132 kN
84112100Turbopropellers of a power <= 1,100 kW
84112220Turbopropellers of a power > 1,100 kW but <= 3,730 kW
84112280Turbopropellers of a power > 3,730 kW
84118100Gas turbines of a power <= 5,000 kW (excluding turbojets and turbopropellers)
84118220Gas turbines of a power > 5,000 kW but <= 20,000 kW (excluding turbojets and turbopropellers)
84118260Gas turbines of a power > 20,000 kW but <= 50,000 kW (excluding turbojets and turbopropellers)
84118280Gas turbines of a power > 50,000 kW (excluding turbojets and turbopropellers)
84119900Parts of gas turbines, n.e.s.
8431Parts suitable for use solely or principally with the machinery of headings 8425 to 8430
8901Cruise ships, excursion boats, ferry-boats, cargo ships, barges and similar vessels for the transport of persons or goods
8904Tugs and pusher craft
8905Light-vessels, fire-floats, dredgers, floating cranes, and other vessels the navigability of which is subsidiary to their main function; floating docks; floating or submersible drilling or production platforms
9403Other furniture and parts thereof

Textual Amendments

PART 3U.K.

Commodity Code (1)Item (2)
2402Cigars, cheroots, cigarillos and cigarettes, of tobacco or of tobacco substitutes
2811inorganic acids and inorganic oxygen compounds of non-metals (excl. hydrogen chloride “hydrochloric acid”, chlorosulphuric acid, sulphuric acid, oleum, nitric acid, sulphonitric acids, diphosphorus pentaoxide, phosphoric acid, polyphosphoric acids, oxides of boron and boric acids)
2818artificial corundum, whether or not chemically defined; aluminium oxide; aluminium hydroxide
2834nitrites; nitrates
2836carbonates; peroxocarbonates “percarbonates”; commercial ammonium carbonate containing ammonium carbamate
2903halogenated derivatives of hydrocarbons
2905 11methanol “methyl alcohol”
2914ketones and quinones, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivatives
2915saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives
2917polycarboxylic acids, their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives
2922oxygen-function amino-compounds
2923quaternary ammonium salts and hydroxides; lecithins and other phosphoaminolipids, whether or not chemically defined
2931separate chemically defined organo-inorganic compounds (excl. organo-sulphur compounds and those of mercury)
2933heterocyclic compounds with nitrogen hetero-atom[s] only
3301essential oils, whether or not terpeneless, incl. concretes and absolutes; resinoids; extracted oleoresins; concentrates of essential oils in fats, fixed oils, waxes or the like, obtained by enfleurage or maceration; terpenic by-products of the deterpenation of essential oils; aqueous distillates and aqueous solutions of essential oils
3304beauty or make-up preparations and preparations for the care of the skin, incl. sunscreen or suntan preparations (excl. medicaments); manicure or pedicure preparations
3305preparations for use on the hair
3306preparations for oral or dental hygiene, incl. denture fixative pastes and powders; yarn used to clean between the teeth “dental floss”, in individual retail packages
3307shaving preparations, incl. pre-shave and aftershave products, personal deodorants, bath and shower preparations, depilatories and other perfumery, toilet or cosmetic preparations, n.e.s.; prepared room deodorisers, whether or not perfumed or having disinfectant properties
3404artificial waxes and prepared waxes
3801artificial graphite; colloidal or semi-colloidal graphite; preparations based on graphite or other carbon in the form of pastes, blocks, plates or other semi-manufactures
3812prepared rubber accelerators; compound plasticisers for rubber or plastics, n.e.s.; anti-oxidising preparations and other compound stabilisers for rubber or plastics
3817mixed alkylbenzenes and mixed alkylnaphthalenes produced by the alkylation of benzene and naphthalene (excl. mixed isomers of cyclic hydrocarbons)
3823industrial monocarboxylic fatty acids; acid oils from refining; industrial fatty alcohols
3824prepared binders for foundry moulds or cores; chemical products and preparations for the chemical or allied industries, incl. mixtures of natural products, n.e.s.
3901polymers of ethylene, in primary forms
3903polymers of styrene, in primary forms
3904polymers of vinyl chloride or of other halogenated olefins, in primary forms
3907polyacetals, other polyethers and epoxide resins, in primary forms; polycarbonates, alkyd resins, polyallyl esters and other polyesters, in primary forms
3908polyamides, in primary forms
3916monofilament of which any cross-sectional dimension > 1 mm, rods, sticks and profile shapes, of plastics, whether or not surface-worked but not further worked
3919self-adhesive plates, sheets, film, foil, tape, strip and other flat shapes, of plastics, whether or not in rolls (excl. floor, wall and ceiling coverings of heading 3918)
3920plates, sheets, film, foil and strip, of non-cellular plastics, not reinforced, laminated, supported or similarly combined with other materials, without backing, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, and floor, wall and ceiling coverings of heading 3918)
3921plates, sheets, film, foil and strip, of plastics, reinforced, laminated, supported or similarly combined with other materials, or of cellular plastic, unworked or merely surface-worked or merely cut into squares or rectangles (excl. self-adhesive products, floor, wall and ceiling coverings of heading 3918)
3925builders’ ware of plastics, n.e.s.
3926articles of plastics and articles of other materials of heading 3901to 3914, n.e.s.
4002synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip; mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, in primary forms or in plates, sheets or strip
4107leather further prepared after tanning or crusting “incl. parchment-dressed leather”, of bovine “incl. buffalo” or equine animals, without hair on, whether or not split (excl. chamois leather, patent leather and patent laminated leather, and metallised leather)
4202trunks, suitcases, vanity cases, executive-cases, briefcases, school satchels, spectacle cases, binocular cases, camera cases, musical instrument cases, gun cases, holsters and similar containers; travelling-bags, insulated food or beverage bags, toilet bags, rucksacks, handbags, shopping-bags, wallets, purses, map-cases, cigarette-cases, tobacco-pouches, tool bags, sports bags, bottle-cases, jewellery boxes, powder-boxes, cutlery cases and similar containers, of leather or of composition leather, of sheeting of plastics, of textile materials, of vulcanised fibre or of paperboard, or wholly or mainly covered with such materials or with paper
4301raw furskins, incl. heads, tails, paws and other pieces or cuttings suitable for use in furriery (excl. raw hides and skins of heading 4101, 4102 or 4103)
4703chemical wood pulp, soda or sulphate (excl. dissolving grades)
4801newsprint as specified in note 4 to chapter 48, in rolls of a width > 28 cm or in square or rectangular sheets with one side > 28 cm and the other side > 15 cm in the unfolded state
4802uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls or in square or rectangular sheets, of any size, and handmade paper and paperboard (excl. newsprint of heading 4801and paper of heading 4803)
4805other paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, not worked other than as specified in note 3 to this chapter, n.e.s.
4810paper and paperboard, coated on one or both sides with kaolin “china clay” or other inorganic substances, with or without a binder, and with no other coating, whether or not surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excl. all other coated papers and paperboards)
4811paper, paperboard, cellulose wadding and webs of cellulose fibres, coated, impregnated, covered, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excl. goods of heading 4803, 4809 and 4810)
4819cartons, boxes, cases, bags and other packing containers, of paper, paperboard, cellulose wadding or webs of cellulose fibres, n.e.s.; box files, letter trays, and similar articles, of paperboard of a kind used in offices, shops or the like
4823paper, paperboard, cellulose wadding and webs of cellulose fibres, in strips or rolls of a width <= 36 cm, in rectangular or square sheets of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square, and articles of paper pulp, paper, paperboard, cellulose wadding or webs or cellulose fibres, n.e.s.
5402synthetic filament yarn, incl. synthetic monofilaments of < 67 decitex (excl. sewing thread and yarn put up for retail sale)
5601wadding of textile materials and articles thereof; textile fibres with a length of <= 5 mm “flock”, textile dust and mill neps (excl. wadding and articles thereof impregnated or coated with pharmaceutical substances or put up for retail sale for medical, surgical, dental or veterinary purposes, and products impregnated, coated or covered with perfumes, cosmetics, soaps etc.)
5603nonwovens, whether or not impregnated, coated, covered or laminated, n.e.s.
6204women’s or girls’ suits, ensembles, jackets, blazers, dresses, skirts, divided skirts, trousers, bib and brace overalls, breeches and shorts (excl. knitted or crocheted, wind-jackets and similar articles, slips, petticoats and panties, tracksuits, ski suits and swimwear)
6305sacks and bags, of a kind used for the packing of goods, of all types of textile materials
6403footwear with outer soles of rubber, plastics, leather or composition leather and uppers of leather (excl. orthopaedic footwear, skating boots with ice or roller skates attached, and toy footwear)
6806slag-wool, rock-wool and similar mineral wools; exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials; mixtures and articles of heat-insulating, sound- insulating or sound absorbing mineral materials (excl. articles of light concrete, asbestos, asbestos- cement, cellulose fibre-cement or the like, mixtures and other articles of or based on asbestos, and ceramic products)
6807articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch
6808panels, boards, tiles, blocks and similar articles of vegetable fibre, of straw or of shavings, chips, particles, sawdust or other waste of wood, agglomerated with cement, plaster or other mineral binders (excl. articles of asbestos-cement, cellulose fibre-cement or the like)
6814worked mica and articles of mica, incl. agglomerated or reconstituted mica, whether or not on a support of paper, paperboard or other materials (excl. electrical insulators, insulating fittings, resistors and capacitors, protective goggles of mica and their glasses, and mica in the form of christmas tree decorations)
6815articles of stone or of other mineral substances, incl. carbon fibres, articles of carbon fibres and articles of peat, n.e.s.
6902refractory bricks, blocks, tiles and similar refractory ceramic constructional goods (excl. those of siliceous fossil meals or similar siliceous earths)
6907ceramic flags and paving, hearth or wall tiles; ceramic mosaic cubes and the like, whether or not on a backing (excl. of siliceous fossil meals or similar siliceous earths, refractory goods, tiles specially adapted as table mats, ornamental articles and tiles specifically manufactured for stoves)
[F9117104 10 Piezoelectric quartz
7104 29Synthetic or reconstructed precious or semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded synthetic or reconstructed precious or semi-precious stones, temporarily strung for convenience of transport; other unworked or simply sawn or roughly shaped
7104 99Synthetic or reconstructed precious or semi-precious stones, whether or not worked or graded but not strung, mounted or set; ungraded synthetic or reconstructed precious or semi-precious stones, temporarily strung for convenience of transport; other]
7112waste and scrap of precious metal or of metal clad with precious metal; other waste and scrap containing precious metal or precious-metal compounds, of a kind used principally for the recovery of precious metal (excl. waste and scrap melted down into unworked blocks, ingots, or similar forms)
7115articles of precious metal or of metal clad with precious metal, n.e.s.
F912. . .F912. . .
F912. . .F912. . .
F912. . .F912. . .
F912. . .F912. . .
8407spark-ignition reciprocating or rotary internal combustion piston engine
8408compression-ignition internal combustion piston engine “diesel or semi-diesel engine”
8409parts suitable for use solely or principally with internal combustion piston engine of heading 8407 or 8408
8412engines and motors (excl. steam turbines, internal combustion piston engine, hydraulic turbines, water wheels, gas turbines and electric motors); parts thereof
8413pumps for liquids, whether or not fitted with a measuring device (excl. ceramic pumps and secretion aspirating pumps for medical use and medical pumps carried on or implanted in the body); liquid elevators (excl. pumps); parts thereof
8414air or vacuum pumps (excl. gas compound elevators and pneumatic elevators and conveyors); air or other gas compressors and fans; ventilating or recycling hoods incorporating a fan, whether or not fitted with filters; parts thereof
8418refrigerators, freezers and other refrigerating or freezing equipment, electric or other; heat pumps; parts thereof (excl. air conditioning machines of heading 8415)
8419machinery, plant or laboratory equipment whether or not electrically heated (excl. furnaces, ovens and other equipment of heading 8514), for the treatment of materials by a process involving a change of temperature such as heating, cooking, roasting, distilling, rectifying, sterilising, pasteurising, steaming, drying, evaporating, vaporising, condensing or cooling (excl. those used for domestic purposes); instantaneous or storage water heaters, non-electric; parts thereof
8422dishwashing machines; machinery for cleaning or drying bottles or other containers; machinery for filling, closing, sealing or labelling bottles, cans, boxes, bags or other containers; machinery for capsuling bottles, jars, tubes and similar containers; other packing or wrapping machinery, incl. heat-shrink wrapping machinery; machinery for aerating beverages; parts thereof
8426ships’ derricks; cranes, incl. cable cranes (excl. wheel-mounted cranes and vehicle cranes for railways); mobile lifting frames, straddle carriers and works trucks fitted with a crane
8450household or laundry-type washing machines, incl. machines which both wash and dry; parts thereof
8455metal-rolling mills and rolls therefor; parts of metal-rolling mills
8466parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, incl. work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines, n.e.s.; tool holders for any type of tool for working in the hand
8467tools for working in the hand, pneumatic, hydraulic or with self-contained electric or non-electric motor; parts thereof
8471automatic data-processing machines and units thereof; magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, n.e.s.
8474machinery for sorting, screening, separating, washing, crushing, grinding, mixing or kneading earth, stone, ores or other mineral substances, in solid, incl. powder or paste, form; machinery for agglomerating, shaping or moulding solid mineral fuels, ceramic paste, unhardened cements, plastering materials or other mineral products in powder or paste form; machines for forming foundry moulds of sand; parts thereof
8477machinery for working rubber or plastics or for the manufacture of products from these materials, not specified or included elsewhere in this chapter, parts thereof
8479machines and mechanical appliances having individual functions, not specified or included elsewhere in this chapter; parts thereof
8480moulding boxes for metal foundry; mould bases; moulding patterns; moulds for metal (other than ingot moulds), metal carbides, glass, mineral materials, rubber or plastics (excl. moulds of graphite or other carbons, ceramic or glass moulds and linotype moulds or matrices)
8481taps, cocks, valves and similar appliances for pipes, boiler shells, tanks, vats or the like, incl. pressure-reducing valves and thermostatically controlled valves; parts thereof
8482ball or roller bearings (excl. steel balls of heading 7326); parts thereof
8483transmission shafts, incl. camshafts and crankshafts, and cranks; bearing housings and plain shaft bearings for machines; gears and gearing; ball or roller screws, gear boxes and other speed changers, incl. torque converters; flywheels and pulleys, incl. pulley blocks, clutches and shaft couplings, incl. universal joints; parts thereof
8487machinery parts, n.e.s. in chapter 84 (excl. parts containing electrical connectors, insulators, coils, contacts or other electrical features)
8501electric motors and generators (excl. generating sets)
8502electric generating sets and rotary converters
8503parts suitable for use solely or principally with electric motors and generators, electric generating sets and rotary converters, n.e.s.
8504electrical transformers, static converters, e.g. rectifiers, and inductors; parts thereof
8511electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines, e.g. ignition magnetos, magneto-dynamos, ignition coils, sparking plugs, glow plugs and starter motors; generators, e.g. dynamos and alternators, and cut-outs of a kind used in conjunction with such engines; parts thereof
8517telephone sets, incl. telephones for cellular networks or for other wireless networks; other apparatus for the transmission or reception of voice, images or other data, incl. apparatus for communication in a wired or wireless network [such as a local or wide area network]; parts thereof (excl. than transmission or reception apparatus of heading 8443, 8525, 8527 or 8528)
8523discs, tapes, solid-state non-volatile storage devices, “smart cards” and other media for the recording of sound or of other phenomena, whether or not recorded, incl. matrices and masters for the production of discs (excl. products of chapter 37)
8525transmission apparatus for radio-broadcasting or television, whether or not incorporating reception apparatus or sound recording or reproducing apparatus; television cameras, digital cameras and video camera recorders
8526radar apparatus, radio navigational aid apparatus and radio remote control apparatus
8535electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits, e.g., switches, fuses, lightning arresters, voltage limiters, surge suppressors, plugs and other connectors, junction boxes, for a voltage > 1 000v (excl. control desks, cabinets, panels etc. of heading 8537)
8536electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits, e.g., switches, relays, fuses, surge suppressors, plugs, sockets, lamp holders and junction boxes, for a voltage <= 1 000v (excl. control desks, cabinets, panels etc. of heading 8537)
8537boards, panels, consoles, desks, cabinets and other bases, equipped with two or more apparatus of heading 8535 or 8536, for electric control or the distribution of electricity, incl. those incorporating instruments or apparatus of chapter 90, and numerical control apparatus (excl. switching apparatus for line telephony or line telegraphy)
8538parts suitable for use solely or principally with the apparatus of heading 8535, 8536 or 8537, n.e.s.
8539electric filament or discharge lamps, incl. sealed beam lamp units and ultraviolet or infra-red lamps; arc lamps; light-emitting diode “led” lamps; parts thereof
8541diodes, transistors and similar semiconductor devices; photosensitive semiconductor devices, incl. photovoltaic cells whether or not assembled in modules or made up into panels (excl. photovotaic generators); light emitting diodes “led”; mounted piezoelectric crystals; parts thereof
8542electronic integrated circuits; parts thereof
8543electrical machines and apparatus, having individual functions, n.e.s. in chapter 85 and parts thereof
8544insulated “incl. enamelled or anodised” wire, cable “incl. coaxial cable” and other insulated electric conductors, whether or not fitted with connectors; optical fibre cables, made up of individually sheathed fibres, whether or not assembled with electric conductors or fitted with connectors
8545carbon electrodes, carbon brushes, lamp carbons, battery carbons and other articles of graphite or other carbon, with or without metal, of a kind used for electrical purposes
8603self-propelled railway or tramway coaches, vans and trucks (excl. those of heading 8604)
8606railway or tramway goods vans and wagons (excl. self-propelled and luggage vans and post office coaches)
8701tractors (other than tractors of heading 8709)
8703motor cars and other motor vehicles principally designed for the transport of <10 persons, incl. station wagons and racing cars (excl. motor vehicles of heading 8702)
8704motor vehicles for the transport of goods, incl. chassis with engine and cab
8716trailers and semi-trailers; other vehicles, not mechanically propelled (excl. railway and tramway vehicles); parts thereof, n.e.s.
8802powered aircraft “e.g. helicopters and aeroplanes”; spacecraft, incl. satellites, and suborbital and spacecraft launch vehicles
8903yachts and other vessels for pleasure or sports; rowing boats and canoes
9001optical fibres and optical fibre bundles; optical fibre cables (excl. made up of individually sheathed fibres of heading 8544); sheets and plates of polarising material; lenses, incl. contact lenses, prisms, mirrors and other optical elements of any material, unmounted (excl. such elements of glass not optically worked)
9006photographic cameras, photographic flashlight apparatus and flashbulbs (excl. discharge lamps of heading 8539)
9013liquid crystal devices not constituting articles provided for more specifically in other heading; lasers (excl. laser diodes); other optical appliances and instruments not elsewhere specified in chapter 90
9014direction finding compasses; other navigational instruments and appliances (excl. radio navigational equipment)
9026instruments and apparatus for measuring or checking the flow, level, pressure or other variables of liquids or gases, e.g. flow meters, level gauges, manometers, heat meters (excl. instruments and apparatus of heading 9014, 9015, 9028 or 9032)
9027instruments and apparatus for physical or chemical analysis, e.g. polarimeters, refractometers, spectrometers, gas or smoke analysis apparatus; instruments and apparatus for measuring or checking viscosity, porosity, expansion, surface tension or the like; instruments and apparatus for measuring or checking quantities of heat, sound or light, incl. exposure meters; microtomes
9030oscilloscopes, spectrum analysers and other instruments and apparatus for measuring or checking electrical quantities (excl. meters of heading 9028); instruments and apparatus for measuring or detecting alpha, beta, gamma, x-ray, cosmic or other ionising radiations
9031measuring or checking instruments, appliances and machines not elsewhere specified in chapter 90; profile projectors
9032regulating or controlling instruments and apparatus (excl. taps, cocks and valves of heading 8481)
9401seats, whether or not convertible into beds, and parts thereof, n.e.s. (excl. medical, surgical, dental or veterinary of heading 9402)
9404mattress supports (excl. spring interiors for seats); articles of bedding and similar furnishing, e.g. mattresses, quilts, eiderdowns, cushions, pouffes and pillows, fitted with springs or stuffed or internally filled with any material or of cellular rubber or plastics, whether or not covered (excl. pneumatic or water mattresses and pillows, blankets and covers)
9405lamps and lighting fittings, incl. searchlights and spotlights, and parts thereof, n.e.s; illuminated signs, illuminated nameplates and the like having a permanently fixed light source, and parts thereof, n.e.s.
9406prefabricated buildings, whether or not complete or already assembled]

Textual Amendments

[F913PART 4U.K.

Textual Amendments

Commodity code (1)Item (2)
2804 29 10Helium
2845 40Helium-3]

Regulation 21

[F914SCHEDULE 3EU.K. [F915G7 dependency and further goods] [F916and G7 dependency and further technology]

Textual Amendments

PART 1U.K.General

InterpretationU.K.

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting [F917Parts 2 [F918to 5]].

Textual Amendments

[F9191A.  In this Schedule, “ n.e.s”means “not elsewhere specified”.]

Textual Amendments

[F9201B.  For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act.

Textual Amendments

1C.  Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in Annex I of the Dual-Use Regulation.]

Textual Amendments

PART 2U.K. [F921G7 dependency and further goods]

Textual Amendments

2.  [F922Subject to paragraph 2A, any] thing falling within a commodity code mentioned in column 1 of the following table.U.K.

Textual Amendments

[F9232A.  Goods coming within commodity codes 8703 23, 8703 24, 8703 32 and 8703 33 do not include ambulances.]U.K.

[F924Commodity code (1)Name of the good (2)
0601 10Bulbs, tubers, tuberous roots, corms, crowns and rhizomes, dormant
0601 20Bulbs, tubers, tuberous roots, corms, crowns and rhizomes, in growth or in flower; chicory plants and roots
0602 30Rhododendrons and azaleas, grafted or not
0602 40Roses, grafted or not
0602 90Other live plants (including their roots), cuttings and slips; mushroom spawn - Other
0604 20Foliage, branches and other parts of plants, without flowers or flower buds, and grasses, mosses and lichens, being goods of a kind suitable for bouquets or for ornamental purposes, fresh, dried, dyed, bleached, impregnated or otherwise prepared - Fresh
2508 10Bentonite
2508 30Fireclay (excluding kaolin and other kaolinic clays and expanded clay)
2508 40Other clays
2508 50Andalusite, kyanite and sillimanite
2508 60Mullite
2508 70Chamotte or dinas earths
2509Chalk
2512Siliceous fossil meals (for example, kieselguhr, tripolite and diatomite) and similar siliceous earths, whether or not calcined, of an apparent specific gravity of 1 or less
2515 11Marble and travertine, crude or roughly trimmed
2515 12Merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape
2515 20Ecaussine and other calcareous monumental or building stone; alabaster
2518 20Calcined or sintered dolomite
2519 10Natural magnesium carbonate (magnesite)
2520 10Gypsum; anhydrite
2521Limestone flux; limestone and other calcareous stone, of a kind used for the manufacture of lime or cement
2522 10Quicklime
2522 20Slaked lime
2522 30Hydraulic lime
2525 10Crude mica and mica rifted into sheets or splittings
2525 20Mica powder
2525 30Mica waste
2526 10Natural steatite, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a square or rectangular shape, and talc, uncrushed or unpowdered
2526 20Natural steatite, whether or not roughly trimmed or merely cut, by sawing or otherwise, into blocks or slabs of a rectangular (including square) shape; talc - Crushed or powdered
2530 20Kieserite, epsomite (natural magnesium sulphates)
2610Chromium ores and concentrates
2701 Coal; briquettes, ovoids and similar solid fuels manufactured from coal
2702 Lignite, whether or not agglomerated, excluding jet
2703 Peat (including peat litter), whether or not agglomerated
2704 Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon
2707 30Xylol (xylenes)
2708 10Pitch obtained from coal tar or from other mineral tars
2708 20Pitch coke
2712 10Petroleum jelly
2712 20Paraffin wax containing < 0.75% by weight of oil
2712 90Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured
2715Bituminous mastics, cut-backs and other bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch - Other
2804 10Hydrogen
2804 30Nitrogen
2804 40Oxygen
2804 50Boron; tellurium
2804 61Silicon - Containing by weight not less than 99.99 % of silicon
2804 69Silicon containing < 99.99% by weight of silicon
2804 70Phosphorus
2804 90Selenium
2806 10Hydrogen chloride (hydrochloric acid)
2806 20Chlorosulphuric acid
2818 30Aluminium hydroxide
2819 10Chromium trioxide
2819 90Chromium oxides and hydroxides - Other
2820 10Manganese dioxide
2820 90Manganese oxides (excluding manganese dioxide)
2832 20Sulphites (excluding sodium sulphites)
2839 11Metasilicates of sodium, including commercial metasilicates
2839 19Silicates of sodium, including commercial silicates (excluding sodium metasilicates)
2839 90Silicates; commercial alkali metal silicates - Other
2840 30Peroxoborates (perborates)
2843 10Colloidal precious metals
2843 21Silver nitrate
2843 29Silver compounds - Other
2843 30Gold compounds
2843 90Inorganic or organic compounds of precious metals, whether or not chemically defined (excluding silver and gold); amalgams of precious metals
2847Hydrogen peroxide, whether or not solidified with urea
2901 10Saturated acyclic hydrocarbons
2901 21Ethylene
2901 22Propene “propylene”
2901 23Butene (butylene) and isomers thereof
2901 24Buta-1,3-diene and isoprene
2902 11Cyclohexane
2902 19Cyclanes, cyclenes and cycloterpenes (excluding cyclohexane)
2902 20Benzene
2902 30Toluene
2902 41O-xylene
2902 42M-xylene
2902 43P-xylene
2902 44Mixed xylene isomers
2902 50Styrene
2902 60Ethylbenzene
2902 70Cumene
2902 90Cyclic hydrocarbons (excluding cyclanes, cyclenes, benzene, toluene, xylenes, styrene, ethylbenzene and cumene)
ex 2903Halogenated derivatives of hydrocarbons (excluding 2903 13 Chloroform (CAS 67-66-3) and 2903 9980 Benzene, 1-chloro-2-(dimethoxymethyl) (CAS 70380-66-4))
2904Sulphonated, nitrated or nitrosated derivatives of hydrocarbons, whether or not halogenated
2906 11Menthol
2906 12Cyclohexanol, methylcyclohexanols and dimethylcyclohexanols
2906 13Sterols and inositols
2906 19Cyclanic, cyclenic or cycloterpenic - Other
2906 21Benzyl alcohol
2907 11Phenol (hydroxybenzene) and its salts
2907 12Cresols and their salts
2907 13Octylphenol, nonylphenol and their isomers; salts thereof
2907 15Naphthols and their salts
2907 19Monophenols - Other
2907 21Resorcinol and its salts
2907 22Hydroquinone (quinol) and its salts
2907 234,4’-isopropylidenediphenol “bisphenol a, diphenylolpropane” and its salts
2907 29Polyphenols and phenol-alcohols (excluding resorcinol and hydroquinone “quinol” and their salts, and 4,4’-isopropylidenediphenol “bisphenol a, diphenylolpropane” and its salts)
2909 11Diethyl ether
2909 19Acyclic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding diethyl ether)
2909 20Cyclanic, cyclenic or cycloterpenic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives
2909 30Aromatic ethers and their halogenated, sulphonated, nitrated or nitrosated derivatives
2909 412.2′-Oxydiethanol (diethylene glycol, digol)
2909 43Monobutyl ethers of ethylene glycol or of diethylene glycol
2909 44Monoalkylethers of ethylene glycol or of diethylene glycol (excluding monobutyl ethers)
2909 49Ether-alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives - Other
2909 50Ether-phenols, ether-alcohol-phenols and their halogenated, sulphonated, nitrated or nitrosated derivatives
2909 60Alcohol peroxides, ether peroxides, ketone peroxides and their halogenated, sulphonated, nitrated or nitrosated derivatives
2910 20Methyloxirane (propylene oxide)
2910 301-chloro-2,3-epoxypropane “epichlorohydrin”
2910 40Dieldrin (iso, inn)
2910 50Endrin (iso)
2910 90Epoxides, epoxyalcohols, epoxyphenols and epoxyethers, with a three-membered ring, and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding oxirane “ethylene oxide”, methyloxirane “propylene oxide”, 1-chloro-2,3-epoxypropane “epichlorohydrin”, dieldrin (iso, inn) and endrin (iso))
2911Acetals and hemiacetals, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivat
2912 11Methanal “formaldehyde”
2912 12Ethanal (acetaldehyde)
2912 19Acyclic aldehydes, without other oxygen function (excluding methanal (formaldehyde) and ethanal (acetaldehyde))
2912 21Benzaldehyde
2912 29Cyclic aldehydes, without other oxygen function (excluding benzaldehyde)
2912 41Vanillin “4-hydroxy-3-methoxybenzaldehyde”
2912 42Ethylvanillin “3-ethoxy-4-hydroxybenzaldehyde”
2912 49Aldehyde-alcohols, aldehyde-ethers, aldehyde-phenols and aldehydes with other oxygen function - Other
2912 50Cyclic polymers of aldehydes
2912 60Paraformaldehyde
ex 2915 90Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives - Other (excluding 2915 9070 Chloroacetyl Chloride (CAS 79-04-9
2916 11Acrylic acid and its salts
2916 12Esters of acrylic acid
2916 13Methacrylic acid and its salts
2916 14Esters of methacrylic acid
2916 15Oleic, linoleic or linolenic acids, their salts and esters
2916 16Binapacryl (iso)
2916 19Unsaturated acyclic monocarboxylic acids, their anhydrides, halides, peroxides, peroxyacids and halogenated, sulphonated, nitrated or nitrosated derivatives (excluding acrylic acid and its salts and esters, methacrylic acid and its salts and esters, and oleic, linoleic or linolenic acids, their salts and esters, and binapacryl (iso))
2916 20Cyclanic, cyclenic or cycloterpenic monocarboxylic acids, their anhydrides, halides, peroxides, peroxyacids and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding inorganic or organic compounds of mercury)
2916 31Benzoic acid, its salts and esters (excluding inorganic or organic compounds of mercury)
2916 32Benzoyl peroxide and benzoyl chloride
2916 34Phenylacetic acid and its salts
2916 39Aromatic monocarboxylic acids, their anhydrides, halides, peroxides, peroxyacids and their halogenated, sulphonated, nitrated or nitrosated derivatives (excluding benzoic acid, its salts and esters, benzoyl peroxide, benzoyl chloride, phenylacetic acid and its salts, and inorganic or organic compounds of mercury whether or not chemically defined)
2921 22Hexamethylenediamine and its salts
2921 41Aniline and its salts
2922 11Monoethanolamine and its salts
2922 43Anthranilic acid and its salts
2923 20Lecithins and other phosphoaminolipids
2933 54Other derivatives of malonylurea (barbituric acid); salts thereof
2933 716-Hexanelactam (epsilon caprolactam)
3201 10Quebracho extract
3201 20Wattle extract
3201 90Tanning extracts of vegetable origin; tannins and their salts, ethers, esters and other derivatives
3202 10Synthetic organic tanning substances
3202 90Synthetic organic tanning substances; inorganic tanning substances; tanning preparations, whether or not containing natural tanning substances; enzymatic preparations for pre-tanning
3203Colouring matter of vegetable or animal origin, including dye extracts (excluding animal black), whether or not chemically defined; preparations based on colouring matter of vegetable or animal origin of a kind used to dye fabrics or produce colorant preparations (excluding preparations of headings 3207, 3208, 3209, 3210, 3213 and 3215) - Other
3206 49inorganic or mineral colouring matter, n.e.s.; preparations based on inorganic or mineral colouring matter of a kind used for colouring any material or produce colorant preparations, n.e.s. (excluding preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215 and inorganic products of a kind used as liminophores) – Other
3207 20Vitrifiable enamels and glazes, engobes (slips) and similar preparations
3207 40Glass frit and other glass, in the form of powder, granules or flakes
3208 10Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Based on polyesters
3208 20Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Based on acrylic or vinyl polymers
3208 90Paints and varnishes (including enamels and lacquers) based on synthetic polymers or chemically modified natural polymers, dispersed or dissolved in a non-aqueous medium; solutions as defined in note 4 to Chapter 32 - Other
3209 10Paints and varnishes, including enamels and lacquers, based on acrylic or vinyl polymers, dispersed or dissolved in an aqueous medium
3209 90Paints and varnishes, including enamels and lacquers, based on synthetic or chemically modified natural polymers, dispersed or dissolved in an aqueous medium (excluding those based on acrylic or vinyl polymers) - Other
3210Other paints and varnishes (including enamels, lacquers and distempers); prepared water pigments of a kind used for finishing leather
3212 90Pigments (including metallic powders and flakes) dispersed in non- aqueous media, in liquid or paste form, of a kind used in the manufacture of paints (including enamels); stamping foils; dyes and other colouring matter put up in forms or packings for retail sale - Other
3214 10Glaziers’ putty, grafting putty, resin cements, caulking compounds and other mastics; painters’ fillings
3214 90Glaziers’ putty, grafting putty, resin cements, caulking compounds and other mastics; painters’ fillings; non-refractory surfacing preparations for façades, indoor walls, floors, ceilings or the like - Other
3403 11Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals – Containing petroleum oils or oils obtained from bituminous minerals - Preparations for the treatment of textile materials, leather, furskins or other materials
3403 19Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals – Containing petroleum oils or oils obtained from bituminous minerals - Other
3403 91Preparations for the treatment of textile materials, leather, furskins or other materials
3403 99Lubricating preparations (including cutting-oil preparations, bolt or nut release preparations, anti-rust or anti-corrosion preparations and mould-release preparations, based on lubricants) and preparations of a kind used for the oil or grease treatment of textile materials, leather, furskins or other materials, but excluding preparations containing, as basic constituents, 70 % or more by weight of petroleum oils or of oils obtained from bituminous minerals - Other
3505 10Dextrins and other modified starches
3506 99Prepared glues and other prepared adhesives, not elsewhere specified or included; products suitable for use as glues or adhesives, put up for retail sale as glues or adhesives, not exceeding a net weight of 1 kg - Other
3701 20Instant print film
3701 91For colour photography (polychrome)
3702 10Photographic film in rolls, unexposed, for x-ray (excluding that of paper, paperboard or textiles)
3702 31Photographic film including instant print film, in rolls, sensitised, unexposed, without perforations, width <= 105 mm, for colour photography “polychrome” (excluding that of paper, paperboard or textiles)
3702 32Other film, with silver halide emulsion
3702 39Photographic film in rolls, sensitised, unexposed, of any material other than paper, paperboard or textiles; instant print film in rolls, sensitised, unexposed - Other
3702 41Photographic film including instant print film, sensitised, in rolls, unexposed, without perforations, width > 610 mm, length > 200 m, for colour photography “polychrome” (excluding that of paper, paperboard or textiles)
3702 42Photographic film “including instant print film”, sensitised, in rolls, unexposed, without perforations, width > 610 mm, length > 200 m, for monochrome photography (excluding that of paper, paperboard or textiles)
3702 43Other film, without perforations, of a width exceeding 105 mm - Of a width exceeding 610 mm and of a length not exceeding 200 m
3702 44Other film, without perforations, of a width exceeding 105 mm - Of a width exceeding 105 mm but not exceeding 610 mm
3702 52Photographic film, sensitised, in rolls, unexposed, with perforations, for colour photography “polychrome”, width <= 16 mm (excluding of paper, paperboard or textiles)
3702 53Photographic film, sensitised, in rolls, unexposed, with perforations, for colour photography “polychrome”, width > 16 mm to 35 mm, length <= 30 m, for slides
3702 54Photographic film, sensitised, in rolls, unexposed, with perforations, for colour photography “polychrome”, width > 16 mm but <= 35 mm, length <= 30 m (excluding of paper, paperboard and textiles; for slides)
3702 55Other film, for colour photography (polychrome) - Of a width exceeding 16 mm but not exceeding 35 mm and of a length exceeding 30 m
3702 56Other film, for colour photography (polychrome) - Of a width exceeding 35 mm
3702 96Photographic film, sensitised, in rolls, unexposed, with perforations, for monochrome photography, width <= 35 mm, length <= 30 m (excluding of paper, paperboard and textiles; x-ray film)
3702 97Other film, for colour photography (polychrome) - Of a width not exceeding 35 mm and of a length exceeding 30 m.
3702 98Photographic film, sensitised, in rolls, unexposed, with perforations, for monochrome photography, width > 35 mm (excluding of paper, paperboard and textiles; x-ray film)
3703 10Photographic paper, paperboard and textiles, sensitised, unexposed, in rolls > 610 mm wide
3703 20Photographic paper, paperboard and textiles, sensitised, unexposed, for colour photography ‘polychrome’ (excluding products in rolls > 610 mm wide)
3703 90Photographic paper, paperboard and textiles, sensitised, unexposed, for monochrome photography (excluding products in rolls > 610 mm wide)
3705Photographic plates and film, exposed and developed (excluding products made of paper, paperboard or textiles, cinematographic film and ready-to-use printing plates)
3706 10Cinematographic film, exposed and developed, whether or not incorporating soundtrack or consisting only of soundtrack, width >= 35 mm
3706 90Cinematographic film, exposed and developed, whether or not incorporating soundtrack or consisting only of soundtrack, width < 35 mm
3801 20Colloidal or semi-colloidal graphite
3806 20Salts of rosin, of resin acids or of derivatives of rosin or resin acids (excluding salts of rosin adducts)
3807Wood tar; wood tar oils; wood creosote; wood naphtha; vegetable pitch; brewer’s pitch and similar preparations based on rosin, resin acids or vegetable pitch (excluding burgundy pitch, yellow pitch, stearin pitch, fatty acid pitch, fatty tar and glycerin pitch)
3809 10Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs and other products and preparations such as dressings and mordants of a kind used in the textile, paper, leather or like industries, n.e.s., with a basis of amylaceous substances
3809 91Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the textile or similar industries, n.e.s. (excluding those with a basis of amylaceous substances)
3809 92Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the paper or similar industries, n.e.s. (excluding those with a basis of amylaceous substances)
3809 93Finishing agents, dye carriers to accelerate the dyeing or fixing of dyestuffs, and other products and preparations, e.g. dressings and mordants of a kind used in the leather or similar industries, n.e.s. (excluding those with a basis of amylaceous substances)
3810 10Pickling preparations for metal surfaces; soldering, brazing or welding pastes and powders consisting of metal and other materials
3810 90Fluxes and other auxiliary preparations for soldering, brazing or welding; preparations of a kind used as cores or coatings for welding electrodes or rods (excluding soldering, brazing or welding powders and pastes consisting of metal and other materials, and welding electrodes or rods of base metals or metal carbides coated with fluxes)
3811Anti-knock preparations, oxidation inhibitors, gum inhibitors, viscosity improvers, anti-corrosive preparations and other prepared additives, for mineral oils (including gasoline) or for other liquids used for the same purposes as mineral oils
3813Preparations and charges for fire-extinguishers; charged fire-extinguishing grenades (excluding full or empty fire-extinguishing devices, whether or not portable, unmixed chemically undefined products with fire-extinguishing properties in other forms)
3814Organic composite solvents and thinners, n.e.s.; prepared paint or varnish removers (excluding nail varnish remover)
3815 11Supported catalysts with nickel or a nickel compound as the active substance, n.e.s.
3815 12Supported catalysts with precious metal or a precious-metal compound as the active substance, n.e.s.
3815 19Supported catalysts, n.e.s. (excluding with precious metal, a precious-metal compound, nickel or a nickel compound as the active substance)
3815 90Reaction initiators, reaction accelerators and catalytic preparations, n.e.s. (excluding rubber accelerators and supported catalysts)
3817Mixed alkylbenzenes and mixed alkylnaphthalenes, other than those of heading 2707 or 2902
3818Chemical elements doped for use in electronics, in the form of discs, wafers or similar forms; chemical compounds doped for use in electronics
3820Anti-freezing preparations and prepared de-icing fluids (excluding prepared additives for mineral oils or other liquids used for the same purposes as mineral oils)
3823 13Tall oil fatty acids, industrial
3824 99Chemical products and preparations of the chemical or allied industries, including those consisting of mixtures of natural products, n.e.s. - Other
3825 90Residual products of the chemical or allied industries, n.e.s. (excluding waste)
3826Biodiesel and mixtures thereof, not containing or containing < 70 % by weight of petroleum oils or oils obtained from bituminous minerals
3827 90Mixtures containing halogenated derivatives of methane, ethane or propane, not elsewhere specified or included (excluding those of subheadings 3827 11 to 3827 69)
3901 40Ethylene-alpha-olefin copolymers, having a specific gravity of < 0.94, in primary forms
3905 12Poly “vinyl acetate”, in aqueous dispersion
3905 19Poly “vinyl acetate”, in primary forms (excluding in aqueous dispersion)
3905 21Vinyl acetate copolymers, in aqueous dispersion
3905 29Vinyl acetate copolymers, in primary forms (excluding in aqueous dispersion)
3905 30Poly “vinyl alcohol”, in primary forms, whether or not containing unhydrolyzed acetate groups
3905 91Copolymers of vinyl, in primary forms (excluding vinyl chloride-vinyl acetate copolymers and other vinyl chloride copolymers, and vinyl acetate copolymers)
3905 99Polymers of vinyl esters and other vinyl polymers, in primary forms (excluding those of vinyl chloride or other halogenated olefins, poly “vinyl acetate”, vinyl acetate copolymers and poly “vinyl alcohol”, whether or not containing unhydrolised acetate groups)
3906 10Poly‘methyl methacrylate’, in primary forms
3906 90Acrylic polymers, in primary forms (excluding poly‘methyl methacrylate’)
3907 21, 3907 29Polyethers, in primary forms (excluding polyacetals)
3907 40Polycarbonates, in primary forms
3907 70Poly‘lactic acid’, in primary forms
3907 91Unsaturated polyallyl esters and other polyesters, in primary forms (excluding polycarbonates, alkyd resins, poly‘ethylene terephthalate’ and poly‘lactic acid’)
3908 10Polyamides-6, -11, -12, -6,6, -6,9, -6,10 or -6,12, in primary forms
3908 90Polyamides, in primary forms (excluding polyamides-6, -11, -12, -6,6, -6,9, -6,10 and -6,12)
3915 20Waste, parings and scrap, of polymers of styrene
3922 90Bidets, lavatory pans, flushing cisterns and similar sanitary ware, of plastics (excluding baths, shower-baths, sinks, washbasins, lavatory seats and covers)
4002 11Styrene-butadiene rubber latex ‘sbr’; carboxylated styrene-butadiene rubber latex ‘xsbr’
4002 19Styrene-butadiene rubber “sbr”; carboxylated styrene-butadiene rubber “xsbr”, in primary forms or in plates, sheets or strip (excluding latex)
4002 20Butadiene rubber ‘br’, in primary forms or in plates, sheets or strip
4002 31Isobutylene isoprene rubber ‘iir’, in primary forms or in plates, sheets or strip
4002 39Halo-isobutene-isoprene rubber ‘ciir’ or ‘biir’, in primary forms or in plates, sheets or strip
4002 41Chloroprene latex ‘chlorobutadiene rubber, cr’
4002 49Chloroprene “chlorobutadiene rubber, cr”, in primary forms or in plates, sheets or strip (excluding latex)
4002 51Latex of acrylonitrile-butadiene rubber ‘nbr’
4002 59Acrylonitrile-butadiene rubber “nbr”, in primary forms or in plates, sheets or strip (excluding latex)
4002 60Isoprene rubber “ir”, in primary forms or in plates, sheets or strip
4002 70Ethylene-propylene diene rubber “epdm”, non-conjugated, in primary forms or in plates, sheets or strip
4002 80Mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, in primary forms or in plates, sheets or strip
4002 91Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip (excluding styrene-butadiene rubber ‘sbr’, carboxylated styrene-butadiene rubber ‘xsbr’, butadiene rubber ‘br’, isobutylene isoprene rubber ‘iir’, halo-isobutene-isoprene rubber ‘ciir’ or ‘biir’, chloroprene rubber ‘cr’, acrylonitrile-butadiene rubber ‘nbr’, isoprene rubber ‘ir’ and non-conjugated ethylene-propylene diene rubber ‘epdm’)
4002 99Synthetic rubber and factice derived from oils, in primary forms or in plates, sheets or strip (excluding latex, styrene-butadiene rubber ‘sbr’, carboxylated styrene-butadiene rubber ‘xsbr’, butadiene rubber ‘br’, isobutylene isoprene rubber ‘iir’, halo-isobutene-isoprene rubber ‘ciir’ or ‘biir’, chloroprene rubber ‘cr’, acrylonitrile-butadiene rubber ‘nbr’, isoprene rubber ‘ir’ and non-conjugated ethylene-propylene diene rubber ‘epdm’)
4005 10Rubber, unvulcanised, compounded with carbon black or silica, in primary forms or in plates, sheets or strip
4005 20Compounded rubber, unvulcanised, in the form of solutions or dispersions (excluding rubber compounded with carbon black or silica, and mixtures of natural rubber, balata, gutta-percha, guayule, chicle and similar natural gums containing synthetic rubber or factice derived from oils)
4005 91Compounded rubber, unvulcanised, in the form of plates, sheets or strip (excluding rubber compounded with carbon black or silica, and mixtures of natural rubber, balata, gutta-percha, guayule, chicle and similar natural gums containing synthetic rubber or factice derived from oils)
4005 99Compounded, unvulcanised rubber in primary forms (excluding solutions and dispersions, those containing carbon black or silica, mixtures of natural rubber, balata, gutta-percha, guayule, chicle or similar types of natural rubber with synthetic rubber or factice, and those in the form of plates, sheets or strip)
4006 10“Camel-back” strips of unvulcanised rubber, for retreading rubber tyres
4006 90Rods, bars, tubes, profiles and other forms of unvulcanised rubber, including mixed rubber, and articles of unvulcanised rubber, including mixed rubber (excluding plates, sheets and strip which, apart from basic surface-working, have not been cut, or have merely been cut into square or rectangular shapes, and “camel-back” strips)
4008 21Plates, sheets and strip, of non-cellular rubber
4009 12Tubes, pipes and hoses, of vulcanised rubber (excluding hard rubber), not reinforced or otherwise combined with other materials, with fittings
4009 41Tubes, pipes and hoses, of vulcanised rubber (excluding hard rubber), reinforced or otherwise combined with materials other than metal or textile materials, without fittings
4010 11Conveyor belts or belting, of vulcanised rubber, reinforced only with metal
4010 12Conveyor belts or belting, of vulcanised rubber, reinforced only with textile materials
4010 19Conveyor belts or belting, of vulcanised rubber (excluding reinforced only with metal or only with textile materials)
4010 31Endless transmission belts of trapezoidal cross-section ‘v-belts’, of vulcanised rubber, v-ribbed, of an outside circumference > 60 cm but <= 180 cm
4010 32Endless transmission belts of trapezoidal cross-section “v-belts”, of vulcanised rubber, of an outside circumference > 60 cm but <= 180 cm (excluding v-ribbed)
4010 33Endless transmission belts of trapezoidal cross-section ‘v-belts’, of vulcanised rubber, v-ribbed, of an outside circumference > 180 cm but <= 240 cm
4010 34Endless transmission belts of trapezoidal cross-section “v-belts”, of vulcanised rubber, of an outside circumference > 180 cm but <= 240 cm (excluding v-ribbed)
4010 35Endless synchronous belts, of vulcanised rubber, of an outside circumference > 60 cm but <= 150 cm
4010 36endless synchronous belts, of vulcanised rubber, of an outside circumference > 150 cm but <= 198 cm
4010 39Transmission belts or belting, of vulcanised rubber (excluding endless transmission belts of trapezoidal cross-section ‘v-belts’, v-ribbed, of an outside circumference > 60 cm but <= 240 cm and endless synchronous belts of an outside circumference > 60 cm but <= 198 cm)
4011 20New pneumatic tyres, of rubber, of a kind used for buses and lorries (excluding tyres with lug, corner or similar treads)
4011 30New pneumatic tyres, of rubber, of a kind used on aircraft
4012 11Retreaded pneumatic tyres, of rubber, of a kind used on motor cars ‘including station wagons and racing cars’
4012 12Retreaded pneumatic tyres, of rubber, of a kind used on buses or lorries
4012 13Retreaded pneumatic tyres, of rubber, of a kind used on aircraft
4012 19Retreaded pneumatic tyres, of rubber (excluding of a kind used on motor cars, station wagons, racing cars, buses, lorries and aircraft)
4012 20Used pneumatic tyres of rubber
4012 90Solid or cushion tyres, interchangeable tyre treads and tyre flaps, of rubber
4016 93Gaskets, washers and other seals, of vulcanised rubber (excluding hard rubber and those of cellular rubber)
4407Wood sawn or chipped lengthwise, sliced or peeled, whether or not planed, sanded or end-jointed, of a thickness exceeding 6 mm
4408 10Sheets for veneering, including those obtained by slicing laminated wood, for coniferous plywood or for other similar laminated coniferous wood and other coniferous wood, sawn lengthwise, sliced or peeled, whether or not planed, sanded, spliced or end-jointed, of a thickness of <= 6 mm
4411 13Medium density fibreboard ‘mdf’ of wood, of a thickness > 5 mm but <= 9 mm
4411 94Fibreboard of wood and other ligneous materials
4412Plywood, veneered panels and similar laminated wood, whether or not agglomerated with resins or other organic bonding agents, of a density of <= 90.5 g/cm3 (excluding medium density fibreboard (“mdf”))
4416Casks, barrels, vats, tubs and other coopers’ products parts thereof, of wood, including staves
4418 40Wooden shuttering for concrete constructional work (excluding plywood boarding)
4418 79Flooring panels, assembled, of wood other than bamboo (excluding multilayer panels and panels for mosaic floors)
4418 81, 4418 82, 4418 83, 4418 89Posts and beams, of wood
4503 10Corks and stoppers of all types, of natural cork, including round-edged blanks
4503 90Articles of natural cork (excluding cork in square or rectangular blocks, plates, sheets or strips; corks, stoppers and cork blanks; footwear and parts thereof; insoles, whether or not removable; headgear and parts thereof; plugs and dividers for shotgun cartridges; toys, games and sports equipment and parts thereof)
4504 10Tiles of any shape, blocks, plates, sheets and strip, solid cylinders, including discs of agglomerated cork
4504 90Agglomerated cork, with or without a binding substance, and articles of agglomerated cork (excluding footwear and parts thereof; insoles, whether or not removable; headgear and parts thereof; plugs and dividers for shotgun cartridges; toys, games and sports equipment and parts thereof; blocks, plates, sheets or strips; tiles of any shape; solid cylinders, including discs)
4701Mechanical wood pulp, not chemically treated
4703 11Unbleached coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades)
4703 19Unbleached non-coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades)
4703 21Semi-bleached or bleached coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades)
4703 29Semi-bleached or bleached non-coniferous chemical wood pulp, soda or sulphate (excluding dissolving grades)
4704 11Unbleached coniferous chemical wood pulp, sulphite (excluding dissolving grades)
4704 19Unbleached non-coniferous chemical wood pulp, sulphite (excluding dissolving grades)
4704 21Semi-bleached or bleached coniferous chemical wood pulp, sulphite (excluding dissolving grades)
4704 29Semi-bleached or bleached non-coniferous chemical wood pulp, sulphite (excluding dissolving grades)
4705Wood pulp obtained by a combination of mechanical and chemical pulping processes
4706 10Cotton linters pulp
4706 20Pulps of fibres derived from recovered “waste and scrap” paper or paperboard
4706 30Pulps of fibrous cellulosic bamboo material
4706 91Mechanical pulp of fibrous cellulosic material (excluding that of bamboo, wood, cotton linters and fibres derived from recovered (waste and scrap) paper or paperboard)
4706 92Chemical pulp of fibrous cellulosic material (excluding that of bamboo, wood, cotton linters and fibres derived from recovered (waste and scrap) paper or paperboard)
4706 93Semi-chemical pulp of fibrous cellulosic material (excluding that of bamboo, wood, cotton linters and fibres derived from recovered (waste and scrap) paper or paperboard))
4707 10Recovered “waste and scrap” paper or paperboard of unbleached kraft paper, corrugated paper or corrugated paperboard
4707 20Recovered “waste and scrap” paper or paperboard made mainly of bleached chemical pulp, not coloured in the mass
4707 30Recovered “waste and scrap” paper or paperboard made mainly of mechanical pulp, e.g. newspapers, journals and similar printed matter
4707 90Recovered “waste and scrap” paper or paperboard, including unsorted waste and scrap (excluding waste and scrap of unbleached kraft paper or kraft paperboard, or of corrugated paper or corrugated paperboard, that of paper or paperboard made mainly of bleached chemical pulp not coloured in the mass, that of paper or paperboard made mainly of mechanical pulp, and paper wool)
4802 20Paper and paperboard of a kind used as a base for photosensitive, heat-sensitive or electrosensitive paper and paperboard, uncoated, in rolls or in square or rectangular sheets, of any size
4802 40Wallpaper base, uncoated
4802 58Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls or in square or rectangular sheets, of any size, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10 % by weight of the total fibre content consists of such fibres, weighing > 150 g/m2, n.e.s.
4802 61Uncoated paper and paperboard, of a kind used for writing, printing or other graphic purposes, and non-perforated punchcards and punch-tape paper, in rolls of any size, of which > 10 % by weight of the total fibre content consists of fibres obtained by a mechanical or chemi-mechanical process, n.e.s.
4804 11Unbleached kraftliner, uncoated, in rolls of a width > 36 cm
4804 19Kraftliner, uncoated, in rolls of a width > 36 cm (excluding unbleached and goods of heading 4802 and 4803)
4804 21Unbleached sack kraft paper, uncoated, in rolls or sheets, other than that of heading 4802 or 4803
4804 29Sack kraft paper, uncoated, in rolls or sheets (excluding unbleached, and goods of heading 4802 or 4803)
4804 31Unbleached kraft paper and paperboard, uncoated, weighing <= 150 g/m2 (excluding kraftliner, sack kraft paper and goods of heading 4802 or 4803)
4804 39Kraft paper and paperboard, uncoated, weighing <= 150 g/m2 (excluding unbleached, kraftliner, sack kraft paper and goods of heading 4802 or 4803)
4804 41Unbleached kraft paper and paperboard, uncoated, weighing > 150 g/m2 to < 225 g/m2 (excluding kraftliner, sack kraft paper, and goods of heading 4802 or 4803)
4804 42Kraft paper and paperboard, uncoated, weighing > 150 g/m2 to < 225 g/m2, bleached uniformly in the mass and containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content consists of wood fibres obtained by a chemical process (excluding unbleached, kraftliner, sack kraft paper, and goods of heading 4802 or 4803)
4804 49Kraft paper and paperboard, uncoated, weighing > 150 g/m2 to < 225 g/m2 (excluding unbleached, bleached uniformly in the mass and containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content consists of wood fibres obtained by a chemical process, kraftliner, sack kraft paper, and goods of heading 4802 or 4803)
4804 51Unbleached kraft paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing >= 225 g/m² (excluding kraftliner, sack kraft paper and goods of heading 4802, 4803 or 4808)
4804 52Kraft paper and paperboard, uncoated, in rolls or rectangular sheets, weighing >= 225 g/m2, bleached uniformly in the mass, containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content (excluding unbleached, kraftliner, sack kraft paper and goods of heading 4802 or 4803)
4804 59Kraft paper and paperboard, uncoated, in rolls or rectangular sheets, weighing >= 225 g/m2 (excluding unbleached, bleached uniformly in the mass, containing > 95 % chemically processed wood fibre by weight in relation to the total fibre content, kraftliner, sack kraft paper and goods of heading 4802 or 4803)
4805 11Semi-chemical fluting paper, uncoated, in rolls of a width > 36 cm
4805 12Straw fluting paper, in rolls of a width > 36 cm, weighing >= 130 g/m²
4805 19Fluting paper, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding semi-chemical fluting paper and straw fluting paper)
4805 24Testliner “recycled liner board”, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2
4805 25Testliner ‘recycled liner board’, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g/m2
4805 30Sulphite wrapping paper, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4805 40Filter paper and paperboard, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4805 50Felt paper and paperboard, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4805 91Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing <= 150 g/m2, n.e.s.
4805 92Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing > 150 g/m2 to < 225 g/m2, n.e.s.
4805 93Paper and paperboard, uncoated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state, weighing >= 225 g/m², n.e.s.
4806 10Vegetable parchment, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4806 20Greaseproof papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4806 30Tracing papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4806 40Glassine and other glazed transparent or translucent papers, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding vegetable parchment, greaseproof papers and tracing papers)
4807Composite paper and paperboard ‘made by sticking flat layers of paper or paperboard together with an adhesive’, not surface-coated or impregnated, whether or not internally reinforced, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4808 10Corrugated paper and paperboard “with or without glued flat surface sheets”, whether or not perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4808 40Kraft paper, creped or crinkled, whether or not embossed or perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state
4808 90Paper and paperboard, creped, crinkled, embossed or perforated, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding sack kraft and other kraft paper, and goods of heading 4803)
4809 20Self-copy paper, whether or not printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding carbon and similar copying papers)
4809 90Transfer papers, including coated or impregnated paper for duplicator stencils or offset plates, whether or not printed, in rolls of a width > 36 cm or in square or rectangular sheets with one side > 36 cm and the other side > 15 cm in the unfolded state (excluding self-copy paper)
4810 13Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10 % by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in rolls of any size
4810 14Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10% by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in square or rectangular sheets with one side <= 435 mm and the other side <= 297 mm in the unfolded state
4810 19Paper and paperboard used for writing, printing or other graphic purposes, not containing fibres obtained by a mechanical or chemi-mechanical process or of which <= 10 % by weight of the total fibre content consists of such fibres, coated on one or both sides with kaolin or other inorganic substances, in square or rectangular sheets with one side > 435 mm or with one side <= 435 mm and the other side > 297 mm in the unfolded state
4810 22Lightweight coated paper used for writing, printing or other graphic purposes, total weight <= 72 g/m2, coating weight <= 15 g/m2 per side, on a base of which >= 50 % by weight of the total fibre content consists of fibres obtained by a mechanical process, coated on both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size
4810 29Paper and paperboard used for writing, printing or other graphic purposes, of which > 10% by weight of the total fibre content consists of fibres obtained by a mechanical or chemi-mechanical process, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excluding lightweight paper)
4810 31Kraft paper and paperboard, bleached uniformly throughout the mass and containing > 95 % chemically processed wood fibres by weight in relation to the total fibre content, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size, weighing <= 150 g/m2 (excluding that for writing, printing or other graphic purposes)
4810 32Kraft paper and paperboard, bleached uniformly throughout the mass and containing > 95% chemically processed wood fibres by weight in relation to the total fibre content, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size, weighing > 150 g/m² (excluding that for writing, printing or other graphic purposes)
4810 39Kraft paper and paperboard, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excluding that for writing, printing or other graphic purposes; paper and paperboard bleached uniformly in the mass and containing > 95 % chemically processed wood fibres by weight in relation to the total fibre content)
4810 92Multi-ply paper and paperboard, coated on one or both sides with kaolin or other inorganic substances, in rolls or in square or rectangular sheets, of any size (excluding that for writing, printing or other graphic purposes, kraft paper and paperboard)
4810 99Paper and paperboard, coated on one or both sides with kaolin “china clay” or other inorganic substances, with or without a binder, and with no other coating, whether or not surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excluding that for writing, printing or other graphic purposes, kraft paper and paperboard, multi-ply paper and paperboard, and with no other coating)
4811 10Tarred, bituminised or asphalted paper and paperboard, in rolls or in square or rectangular sheets, of any size
4811 51Paper and paperboard, surface-coloured, surface-decorated or printed, coated, impregnated or covered with artificial resins or plastics, in rolls or in square or rectangular sheets, of any size, bleached and weighing > 150 g/m2 (excluding adhesives)
4811 59Paper and paperboard, surface-coloured, surface-decorated or printed, coated, impregnated or covered with artificial resins or plastics, in rolls or in square or rectangular sheets, of any size (excluding bleached and weighing > 150 g/m2, and adhesives)
4811 60Paper and paperboard, coated, impregnated or covered with wax, paraffin wax, stearin, oil or glycerol, in rolls or in square or rectangular sheets, of any size (excluding goods of heading 4803, 4809 and 4818)
4811 90Paper, paperboard, cellulose wadding and webs of soft cellulose, coated, impregnated, covered, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size (excluding goods of headings 4803, 4809, 4810 and 4818, and of subheading 4811 10 to 4811 60)
4814 90Wallpaper and similar wallcoverings of paper, and window transparencies of paper (excluding wallcoverings of paper, consisting of paper coated or covered, on the face side, with a grained, embossed, coloured or design-printed or otherwise decorated layer of plastics)
4819 20Folding cartons, boxes and cases, of non-corrugated paper or paperboard
4822 10Bobbins, spools, cops and similar supports of paper pulp, paper or paperboard, whether or not perforated or hardened, for winding textile yarn
4822 90Bobbins, spools, cops and similar supports of paper pulp, paper or paperboard, whether or not perforated or hardened (excluding those for winding textile yarn)
4823 20Filter paper and paperboard, in strips or rolls of a width <= 36 cm, in rectangular or square sheets, of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square
4823 40Rolls, sheets and dials, printed for self-recording apparatus, in rolls of a width <= 36 cm, in rectangular or square sheets of which no side > 36 cm in the unfolded state, or cut into dials
4823 61Trays, dishes, plates, cups and the like, of bamboo paper or bamboo paperboard
4823 69Trays, dishes, plates, cups and the like, of paper or paperboard (excluding of bamboo paper or bamboo paperboard)
4823 70Moulded or pressed articles of paper pulp, n.e.s.
4823 90Paper, paperboard, cellulose wadding and webs of cellulose fibres, in strips or rolls of a width <= 36 cm, in rectangular or square sheets, of which no side > 36 cm in the unfolded state, or cut to shape other than rectangular or square, and articles of paper pulp, paper, cellulose wadding or webs of cellulose fibres, n.e.s.
5105 10Wool, carded
5105 21Wool, combed, in fragments “open tops”
5105 29Wool, combed (excluding that in fragments “open tops”)
5105 31Hair of kashmir “cashmere” goats, carded or combed
5105 39Fine animal hair, carded or combed (excluding wool and hair of kashmir “cashmere” goats)
5105 40Coarse animal hair, carded or combed
5106 10Carded wool yarn containing >= 85 % wool by weight (excluding that put up for retail sale)
5106 20Carded wool yarn containing predominantly, but < 85 % wool by weight (excluding that put up for retail sale)
5107 10Yarn of combed wool containing >= 85% wool by weight (excluding that put up for retail sale)
5107 20Yarn of combed wool containing predominantly, but < 85 % wool by weight (excluding that put up for retail sale)
5112 11Woven fabrics containing >= 85 % combed wool or combed fine animal hair by weight and weighing <= 200 g/m2 (excluding fabrics for technical uses of heading 5911 )
5112 19Woven fabrics containing >= 85 % combed wool or combed fine animal hair by weight and weighing > 200 g/m2
5112 20Woven fabrics containing predominantly, but < 85% combed wool or combed fine animal hair by weight, mixed principally or solely with synthetic or artificial filaments (excluding fabrics for technical uses of heading 5911)
5112 30Woven fabrics containing predominantly, but < 85% combed wool or combed fine animal hair by weight, mixed principally or solely with synthetic or artificial staple fibres (excluding fabrics for technical uses of heading 5911)
5112 90Woven fabrics containing predominantly, but < 85% combed wool or combed fine animal hair by weight (excluding those mixed principally or solely with synthetic or artificial filaments or staple fibres and fabrics for technical uses of heading 5911)
5205 11Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of >= 714.29 decitex “<= mn 14” (excluding sewing thread and yarn put up for retail sale)
5205 12Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” (excluding sewing thread and yarn put up for retail sale)
5205 13Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” (excluding sewing thread and yarn put up for retail sale)
5205 14Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” (excluding sewing thread and yarn put up for retail sale)
5205 15Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of < 125 decitex “> mn 80” (excluding sewing thread and yarn put up for retail sale)
5205 21Single cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” (excluding sewing thread and yarn put up for retail sale)
5205 22Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” (excluding sewing thread and yarn put up for retail sale)
5205 23Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” (excluding sewing thread and yarn put up for retail sale)
5205 24Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” (excluding sewing thread and yarn put up for retail sale)
5205 26Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 106.38 decitex to < 125 decitex “> mn 80 to mn 94” (excluding sewing thread and yarn put up for retail sale)
5205 27Single cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 83.33 decitex to < 106.38 decitex “> mn 94 to mn 120” (excluding sewing thread and yarn put up for retail sale)
5205 28Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of >= 714.29 decitex “<= mn 14” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 31Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of >= 714.29 decitex “<= mn 14” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 32Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 33Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 34Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 35Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of < 125 decitex “> mn 80” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 41Multiple “folded” or cabled cotton yarn, of uncombed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” single yarn (excluding sewing thread and yarn put up for retail sale)
5205 42Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 232.56 decitex to < 714.29 decitex “> mn 14 to mn 43” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 43Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 192.31 decitex to < 232.56 decitex “> mn 43 to mn 52” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 44Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 125 decitex to < 192.31 decitex “> mn 52 to mn 80” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 46Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 106.38 decitex to < 125 decitex “> mn 80 to mn 94” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 47Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of 83.33 decitex to < 106.38 decitex “> mn 94 to mn 120” per single yarn (excluding sewing thread and yarn put up for retail sale)
5205 48Multiple “folded” or cabled cotton yarn, of combed fibres, containing >= 85% cotton by weight and with a linear density of < 83.33 decitex “> mn 120” per single yarn (excluding sewing thread and yarn put up for retail sale)
5206 42Plain woven fabrics of cotton, containing > = 85% cotton by weight and weighing > 200 g/m 2, unbleached
5209 11Plain woven fabrics of cotton, containing >= 85 % cotton by weight and weighing > 200 g/m2, unbleached
5211 11Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², unbleached
5211 12Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, unbleached
5211 19Woven fabrics of cotton, containing predominantly, but < 85 % cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, unbleached (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics)
5211 20Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², bleached
5211 31Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², dyed
5211 32Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, dyed
5211 39Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², dyed (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics)
5211 41Plain woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², made of yarn of different colours
5211 42Denim, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², made of yarn of different colours
5211 43Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, made of yarn of different colours
5211 49Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², made of yarn of different colours (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics)
5211 51Plain woven fabrics of cotton, containing predominantly, but < 85 % cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, printed
5211 52Woven fabrics of cotton, containing predominantly, but < 85% cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m², in three-thread or four-thread twill, including cross twill, printed
5211 59Woven fabrics of cotton, containing predominantly, but < 85 % cotton by weight, mixed principally or solely with man-made fibres and weighing > 200 g/m2, printed (excluding those in three-thread or four-thread twill, including cross twill, and plain woven fabrics)
5308 10Coconut “coir” yarn
5308 20Hemp yarn
5308 90Yarn of vegetable textile fibres (excluding flax yarn, yarn of jute or of other textile bast fibres of heading 5303, coconut “coir” yarn, hemp yarn and cotton yarn)
5402 63Multiple “folded” or cabled filament yarn of polypropylene, including monofilament of < 67 decitex (excluding sewing thread, yarn put up for retail sale and textured yarn)
5403 10High-tenacity yarn of viscose rayon filament (excluding sewing thread and yarn put up for retail sale)
5403 31Yarn of viscose rayon filament, including monofilament of < 67 decitex, single, untwisted or with a twist of <= 120 turns per metre (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale)
5403 32Yarn of viscose rayon filament, including monofilament of < 67 decitex, single, with a twist of > 120 turns per metre (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale)
5403 33Filament yarn of cellulose acetate, including monofilament of < 67 decitex, single (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale)
5403 39Artificial filament yarn, including artificial monofilament of < 67 decitex, single (excluding sewing thread, filament yarn of viscose or cellulose acetate and yarn put up for retail sale)
5403 41Multiple “folded” or cabled filament yarn of viscose rayon, including monofilament of < 67 decitex (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale)
5403 42Multiple ‘folded’ or cabled filament yarn of cellulose acetate, including monofilament of < 67 decitex (excluding sewing thread, high-tenacity yarn and yarn put up for retail sale)
5403 49Multiple “folded” or cabled artificial filament yarn, including artificial monofilament of < 67 decitex (excluding sewing thread, filament yarn of viscose or cellulose acetate and yarn put up for retail sale)
5404 11Elastomeric monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm
5404 12Polypropylene monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm (excluding elastomers)
5404 19Synthetic monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm (excluding elastomers and polypropylene)
5404 90Strip and the like, e.g. artificial straw, of synthetic textile material, with an apparent width of <= 5 mm
5407 30Woven fabrics of synthetic filament yarn, including monofilament of >= 67 decitex and with a cross sectional dimension of <= 1 mm, consisting of layers of parallel textile yarns superimposed on each other at acute or right angles, the layers being bonded at the intersections of the yarns by an adhesive or by thermal bonding
5501 11Filament tow as specified in note 1 to Chapter 55, of aramids
5501 19Filament tow as specified in note 1 to Chapter 55, of nylon or other polyamides (excluding of aramids)
5501 20Filament tow as specified in note 1 to Chapter 55, of polyesters
5501 30Filament tow as specified in note 1 to Chapter 55, acrylic or modacrylic
5501 40Synthetic filament tow as specified in note 1 to Chapter 55, of polypropylene
5501 90Synthetic filament tow as specified in note 1 to Chapter 55 (excluding that of acrylic, modacrylic, polyesters, polypropylene, nylon or other polyamide filament)
5502 10Artificial filament tow as specified in note 1 to Chapter 55, of acetate
5502 90Artificial filament tow, as specified in note 1 to Chapter 55 (excluding of acetate)
5503 11Staple fibres of aramids, not carded, combed or otherwise processed for spinning
5503 19Staple fibres of nylon or other polyamides, not carded, combed or otherwise processed for spinning (excluding those of aramids)
5503 20Staple fibres of polyesters, not carded, combed or otherwise processed for spinning
5503 30Acrylic or modacrylic staple fibres, not carded, combed or otherwise processed for spinning
5503 40Staple fibres of polypropylene, not carded, combed or otherwise processed for spinning
5503 90Synthetic staple fibres, not carded, combed or otherwise processed for spinning (excluding those of polypropylene, acrylic, modacrylic, polyesters, nylon or other polyamides)
5504 90Artificial staple fibres, not carded, combed or otherwise processed for spinning (excluding those of viscose rayon)
5506 10Staple fibres of nylon or other polyamides, carded, combed or otherwise processed for spinning
5506 20Staple fibres of polyesters, carded, combed or otherwise processed for spinning
5506 30Acrylic or modacrylic staple fibres, carded, combed or otherwise processed for spinning
5506 40Staple fibres of polypropylene, carded, combed or otherwise processed for spinning
5506 90Synthetic staple fibres carded, combed or otherwise processed for spinning (excluding acrylic, modacrylic, polyester, polypropylene, nylon or other polyamides)
5507Artificial staple fibres, carded, combed or otherwise processed for spinning
5512 21Woven fabrics containing >= 85 % acrylic or modacrylic staple fibres by weight, unbleached or bleached
5512 99Woven fabrics containing >= 85 % synthetic staple fibres by weight, dyed, made of yarn of different colours or printed (excluding those of acrylic, modacrylic or polyester staple fibres)
5516Woven fabrics of artificial staple fibres
5601 29Wadding of textile materials and articles thereof (excluding of cotton or man-made fibres; sanitary towels and tampons, napkins and napkin liners for babies and similar sanitary articles, wadding and articles thereof, impregnated or covered with medicated substances or put up for retail for medical, surgical, dental or veterinary purposes, or impregnated, coated or covered with perfumes, make-up, soaps, cleansing agents, etc.)
5601 30Textile flock and dust and mill neps
5604 10Textile-covered rubber thread and cord
5604 90Textile yarn, strip and the like of heading 5404 and 5405, impregnated, coated, covered or sheathed with rubber or plastics (excluding imitation catgut, thread and cord with fish-hook attachments or otherwise put up as fishing line)
5605Metallised yarn, whether or not gimped, being textile yarn, or strip or the like of heading 5404 or 5405, of textile fibres, combined with metal in the form of thread, strip or powder or covered with metal (excluding yarns manufactured from a mixture of textile fibres and metal fibres, with anti-static properties; yarns reinforced with metal wire; articles with the character of trimmings)
5607 41Binder or baler twine, of polyethylene or polypropylene
5801 27Warp pile fabrics, of cotton (excluding terry towelling and similar woven terry fabrics, tufted textile fabrics and narrow woven fabrics of heading 5806)
5803Gauze (excluding narrow woven fabrics of heading 5806)
5806 40Narrow fabrics consisting of warp without weft assembled by means of an adhesive “bolducs”, with a width of <= 30 cm
5901 10Textile fabrics coated with gum or amylaceous substances, of a kind used for the outer covers of books, the manufacture of boxes and articles of cardboard or the like
5901 90Tracing cloth; prepared painting canvas; buckram and similar stiffened textile fabrics of a kind used for hat foundations (excluding plastic-coated textile fabrics)
5905Textile wallcoverings
5908Textile wicks, woven, plaited or knitted, for lamps, stoves, lighters, candles or the like; incandescent gas mantles and tubular knitted gas-mantle fabric for incandescent gas mantles, whether or not impregnated (excluding wax-covered wicks of the taper variety, fuses and detonating fuses, wicks in the form of textile yarn and glass-fibre wicks)
5910Transmission or conveyor belts or belting, of textile material, whether or not impregnated, coated, covered or laminated with plastics, or reinforced with metal or other material (excluding those of a thickness of < 3 mm and of indeterminate length or cut to length only, and those impregnated, coated, covered or laminated with rubber or made of yarn or cord impregnated or coated with rubber)
5911 10Textile fabrics, felt and felt-lined woven fabrics, coated, covered or laminated with rubber, leather or other material, of a kind used for card clothing, and similar fabrics of a kind used for other technical purposes, including narrow fabrics made of velvet impregnated with rubber, for covering weaving spindles ‘weaving beams’
5911 31Textile fabrics and felts, endless or fitted with linking devices, of a kind used in papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing < 650 g/m2
5911 32Textile fabrics and felts, endless or fitted with linking devices, of a kind used in papermaking or similar machines, e.g. for paper pulp or asbestos-cement, weighing >= 650 g/m2
5911 40Straining cloth of a kind used in oil-presses or for similar technical purposes, including that of human hair
6001 99Pile fabrics, knitted or crocheted (excluding cotton or man-made fibres and ‘long pile’ fabrics)
6003 10Knitted or crocheted fabrics of wool or fine animal hair, of a width of <= 30 cm (excluding those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)
6003 20Knitted or crocheted fabrics of cotton, of a width of <= 30 cm (excluding those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)
6003 30Knitted or crocheted fabrics of synthetic fibres, of a width of <= 30 cm (excluding those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006 10 30)
6003 40Knitted or crocheted fabrics of artificial fibres, of a width of <= 30 cm (excluding those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006 10 30)
6003 90Knitted or crocheted fabrics of a width of <= 30 cm (excluding of cotton, man-made fibres, wool or fine animal hair, those containing by weight >= 5% of elastomeric yarn or rubber thread, and pile fabrics, including “long pile”, looped pile fabrics, labels, badges and similar articles, knitted or crocheted fabrics, impregnated, coated, covered or laminated, and sterile surgical or dental adhesion barriers of subheading 3006 10 30)
6005 36Unbleached or bleached warp knit fabrics of synthetic fibres ‘including those made on galloon knitting machines’, of a width of > 30 cm (excluding those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)
6005 44Printed warp knit fabrics of artificial fibres including those made on galloon knitting machines’, of a width of > 30 cm (excluding those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)
6006 10Fabrics, knitted or crocheted, of a width of > 30 cm, of wool or fine animal hair (excluding warp knit fabrics ‘including those made on galloon knitting machines’, those containing by weight >= 5 % of elastomeric yarn or rubber thread, and pile fabrics, including ‘long pile’, looped pile fabrics, labels, badges and similar articles, and knitted or crocheted fabrics, impregnated, coated, covered or laminated)
6309Worn clothing and clothing accessories, blankets and travelling rugs, household linen and articles for interior furnishing, of all types of textile materials, including all types of footwear and headgear, showing signs of appreciable wear and presented in bulk or in bales, sacks or similar packings (excluding carpets, other floor coverings and tapestries)
6802 92Calcareous stone, in any form (excluding marble, travertine and alabaster, tiles, cubes and similar articles of subheading 6802 10, imitation jewellery, clocks, lamps and lighting fittings and parts thereof, original sculptures and statuary, setts, curbstones and flagstones)
6804 23Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of natural stone (excluding of agglomerated natural abrasives or ceramics, perfumed pumice stones, hand sharpening or polishing stones, and grinding wheels etc. specifically for dental drill engines)
6806 10Slag-wool, rock-wool and similar mineral wools, including intermixtures thereof, in bulk, sheets or rolls
6806 20Exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials, including intermixtures thereof
6806 90Mixtures and articles of heat-insulating, sound-insulating or sound absorbing mineral materials (excluding slag-wool, rock-wool and similar mineral wools, exfoliated vermiculite, expanded clays, foamed slag and similar expanded mineral materials, articles of light concrete, asbestos-cement, cellulose fibre-cement or the like, mixtures and other articles of or based on asbestos, and ceramic products)
6807 10Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch, in rolls
6807 90Articles of asphalt or of similar materials, e.g. petroleum bitumen or coal tar pitch (excluding in rolls)
6809 19Boards, sheets, panels, tiles and similar articles, of plaster or compositions based on plaster (excluding ornamented, faced or reinforced with paper or paperboard only, and with plaster agglomerated articles for heat-insulation, sound-insulation or sound absorption)
6810 91Prefabricated structural components for building or civil engineering of cement, concrete or artificial stone, whether or not reinforced
6811 40Articles of asbestos-cement, cellulose fibre-cement or the like, containing asbestos
6811 81Corrugated sheets of cellulose fibre-cement or the like, not containing asbestos
6811 82Sheets, panels, paving, tiles and similar articles, of cellulose fibre-cement or the like, not containing asbestos (excluding corrugated sheets)
6811 89Articles of cellulose fibre-cement or the like, not containing asbestos (excluding corrugated and other sheets, panels, tiles and similar articles)
ex 6813 20Brake discs and pads for use on aircraft
6813 81Brake linings and pads
6813 89Friction material and articles thereof, e.g. sheets, rolls, strips, segments, discs, washers and pads, for clutches and the like, with a basis of mineral substances or cellulose, whether or not combined with textile or other materials (excluding containing asbestos, and brake linings and pads)
6814 90Worked mica and articles of mica (excluding electrical insulators, insulating fittings, resistors and capacitors, protective goggles of mica and their glasses, mica in the form of christmas tree decorations, and plates, sheets and strips of agglomerated or reconstituted mica, whether or not on supports)
6901Bricks, blocks, tiles and other ceramic goods of siliceous fossil meals, e.g. kieselguhr, tripolite or diatomite, or of similar siliceous earths
6904 10Building bricks (excluding those of siliceous fossil meals or similar siliceous earths, and refractory bricks of heading 6902)
6905 10Roofing tiles
6905 90Ceramic chimney pots, cowls, chimney liners, architectural ornaments and other ceramic constructional goods (excluding of siliceous fossil meals or similar siliceous earths, refractory ceramic constructional components, pipes and other components for drainage and similar purposes, and roofing tiles)
6906Ceramic pipes, conduits, guttering and pipe fittings (excluding of siliceous fossil meals or similar siliceous earths, refractory ceramic goods, chimney liners, pipes specifically manufactured for laboratories, insulating tubing and fittings and other piping for electrotechnical purposes)
6907 22Finishing ceramics (excluding refractory)
6907 40Finishing ceramics (excluding refractory)
6909 90Ceramic troughs, tubs and similar receptacles of a kind used in agriculture; ceramic pots, jars and similar articles of a kind used for the conveyance or packing of goods (excluding general-purpose storage vessels for laboratories, containers for shops and household articles)
7002 10Glass in balls, unworked (excluding glass microspheres <= 1 mm in diameter, glass balls of the nature of a toy)
7002 20Rods of glass, unworked
7002 31Tubes of fused quartz or other fused silica, unworked
7002 32Tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°C to 300°C, unworked (excluding tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°C to 300°C)
7002 39Tubes of glass, unworked (excluding tubes of glass having a linear coefficient of expansion <= 5 x 10-6 per kelvin within a temperature range of 0°C to 300°C or of fused quartz or other fused silica)
7003 12Cast glass and rolled glass, in non-wired sheets, coloured throughout the mass “body tinted”, opacified, flashed or having an absorbent, reflecting or non-reflecting layer, but not otherwise worked
7003 19Cast glass and rolled glass, in non-wired sheets, not otherwise worked (excluding glass coloured throughout the mass “body tinted”, opacified, flashed or having an absorbent, reflecting or non-reflecting layer)
7003 20Cast glass and rolled glass, in wired sheets, whether or not with absorbent, reflecting or non-reflecting layer, but not otherwise worked
7003 30Profiles of glass, whether or not having an absorbent, reflecting or non-reflecting layer, but not otherwise worked
7004 20Sheets of glass, drawn or blown, coloured throughout the mass ‘body tinted’ opacified, flashed or having an absorbent, reflecting or non-reflecting layer, but not otherwise worked
7004 90Sheets of glass, drawn or blown, but not otherwise worked (excluding glass coloured throughout the mass “body tinted” opacified, flashed or having an absorbent, reflecting or non-reflecting layer)
7005 10Float glass and surface ground or polished glass, in sheets, having an absorbent, reflecting or non-reflecting layer, but not otherwise worked (excluding wired glass)
7005 21Float glass and surface ground glass, in sheets, coloured throughout the mass “body tinted”, opacified, flashed or merely surface ground, but not otherwise worked (excluding wired glass or glass having an absorbent, reflecting or non-reflecting layer)
7005 29Float glass and surface ground and polished glass, in sheets, but not otherwise worked (excluding wired glass or glass coloured throughout the mass “body tinted”, opacified, flashed or merely surface ground, or glass having an absorbent, reflecting or non-reflecting layer)
7005 30Float glass and surface ground and polished glass, in sheets, whether or not having an absorbent, reflecting or non-reflecting layer, wired, but not otherwise worked
7007 11Toughened “tempered” safety glass, of size and shape suitable for incorporation in motor vehicles, aircraft, spacecraft, vessels and other vehicles
7007 19Glass; safety glass, toughened (tempered), (not of a size and shape suitable for incorporation in vehicles, aircraft, spacecraft or vessels)
7007 21Glass; safety glass, laminated, of size and shape suitable for incorporation in vehicles, aircraft, spacecraft or vessels
7007 29Laminated safety glass (excluding glass of size and shape suitable for incorporation in motor vehicles, aircraft, spacecraft, vessels or other vehicles, multiple-walled insulating units)
7011 10Glass envelopes, including bulbs and tubes, open, and glass parts thereof, without fittings, for electric lighting
7301 20Angles, shapes and sections, of iron or steel, welded
7304 24Casing and tubing, seamless, of a kind used for drilling for oil or gas, of stainless steel
7307 22Threaded elbows, bends and sleeves
7308Structures and parts of structures “e.g. bridges and bridge-sections, lock-gates, towers, lattice masts, roofs, roofing frameworks, doors and windows and their frames and thresholds for doors, shutters, balustrades, pillars and columns”, of iron or steel; plates, rods, angles, shapes, sections, tub
7309Reservoirs, tanks, vats and similar containers for any material (other than compressed or liquefied gas), of iron or steel, of a capacity exceeding 300 l, whether or not lined or heat-insulated, but not fitted with mechanical or thermal equipment
7310Tanks, casks, drums, cans, boxes and similar containers, of iron or steel, for any material “other than compressed or liquefied gas”, of a capacity of <= 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated, n.e.s
7311Containers of iron or steel, for compressed or liquefied gas (excluding containers specifically constructed or equipped for one or more types of transport)
7314 12Endless bands of stainless steel wire, for machinery
7318 24Cotters and cotter pins, of iron or steel
7320 20Helical springs, of iron or steel (excluding flat spiral springs, clock and watch springs, springs for sticks and handles of umbrellas or parasols, and shock absorbers of section 17)
7322 90Air heaters and hot-air distributors, including distributors which can also distribute fresh or conditioned air, non-electrically heated, incorporating a motor-driven fan or blower, and parts thereof, of iron or steel
7324 29Baths of steel sheet
7407 10Bars, rods and profiles, of refined copper
7407 21Bars, rods and profiles, of copper-zinc base alloys “brass”, n.e.s.
7407 29Bars, rods and profiles of copper alloys, n.e.s. (excluding such articles of copper-zinc base alloys “brass”)
7408 11Wire of refined copper, with a maximum cross-sectional dimension of > 6 mm
7408 19Wire of refined copper, with a maximum cross-sectional dimension of <= 6 mm
7408 21Wire of copper-zinc base alloys “brass”
7408 22Wire of copper-nickel alloys “cupro-nickel” or copper-nickel-zinc alloys “nickel silver”
7408 29Wire of copper alloys (other than copper-zinc alloys (brass) copper-nickel alloys (cupro-nickel) or copper-nickel-zinc alloys (nickel silver))
7409 21Plates, sheets and strip, of copper-zinc base alloy “brass”, of a thickness of > 0.15 mm, in coils (excluding expanded sheet and strip and electrically insulated strip)
7409 29Plates, sheets and strip, of copper-zinc base alloys “brass”, of a thickness of > 0.15 mm, not in coils (excluding expanded sheet and strip and electrically insulated strip)
7409 31Plates, sheets and strip, of copper-tin base alloys “bronze”, of a thickness of > 0.15 mm, in coils (excluding expanded sheet and strip and electrically insulated strip)
7409 39Plates, sheets and strip, of copper-tin base alloys “bronze”, of a thickness of > 0.15 mm, not in coils (excluding expanded sheet and strip and electrically insulated strip)
7409 90Plates, sheets and strip, of copper alloys, of a thickness of > 0.15 mm (excluding copper-zinc base alloys “brass”, copper-tin base alloys “bronze”, copper-nickel base alloys “cupro-nickel”, copper-nickel-zinc base alloys “nickel silver”, and expanded sheet and strip and electrically insulated strip)
7415 21Washers, ‘including spring washers and spring lock washers’, of copper
7505 11Bars, rods, profiles and wire, of non-alloy nickel, n.e.s. (excluding electrically insulated products)
7505 12Bars, rods, profiles and wire, of nickel alloys, n.e.s. (excluding electrically insulated products)
7505 21Wire of non-alloy nickel (excluding electrically insulated products)
7505 22Wire of nickel alloys (excluding electrically insulated products)
7506 10Plates, sheets, strip and foil, of non-alloy nickel (excluding expanded plates, sheets or strip)
7506 20Plates, sheets, strip and foil, of nickel alloys (excluding expanded plates, sheets or strip)
7507 11Tubes and pipes of non-alloy nickel
7507 12Tubes and pipes of nickel alloys
7507 20Tube or pipe fittings, of nickel
7605 11Wire of non-alloy aluminium, with a maximum cross-sectional dimension of > 7 mm (excluding stranded wire, cables, plaited bands and the like and other articles of heading 7614, and electrically insulated wires)
7605 19Wire of non-alloy aluminium, with a maximum cross-sectional dimension of <= 7 mm (other than stranded wires, cables, ropes and other articles of heading 7614, electrically insulated wires, strings for musical instruments)
7605 21Wire of aluminium alloys, with a maximum cross-sectional dimension of > 7 mm (excluding stranded wire, cables, plaited bands and the like and other articles of heading 7614, and electrically insulated wires)
7605 29Wire, of aluminium alloys, having a maximum cross-sectional dimension of <= 7 mm (other than stranded wires, cables, ropes and other articles of heading 7614 , electrically insulated wires, strings for musical instruments)
7606 92Plates, sheets and strip, of aluminium alloys, of a thickness of > 0,2 mm (other than square or rectangular)
7607 20Aluminium foil, backed, of a thickness (excluding any backing) of <= 0.2 mm (excluding stamping foils of heading 3212, and foil made up as Christmas tree decorating material)
7610Structures and parts of structures “e.g. bridges and bridge-sections, towers, lattice masts, pillars and columns, roofs, roofing frameworks, doors and windows and their frames and thresholds for doors, shutters, balustrades”, of aluminium (excluding prefabricated buildings of heading 9406); plates, rod
7611Reservoirs, tanks, vats and similar containers, of aluminium, for any material (other than compressed or liquefied gas), of a capacity of > 300 l, not fitted with mechanical or thermal equipment, whether or not lined or heat-insulated (excluding containers specifically constructed or equipped for one or more types of transport)
7612 10Collapsible tubular containers, of aluminium
7612 90Casks, drums, cans, boxes and similar containers, including rigid tubular containers, of aluminium, for any material (other than compressed or liquefied gas), of a capacity of <= 300 l, n.e.s.
7804 11Lead plates, sheets, strip and foil; lead powders and flakes - Plates, sheets, strip and foil - Sheets, strip and foil of a thickness (excluding any backing) not exceeding 0.2 mm
7804 19Lead plates, sheets, strip and foil; lead powders and flakes - Plates, sheets, strip and foil - Other
7804 20Lead powders and flakes (excluding grains of lead, and spangles of heading 8308)
7905Zinc plates, sheets, strip and foil
8001 10Unwrought tin, not alloyed
8001 20Unwrought tin alloys
8003Tin bars, rods, profiles and wire
8007Articles of tin
8101 10Tungsten powders
8102 10Molybdenum powders
8102 94Unwrought molybdenum, including bars and rods obtained simply by sintering
8102 95Molybdenum bars and rods (other than those obtained simply by sintering), profiles, plates, sheets, strip and foil, n.e.s.
8102 96Molybdenum wire
8102 97Molybdenum waste and scrap (excluding ash and residues containing molybdenum)
8102 99Articles of molybdenum, n.e.s.
8105 90Articles of cobalt
8109 21Unwrought zirconium and zirconium powders, containing < 1 part hafnium to 500 parts zirconium by weight
8109 29Unwrought zirconium and zirconium powders, containing => 1 part hafnium to 500 parts zirconium by weight
8109 31Zirconium waste and scrap, containing less than 1 part hafnium to 500 parts zirconium by weight
8109 39Zirconium waste and scrap - Other
8109 91Articles of zirconium, containing less than 1 part hafnium to 500 part zirconium by weight
8109 99Articles of zirconium - Other
8202 20Bandsaw blades of base metal
8207 60Tools for boring or broaching
8208 10Knives and cutting blades, for machines or for mechanical appliances - for metalworking
8208 20Knives and cutting blades, for machines or for mechanical appliances - for wood-working
8208 30Knives and cutting blades, for machines or for mechanical appliances - used by the food industry
8208 40Knives and cutting blades, for machines or for mechanical appliances - for agricultural, horticultural or forestry machines
8208 90Knives and cutting blades, for machines or for mechanical appliances - other
8301 20Locks used for motor vehicles, of base metal
8301 70Keys presented separately
8302 30Other mountings, fittings and similar articles suitable for motor vehicles
8309 10Crown corks of base metal
8309 90Stoppers, caps and lids, including screw caps and pouring stoppers, capsules for bottles, threaded bungs, bung covers, seals and other packing accessories of base metal (excluding crow corks)
8402 12Watertube boilers with a steam production not exceeding 45 tonnes per hour
8402 19Other vapour generating boilers, including hybrid boilers
8402 20Superheated water boilers
8402 90Steam or other vapour generating boilers (other than central heating hot water boilers capable also of producing low pressure steam); superheated water boilers - Parts
8405 90Parts of producer gas or water gas generators and acetylene gas generators or similar water process gas generators, n.e.s.
8406 90Steam turbines and other vapour turbines – Parts
8408Compression-ignition internal combustion piston engine “diesel or semi-diesel engine”
8412 10Reaction engines other than turbojets
8412 21Engines and motors - linear acting (cylinders)
8412 29Hydraulic power engines and motors - Other
8412 39Pneumatic power engines and motors - Other
8413 11Pumps fitted or designed to be fitted with a measuring device, for dispensing fuel or lubricants, of the type used in filling stations or in garages
8413 19Pumps for liquids, fitted or designed to be fitted with a measuring device (excluding pumps for dispensing fuel or lubricants, of the type used in filling stations or in garages)
8413 30Fuel, lubricating or cooling medium pumps for internal combustion piston engine
8413 50Reciprocating positive displacement pumps for liquids, power-driven (excluding those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine and concrete pumps)
8413 60Rotary positive displacement pumps for liquids, power-driven (excluding those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine)
8413 81Pumps for liquids, power-driven (excluding those of subheading 8413 11 and 8413 19, fuel, lubricating or cooling medium pumps for internal combustion piston engine, concrete pumps, general reciprocating or rotary positive displacement pumps and centrifugal pumps of all kinds)
8414 10Vacuum pumps
8415 83Other air-conditioning machines, comprising a motor-driven fan and elements for changing the temperature and humidity, including those machines in which the humidity cannot be separately regulated - not incorporating a refrigerating unit
8416 10Furnace burners for liquid fuel
8416 20Furnace burners for pulverised solid fuel or gas, including combination burners
8416 30Mechanical stokers, including their mechanical grates, mechanical ash dischargers and similar appliances (excluding burners)
8416 90Parts of furnace burners such as mechanical stokers, including their mechanical grates, mechanical ash dischargers and similar appliances
8418 61Heat pumps (excluding air conditioning machines of heading 8415)
8419 19Instantaneous or storage water heaters, non-electric (excluding instantaneous gas water heaters and boilers or water heaters for central heating)
8419 40Distilling or rectifying plant
8419 50Heat-exchange units (excluding those used with boilers)
8419 89Machinery, plant or laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature such as heating, cooking, roasting, sterilising, pasteurising, steaming, evaporating, vaporising, condensing or cooling, n.e.s. (excluding machinery used for domestic purposes and furnaces, ovens and other equipment of heading 8514)
8419 90Parts of machinery, plant and laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature, and of non-electric instantaneous and storage water heaters, n.e.s.
8420 99Parts of calendering or other rolling machines, other than for metals or glass, and cylinders therefor - Other
8424 89Other appliances - Other
8424 90Mechanical appliances (whether or not hand-operated) for projecting, dispersing or spraying liquids or powders; fire extinguishers, whether or not charged; spray guns and similar appliances; steam or sandblasting machines and similar jet projecting machines - Parts
8425 11Pulley tackle and hoists other than skip hoists or hoists of a kind used for raising vehicles powered by electric motor
8426 12Mobile lifting frames on tyres and straddle carriers
8426 99Ships’ derricks; cranes, including cable cranes; mobile lifting frames, straddle carriers and works trucks fitted with a crane - Other
8427 20 11Rough terrain fork-lift and other stacking trucks, self-propelled, with a lifting height >= 1 m
8427 20 19Works trucks, self-propelled, with a lifting height >= 1 m, non- powered with an electric motor (excluding rough terrain fork-lift trucks and other stacking trucks)
8427 20 90Works trucks, self-propelled, with a lifting height < 1 m, non-powered with an electric motor
8429 19Bulldozers and angledozers - Other
8429 59Mechanical shovels, excavators and shovel loaders – Other
8430 50Self-propelled earth-moving machinery, n.e.s.
8430 69Earth moving machinery, not self-propelled, n.e.s.
8439 10Machinery for making pulp of fibrous cellulosic material
8439 30Machinery for finishing paper or paperboard
8440 90Bookbinding machinery, including book-sewing machines - Parts
8441 30Machines for making cartons, boxes, cases, tubes, drums or similar containers, other than by moulding
8442 30Machinery, apparatus and equipment for preparing or making printing plates, cylinders or other printing components (excluding machines of headings 8456 to 8465)
8442 40Parts of the foregoing machinery, apparatus or equipment
8443 11Offset printing machinery, reel fed
8443 13Other offset printing machinery
8443 15Letterpress printing machinery, other than reel fed, excluding flexographic printing
8443 16Flexographic printing machinery
8443 17Gravure printing machinery
8443 91Parts and accessories of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442
8444Machines for extruding, drawing, texturing or cutting man-made textile materials
8448 11Dobbies and jacquards; card-reducing, copying, punching or assembling machines for use therewith
8448 19Auxiliary machinery for machines of heading 8444, 8445, 8446 or 8447 - Other
8448 33Spindles, spindle flyers, spinning rings and ring travellers
8448 42Reeds for looms, healds and heald-frames
8448 49Parts and accessories of weaving machines (looms) or of their auxiliary machinery - Other
8448 51Sinkers, needles and other articles used in forming stitches
8451 10Dry-cleaning machines
8451 29Drying machines - Other
8451 30Ironing machines and presses (including fusing presses)
8451 90Machinery (other than machines of heading 8450) for washing, cleaning, wringing, drying, ironing, pressing (including fusing presses), bleaching, dyeing, dressing, finishing, coating or impregnating textile yarns, fabrics or made-up textile articles and machines for applying the paste to the base fabric or other support used in the manufacture of floor coverings such as linoleum; machines for reeling, unreeling, folding, cutting or pinking textile fabrics - Parts
8453 10Machinery for preparing, tanning or working hides, skins or leather
8453 80Other machinery
8453 90Machinery for preparing, tanning or working hides, skins or leather or for making or repairing footwear or other articles of hides, skins or leather, other than sewing machines – Parts
8454 10Converters
8458Lathes (including turning centres) for removing metal
8459 10Way-type unit head machines
8459 61Milling machines for metals, numerically controlled (excluding way-type unit head machines, boring-milling machines, knee-type milling machines and gear cutting machines)
8459 69Milling machines for metals, not numerically controlled (excluding way-type unit head machines, boring-milling machines, knee-type milling machines and gear cutting machines)
8459 70Other threading or tapping machines
8461 20Shaping or slotting machines, for working metals, metal carbides or cermets
8461 30Broaching machines, for working metals, metal carbides or cermets
8461 40Gear-cutting, gear-grinding or gear-finishing machines
8461 50 11Circular saws for working metals, metal carbides or cermets (excluding machines for working in the hand)
8461 50 19Sawing machines for working metals, metal carbides or cermets (excluding machines for working in the hand and circular saws)
8461 50 90Cutting-off machines for working metals, metal carbides or cermets (excluding machines for working in the hand and sawing machines)
8461 90Machine tools for planing, shaping, slotting, broaching, gear cutting, gear grinding or gear finishing, sawing, cutting-off and other machine tools working by removing metal or cermets, not elsewhere specified or included - Other
8463Machine tools for working metal, sintered metal carbides or cermets, without removing material (excluding forging, bending, folding, straightening and flattening presses, shearing machines, punching or notching machines, presses and machines for working in the hand)
8464Machine tools for working stone, ceramics, concrete, asbestos-cement or like mineral materials or for cold-working glass (excluding machines for working in the hand)
8466 10Tool holders and self-opening dieheads
8466 20Work holders for machine tools
8466 30Dividing heads and other special attachments for machine tools, n.e.s.
8466 91Other parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, including work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand - For machines of heading 8464
8466 92Parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, including work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand - For machines of headings 8456 to 8461
8466 93Parts and accessories suitable for use solely or principally with the machines of headings 8456 to 8465, including work or tool holders, self-opening dieheads, dividing heads and other special attachments for the machines; tool holders for any type of tool for working in the hand; For machines of headings 8456 to 8461
8471 50Processing units other than those of subheading 8471 41 or 8471 49, whether or not containing in the same housing one or two of the following types of unit: storage units, input units, output units
8471 80Units for automatic data-processing machines (excluding processing units, input or output units and storage units)
8474 10Sorting, screening, separating or washing machines
8474 39Mixing or kneading machines - Other
8474 80Machinery for sorting, screening, separating, washing, crushing, grinding, mixing or kneading earth, stone, ores or other mineral substances, in solid (including powder or paste) form; machinery for agglomerating, shaping or moulding solid mineral fuels, ceramic paste, unhardened cements, plastering materials or other mineral products in powder or paste form; machines for forming foundry moulds of sand - Other machinery
8475 21Machines for making optical fibres and preforms thereof
8475 29Machines for manufacturing or hot working glass or glassware - Other
8475 90Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in glass envelopes; machines for manufacturing or hot working glass or glassware - Parts
8477 30Blow-moulding machines for working rubber or plastics
8479 10Machinery for public works, building or the like
8479 30Presses for the manufacture of particle board or fibre building board of wood or other ligneous materials and other machinery for treating wood or cork
8479 50Industrial robots, not elsewhere specified or included
8479 82Mixing, kneading, crushing, grinding, screening, sifting, homogenising, emulsifying or stirring machines, n.e.s. (excluding industrial robots)
8479 89Machines and mechanical appliances, n.e.s.
8479 90Machines and mechanical appliances having individual functions, not specified or included elsewhere in Chapter 84 - Parts
8480 20Mould bases
8480 30Moulding patterns
8480 60Moulds for mineral materials
8481 10Pressure-reducing valves
8481 20Valves for oleohydraulic or pneumatic transmissions
8481 30Check “non-return” valves for pipes, boiler shells, tanks, vats or the like
8481 40Safety or relief valves
8482 10Ball bearings
8482 20Tapered roller bearings, including cone and tapered roller assemblies
8482 40Needle roller bearings
8482 91Balls, needles and rollers
8483Transmission shafts, including camshafts and crankshafts, and cranks; bearing housings and plain shaft bearings for machines; gears and gearing; ball or roller screws, gear boxes and other speed changers, including torque converters; flywheels and pulleys, including pulley blocks, clutches and shaft couplings
8484 20Mechanical seals
8486Machines and apparatus of a kind used solely or principally for the manufacture of semiconductor boules or wafers, semiconductor devices, electronic integrated circuits or flat panel displays; machines and apparatus specified in note 11(c) to Chapter 84; parts and accessories, n.e.s.
8502 13 20Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 375 kVA but <= 750 kVA
8502 13 40Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 750kVA but <= 2,000 kVA
8502 13 80Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 2,000 kVA
8502 20Generating sets with spark-ignition internal combustion piston engine
8502 31Generating sets, wind-powered
8502 39Other generating sets - Other
8502 40Electric rotary converters
8504 33Transformers having a power handling capacity exceeding 16 kVA but not exceeding 500 kVA
8504 34Transformers having a power handling capacity exceeding 500 kVA
8505 19Permanent magnets and articles intended to become permanent magnets after magnetization, of materials other than metal
8505 20Electromagnetic couplings, clutches and brakes
8505 90Electromagnets and electromagnetic lifting heads, and their parts (excluding magnets for medical use); electromagnetic or permanent magnet chucks, clamps and similar holding devices and their parts, n.e.s.
8507 30Electric accumulators, including separators therefor, whether or not rectangular (including square) - Nickel-cadmium
8511Electrical ignition or starting equipment of a kind used for spark-ignition or compression-ignition internal combustion engines e.g. ignition magnetos, ignition coils, sparking plugs, glow plugs and starter motors; generators e.g. dynamos and alternators and cut-outs of a kind used in conjunction with such engines; parts thereof
8514 20Furnaces and ovens functioning by induction or dielectric loss
8514 31Electron beam furnaces
8514 40Equipment for the heat treatment of materials by induction or dielectric loss (excluding ovens and furnaces)
8516 21Electric storage heating radiators, for space-heating
8516 80Electric heating resistors (excluding those of agglomerated coal and graphite)
8523 51Solid-state, non-volatile data storage devices for recording data from an external source (excluding goods of Chapter 37)
8525 50Transmission apparatus
8525 60Transmission apparatus for radio-broadcasting or television, incorporating reception apparatus
8525 81High-speed television cameras, digital cameras and video camera recorders as specified in subheading note 1 to Chapter 85
8525 82Radiation-hardened or radiation-tolerant television cameras, digital cameras and video camera recorders as specified in subheading note 2 to Chapter 85
8525 83Night vision television cameras, digital cameras and video camera recorders as specified in subheading note 3 to Chapter 85
8526 10Radar apparatus
8526 91Radio navigational aid apparatus
8526 92Radio remote control apparatus
8529 90Other parts suitable for use solely or principally with the apparatus of headings 8524 to 8528
8530 90Electrical signalling, safety or traffic control equipment for railways, tramways, roads, inland waterways, parking facilities, port installations or airfields (other than those of heading 8608) - Parts
8533 29Other fixed resistors - Other
8535 21Automatic circuit breakers for a voltage > 1,000 V but < 72.5 kV
8535 29Automatic circuit breakers for a voltage >= 72.5 kV
8535 30Isolating switches and make-and-break switches
8535 40Lightning arresters, voltage limiters and surge suppressors, for a voltage > 1,000 V
8535 90Electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits (for example, switches, fuses, lightning arresters, voltage limiters, surge suppressors, plugs and other connectors, junction boxes), for a voltage exceeding 1,000 V - Other
8539 41Arc lamps
8539 51Light-emitting diode (LED) modules
8539 52Light-emitting diode (LED) lamps
8540 20Television camera tubes; image converters and intensifiers; other photocathode tubes
8540 60Other cathode ray tubes
8540 71Magnetrons
8540 79Microwave tubes (for example, magnetrons, klystrons, travelling-wave tubes, carcinotrons), excluding grid-controlled tubes - Other
8540 81Receiver or amplifier valves and tubes
8540 89Other valves and tubes - Other
8540 91Parts of cathode ray tubes
8547 90Insulating fittings for electrical machines, appliances or equipment, being fittings wholly of insulating material apart from any minor components of metal (for example, threaded sockets) incorporated during moulding solely for purposes of assembly, other than insulators of heading 8546; electrical conduit tubing and joints therefor, of base metal lined with insulating material - Other
8548Electrical parts of machinery or apparatus, not specified or included elsewhere in Chapter 85
8549Electrical and electronic waste and scrap
8601 10Rail locomotives powered from an external source of electricity
8602 90Rail locomotives powered by electric accumulators
8604Railway or tramway maintenance or service vehicles, whether or not self-propelled (for example, workshops, cranes, ballast tampers, trackliners, testing coaches and track inspection vehicles)
8606 92Other railway or tramway goods vans and wagons, not self-propelled - Open, with non-removable sides of a height exceeding 60 cm
8703 10Vehicles for the transport of <10 persons on snow; golf cars and similar vehicles
8703 23Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity >1,500 cm³ but <= 3,000 cm³
8703 24Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only spark-ignition internal combustion reciprocating piston engine of a cylinder capacity > 3,000 cm³
8703 32Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only diesel engine of a cylinder capacity > 1,500 cm³ but <= 2,500 cm³
8703 33Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only diesel engine of a cylinder capacity > 2,500 cm³
8703 40Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both spark-ignition internal combustion reciprocating piston engine and electric motor as motors for propulsion (excluding plug-in hybrids)
8703 50Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both diesel engine and electric motor as motors for propulsion (excluding plug-in hybrids)
8703 60Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both spark-ignition internal combustion reciprocating piston engine and electric motor as motors for propulsion, capable of being charged by plugging to external source of electric power
8703 70Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with both diesel engine and electric motor as motors for propulsion, capable of being charged by plugging to external source of electric power
8703 80Motor cars and other motor vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with only electric motor for propulsion
8703 90Motor cars and other vehicles principally designed for the transport of <10 persons, including station wagons and racing cars, with engines other than internal combustion piston engine or electric motor
8704Motor vehicles for the transport of goods, including chassis with engine and cab, excluding vehicles of subheadings 8704 21 91 and 8704 21 99 with engines of a cylinder capacity not exceeding 1,900 cm³
8705 10Crane lorries (excluding breakdown lorries)
8705 40Concrete-mixer lorries
8705 90Special purpose motor vehicles, other than those principally designed for the transport of persons or goods (for example, breakdown lorries, crane lorries, fire fighting vehicles, concrete-mixer lorries, road sweeper lorries, spraying lorries, mobile workshops, mobile radiological units) - Other
8903Yachts and other vessels for pleasure or sports; rowing boats and canoes
9005Binoculars, monoculars, other optical telescopes, and mountings therefor; other astronomical instruments and mountings therefor (excluding instruments for radioastronomy and other instruments or apparatus specified elsewhere)
9007 10Cinematographic cameras
9007 20Cinematographic projectors
9007 91Parts and accessories for cinematographic cameras, n.e.s.
9007 92Parts and accessories for cinematographic projectors, n.e.s.
9010 10Apparatus and equipment for automatically developing photographic (including cinematographic) film or paper in rolls or for automatically exposing developed film to rolls of photographic paper
9014Direction finding compasses; other navigational instruments and appliances (excluding radio navigational equipment); parts thereof
9015 10Range Finders
9015 30Levels
9015 40Photogrammetrical surveying instruments and appliances
9015 80Other instruments and appliances
9015 90Surveying (including photogrammetrical surveying), hydrographic, oceanographic, hydrological, meteorological or geophysical instruments and appliances, excluding compasses; rangefinders - Parts and accessories
9025 90Parts and accessories for hydrometers, areometers and similar floating instruments, thermometers, pyrometers, barometers, hygrometers and psychrometers, n.e.s.
9027 10Gas or smoke analysis apparatus
9027 50Mass spectrometers using optical radiation (uv, visible, ir)
9027 81Mass spectrometers
9029 10Revolution counters, production counters, taximeters, milometers, pedometers and the like
9401 10Seats for aircraft
9401 20Seats for motor vehicles
9403 30Wooden furniture of a kind used in offices
9406 10Prefabricated buildings of wood
9406 20Modular building units, of steel
9406 90Prefabricated buildings, whether or not complete or already assembled - Other
9503 00 75Plastic toys and models, incorporating a motor, n.e.s under heading 9503
9503 00 79Toys and models, not made of plastic incorporating a motor, n.e.s under heading 9503
9504 50Video game consoles and machines other than those of subheading 9504 30
9606 10Press-fasteners, snap-fasteners and press studs and parts therefor
9606 21Buttons of plastics, not covered with textile material (excluding press-fasteners, snap-fasteners, press studs and cuff links)
9606 22Buttons of base metal, not covered with textile material (excluding press-fasteners, snap-fasteners, press studs and cuff links)
9606 29Buttons (excluding of plastics or base metal, not covered with textile material, press-fasteners, snap-fasteners, press studs and cuff links)
9606 30Button moulds and other parts of buttons; button blanks
9608 91Pen nibs and nib points]

Textual Amendments

[F925PART 3U.K.Additional G7 Dependency and Further Goods

Textual Amendments

3.  Any thing falling within a commodity code mentioned in column 1 of the following table.U.K.

(1) Commodity code(2) Name of the good
[F9262828 10 Calcium hypochlorites, including commercial calcium hypochlorite]
2828 90Hypochlorites; commercial calcium hypochlorite; chlorites; hypobromites - Other
2834 10Nitrites
2901 29Acyclic hydrocarbons - Unsaturated - Other
F927. . .F927. . .
F927. . .F927. . .
F928. . .F928. . .
2908 11Pentachlorophenol (ISO)
2910 10Oxirane (ethylene oxide)
3204 90Synthetic organic colouring matter, whether or not chemically defined; preparations as specified in note 3 to this Chapter based on synthetic organic colouring matter; synthetic organic products of a kind used as fluorescent brightening agents or as luminophores, whether or not chemically defined
3205 00colour lakes (other than Chinese or Japanese lacquer and paints); preparations based on colour lakes of a kind used to dye fabrics or produce colorant preparations (excluding preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215)
3206 41ultramarine and preparations based thereon of a kind used for colouring any material or produce colorant preparations (excluding preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215)
3207 10Prepared pigments, prepared opacifiers, prepared colours and similar preparations
3207 30Liquid lustres and similar preparations
3215 11Printing ink - Black
3215 19Printing ink - Other
3819 00hydraulic brake fluids and other prepared liquids for hydraulic transmission not containing petroleum oil or bituminous mineral oil, or containing < 70 % petroleum oil or bituminous mineral oil by weight
3824 81mixtures and preparations containing oxirane ‘ethylene oxide’
3824 84mixtures and preparations containing aldrin (ISO), camphechlor (ISO) (toxaphene), chlordane (ISO), chlordecone (ISO), DDT (ISO) (clofenotane (INN), 1,1,1-trichloro-2,2-bis (p-chlorophenyl) ethane), dieldrin (ISO, INN), endosulfan (ISO), endrin (ISO), heptachlor (ISO) or mirex (ISO)
F928. . .F928. . .
4906 00plans and drawings for architectural, engineering, industrial, commercial, topographical or similar purposes, being originals drawn by hand; handwritten texts; photographic reproductions on sensitised paper and carbon copies of the foregoing
F929. . .F929. . .
7305 39tubes and pipes having circular cross-sections and an external diameter of > 406.4 mm, of iron or steel, welded (excluding products longitudinally welded or of a kind used for oil or gas pipelines or of a kind used in drilling for oil or gas)
7411 29tubes and pipes of copper alloys (excluding copper-zinc base alloys ‘brass’, copper-nickel base alloys ‘cupro-nickel’ and copper-nickel-zinc base alloys ‘nickel silver’)
[F9267508 10 Cloth, grill, netting and fencing, of nickel wire]
7508 90articles of nickel
7613 00Aluminium containers for compressed or liquefied gas
8307 10flexible tubing of iron or steel, with or without fittings
[F9268307 90 Flexible tubing of base metal other than iron or steel, with or without fittings]
8414 90Air or vacuum pumps, air or other gas compressors and fans; ventilating or recycling hoods incorporating a fan, whether or not fitted with filters; gas-tight biological safety cabinets, whether or not fitted with filters – Parts
8430 10Piledrivers and pile extractors
8430 39Coal or rock cutters and tunnelling machinery – Other
F927. . .F927. . .
F927. . .F927. . .
F927. . .F927. . .
[F9268477 10 Injection-moulding machines for working rubber or plastics
8477 20Extruders for working rubber or plastics]
8477 40Vacuum-moulding machines and other thermoforming machines
8477 51Other machinery for moulding or retreading pneumatic tyres or for moulding or otherwise forming inner tubes
[F9268477 59 Machinery for moulding or otherwise forming products from rubber or plastics (excluding injection-moulding machines, extruders, blow-moulding machines, vacuum-moulding and other thermoforming machines; machinery for moulding or retreading pneumatic tyres or for moulding or otherwise forming inner tubes)
8477 80Machinery for working rubber or plastics or for the manufacture of products from these materials, not specified or included elsewhere in this chapter
8477 90Parts of machinery for working rubber or plastics or for the manufacture of products from these materials, n.e.s.]
8482 99Other parts
8484 10Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal
8484 90Gaskets and similar joints of metal sheeting combined with other material or of two or more layers of metal; sets or assortments of gaskets and similar joints, dissimilar in composition, put up in pouches, envelopes or similar packings; mechanical seals – Other
8540 99Other parts
F927. . .F927. . .
8705 20Mobile drilling derricks
8705 30Fire fighting vehicles
8709 90Works trucks, self-propelled, not fitted with lifting or handling equipment, of the type used in factories, warehouses, dock areas or airports for short distance transport of goods; tractors of the type used on railway station platforms; parts of the foregoing vehicles – Parts
F928. . .F928. . .
[F9269031 10 Machines for balancing mechanical parts]
9031 20Test benches
[F9269031 41 Optical instruments and appliances for inspecting semiconductor wafers or devices or for inspecting photomasks or reticles used in manufacturing semiconductor devices
9031 49Optical instruments, appliances and machines for measuring or checking, not elsewhere specified or included in chapter 90
9031 80Instruments, appliances and machines for measuring or checking, not elsewhere specified in chapter 90 (excluding optical)]
F927. . .F927. . .]

Textual Amendments

[F930PART 4U.K.Further goods with potential military and industrial uses

Textual Amendments

4.  Any thing (other than a thing falling within commodity code 2933 which is pre-packaged for medical use) falling within a commodity code mentioned in column 1 of the following table.U.K.

Commodity code (1)Description (2)
2517 10 20Broken or crushed dolomite and limestone flux, for concrete aggregates, for road metalling or for railway or other ballast
2517 20Macadam of slag, dross or similar industrial waste, whether or not incorporating pebbles, gravel, shingle and flint for concrete aggregates, for road metalling or for railway or other ballast
2705Coal gas, water gas, producer gas, lean gas and similar gases (excluding petroleum gases and other gaseous hydrocarbons)
2707 91Creosote oils (excluding chemically defined)
2711 12 11Propane of a purity of >= 99%, for use as a power or heating fuel, liquefied
2711 12 19Propane of a purity of >= 99%, liquefied (excluding for use as a power or heating fuel)
2801 20Iodine
F931. . .F931. . .
2821 10Iron oxides and hydroxides
2853 90 30Liquid air, whether or not rare gases have been removed; compressed air
2921 19 50Diethylamine and its salts
2933Heterocyclic compounds
3603 10Safety fuses
3603 30Percussion caps (excluding cartridge cases with percussion caps)
3604 90Signalling flares, rain rockets, fog signals and other pyrotechnic articles (excluding fireworks and cartridge blanks)
3802 90Activated kieselguhr and other activated natural mineral products; animal black, whether or not spent (excluding activated carbon, calcinated diatomite without the addition of sintering agents and activated chemical products)
F931. . .F931. . .
3816Refractory cements, mortars, concretes and similar compositions, including dolomite ramming mix, other than products of heading 3801
3822 90Certified Reference Materials
3902Polymers of propylene or of other olefins, in primary forms
F931. . .F931. . .
3910Silicones in primary forms
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
3923 30 10Carboys, bottles, flasks and similar articles for the conveyance or packaging of goods, of plastics, with a capacity of <= 2 l
3926 30Fittings for furniture, coachwork or the like (of plastics and other materials of headings 3901 to 3914)
3926 40Statuettes and other ornamental articles (of plastics and other materials of headings 3901 to 3914)
3926 90Other articles of plastics and articles of other materials of headings 3901 to 3914
4011 10New pneumatic tyres, of rubber, of a kind used for motor cars, including station wagons and racing cars
4011 90New pneumatic tyres, of rubber, (excluding of a kind used on agricultural, forestry, construction, mining or industrial handling vehicles and machines, for motor cars, station wagons, racing cars, buses, lorries, aircraft, motorcycles and bicycles)
4013 10Inner tubes, of rubber, of a kind used on motor cars, including station wagons and racing cars, buses and lorries
4013 90Inner tubes, of rubber (excluding those of a kind used on motor cars, including station wagons and racing cars, buses, lorries and bicycles)
5911 90 91Self-adhesive circular polishing pads of a kind used for the manufacture of semiconductor wafers
6306 12Tarpaulins, awnings and sunblinds of synthetic fibres (excluding flat covers of light fabrics made up as tarpaulins)
6306 19Tarpaulins, awnings and sunblinds of textile materials (excluding of synthetic fibres and flat covers of light fabrics made up as tarpaulins)
6506 10 80Safety headgear, whether or not lined or trimmed (other than of plastics)
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
7302Railway or tramway track construction material of iron or steel, the following: rails, check-rails and rack rails, switch blades, crossing frogs, point rods and other crossing pieces, sleepers (cross-ties), fish-plates, chairs, chair wedges, sole plates (base plates), rail clips, bedplates, ties and other material specialised for jointing or fixing rails
7419 80 10Cloth “including endless bands”, grill and netting, of copper wire of which the largest cross-sectional dimension <= 6 mm, and expanded metal, of copper (excluding cloth of metal fibres for clothing, lining and similar uses, flux-coated copper fabric for brazing, cloth, grill and netting made into hand sieves or machine parts)
7616 99 10Articles of aluminium, cast, n.e.s.
8108 30Titanium waste and scrap (excluding ash and residues containing titanium)
8201 10Spades and shovels, with working parts of base metal
8201 30Mattocks, picks, hoes and rakes, with working parts of base metal (excluding ice axes)
8201 40Axes, billhooks and similar hewing tools, with working parts of base metal (excluding ice axes)
8202 10Handsaws, with working parts of base metal (excluding power-operated saws)
8202 40Chainsaw blades of base metal
8211 10Sets of assorted articles of knives of heading 8211; sets in which there is a higher number of knives of heading 8211 than of any other article
8211 93Knives having other than fixed blades, including pruning knives, of base metal (excluding razors)
8211 94Blades of base metal for table knives, pocket knives and other knives of heading 8211
8211 95Handles of base metal for table knives, pocket knives and other knives of heading 8211
8403Central heating boilers other than those of heading 8402
8407Spark-ignition reciprocating or rotary internal combustion piston engines
8409Parts suitable for use solely or principally with the engines of heading 8407 or 8408
8411Turbojets, turbopropellers and other gas turbines
8413 20Hand pumps for liquids (excluding those of subheading 8413 11 and 8413 19)
8413 40Concrete pumps
8413 70Other centrifugal pumps
8413 91Parts of pumps for liquids, n.e.s.
8414 30Compressors of a kind used in refrigerating equipment
8414 40Air compressors mounted on a wheeled chassis for towing
8414 59Fans (excluding table, floor, wall, window, ceiling or roof fans, with a self-contained electric motor of an output <= 125 W)
8414 60Hoods incorporating a fan, whether or not fitted with filters, having a maximum horizontal side <= 120 cm
8414 70Gas-tight biological safety cabinets
8414 80Other Air pumps, air or other gas compressors and fans; ventilating or recycling hoods incorporating a fan, whether or not fitted with filters (excluding vacuum pumps, hand- or foot-operated air pumps, compressors of a kind used in refrigerating equipment, air compressors mounted on a wheeled chassis for towing, fans, hoods having a maximum horizontal side note exceeding 120cm and gas-tight biological safety cabinets)
8417Industrial or laboratory furnaces and ovens, including incinerators, non-electric
8418 10Combined refrigerator-freezers, fitted with separate external doors or drawers, or combinations thereof
8418 21 10Household refrigerators, compression-type, of a capacity > 340 l
8418 21 51Household refrigerators, compression-type, table model
8418 21 59Household refrigerators, compression-type, building-in type
8418 21 99Household refrigerators, compression-type, of a capacity > 250 l but <= 340 l (excluding table models and building-in types)
8418 29Household refrigerators, absorption-type
8419 20Medical, surgical or laboratory sterilizers
8419 60Machinery for liquefying air or other gases
F931. . .F931. . .
F931. . .F931. . .
8430 31Self-propelled coal or rock cutters and tunnelling machinery (excluding hydraulically operated self-advancing supports for mines)
8430 41Self-propelled boring or sinking machinery for boring earth or extracting minerals or ores (excluding those mounted on railway or tramway wagons, motor vehicle chassis or lorries and tunnelling machinery)
8431Parts suitable for use solely or principally with the machinery of headings 8425 to 8430
8443 31Machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network
8443 32Other printers, copying machines and facsimile machines, whether or not combined capable of connecting to an automatic data-processing machine or network (excluding printing machines used for printing by means of plates, cylinders and other printing components of heading 8442 and; machines which perform two or more of the functions of printing, copying or facsimile transmission, capable of connecting to an automatic data-processing machine or to a network)
8443 39Printers, copying machines and facsimile machines, whether or not combined (excluding those capable of connecting to an automatic data processing machine or to a network and printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442)
8452Sewing machines, other than book-sewing machines of heading 8440; furniture, bases and covers specially designed for sewing machines; sewing machine needles
8456Machine tools for working any material by removal of material, by laser or other light or photon beam, ultrasonic, electrodischarge, electrochemical, electron beam, ionic-beam or plasma arc processes; water-jet cutting machines
8465Machine tools (including machines for nailing, stapling, glueing or otherwise assembling) for working wood, cork, bone, hard rubber, hard plastics or similar hard materials
8467Tools for working in the hand, pneumatic, hydraulic or with self-contained electric or non-electric motor
8470Calculating machines and pocket-size data-recording, reproducing and displaying machines with calculating functions; accounting machines, postage-franking machines, ticket-issuing machines and similar machines, incorporating a calculating device; cash registers
8471 30Data-processing machines, automatic, portable, weighing <= 10 kg, consisting of at least a central processing unit, a keyboard and a display (excluding peripheral units)
8471 41Data-processing machines, automatic, comprising in the same housing at least a central processing unit, and one input unit and one output unit, whether or not combined (excluding portable weighing <= 10 kg and excluding those presented in the form of systems and peripheral units)
8471 49Data-processing machines, automatic, presented in the form of systems “comprising at least a central processing unit, one input unit and one output unit” (excluding portable weighing <= 10 kg and excluding peripheral units)
8471 60Input or output units, whether or not containing storage units in the same housing
8471 70Storage units
8471 90Magnetic or optical readers, machines for transcribing data onto data media in coded form and machines for processing such data, n.e.s.
8472Other office machines (for example, hectograph or stencil duplicating machines, addressing machines, automatic banknote dispensers, coin-sorting machines, coin-counting or -wrapping machines, pencil-sharpening machines, perforating or stapling machines)
8473Parts and accessories (other than covers, carrying cases and the like) suitable for use solely or principally with machines of headings 8470 to 8472
847960Evaporative air coolers, n.e.s.
8479 83Cold isostatic presses
8481 80 40Valves for pneumatic tyres and inner-tubes
8481 80 59Process control valves (excluding temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves)
8481 80 61Gate valves of cast iron for pipes, boiler shells, tanks, vats or the like (excluding taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves)
8481 80 63Gate valves of steel for pipes, boiler shells, tanks, vats or the like (excluding taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves)
8481 80 69Gate valves for pipes, boiler shells, tanks, vats or the like (excluding of cast iron or steel, and taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures and central heating radiator valves)
8481 80 71Globe valves of cast iron (excluding temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, process control valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves)
8481 80 73Globe valves of steel (excluding temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, process control valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves)
8481 80 79Globe valves (excluding valves of cast iron or steel, temperature regulators, pressure-reducing valves, valves for the control of oleohydraulic or pneumatic power transmission, check valves and safety or relief valves, process control valves, taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves)
8481 80 81Ball and plug valves for pipes, boiler shells, tanks, vats or the like (excluding taps, cocks and valves for sinks, washbasins, bidets, water cisterns, baths and similar fixtures, and central heating radiator valves)
8481 80 85Butterfly valves for pipes, boiler shells, tanks, vats or the like (excluding check valves)
8481 80 87Diaphragm valves for pipes, boiler shells, tanks, vats or the like
8481 80 99Appliances for pipes, boiler shells, tanks, vats or the like (excluding pressure-reducing valves, valves for the control of pneumatic power transmission, check “non-return” valves, safety or relief valves, taps, cocks and valves for sinks, baths and similar fixtures, central heating radiator valves, valves for pneumatic tyres and inner-tubes, process control valves, globe valves, gate valves, ball and plug valves, butterfly valves and diaphragm valves)
8481 90Parts of valves and similar articles for pipes, boiler shells, tanks, vats or the like, n.e.s.
8485 10Machines for additive manufacturing by metal deposit
8485 80Machines for additive manufacturing (excluding by metal, plastics, rubber, plaster, cement, ceramics or glass deposit)
8501Electric motors and generators (excluding generating sets)
8506Primary cells and primary batteries
8509 90Parts of electromechanical domestic appliances, with self-contained electric motor, n.e.s. (excluding of vacuum cleaners, dry and wet vacuum cleaners)
8513Portable electric lamps designed to function by their own source of energy (for example, dry batteries, accumulators, magnetos), other than lighting equipment of heading 8512
8515Electric (including electrically heated gas), laser or other light or photon beam, ultrasonic, electron beam, magnetic pulse or plasma arc soldering, brazing or welding machines and apparatus, whether or not capable of cutting; electric machines and apparatus for hot spraying of metals or cermets
8517Telephone sets, including smartphones and other telephones for cellular networks or for other wireless networks; other apparatus for the transmission or reception of voice, images or other data, including apparatus for communication in a wired or wireless network (such as a local or wide area network), other than transmission or reception apparatus of heading 8443, 8525, 8527 or 8528
8518Microphones and stands therefor; loudspeakers, whether or not mounted in their enclosures; headphones and earphones, whether or not combined with a microphone, and sets consisting of a microphone and one or more loudspeakers; audio-frequency electric amplifiers; electric sound amplifier sets
8519 20 91Sound recording or sound reproducing apparatus, operated by coins, banknotes, bank cards, tokens or by other means of payment, with laser reading system (excluding coin-operated or disc-operated record-players)
8519 81Sound recording or sound reproducing apparatus, using magnetic, optical or semiconductor media (excluding those operated by coins, banknotes, bank cards, tokens or by other means of payment, and turntables)
8519 89Sound recording or sound reproducing apparatus (excluding using magnetic, optical or semiconductor media, those operated by coins, banknotes, bank cards, tokens or by other means of payment, and turntables)
8521Video recording or reproducing apparatus, whether or not incorporating a video tuner
F931. . .F931. . .
8523 21Cards incorporating a magnetic stripe for the recording of sound or of other phenomena
8523 29Other magnetic media (excluding cards incorporating a magnetic stripe)
8523 41Unrecorded optical media
8523 49Other optical media (excluding undercorded optical media)
8523 52Cards incorporating one or more electronic integrated circuits “smart cards”
8523 59Semiconductor media (excluding solid-state non-volatile data storage devices and smart cards)
8523 80Other discs, tapes, solid-state non-volatile storage devices, “smart cards” and other media for the recording of sound and other phenomena, whether or not recorded, including matrices and masters for the production of discs but excluding products of Chapter 37 (excluding magnetic media, optical media and semi-conductor media)
8524Flat panel display modules, whether or not incorporating touch-sensitive screens
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
8528Monitors and projectors, not incorporating television reception apparatus; reception apparatus for television, whether or not incorporating radio-broadcast receivers or sound or video recording or reproducing apparatus
8531Electric sound or visual signalling apparatus (for example, bells, sirens, indicator panels, burglar or fire alarms), other than those of heading 8512 or 8530
8536Electrical apparatus for switching or protecting electrical circuits, or for making connections to or in electrical circuits (for example, switches, relays, fuses, surge suppressors, plugs, sockets, lamp holders and other connectors, junction boxes), for a voltage not exceeding 1 000 V; connectors for optical fibres, optical fibre bundles or cables
8537 20 91Boards, cabinets and similar combinations of apparatus for electric control or the distribution of electricity, for a voltage > 1.000 V but <= 72.5 kV
8537 20 99Boards, cabinets and similar combinations of apparatus for electric control or the distribution of electricity, for a voltage > 72.5 kV
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
F931. . .F931. . .
8544Insulated (including enamelled or anodised) wire, cable (including coaxial cable) and other insulated electric conductors, whether or not fitted with connectors; optical fibre cables, made up of individually sheathed fibres, whether or not assembled with electric conductors or fitted with connectors
8603Self-propelled railway or tramway coaches, vans and trucks, other than those of heading 8604
8605Railway or tramway passenger coaches, luggage vans, post office coaches and other special purpose railway or tramway coaches (excluding self-propelled railway or tramway coaches, vans and trucks, railway or tramway maintenance or service vehicles and goods vans and wagons)
8607Parts of railway or tramway locomotives or rolling stock
8701Tractors (other than tractors of heading 8709)
8702Motor vehicles for the transport of ten or more persons, including the driver
8706Chassis fitted with engines, for the motor vehicles of headings 8701 to 8705
8707Bodies (including cabs), for the motor vehicles of headings 8701 to 8705
8708 10Bumpers and parts thereof
8708 21Safety seat belts
8708 30Brakes and servo-brakes; parts thereof
8708 40Gear boxes and parts thereof
8708 50Drive-axles with differential, whether or not provided with other transmission components, and non-driving axles; parts thereof
8708 70Road wheels and parts and accessories thereof
8708 80Suspension systems and parts thereof (including shock-absorbers)
8708 91Radiators and parts thereof
8708 93Clutches and parts thereof
8708 94Steering wheels, steering columns and steering columns; parts thereof
8708 99 93Parts and accessories of closed-die forged steel, for tractors, motor vehicles for the transport of ten or more persons, motor cars and other motor vehicles principally designed for the transport of persons, motor vehicles for the transport of goods and special purpose motor vehicles, n.e.s.
8708 99 97Parts and accessories for tractors, motor vehicles for the transport of ten or more persons, motor cars and other motor vehicles principally designed for the transport of persons, motor vehicles for the transport of goods and special purpose motor vehicles, n.e.s. (excluding of closed-die forged steel)
8711Motorcycles (including mopeds) and cycles fitted with an auxiliary motor, with or without side-cars; side-cars
8714 10 10Brakes and parts thereof, of motorcycles “including mopeds”
8714 10 20Gear boxes and parts thereof, of motorcycles “including mopeds”
8714 10 30Road wheels and parts and accessories thereof, of motorcycles “including mopeds”
8714 10 50Clutches and parts thereof, of motorcycles “including mopeds”
8714 10 90Parts and accessories of motorcycles, including mopeds, n.e.s. (excluding brakes, gear boxes, road wheels, silencers, exhaust pipes, clutches, and their parts)
F931. . .F931. . .
F931. . .Trailers and semi-trailers, not designed for running on rails (excluding trailers and semi-trailers for the transport of goods and those of the caravan type for housing or camping)
8901 10Cruise ships, excursion boats and similar vessels principally designed for the transport of persons; ferry-boats of all kinds
8901 90Other vessels for the transport of goods and other vessels for the transport of both persons and goods (excluding refrigerated vessels, tankers, ferry-boats and vessels principally designed for the transport of person)
8902Fishing vessels; factory ships and other vessels for processing or preserving fishery products
9001 40 20Spectacle lenses of glass, not for the correction of vision
9001 50 20Spectacle lenses of materials other than glass, not for the correction of vision
9001 90 00Lenses, prisms, mirrors and other optical elements, of any material, unmounted (excluding such elements of glass not optically worked, contact lenses and spectacle lenses)
9002Lenses, prisms, mirrors and other optical elements, of any material, mounted, being parts of or fittings for instruments or apparatus, other than such elements of glass not optically worked
9006 53 80Cameras for roll film of a width of 35 mm (excluding instant print cameras, specially designed cameras of subheading 9006.30 and disposable cameras)
9006 59Cameras for roll film of a width other than 35 mm or for film in the flat (excluding instant print cameras and cameras specially designed for underwater use, for aerial survey or for medical or surgical examination of internal organs, and comparison cameras for forensic or criminological purposes)
9006 61Electronic discharge lamp flashlight apparatus for photographic purposes
9006 69Photographic flashlights and flashlight apparatus (excluding with electronic discharge lamps)
9006 91Parts and accessories for photographic cameras, n.e.s.
9006 99Parts and accessories for photographic flashlights and flashlight apparatus, n.e.s.
9011Compound optical microscopes, including those for photomicrography, cinephotomicrography or microprojection
9012Microscopes other than optical microscopes; diffraction apparatus
9013Lasers, other than laser diodes; other optical appliances and instruments, not specified or included elsewhere in this chapter
9018 12Ultrasonic scanning apparatus
9020Other breathing appliances and gas masks, excluding protective masks having neither mechanical parts nor replaceable filters
9022 12Computer tomography apparatus
9022 19Apparatus based on the use of X-rays (other than for medical, surgical, dental or veterinary uses)
9022 29Apparatus based on the use of alpha, beta, gamma or other ionising radiation (other than for medical, surgical, dental or veterinary uses)
9022 30X-ray tubes
9022 90Other; including parts and accessories
9027 30Spectrometers, spectrophotometers and spectrographs using optical radiations, such as UV, visible, IR
9027 90Microtomes; parts and accessories of instruments and apparatus for physical or chemical analysis, instruments and apparatus for measuring or checking viscosity, porosity, expansion, surface tension or the like, instruments and apparatus for measuring or checking quantities of heat, sound or light, and of microtomes, n.e.s.
9030Oscilloscopes, spectrum analysers and other instruments and apparatus for measuring or checking electrical quantities, excluding meters of heading 9028; instruments and apparatus for measuring or detecting alpha, beta, gamma, X-ray, cosmic or other ionising radiation
9032Automatic regulating or controlling instruments and apparatus
9106Time of day recording apparatus and apparatus for measuring, recording or otherwise indicating intervals of time, with clock or watch movement or with synchronous motor (for example, time-registers, time-recorders)
9107Time switches with clock or watch movement or with synchronous motor
9401 91 10Parts of seats used for aircraft, of wood, n.e.s.
9401 99 10Parts of seats used for aircraft, n.e.s.
9506 11 10Cross-country skis
9506 11 21Monoskis and snowboards
9506 11 80Snow-skis (excluding cross-country and downhill skis)
9506 12Ski bindings
9506 19Ski equipment for winter sports (other than skis and ski-fastenings (ski-bindings))
9603 50Brushes constituting parts of machines, appliances or vehicles]

Textual Amendments

[F932Part 5U.K.Additional goods with industrial uses

Textual Amendments

5.  Any thing (other than a thing falling within commodity code 98 that is a plant or component plant for the production of food and drinks, pharmaceuticals, medicines and medical devices) falling within a commodity code mentioned in column 1 of the following table.U.K.

Commodity code (1)Description (2)
2518 10Crude dolomite, not calcined or not sintered
2520 20Plasters consisting of calcined gypsum or calcium sulphate, whether or not coloured, with or without small quantities of accelerators or retarders
2602Manganese ores and concentrates, including ferruginous manganese ores and concentrates with a manganese content of 20 % or more, calculated on the dry weight
2615Niobium, tantalum, vanadium or zirconium ores and concentrates
2811Other inorganic acids and other inorganic oxygen compounds of non-metals
2813Sulphides of non-metals; commercial phosphorus trisulphide
2814Ammonia, anhydrous or in aqueous solution
2815Sodium hydroxide (caustic soda), potassium hydroxide (caustic potash); peroxides of sodium or potassium
2825Hydrazine and hydroxylamine and their inorganic salts; inorganic bases, metal oxides, hydroxides and peroxides, n.e.s.
2827Chlorides, chloride oxides and chloride hydroxides; bromides and bromide oxides; iodides and iodide oxides
2829Chlorates and perchlorates; bromates and perbromates; iodates and periodates
2833Sulphates; alums; peroxosulphates (persulphates)
2834 21Nitrate of potassium
2834 29Nitrates (excluding of potassium and of mercury)
2836Carbonates; peroxocarbonates (percarbonates); commercial ammonium carbonate containing ammonium carbamate
2841Salts of oxometallic or peroxometallic acids
2846Compounds, inorganic or organic, of rare-earth metals, of yttrium or of scandium or of mixtures of these metals
2905Acyclic alcohols and their halogenated, sulphonated, nitrated or nitrosated derivatives
2914Ketones and quinones, whether or not with other oxygen function, and their halogenated, sulphonated, nitrated or nitrosated derivatives
2915Saturated acyclic monocarboxylic acids and their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives
2917Polycarboxylic acids, their anhydrides, halides, peroxides and peroxyacids; their halogenated, sulphonated, nitrated or nitrosated derivatives
2920Esters of inorganic acids of non-metals (excluding esters of hydrogen halides) and their salts; their halogenated, sulphonated, nitrated or nitrosated derivatives
Ex 2924Carboxyamide-function compounds; amide-function compounds of carbonic acid excluding any thing falling within commodity code 2924 2970
2925Carboxyimide-function compounds (including saccharin and its salts) and imine-function compounds
2926Nitrile-function compounds
2930Organo-sulphur compounds
3605Matches other than pyrotechnic articles of heading 3604
3606Ferro-cerium and other pyrophoric alloys in all forms; articles of combustible materials as specified in note 2 to Chapter 36
3812Prepared rubber accelerators; compound plasticisers for rubber or plastics, not elsewhere specified or included; anti-oxidising preparations and other compound stabilisers for rubber or plastics
3903Polymers of styrene, in primary forms
3904Polymers of vinyl chloride or of other halogenated olefins, in primary forms
3909Amino-resins, phenolic resins and polyurethanes, in primary forms
3911Petroleum resins, coumarone-indene resins, polyterpenes, polysulphides, polysulphones and other products specified in note 3 to Chapter 39, not elsewhere specified or included, in primary forms
3912Cellulose and its chemical derivatives, not elsewhere specified or included, in primary forms
3917Tubes, pipes and hoses, and fittings therefor (for example joints, elbows, flanges), of plastics
3920Other plates, sheets, film, foil and strip, of plastics, non-cellular and not reinforced, laminated, supported or similarly combined with other materials
3921Other plates, sheets, film, foil and strip, of plastics
3925Builders’ ware of plastics, not elsewhere specified or included
4011 80New pneumatic tyres, of rubber, of a kind used on construction, mining or industrial handling vehicles and machines
4811 41Self-adhesive paper and paperboard, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size
4811 49Gummed or adhesive paper and paperboard, surface-coloured, surface-decorated or printed, in rolls or in square or rectangular sheets, of any size.
6814 10Plates, sheets and strips of agglomerated or reconstituted mica, whether or not on a support of paper, paperboard or other materials
6909 19Ceramic wares for chemical or other technical uses (excluding of porcelain or china, articles having a hardness equivalent to >= 9 on the mohs scale, millstones, polishing stones, grindstones and the like of heading 6804, refractory ceramic goods, electrical devices, insulators and other electrical insulating fittings)
72Iron and steel
7301Sheet piling of iron or steel, whether or not drilled, punched or made from assembled elements; welded angles, shapes and sections, of iron or steel
7303Tubes, pipes and hollow profiles, of cast iron
7304 31Other, of circular cross-section, of iron or non-alloy steel cold-drawn or cold-rolled (cold-reduced)
7304 39Other, of circular cross-section, of iron or non-alloy steel, other
7304 41Other, of circular cross-section, of stainless steel cold-drawn or cold-rolled (cold-reduced)
7304 49Other, of circular cross-section, of stainless steel, other
7304 51Other, of circular cross-section, of other alloy steel cold-drawn or cold-rolled (cold-reduced)
7304 59Other, of circular cross-section, of other alloy steel, Other
7304 90Other, of circular cross-section, of other alloy steel, Other
7305 31Casing of a kind used for drilling oil or gas, other, welded
7305 90Casing of a kind used for drilling oil or gas, other
7306 30Other, welded, of circular cross-section, of iron or non-alloy steel
7306 40Other, welded, of circular cross-section, of stainless steel
7306 50Threaded elbows, bends and sleeves
7306 61Other, welded, of non-circular cross-section of square or rectangular cross-section
7306 69Other non-circular cross-section
7307Tube or pipe fittings (for example couplings, elbows, sleeves), of iron or steel
7315 12Articulated link chain of iron or steel (excluding roller chain)
7318 23Rivets of iron or steel (excluding tubular and bifurcated rivets for particular uses)
7320 10Leaf-springs and leaves therefor, of iron or steel
7409 11Plates, sheets and strip of refined copper, not in coils, of a thickness of > [F1210.15] mm (excluding expanded sheet and strip and electrically insulated strip)
7409 19Plates, sheets and strip of refined copper-zinc base alloy “brass” of a thickness of > 15 mm, in coils, (excluding expanded sheet and strip and electrically insulated strip)
7409 40Plates, sheets and strip of copper alloys, in coils, of a thickness of > 15 mm (excluding copper-zinc base alloys “brass”, copper-zinc base alloys “bronze”, copper-nickel base alloys “cupro-nickel”, copper-nickel-zinc base alloys “nickel silver”, expanded sheet and strip and electrically insulated strip)
7410 21Refined copper foil, backed, of a thickness “excluding any backing” of <= 0.15 mm (excluding stamping foils of heading 3212, metal yarns and metallised yarns and foil made up as Christmas tree decorating material)
7411 10Copper tubes and pipes, of refined copper
7411 21Copper tubes and pipes, of copper-zinc base alloys (brass)
7411 22Copper tubes and pipes, of copper-nickel base alloys (cupro-nickel) or copper-nickel-zinc base alloys (nickel silver)
7412Copper tube or pipe fittings (for example couplings, elbows, sleeves)
7413Stranded wire, cables, plaited bands and the like, of copper (not electrically insulated)
7606 11Rectangular (including square) plates, sheets and strip, of not alloyed aluminium, of a thickness of > 0.2 mm
7606 12Rectangular (including square) plates, sheets and strip, of aluminium alloys, of a thickness of > 0.2 mm
7606 91Plates, sheets and strip, of not alloyed aluminium, of a thickness of > 0.2 mm (other than square or rectangular)
7608Aluminium tubes and pipes
7609Aluminium tube or pipe fittings (for example couplings, elbows, sleeves)
7616 10Lead plates, sheets, strip and foil; lead powders and flakes-Plates, sheets, strip and foil-Sheets, strip and foil of a thickness (excluding any backing) not exceeding 0.2 mm
7907Articles of zinc, n.e.s.
8111Manganese and articles thereof, including waste and scrap (CAS 7439-96-5)
8112 21Chromium unwrought; powders
8112 41Unwrought rhenium and rhenium waste, scrap and powders (excluding ashes and residues)
8112 49Articles of rhenium
8206Sets of two or more tools of heading 8202 to 8205, put up in sets for retail sale
8212 10Non-electric razors of base metal
8212 20Safety razor blades of base metal, including razor blade blanks in strips
8302 49Base metal mountings, fittings and similar articles (excluding locks with keys, clasps and frames with clasps incorporating locks, hinges, castors and mountings and fittings suitable for buildings, motor vehicles or furniture)
8404Auxiliary plant for use with boilers of heading 8402 or 8403, e.g. economizers, superheaters, soot removers and gas recoverers; condensers for steam or other vapour power units; parts thereof
Ex 8421Centrifuges, including centrifugal dryers (excluding those for isotope separation); filtering or purifying machinery and apparatus, for liquids or gases (excluding such machinery and apparatus for water and other beverages, and excluding artificial kidneys; parts thereof
8428Other lifting, handling, loading or unloading machinery (for example, lifts, escalators, conveyors, teleferics)
8485 20Machines for additive manufacturing by plastics or rubber deposit
8485 30Machines for additive manufacturing by plaster, cement, ceramics or glass deposit
8485 90Parts for machines for additive manufacturing
8512Electrical lighting or signalling equipment (excluding articles of heading 8539), windscreen wipers, defrosters and demisters, of a kind used for cycles or motor vehicles
8522Parts and accessories suitable for use solely or principally with the apparatus of heading 8519 or 8521, discs, tapes, solid-state non-volatile storage devices, “smart cards” and other media for the recording of sound or of other phenomena, whether or not recorded, including matrices and masters for the production of discs, but excluding products of Chapter 37
8716Trailers and semi-trailers; other vehicles, not mechanically propelled; parts thereof
9027 20Chromatographs and electrophoresis instruments
9612Typewriter or similar ribbons, inked or otherwise prepared for giving impressions, whether or not on spools or in cartridges; inkpads, whether or not inked, with or without boxes
98Complete industrial plants and component parts]

[F933Part 6U.K.G7 dependency and further technology

Textual Amendments

6.  Technology “required” for the “development”, “production” or “use” of any thing falling within Parts 2 to 5, other than any thing falling within Chapter 6, 44, 45, 47, 48, 51, 52, 53, 54, 55, 56, 58, 59, 60, 63 or 68 of the Goods Classification Table.]U.K.

Regulation 21

SCHEDULE 3FU.K.Oil and Oil Products

PART 1U.K.General

InterpretationU.K.

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2.

PART 2U.K.

Oil and Oil ProductsU.K.

2.  Any thing falling within a commodity code mentioned in column 1 of the following table.U.K.

(1)

Commodity code

(2)

Description

2709 Petroleum oils and oils obtained from bituminous minerals, crude.
2710Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70% or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils.
[F934ex 2711]Petroleum gases and other gaseous hydrocarbons, excluding [F935anything falling within commodity code 2711 11]
2712Petroleum jelly; paraffin wax, microcrystalline petroleum wax, slack wax, ozokerite, lignite wax, peat wax, other mineral waxes, and similar products obtained by synthesis or by other processes, whether or not coloured.
2713Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals.
2714Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and asphaltic rocks.
2715Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs).
2207Undenatured ethyl alcohol of an alcoholic strength by volume of 80%vol or higher; ethyl alcohol and other spirits, denatured, of any strength
3826Biodiesel oil and mixtures thereof, not containing or containing less than 70% by weight of petroleum oils or oils obtained from bituminous minerals

Textual Amendments

Regulation 21

SCHEDULE 3GU.K.Gold and Products Related to Gold

PART 1U.K.General

InterpretationU.K.

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting [F936Parts 2 and 3].

Textual Amendments

PART 2U.K.

2.  Any thing falling within a commodity code mentioned in column 1 of the following table.U.K.

(1)

Commodity Code

(2)

Description

7108Gold (including gold plated with platinum), unwrought or in semi-manufactured forms, or in powder form
71129 10000Waste and scrap of gold, including metal clad with gold but excluding sweepings containing other precious metals.

3.  Any thing falling—U.K.

(a)within a commodity code mentioned in column 1 of the following table; and

(b)within the description in column 2 beside that code.

(1)

Commodity Code

(2)

Description

ex 7118 9000Gold coin

[F937PART 3U.K.

Textual Amendments

4.  Any thing falling—U.K.

(a)within a commodity code mentioned in column 1 of the following table; and

(b)within the description in column 2 beside that code.

(1) Commodity code(2) Description
Ex 7113Articles of jewellery and parts thereof, of gold, containing gold or of metal clad with gold
Ex 7114Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of gold, containing gold or of metal clad with gold]

Regulation 46Z16J

[F938SCHEDULE 3GAU.K.Diamonds and diamond jewellery

Textual Amendments

PART 1U.K.General

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting Parts 2 and 3 of this Schedule.U.K.

PART 2U.K.Diamonds

2.  Any thing falling within a commodity code mentioned in column 1 of the following table.U.K.

(1) Commodity code(2) Description
7102 10Unsorted diamonds
7102 31Non-industrial diamonds, unworked or simply sawn, cleaved or bruted
7102 39Non-industrial diamonds, other than unworked or simply sawn, cleaved or bruted
7104 21Synthetic or reconstructed diamonds, unworked or simply sawn or roughly shaped
7104 91Synthetic or reconstructed diamonds, other than unworked or simply sawn or roughly shaped

PART 3U.K.Diamond jewellery

3.  Any thing falling within both a commodity code mentioned in column 1 of the following table and the corresponding description of that thing mentioned in column 2 of that table.U.K.

(1) Commodity code(2) Description
ex 7113Articles or jewellery and parts thereof, of precious metal or of metal clad with precious metal, incorporating diamonds
ex 7114Articles of goldsmiths’ or silversmiths’ wares and parts thereof, of precious metal or of metal clad with precious metal, incorporating diamonds
ex 7115 90Other articles of precious metal or of metal clad with precious metal, incorporating diamonds, not elsewhere specified, excluding platinum catalysts in the form of wire cloth or grill
ex 7116 20Articles of natural or cultured pearls, precious or semi-precious stones (natural, synthetic or reconstructed), incorporating diamonds
ex 9101Wristwatches, pocket-watches and other watches, including stopwatches, incorporating diamonds, with case of precious metal or of metal clad with precious metal]

Regulation 21

SCHEDULE 3HU.K.Coal and Coal Products

PART 1U.K.General

InterpretationU.K.

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting Part 2.

PART 2U.K.

2.  Any thing falling within a commodity code mentioned in column 1 of the following table.U.K.

(1)

Commodity code

(2)

Description

2701Coal; briquettes, ovoids and similar solid fuels manufactured from coal
2702Lignite, whether or not agglomerated, excluding jet
2703Peat (including peat litter), whether or not agglomerated
2704Coke and semi-coke of coal, of lignite or of peat, whether or not agglomerated; retort carbon
2705Coal gas, water gas, producer gas and similar gases, other than petroleum gases and other gaseous hydrocarbons
2706Tar distilled from coal, from lignite or from peat, and other mineral tars, whether or not dehydrated or partially distilled, including reconstituted tars
2707Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents
2708Pitch and pitch coke, obtained from coal tar or from other mineral tars]

Regulation 21(1)

[F939SCHEDULE 3IU.K.Russia’s vulnerable goods [F940and Russia’s vulnerable technology]

Textual Amendments

[F941Part 1U.K.General]

Textual Amendments

1.  Paragraph 1 of Schedule 3 applies for the purposes of interpreting this Schedule.U.K.

[F9421A.  For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act.U.K.

Textual Amendments

1B.  Terms printed in quotation marks and not defined in this Schedule have the meaning given to them in Annex I of the Dual-Use Regulation.U.K.

Textual Amendments

1C.  Russia’s vulnerable goods means any thing falling within a commodity code mentioned in column 1 of the table in Part 2 or column 1 of the table in Part 3.]U.K.

Textual Amendments

2.  In this Schedule, “n.e.s” means “not elsewhere specified”.U.K.

[F943Part 2 U.K.Russia’s vulnerable goods]

Textual Amendments

[F944Commodity code (1)Description (2)
4401 21Coniferous wood in chips or particles (excluding those of a kind used principally for dying or tanning purposes)
4401 22 10Wood in chips or particles, of eucalyptus
4401 22 90Wood in chips or particles (excluding those of a kind used principally for dying or tanning purposes, coniferous wood and eucalyptus)
4403 11Wood in the rough, treated with paint, stains, creosote or other preservatives, coniferous (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.)
4403 12Wood in the rough, treated with paint, stains, creosote or other preservatives, non-coniferous (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.)
4403 21 10Sawlogs of pine “Pinus spp.”, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared
4403 21 90Pine “Pinus spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 22Pine “Pinus spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 23 10Sawlogs of fir “Abies spp.” and spruce “Picea spp.”, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared
4403 23 90Fir “Abies spp.” and spruce “Picea spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 24Fir “Abies spp.” and spruce “Picea spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 25 10Sawlogs, coniferous, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding pine, fir and spruce; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 25 90Coniferous wood in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding pine, fir and spruce; sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 26Coniferous wood in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding pine, fir and spruce, and rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 41Dark red meranti, light red meranti and meranti bakau wood in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 49 10Sapelli, acajou d’Afrique and iroko in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 49 35Okoumé and sipo in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 49 85Tropical wood in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding acajou d’Afrique, iroko, sapelli, okoumé and sipo; rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 91Oak “Quercus spp.” in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 93Beech “Fagus spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 94Beech “Fagus spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 95 10Sawlogs of birch “Betula spp.”, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared
4403 95 90Birch “Betula spp.” in the rough, of which any cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding sawlogs; wood in the form of railway sleepers; wood cut into beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 96Birch “Betula spp.” in the rough, of which no cross-sectional dimension is =>15 cm, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 97Poplar and aspen “Populus spp.” in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 98Eucalyptus “Eucalyptus spp.” in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood in the form of railway sleepers; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives)
4403 99Wood in the rough, whether or not stripped of bark or sapwood, or roughly squared (excluding rough-cut wood for walking sticks, umbrellas, tool shafts and the like; wood cut into boards or beams, etc.; wood treated with paint, stains, creosote or other preservatives, coniferous and tropical wood, oak, beech, birch, poplar, aspen and eucalyptus)
4408 31 11Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, end-jointed, whether or not planed or sanded, of dark red meranti, light red meranti and meranti bakau
4408 31 21Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, of dark red meranti, light red meranti and meranti bakau (excluding end-jointed)
4408 31 25Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, sanded, of dark red meranti, light red meranti and meranti bakau (excluding end-jointed)
4408 31 30Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, whether or not spliced, of dark red meranti, light red meranti and meranti bakau (excluding planed, sanded or end-jointed)
4408 39 15Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, sanded, or end-jointed, whether or not planed, of white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose
4408 39 21Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, of white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose (excluding end-jointed)
4408 39 30Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of <= 6 mm, of white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose (excluding planed, sanded or end-jointed)
4408 39 55Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, sanded or end-jointed, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose)
4408 39 70Small boards for the manufacture of pencils, of a thickness of <= 6 mm, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para and palissandre de Rose)
4408 39 85Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of <= 1 mm, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para, palissandre de Rose, and planed, sanded or end-jointed)
4408 39 95Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of > 1 mm but <= 6 mm, of tropical wood (excluding white lauan, sipo, limba, okoumé, obeche, acajou d’Afrique, sapelli, virola, mahogany “Swietenia spp.”, palissandre de Rio, palissandre de Para, palissandre de Rose, and planed, sanded or end-jointed)
4408 90 15Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, of a thickness of <= 6 mm, planed, sanded or end-jointed (excluding tropical and coniferous wood)
4408 90 35Small boards for the manufacture of pencils, of wood, of a thickness of <= 6 mm (excluding tropical and coniferous wood)
4408 90 85Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of <= 1 mm (excluding planed, sanded or end-jointed, and tropical and coniferous wood)
4408 90 95Sheets for veneering, including those obtained by slicing laminated wood, for plywood or for other similar laminated wood and other wood, sawn lengthwise, sliced or peeled, whether or not spliced, of a thickness of > 1 mm (excluding planed, sanded or end-jointed, and tropical and coniferous wood)
6804 22 12Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of artificial abrasives, with binder of synthetic or artificial resin, not reinforced (excluding of agglomerated synthetic or natural diamond, hand sharpening or polishing stones, perfumed pumice stones, and grinding wheels etc. specifically for dental drill engines)
6804 22 18Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of artificial abrasives, with binder of synthetic or artificial resin, reinforced (excluding of agglomerated synthetic or natural diamond, hand sharpening or polishing stones, perfumed pumice stones, and grinding wheels etc. specifically for dental drill engines)
6804 22 30Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of artificial abrasives, with binder of ceramics or silicates (excluding of agglomerated synthetic or natural diamond, hand sharpening or polishing stones, perfumed pumice stones, and grinding wheels etc. specifically for dental drill engines)
6804 22 50Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of artificial abrasives, with binder of other than of synthetic or artificial resin, ceramics or silicates (excluding of agglomerated synthetic or natural diamond, hand sharpening or polishing stones, perfumed pumice stones, and grinding wheels etc. specifically for dental drill engines)
6804 22 90Millstones, grindstones, grinding wheels and the like, without frameworks, for sharpening, polishing, trueing or cutting, of agglomerated natural abrasives or ceramics (excluding of agglomerated synthetic or natural diamond, hand sharpening or polishing stones, perfumed pumice stones, and grinding wheels etc. specifically for dental drill engines)
8205 10Hand-operated drilling, threading or tapping hand tools
8205 20Hammers and sledge hammers with working parts of base metal
8205 30Planes, chisels, gouges and similar cutting tools for working wood
8205 40Hand-operated screwdrivers
8205 51Household hand tools, non-mechanical, with working parts of base metal, n.e.s.
8205 59 10Hand tools for masons, moulders, cement workers, plasterers and painters, of base metal, n.e.s.
8205 59 80Hand tools, including glaziers’ diamonds, of base metal, n.e.s.
8205 60Blowlamps and the like (excluding gas-powered blowlamps)
8205 70Vices, clamps and the like (excluding accessories for and parts of machine tools or water-jet cutting machines)
8205 90 10Anvils; portable forges; hand- or pedal-operated grinding wheels with frameworks
8205 90 90Sets of articles of two or more subheadings of heading 8205
8207 19 90Rock-drilling or earth-boring tools, interchangeable, with working parts of materials other than sintered metal carbide, cermets, diamond or agglomerated diamond
8207 20 10Interchangeable dies for drawing or extruding metal, with working parts of diamond or agglomerated diamond
8207 20 90Interchangeable dies for drawing or extruding metal, with working parts of materials other than diamond or agglomerated diamond
8207 30 10Interchangeable tools for pressing, stamping or punching, for working metal
8207 30 90Interchangeable tools for pressing, stamping or punching, for working materials other than metal
8207 40 10Tools for tapping metal, interchangeable
8207 40 30Tools for threading metal, interchangeable
8207 40 90Tools for tapping or threading materials other than metal, interchangeable
8207 50 10Tools for drilling, interchangeable, with working parts of diamond or agglomerated diamond (excluding tools for rock-drilling or earth-boring and tools for tapping)
8207 50 30Interchangeable masonry drills, with working parts of materials other than diamond or agglomerated diamond
8207 50 50Tools for drilling metal, interchangeable, with working parts of sintered metal carbide or cermets (excluding tools for tapping)
8207 50 60Tools for drilling, interchangeable, for working metal, with working parts of high speed steel (excluding tools for tapping)
8207 50 70Tools for drilling metal, interchangeable, with working parts of materials other than diamond, agglomerated diamond, sintered metal carbide, cermets or high speed steel (excluding tools for tapping)
8207 50 90Tools for drilling, interchangeable, for working materials other than metal, with working parts of materials other than diamond or agglomerated diamond (excluding tools for rock-drilling or earth-boring, wall boring and tools for tapping)
8207 70 31Interchangeable shank type tools for milling metal, with working parts of materials other than sintered metal carbide or cermets
8207 70 37Tools for milling, interchangeable, for working metal, with working part of materials other than sintered metal carbide or cermets (excluding shank-type)
8207 90 30Screwdriver bits of base metal
8207 90 50Interchangeable gear-cutting tools (excluding milling tools for gear-cutting)
8207 90 71Interchangeable tools for hand tools, whether or not power-operated, or for machine tools, for working metal, with working parts of sintered metal carbide or cermets, n.e.s.
8207 90 78Tools, interchangeable, for use in mechanical or non-mechanical hand-held appliances or in machine tools, for working materials other than metal, with working part of sintered metal carbides or cermets, n.e.s.
8207 90 91Tools, interchangeable, for use in mechanical or non-mechanical hand-held appliances, or for machine tools, for working metal, with working parts of materials other than diamond, agglomerated diamond, sintered metal carbide or cermets, n.e.s.
8209 00 20Inserts, indexable, for tools, unmounted, of sintered metal carbide or cermets
8209 00 80Plates, sticks, tips and the like for tools, unmounted, of sintered metal carbides or cermets (excluding indexable inserts)
8402 11Watertube boilers with a steam production > 45 t/hour
8405 10Producer gas or water gas generators, with or without their purifiers; acetylene gas generators and similar water process gas generators, with or without their purifiers (excluding coke ovens, electrolytic process gas generators and carbide lamps)
8406 10Steam and other vapour turbines for marine propulsion
8406 81Steam and other vapour turbines, of an output > 40 MW (excluding those for marine propulsion)
8406 82Steam and other vapour turbines, of an output <= 40 MW (excluding those for marine propulsion)
8410 11Hydraulic turbines and water wheels, of a power <= 1,000 kW (excluding hydraulic power engines and motors of heading 8412)
8410 13Hydraulic turbines and water wheels, of a power > 10,000 kW (excluding hydraulic power engines and motors of heading 8412)
8410 90Parts of hydraulic turbines and water wheels including regulators
8412 31Pneumatic power engines and motors, linear-acting, “cylinders”
8412 80 10Steam or other vapour power engines (excluding steam or other vapour generating boilers and turbines)
8412 80 80Engines and motors, non-electrical (excluding steam turbines, internal combustion piston engine, hydraulic turbines, water wheels, gas turbines, reaction engines, hydraulic power engines and motors, pneumatic power engines and motors, steam or other vapour power engines and electric motors)
8412 90 20Parts of reaction engines, n.e.s. (excluding of turbojets)
8412 90 40Parts of hydraulic power engines and motors, n.e.s.
8412 90 80Parts of other engines and motors, n.e.s.
8415 20Air conditioning machines of a kind used for persons, in motor vehicles
8415 81Air conditioning machines incorporating a refrigerating unit and a valve for reversal of the cooling-heat cycle “reversible heat pumps” (excluding of a kind used for persons in motor vehicles and self-contained or “split-system” window or wall air conditioning machines)
8415 82Air conditioning machines incorporating a refrigerating unit but without a valve for reversal of the cooling-heat cycle (excluding of a kind used for persons in motor vehicles, and self-contained or “split-system” window or wall air conditioning machines)
8415 90Parts of air conditioning machines, comprising a motor-driven fan and elements for changing the temperature and humidity, n.e.s.
8418 50 11Refrigerated show-cases and counters, with a refrigerating unit or evaporator, for frozen food storage
8418 50 19Refrigerated show-cases and counters, with a refrigerating unit or evaporator, for non-frozen food storage
8418 50 90Refrigerating furniture with a refrigerating unit or evaporator (excluding combined refrigerator-freezers, with separate external doors, household refrigerators, refrigerated show-cases and counters)
8418 91Furniture designed to receive refrigerating or freezing equipment
8418 99 10Evaporators and condensers for refrigerating equipment (excluding for household refrigerators)
8418 99 90Parts of refrigerating or freezing equipment and heat pumps, n.e.s.
8419 11Instantaneous gas water heaters (excluding boilers or water heaters for central heating)
8419 33Dryers - lyophilisation apparatus, freeze drying units and spray dryers
8419 35Other dryers, for wood, paper pulp, paper or paperboard
8419 39Dryers n.e.s.
8420 10 10Calendering or other rolling machines, of a kind used in the textile industry
8420 10 30Calendering or other rolling machines, of a kind used in the paper industry
8420 10 81Roll laminators of a kind used solely or principally for the manufacture of printed circuit substrates or printed circuits
8420 10 89Calendering or other rolling machines (excluding of a kind used in the textile or paper industries or for metals or glass, and roll laminators of a kind used solely or principally for the manufacture of printed circuit substrates or printed circuits)
8420 91 10Cylinders for calendering or other rolling machines, of cast iron (other than for metals or glass)
8420 91 80Cylinders for calendering or other rolling machines (excluding of cast iron and those for metals or glass)
8422 90 90Parts of packing or wrapping machinery and of other machinery of heading 8422, n.e.s. (excluding parts of dishwashing machines)
8423 20 10Scales for continuous weighing of goods on conveyors, using electronic means for gauging weight
8423 20 90Scales for continuous weighing of goods on conveyors, using non-electronic means for gauging weight
8423 30 10Constant weight scales and scales for discharging a predetermined weight of material into a bag or container, including hopper scales, using electronic means for gauging weight
8423 30 90Constant weight scales and scales for discharging a predetermined weight of material into a bag or container, including hopper scales, using non-electronic means for gauging weight
8423 81 21Check weighers and automatic control machines operating by reference to a pre-determined weight, having weighing capacity <= 30 kg, using electronic means for gauging weight
8423 81 23Machinery for weighing and labelling pre-packaged goods, having weighing capacity <= 30 kg, using electronic means for gauging weight
8423 81 25Shop scales, having weighing capacity <= 30 kg, using electronic means for gauging weight (excluding machinery for weighing and labelling pre-packaged goods)
8423 81 29Weighing machinery having a maximum weighing capacity <= 30 kg, using electronic means for gauging weight, n.e.s
8423 81 80 Weighing machinery having a maximum weighing capacity <= 30 kg, using non-electronic means for gauging weight, n.e.s
8423 82 20Weighing machinery of a maximum weighing capacity > 30 kg but <= 5,000 kg, using electronic means for gauging weight (excluding machines for weighing motor vehicles, personal weighing machines, scales for continuous weighing of goods on conveyors, constant weight scales and scales for discharging a pre-determined weight of material into a bag or container, also hopper scales)
8423 82 81Check weighers and automatic control machines operating by reference to a pre-determined weight, of a maximum weighing capacity > 30 kg but <= 5,000 kg, using non-electronic means for gauging weight
8423 82 89Weighing machinery of a maximum weighing capacity > 30 kg but <= 5,000 kg, n.e.s.
8423 89 20Weighing machinery of a maximum weighing capacity > 5,000 kg, using electronic means for gauging weight
8423 89 80Weighing machinery of a maximum weighing capacity > 5,000 kg, using non-electronic means for gauging weight
8423 90 10Parts of weighing machinery of subheadings 8423 20 10, 8423 30 10, 8423 81 21, 8423 81 23, 8423 81 25, 8423 81 29, 8423 82 20 or 8423 89 20 n.e.s.
8423 90 90Weighing machine weights of all kinds; parts of weighing machinery, n.e.s.
8424 20Spray guns and similar appliances (other than electrical machines, appliances and other devices for spraying molten metals or metal carbides of heading 8515, sand blasting machines and similar jet projecting machines)
8424 30 01Water cleaning appliances with built-in motor, with heating device
8424 30 08Water cleaning appliances with built-in motor, without heating device
8424 30 10Steam or sand blasting machines and similar jet projecting machines, compressed air operated
8424 30 90Steam or sand blasting machines and similar jet projecting machines (excluding compressed air operated and water cleaning appliances with built-in motor and appliances for cleaning special containers)
8425 19Pulley tackle and hoists (other than skip hoists or hoists of a kind used for raising vehicles), non-powered by electric motor
8425 31Winches and capstans powered by electric motor
8425 39Winches and capstans, non-powered by electric motor
8425 41Built-in jacking systems of a type used in garages
8425 42Jacks and hoists, hydraulic (excluding built-in jacking systems used in garages)
8425 49Jacks and hoists of a kind used for raising vehicles, not hydraulic
8426 11Overhead travelling cranes on fixed support
8426 19Overhead travelling cranes, transporter cranes, gantry cranes, bridge cranes and mobile lifting frames (excluding overhead travelling cranes on fixed support, mobile lifting frames on tyres, straddle carriers and portal or pedestal jib cranes)
8426 20Tower cranes
8426 30Portal or pedestal jib cranes
8426 41Mobile cranes and works trucks fitted with a crane, self-propelled, on tyres (excluding wheel-mounted cranes, mobile lifting frames on tyres and straddle carriers)
8426 49Mobile cranes and works trucks fitted with a crane, self-propelled (excluding those on tyres and straddle carriers)
8426 91 10Hydraulic cranes designed for the loading and unloading of the vehicle
8426 91 90Cranes designed for mounting on road vehicles (excluding hydraulic cranes designed for the loading and unloading of vehicles)
8427 10 10Self-propelled works trucks powered by an electric motor, with a lifting height >= 1 m
8427 10 90Self-propelled works trucks powered by an electric motor, with a lifting height < 1 m
8427 90Works trucks fitted with lifting or handling equipment, not self-propelled
8429 11Self-propelled bulldozers and angledozers, track laying
8429 20Self-propelled graders and levellers
8429 30Self-propelled scrapers
8429 40 10Self-propelled roadrollers, vibratory
8429 40 30Self-propelled roadrollers (other than vibratory)
8429 40 90Self-propelled tamping machines (excluding roadrollers)
8429 51 10Self-propelled front-end shovel loaders specially designed for underground use
8429 51 91Self-propelled front-end crawler shovel loaders (other than specially designed for underground use)
8429 51 99Self-propelled front-end shovel loaders (other than specially designed for underground use or crawler shovel loaders)
8429 52 10Self-propelled track-laying excavators, with a 360° revolving superstructure
8429 52 90Self-propelling mechanical shovels with a 360° revolving superstructure (other than track-laying excavators)
8430 20Snowploughs and snowblowers (excluding those mounted on railway wagons, motor vehicle chassis or lorries)
8430 61Tamping or compacting machinery, not self-propelled (excluding hand-operated tools)
8433 11 10Electric motor mowers for lawns, parks or sports grounds, with the cutting device rotating in a horizontal plane
8433 11 51Self-propelled mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a horizontal plane, with a seat
8433 11 59Self-propelled mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a horizontal plane, without a seat
8433 11 90Mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a horizontal plane not self-propelled
8433 19 10Electric motor mowers for lawns, parks or sports grounds, with the cutting device rotating in a vertical plane or with cutter bars
8433 19 51Self-propelled motor mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a vertical plane or with cutter bars, with a seat
8433 19 59Self-propelled motor mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a vertical plane or with cutter bars, without a seat
8433 19 70Motor mowers for lawns, parks or sports grounds, powered non-electrically, with the cutting device rotating in a vertical plane or with cutter bars, not self-propelled
8433 19 90Mowers for lawns, parks or sports grounds, without motor
8433 20 10Motor mowers (excluding mowers for lawns, parks or sports grounds)
8433 20 90Mowers (excluding mowers designed to be carried on or hauled by a tractor, mowers for lawns, parks or sports grounds, motor mowers and combine harvester-threshers)
8439 20Machinery for making paper or paperboard
8439 91Parts of machinery for making pulp of fibrous cellulosic material, n.e.s.
8439 99Parts of machinery for making or finishing paper or paperboard, n.e.s.
8440 10 10Folding machines for bookbinding
8440 10 20Collating machines and gathering machines for bookbinding
8440 10 30Sewing, wire stitching and stapling machines, including book-sewing machines, for bookbinding
8440 10 40Unsewn “perfect” binding machines
8440 10 90Bookbinding machinery (excluding machinery of heading 8441, general-purpose presses, printing machinery of heading 8443 and machines of uses ancillary to printing, folding machines, collating machines, gathering machines, sewing, wire stitching and stapling machines and unsewn binding machines)
8441 10 10Combined reel slitting and re-reeling machines, for making up paper pulp, paper or paperboard
8441 10 20Slitting and cross cutting machines, for making up paper pulp, paper or paperboard (excluding combined reel slitting and re-reeling machines)
8441 10 30Guillotines for paper or paperboard
8441 10 70Cutting machines for paper or paperboard (other than bookbinding machinery of heading 8440, combined reel slitting and re-reeling machines, other slitting and cross-cutting machines and guillotines)
8441 20Machines for making bags, sacks or envelopes out of paper pulp, paper or paperboard (excluding sewing machines and eyeletting machines)
8441 40Machines for moulding articles in paper pulp, paper or paperboard (excluding drying equipment)
8441 80Machinery for making up paper pulp, paper or paperboard, n.e.s.
8441 90 10Parts of cutting machines for making up paper pulp, paper or paperboard, n.e.s.
8441 90 90Parts of machinery for making up paper pulp, paper or paperboard, n.e.s.
8442 50Printing plates, cylinders and other printing components; plates, cylinders and lithographic stones, prepared for printing purposes, e.g. planed, grained or polished
8443 14Letterpress printing machinery, reel fed (excluding flexographic printing machinery)
8443 19 20Printing machinery for printing textile materials (excluding offset, flexographic, letterpress and gravure printing machinery)
8443 19 40Printing machinery for use in the production of semiconductors
8443 19 70Printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442 (excluding machinery for printing textile materials, those for use in the production of semiconductors, ink jet printing machines, hectograph or stencil duplicating machines, addressing machines and other office printing machines of heading 8469 to 8472 and offset, flexographic, letterpress and gravure printing machinery)
8443 99 10Electronic assemblies of printers, copying machines and facsimile machines (excluding of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442)
8443 99 90Parts and accessories of printers, copying machines and facsimile machines, n.e.s. (excluding electronic assemblies and of printing machinery used for printing by means of plates, cylinders and other printing components of heading 8442)
8445 11Carding machines for preparing textile fibres
8445 12Combing machines for preparing textile fibres
8445 13Drawing or roving machines
8445 19Machines for preparing textile fibres (excluding carding, combing, drawing or roving machines)
8445 20Textile spinning machines (excluding extruding and drawing or roving machines)
8445 30Textile doubling or twisting machines
8445 40Textile winding, including weft-winding, or reeling machines
8445 90Machines for producing textile yarns and machines for preparing textile yarns for use on machines of heading 8446 or 8447 (excluding machines of heading 8444 and spinning, doubling or twisting machines)
8446 10Weaving machines for weaving fabrics of a width <= 30 cm
8446 21Power looms for weaving fabrics of a width > 30 cm, shuttle type
8446 29Hand looms for weaving fabrics of a width > 30 cm, shuttle type
8446 30Weaving machines for weaving fabrics of a width > 30 cm, shuttleless type
8447 11Circular knitting machines, with cylinder diameter <= 165 mm
8447 12Circular knitting machines, with cylinder diameter > 165 mm
8447 20 20Warp knitting machines, including Raschel type, and stitch-bonding machines
8447 20 80Flat knitting machines (excluding warp knitting machines, including Raschel type)
8447 90Machines for making gimped yarn, tulle, lace, embroidery, trimmings, braid or net and machines for tufting (excluding chain or blanket stitch machines)
8448 20Parts and accessories of machines for extruding, drawing, texturing or cutting man-made textile materials or of their auxiliary machinery, n.e.s.
8448 31Card clothing for machines for preparing textile fibres
8448 32Parts and accessories of machines for preparing textile fibres, n.e.s. (other than card clothing)
8448 39Parts and accessories of machines of heading 8445, n.e.s.
8448 59Parts and accessories of machines of heading 8447, n.e.s.
8449Machinery for the manufacture or finishing of felt or nonwovens in the piece or in shapes, including machinery for making felt hats; blocks for making hats; parts thereof (excluding machinery for preparing fibres for felt and calendars)
8451 40Machines for washing, bleaching or dyeing textile yarns, fabrics or made-up textile articles (excluding household or laundry-type washing machines)
8451 50Machines for reeling, unreeling, folding, cutting or pinking textile fabrics
8451 80 10Machines used in the manufacture of linoleum or other floor coverings for applying the paste to the base fabric or other support (excluding calendars and general purpose presses)
8451 80 30Machinery for dressing or finishing textile yarns, fabrics or other made-up textile articles (excluding machinery for dressing or finishing felt, and calendars and general purpose presses)
8451 80 80Machinery for coating or impregnating textile yarns, fabrics or other made-up textile articles (excluding calendars and general purpose presses)
8453 20Machinery for making or repairing footwear of hides, skins or leather (excluding sewing machines)
8454 20Ingot moulds and ladles, of a kind used in metallurgy or in metal foundries
8454 30 10Machines for casting under pressure of a kind used in metallurgy or in metal foundries
8454 30 90Casting machines of a kind used in metallurgy or in metal foundries (excluding machines for casting under pressure)
8454 90Parts of converters, ladles, ingot moulds and casting machines of a kind used in metallurgy or in metal foundries, n.e.s.
8455 10Mills for rolling metal tubes
8455 21Hot or combination hot and cold metal-rolling mills (excluding tubes mills)
8455 22Cold-rolling mills for metal (excluding tube mills)
8455 30 10Rolls for metal-rolling mills, of cast iron
8455 30 31Hot-rolling work-rolls; hot-rolling and cold-rolling back-up rolls, of open-die forged steel, for metal
8455 30 39Cold-rolling work-rolls, for metal, of open-die forged steel
8455 30 90Rolls for metal-rolling mills, of cast or wrought steel
8455 90Parts of metal-rolling mills, n.e.s.
8457 10 10Horizontal machining centres for working metal
8457 10 90Machining centres for working metal (excluding horizontal machining centres)
8457 20Unit construction machines “single station”, for working metal
8457 30 10Multi-station transfer machines for working metal, numerically controlled
8457 30 90Multi-station transfer machines for working metal, not numerically controlled
8459 21Drilling machines for working metal, numerically controlled (excluding way-type unit head machines)
8459 29Drilling machines for working metal, not numerically controlled (excluding way-type unit head machines and hand-operated machines)
8459 31Boring-milling machines for metals, numerically controlled (excluding way-type unit head machines)
8459 39Boring-milling machines for metals, not numerically controlled (excluding way-type unit head machines)
8459 41Boring machines for metals, numerically controlled (excluding way-type unit head machines and boring-milling machines)
8459 49Boring machines for metals, not numerically controlled (excluding way-type unit head machines and boring-milling machines)
8459 51Milling machines for metals, knee-type, numerically controlled
8459 59Milling machines for metals, knee-type, not numerically controlled
8460 12Flat-surface grinding machines for finishing metal, numerically controlled
8460 19Flat-surface grinding machines for finishing metal, not numerically controlled
8460 22Centreless grinding machines for finishing metal, numerically controlled (other than gear finishing machines)
8460 23Cylindrical grinding machines for finishing metal, numerically controlled (excluding gear finishing machines and centreless machines)
8460 24Grinding machines for finishing metal, numerically controlled (excluding flat-surface, cylindrical and gear grinding machines)
8460 29 10Grinding machines for cylindrical metal surfaces, not numerically controlled (excluding gear finishing machines)
8460 29 90Grinding machines for finishing metal, not numerically controlled (excluding flat-surface, cylindrical and gear grinding machines)
8460 31Sharpening “tool or cutter grinding” machines, numerically controlled
8460 39Sharpening “tool or cutter grinding” machines, not numerically controlled
8460 40 10Honing or lapping machines, for finishing metals, metal carbides or cermets, numerically controlled (other than gear finishing machines)
8460 40 90Honing or lapping machines, for finishing metals, metal carbides or cermets, not numerically controlled (other than gear finishing machines)
8460 90Machines for deburring, polishing or otherwise finishing metal or cermets (excluding grinding, sharpening, honing and lapping machines and machines for working in the hand)
8462 11 10Closed die forging machines - Numerically controlled
8462 11 90Closed die forging machines - Other
8462 19 10Other hot forming machines for forging, die forging (including presses) and hot hammers - Numerically controlled
8462 19 90Other hot forming machines for forging, die forging (including presses) and hot hammers - Other
8462 22 10Profile forming machines - Numerically controlled
8462 22 90Profile forming machines – Other
8462 23Numerically controlled press brakes
8462 24Numerically controlled panel benders
8462 25Numerically controlled roll forming machines
8462 26Other numerically controlled bending, folding, straightening or flattening machines
8462 29Other bending, folding, straightening or flattening machines (including press brakes) for flat products
8462 32 10Slitting lines and cut-to-length lines - Numerically controlled
8462 32 90Slitting lines and cut-to-length lines - Other
8462 33Shearing machines - Numerically controlled
8462 39Other slitting lines, cut-to-length lines and other shearing machines (excluding presses) for flat products, other than combined punching and shearing machines
8462 42Punching, notching or nibbling machines (excluding presses) for flat products including combined punching and shearing machines - Numerically controlled
8462 49Punching, notching or nibbling machines (excluding presses) for flat products including combined punching and shearing machines – Other
8462 51Machines for working tube, pipe, hollow section and bar (excluding presses) - Numerically controlled
8462 59Machines for working tube, pipe, hollow section and bar (excluding presses) - Other
8462 61 10Hydraulic presses - Numerically controlled
8462 61 90Hydraulic presses - Other
8462 62 10Mechanical presses - Numerically controlled
8462 62 90Mechanical presses - Other
8462 63 10Servo-presses - Numerically controlled
8462 63 90Servo-presses - Other
8462 69 10Other cold metal working presses - Numerically controlled
8462 69 90Other cold metal working presses - Other
8462 90 10Other - Numerically Controlled
8462 90 90Other - Other
8466 94Parts and accessories for machine tools for working metal without removing material, n.e.s.
8468 10Hand-held blow pipes, gas-operated, for soldering, brazing or welding
8468 20Gas-operated machinery and apparatus for soldering, brazing, welding or surface tempering (excluding hand-held blow pipes)
8468 80Machinery and apparatus for welding, not gas-operated (excluding electric machines and apparatus of heading 8515)
8468 90Parts of machinery and apparatus for soldering, brazing, welding or surface tempering, non-electric, n.e.s.
8474 20Crushing or grinding machines for solid mineral substances
8474 31Concrete or mortar mixers (excluding those mounted on railway wagons or lorry chassis)
8474 32Machines for mixing mineral substances with bitumen
8474 90 10Parts of machinery of heading 8474, of cast iron or cast steel
8474 90 90Parts of machinery of heading 8474 (excluding of cast iron or cast steel)
8475 10Machines for assembling electric or electronic lamps, tubes or valves or flashbulbs, in glass envelopes
8476 21Automatic beverage-vending machines incorporating heating or refrigerating devices
8476 29Automatic beverage-vending machines, without heating or refrigerating devices
8476 81Automatic goods-vending machines incorporating heating or refrigerating devices (excluding automatic beverage-vending machines)
8476 89 10Money-changing machines
8476 89 90Automatic goods-vending machines, without heating or refrigerating devices (excluding automatic beverage-vending machines and money-changing machines)
8476 90 10Parts of money-changing machines, n.e.s.
8476 90 90Parts of automatic goods-vending machines, n.e.s. (excluding of money-changing machines)
8478 10Machinery for preparing or making up tobacco (excluding dryers and other heating equipment, centrifuges and filter presses)
8478 90Parts of machinery for preparing or making up tobacco, n.e.s.
8479 40Rope or cable-making machines (excluding twisting machines of the type used in spinning mills)
8479 71Passenger boarding bridges, of a kind used in airports
8479 79Passenger boarding bridges (excluding of a kind used in airports)
8479 81Machinery for treating metal, including electric wire coil-winders, n.e.s. (excluding industrial robots, furnaces, dryers, spray guns and the like, high-pressure cleaning equipment and other jet cleaners, rolling mills or machines, machine tools and rope or cable-making machines)
8480 10Moulding boxes for metal foundry
8480 41Injection or compression-type moulds for metal or metal carbides (excluding moulds of graphite or other carbons and ceramic or glass moulds)
8480 49Moulds for metal or metal carbides (excluding moulds of graphite or other carbons, ceramic or glass moulds, linotype moulds or matrices, injection or compression-type moulds and ingot moulds)
8480 50Moulds for glass (excluding moulds of graphite or other carbons and ceramic moulds)
8480 71Injection or compression-type moulds for rubber or plastics
8480 79Moulds for rubber or plastics (other than injection or compression types)
8482 30Spherical roller bearings
8482 50Other cylindrical roller bearings, including cage and roller assemblies
8482 80Roller bearings, including combined ball-roller bearings (excluding ball bearings, tapered roller bearings, including cone and tapered roller assemblies, spherical roller bearings, needle and cylindrical roller bearings)
8487 10 10Ships’ or boats’ propellers and blades therefor, of bronze
8487 10 90Ships’ or boats’ propellers and blades therefor (excluding those of bronze)
8487 90 40Parts of machinery of Chapter 84, not intended for a specific purpose, of cast iron, n.e.s.
8487 90 51Parts of machinery of Chapter 84, not intended for a specific purpose, of cast steel, n.e.s.
8487 90 57Parts of machinery of Chapter 84, not intended for a specific purpose, of open-die forged or closed-die forged iron or steel, n.e.s.
8487 9059Parts of machinery of Chapter 84, not intended for a specific purpose, of iron or steel, n.e.s. (other than cast, open-die or closed-die forged)
8487 90 90Machinery parts of Chapter 84, not intended for a specific purpose, n.e.s.
8502 11 20Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output <= 7.5 kVA
8502 11 80Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 7.5 kVA but <= 75 kVA
8502 12Generating sets with compression-ignition internal combustion piston engine “diesel or semi-diesel engine” of an output > 75 kVA but <= 375 kVA
8502 20 20Generating sets with spark-ignition internal combustion piston engine, of an output <= 7.5 kVA
8502 20 40Generating sets with spark-ignition internal combustion piston engine, of an output > 7.5 kVA but <= 375 kVA
8502 20 60Generating sets with spark-ignition internal combustion piston engine, of an output > 375 kVA but <= 750 kVA
8502 20 80Generating sets with spark-ignition internal combustion piston engine, of an output > 750 kVA
8503 00 10Non-magnetic retaining rings for electric motors and electric generating sets
8503 00 91Parts suitable for use solely or principally with electric motors and generators, electric generating sets and rotary converters, n.e.s., of cast iron or cast steel
8503 00 99Parts suitable for use solely or principally with electric motors and generators, electric generating sets and rotary converters, n.e.s. (excluding non-magnetic retaining rings and of cast iron or cast steel)
8504 10 20Inductors, whether or not connected with a capacitor
8504 10 80Ballasts for discharge lamps or tubes (excluding inductors, whether or not connected with a capacitor)
8504 21Liquid dielectric transformers, having a power handling capacity <= 650 kVA
8504 22 10Liquid dielectric transformers, having a power handling capacity > 650 kVA but <= 1,600 kVA
8504 22 90Liquid dielectric transformers, having a power handling capacity > 1,600 kVA but <= 10,000 kVA
8504 23Liquid dielectric transformers, having a power handling capacity > 10,000 kVA
8504 31 21Measuring transformers for voltage measurement, having a power handling capacity <= 1 kVA
8504 31 29Measuring transformers having a power handling capacity <= 1 kVA (other than for voltage measurement)
8504 31 80Transformers having a power handling capacity <= 1 kVA (excluding liquid dielectric transformers)
8504 32Transformers, having a power handling capacity > 1 kVA but <= 16 kVA (excluding liquid dielectric transformers)
8504 40 60Accumulator chargers
8504 40 83Rectifiers
8504 40 85Inverters having a power handling capacity not exceeding 7.5 kVA
8504 40 86Inverters having a power handling capacity exceeding 7.5 kVA
8504 40 95Other static converters
8504 50Inductors (excluding inductors for discharge lamps or tubes)
8504 90 11Ferrite cores for transformers and inductors
8504 90 13Steel laminations and cores, whether or not stacked or wound, for transformers and inductors
8504 90 17Parts of transformers and inductors, n.e.s. (excluding ferrite cores and steel laminations and cores)
8504 90 90Parts of static converters, n.e.s.
8505 11Permanent magnets and articles intended to become permanent magnets after magnetisation; of metal
8507 10 20Lead-acid accumulators of a kind used for starting piston engines (starter batteries), working with liquid electrolyte (excluding spent)
8507 10 80Lead-acid accumulators of a kind used for starting piston engines (starter batteries), working with non-liquid electrolyte (excluding spent)
8507 2020Lead-acid accumulators, working with liquid electrolyte (excluding spent and starter batteries)
8507 20 80Lead-acid accumulators, working with non-liquid electrolyte (excluding spent and starter batteries)
8507 50Nickel-metal hydride accumulators (excluding spent)
8507 60Lithium-ion accumulators (excluding spent)
8507 80Other electric accumulators (excluding spent and lead-acid, nickel-cadmium, nickel-metal hydride and lithium-ion accumulators)
8507 90 30Separators for electric accumulators (excluding separators of vulcanised rubber other than hard rubber or of textiles)
8507 90 80Parts of electric accumulators (excluding separators)
8514 11Resistance heated furnaces and ovens - Hot isostatic presses
8514 19 80Other resistance heated furnaces and ovens – Other
8514 31 10Electron beam furnaces - Of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies
8514 31 90Electron beam furnaces – Other
8514 32 10Plasma and vacuum arc furnaces - Of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies
8514 32 90Plasma and vacuum arc furnaces – Other
8514 39 10Other furnaces and ovens, other - Of a kind used solely or principally for the manufacture of printed circuits or printed circuit assemblies
8514 39 90Other furnaces and ovens, other – Other
8514 90 30Other furnaces and ovens of subheadings 8514 31 10, 8514 32 10 and 8514 39 10
8514 90 70Parts of electric industrial or laboratory furnaces and ovens, including of those functioning by induction or dielectric loss, and of industrial or laboratory equipment for the heat treatment of materials by induction or dielectric loss, n.e.s.
8516 29 10Liquid filled electric radiators, for space-heating and soil-heating
8516 32Electro-thermic hairdressing apparatus (excluding hairdryers)
8516 33Electric hand-drying apparatus
8516 40Electric smoothing irons
852589Other television cameras, digital cameras and video camera recorders
852910Aerials and aerial reflectors of all kinds; parts suitable for use therewith
8529 90 18Parts suitable for use solely or principally with the apparatus of headings 8524 to 8528, (excluding aerials, aerial fitters and separators, organic-light emitting modifiers and organic light-emitting diode panels)
8530 10Electrical signalling, safety or traffic control equipment for railways or tramways (excluding mechanical or electromechanical equipment of heading 8608)
8530 80Electrical signalling, safety or traffic control equipment (excluding that for railways or tramways and mechanical or electromechanical equipment of heading 8608)
8533 10Fixed carbon resistors, composition or film types (excluding heating resistors)
8533 21Fixed electrical resistors for a power handling capacity <= 20 W (excluding heating resistors)
8533 31Wirewound variable electrical resistors, including rheostats and potentiometers, for a power handling capacity <= 20 W (excluding heating resistors)
8533 39Wirewound variable electrical resistors, including rheostats and potentiometers, for a power handling capacity > 20 W (excluding heating resistors)
8533 40 10Electrical variable resistors, including rheostats and potentiometers, for a power handling capacity <= 20 W (excluding wirewound variable resistors and heating resistors)
8533 40 90Electrical variable resistors, including rheostats and potentiometers, for a power handling capacity > 20 W (excluding wirewound variable resistors and heating resistors)
8533 90Parts of electrical resistors, including rheostats and potentiometers, n.e.s.
8534 00 11Multilayer printed circuits, consisting only of conductor elements and contacts
8534 00 19Printed circuits consisting only of conductor elements and contacts (excluding multiple printed circuits)
8534 00 90Printed circuits consisting of conductor elements, contacts and other passive elements (excluding those with passive and active elements)
8535 10Fuses for a voltage > 1,000 V
8537 10Boards, panels, consoles, desks, cabinets and other bases, equipped with two or more apparatus of heading 8535 or 8536, for electric control or the distribution of electricity, including those incorporating instruments or apparatus of Chapter 90, and numerical control apparatus, other than switching apparatus of heading 8517, for a voltage not exceeding 1,000V
8539 10Sealed beam lamp units
8539 21 30Tungsten halogen filament lamps for motorcycles or other motor vehicles (excluding sealed beam lamp units)
8539 21 92Tungsten halogen filament lamps for a voltage > 100 V
8539 21 98Tungsten halogen filament lamps for a voltage <= 100 V (excluding those for motorcycles or other motor vehicles)
8539 22 10Reflector filament lamps of a power <= 200 W and for a voltage > 100 V (excluding tungsten halogen filament lamps)
8539 22 90Filament lamps of a power <= 200 W and for a voltage > 100 V (excluding tungsten halogen lamps, reflector lamps and ultraviolet or infra-red lamps)
8539 29 30Filament lamps for motorcycles or other motor vehicles (excluding tungsten halogen lamps)
8539 29 92Filament lamps for a voltage > 100 V (excluding tungsten halogen lamps, lamps of a power <= 200 W, and ultraviolet or infra-red lamps)
8539 29 98Filament lamps for a voltage <= 100 V (excluding tungsten halogen lamps and lamps for motorcycles and other motor vehicles)
8539 31 10Discharge lamps, fluorescent, hot cathode, with double ended cap
8539 31 90Discharge lamps, fluorescent, hot cathode (excluding with double ended cap)
8539 32 20Mercury or sodium vapour lamps
8539 32 90Metal halide lamps
8539 39 20Cold-cathode fluorescent lamps “CCFLs” for backlighting of flat panel displays
8539 39 80Discharge lamps (excluding hot-cathode fluorescent lamps, mercury or sodium vapour lamps, metal halide lamps, ultraviolet lamps, and cold-cathode fluorescent lamps “CCFLs” for backlighting of flat panel displays)
8539 49Ultraviolet or infra-red lamps
8539 90 10Lamp bases for filament or discharge lamps and other lamps of heading 8539, n.e.s.
8539 90 90Parts of electric filament or discharge lamps, sealed beam lamp units, ultraviolet or infra-red lamps, arc lamps and LED lamps, n.e.s.
8540 11Cathode ray television picture tubes, including video monitor cathode ray tubes, colour
8540 12Cathode ray television picture tubes, including video monitor cathode ray tubes, black and white or other monochrome, with a screen width-to-height ratio of < 1.5 and a diagonal measurement of the screen > 72 cm
8540 40Data/graphic display tubes, monochrome; data/graphic display tubes, colour, with a phosphor dot screen pitch of < 0.4 mm (excluding photo cathode tubes and cathode ray tubes)
8541 10Diodes, other than photosensitive or light-emitting diodes (LED)
8541 21Transistors with a dissipation rate < 1 W (excluding photosensitive transistors)
8541 29Other transistors, other than photosensitive transistors
8541 30Thyristors, diacs and triacs (excluding photosensitive semiconductor devices)
8541 41Light-emitting diodes (LED)
8541 42Photovoltaic cells not assembled in modules or made up into panels
8541 430Photovoltaic cells assembled in modules or made up into panels
8541 49Other photosensitive semiconductor devices, including photovoltaic cells whether or not assembled in modules or made up into panels; light-emitting diodes (LED)
8541 51Semiconductor-based transducers
8541 59Other semiconductor devices – other
8541 60Mounted piezoelectric crystals
8541 90Parts of diodes, transistors and similar semiconductor devices; photosensitive semiconductor devices, light emitting diodes and mounted piezoelectric crystals, n.e.s.
8542 31Processors and controllers, whether or not combined with memories, converters, logic circuits, amplifiers, clock and timing circuits, or other circuits
8542 32Memories
8542 33Amplifiers
8542 39Other Electronic Integrated Circuits
8542 90Parts of electronic integrated circuits, n.e.s.
8545 11Electrodes of graphite or other carbon, for furnaces
8545 19Electrodes of graphite or other carbon, for electrical purposes (excluding those used for furnaces)
8545 20Carbon brushes for electrical purposes
8545 90 10Heating resistors for electrical purposes, of graphite or other carbon
8545 90 90Articles of graphite or other carbon, for electrical purposes (excluding electrodes, carbon brushes and heating resistors)
8548Electrical parts of machinery or apparatus, not specified or included elsewhere in Chapter 85
8546 10Electrical insulators of glass (excluding insulating fittings)
8546 20Electrical insulators of ceramics (excluding insulating fittings)
8546 90 10Electrical insulators of plastics (excluding insulating fittings)
8546 90 90Electrical insulators (excluding those of glass, ceramics or plastics and insulating fittings)
8547 10Insulating fittings for electrical purposes, of ceramics
8547 20Insulating fittings for electrical purposes, of plastics
8601 20Rail locomotives powered by electric accumulators
8602 10Diesel-electric locomotives
8606 10Railway or tramway tank wagons and the like (excluding self-propelled)
8606 30Railway or tramway self-discharging goods vans and wagons (excluding tank wagons and the like and insulated or refrigerated goods vans and wagons)
8606 91 10Railway or tramway goods vans and wagons, covered and closed, specially designed for the transport of highly radioactive materials (excluding tank wagons and the like and insulated, refrigerated or self-discharging goods vans and wagons)
8606 91 80Railway or tramway goods vans and wagons, covered and closed (excluding those specially designed for the transport of highly radioactive materials, tank wagons and the like and self-discharging goods vans and wagons)
8606 99Railway or tramway goods vans and wagons (excluding those specially designed for the transport of highly radioactive materials, tank wagons and the like, insulated, refrigerated or self-discharging goods vans and wagons and open goods vans and wagons with non-removable sides of a height > 60 cm)
8608Railway or tramway track fixtures and fittings (excluding sleepers of wood, concrete or steel, sections of track and other track fixtures not yet assembled and railway or tramway track construction material); mechanical, including electromechanical, signalling, safety or traffic control equipment for railways, tramways, roads, inland waterways, parking facilities, port installations or airfields; parts of the foregoing
8609 00 10Containers with an anti-radiation lead covering, for the transport of radioactive materials
8609 00 90Containers specially designed and equipped for carriage by one or more modes of transport (excluding those with an anti-radiation lead covering for the transport of radioactive materials)
8901 20 10Sea-going tankers
8901 20 90Tankers (excluding sea-going tankers)
8901 30 10Sea-going refrigerated vessels (excluding tankers)
8901 30 90Refrigerated vessels (excluding sea-going vessels and tankers)
8904 00 10Tugs, sea-going and for inland waterways
8904 00 91Sea-going pusher craft
8904 00 99Pusher craft (excluding sea-going)
8905 10 10Sea-going dredgers
8905 10 90Dredgers (excluding sea-going)
8907 10Inflatable rafts
8907 90Rafts, tanks, coffer-dams, landing stages, buoys, beacons and other floating structures (excluding inflatable rafts, vessels of heading 8901 to 8906 and floating structures for breaking up)
8908Vessels and other floating structures for breaking up
9001 10 10Image conductor cables of optical fibres (excluding cables made up of individually sheathed fibres of heading 8544)
9001 10 90Optical fibres, optical fibre bundles and cables (excluding made up of individually sheathed fibres of heading 8544 and image conductor cables)
9001 20Sheets and plates of polarising material
9006 30Cameras specially designed for underwater use, for aerial survey or for medical or surgical examination of internal organs; comparison cameras for forensic or criminological purposes
9008 50Image projectors, and photographic enlargers and reducers (excluding cinematographic and parts)
9008 90Parts and accessories for image projectors, photographic enlargers and reducers, n.e.s.
9010 50Apparatus and equipment for photographic or cinematographic laboratories, n.e.s.; negatoscopes
9010 60Projection screens
9010 90 20Parts and accessories of apparatus and equipment of subheadings 9010 50 or 9010 60 , n.e.s.
9010 90 80Parts and accessories for apparatus and equipment for automatically developing photographic or cinematographic film or paper in rolls or for automatically exposing developed film to rolls of photographic paper, n.e.s.
9015 20Theodolites and tachymeters (tacheometers)
9016 00 10Balances of a sensitivity of 50 mg or better, with or without weights
9016 00 90Parts and accessories for balances of a sensitivity of 50 mg or better, n.e.s.
9017 10 10Plotters as drafting machines
9017 10 90Drafting tables and machines, whether or not automatic (excluding plotters)
9017 20 05Plotters as drawing or marking-out instruments
9017 20 10Drawing instruments (excluding drafting tables and machines, plotters)
9017 20 39Marking-out instruments
9017 20 90Mathematical calculating instruments, including slide rules, disc calculators and the like (excluding calculating machines)
9017 30Micrometers, callipers and gauges (excluding gauges without adjustable devices of subheading 9031 80)
9017 80 10Measuring rods and tapes and divided scales
9017 89Hand-held instruments for measuring length, n.e.s.
9017 90Parts and accessories for drawing, marking-out or mathematical calculating instruments and instruments for measuring length for use in the hand, n.e.s.
9024 10 20Machines and appliances for universal testing of mechanical properties of metals or for tensile testing of metals
9024 10 40Machines and appliances for testing the hardness of metals
9024 10 80Machines and appliances for testing the mechanical properties of metals (excluding for universal, tensile or hardness testing)
9024 80Machines and appliances for testing the mechanical properties of materials (excluding metals)
9024 90Parts and accessories for machines and appliances for testing the mechanical properties of materials, n.e.s.
9025 19Other thermometers and pyrometers, not combined with other instruments
9025 80 20Barometers, not combined with other instruments
9025 80 80Hydrometers, areometers and similar floating instruments, hygrometers and psychrometers, whether or not combined with each other or with thermometers or barometers, non-electronic
9026 10 21Electronic flow meters for measuring or checking the flow or level of liquids (excluding meters and regulators)
9026 10 29Electronic instruments and apparatus for measuring or checking the flow or level of liquids (excluding flow meters, meters and regulators)
9026 10 81Flow meters for measuring or checking the flow or level of liquids, non-electronic (excluding meters and regulators)
9026 10 89Instruments and apparatus for measuring or checking the flow or level of liquids, non-electronic (excluding flow meters, meters and regulators)
9026 20 20Instruments and apparatus for measuring or checking pressure - electronic
9026 20 40Instruments and apparatus for measuring or checking pressure - Spiral or metal diaphragm type pressure gauges
9026 20 80Instruments and apparatus for measuring or checking pressure - other, n.e.s.
9026 80 20Electronic instruments or apparatus for measuring or checking variables of liquids or gases, n.e.s.
9026 80 80Non-electronic instruments or apparatus for measuring or checking variables of liquids or gases, n.e.s.
9026 90Parts and accessories for instruments and apparatus for measuring or checking the flow, level, pressure or other variables of liquids or gases, n.e.s.
9027 89 10Exposure meters
9027 89 30pH meters, rH meters and other apparatus for measuring conductivity
9027 89 90Instruments and apparatus for physical or chemical analysis or for determining surface tension or the like, or for measuring heat or sound, n.e.s.
9028 10Gas meters, including calibrating meters therefor
9028 20Liquid meters, including calibrating meters therefor
9028 30 11Electricity supply or production meters for alternating current, single-phase, including calibrating meters therefor
9028 30 19Electricity supply or production meters for alternating current, multi-phase, including calibrating meters therefor
9028 30 90Electricity supply or production meters for continuous current, including calibrating meters therefor
9028 90 10Parts and accessories for electricity meters, n.e.s.
9028 90 90Parts and accessories for gas or liquid meters, n.e.s.
9029 20 31Speed indicators for land vehicles
9029 20 38Speed indicators and tachometers (excluding for land vehicles)
9029 2090Stroboscopes
9029 90Parts and accessories for revolution counters, production counters, taximeters, milometers, pedometers and the like, speed indicators and tachometers, and stroboscopes, n.e.s.
9031 90Parts and accessories for instruments, appliances and machines for measuring and checking, n.e.s.
9033 00 10Light-emitting diode “LED” backlight modules, which are lighting sources that consist of one or more LEDs, and one or more connectors and are mounted on a printed circuit or other similar substrate, and other passive components, whether or not combined with optical components or protective diodes, and used as backlight illumination for liquid crystal displays “LCDs” of apparatus of Chapter 90
9033 00 90Parts and accessories for machines, appliances, instruments or other apparatus in Chapter 90, n.e.s.]]

Textual Amendments

[F945Part 3U.K.Russia’s additional vulnerable goods

Textual Amendments

3.  Any thing (other than a thing falling within commodity code 2921 2100, 2922 19, 2922 41, 2922 49, 2932 13, 2932 2020, 2934 2020, 2934 2080 or 2935 90 90 which is pre-packaged for medical use) falling within a commodity code mentioned in column 1 of the following table.U.K.

Commodity code (1)Description (2)
2529 21Fluorspar (CAS 14542-23-5)
2710 12 25Other light oils and preparations / for other purposes / special spirits
2809 20Phosphoric acid and polyphosphoric acids
2832 30Thiosulphates
2835 25Calcium hydrogenorthophosphate (“dicalcium phosphate”) (CAS 7757-93-9)
2840 20Other borates
2918 11Lactic acid, its salts and esters
2918 14Citric acid (CAS 77-92-9)
2918 99 402.6-dimethoxybenzoic acid; dicamba (iso); sodium phenoxyacetate
2918 99 90Other
2921 21Ethylenediamine and its salts
2921 51 90Other (Aromatic polyamines and their derivatives; salts thereof)
2922 19Other
2922 41Amino-acids, other than those containing more than one kind of oxygen function, and their esters; salts thereof
2922 49Other (Oxygen-function amino-compounds)
2931 90Other organo-inorganic compounds
2932 11Compounds containing an unfused furan ring (whether or not hydrogenated) in the structure
2932 13Furfuryl alcohol and tetrahydrofurfuryl alcohol
2932 20 20Gamma-butyrolactone (CAS 96-48-0)
2934 20 20Di(benzothiazol-2-yl) disulphide; benzothiazole-2-thiol (mercaptobenzothiazole) and its salts
2934 20 80Other
2935 90 90Sulphonamides (excluding perfluorooctane sulphonamides, 3-{1-[7-“hexadecylsulphonylamino”-1H-indole-3-yl]-3-oxo-1H, 3H-naphtho[1,8-cd]pyran-1-yl}-N,N-dimethyl-1H-indole-7-sulphonamide and metosulam “ISO”
2942Other organic compounds
3204 17Synthetic organic pigments; preparations based on synthetic organic pigments of a kind used to dye fabrics or produce colorant preparations (excluding preparations of heading 3207, 3208, 3209, 3210, 3213 and 3215, and subheading 320418)
3206 11Pigments and preparations based on titanium dioxide
3209 10Paints and varnishes, incl. enamels and lacquers, based on acrylic or vinyl polymers, dispersed or dissolved in an aqueous medium
3402 39 90Other
3402 42Non-ionic
3404 90Other (Artificial waxes and prepared waxes)
3506 10Products suitable for use as glues or adhesives, put up for retail sale as glues or adhesives, not exceeding a net weight of 1 kg
3802 10Activated carbon (CAS 64365-11-3)
3824 60 19Other (Sorbitol other than that of subheading 2905 44 / in Aqueous solution)
3901Polymers of ethylene, in primary forms
3905 29Vinyl acetate copolymers, in aqueous dispersion
3906 90Other (Acrylic Polymers in primary forms)
3907Polyacetals, other polyethers and epoxide resins, in primary forms; polycarbonates, alkyd resins, polyallyl esters and other polyesters, in primary forms (also partly in electronic and cable industry)
3913 90Other
3919 10Strips, the coating of which consists of unvulcanised natural or synthetic rubber
4009Tubes, pipes and hoses, of vulcanised rubber other than hard rubber, with or without their fittings (for example, joints, elbows, flanges)
4010Conveyor or transmission belts or belting, of vulcanised rubber
4011 50Of a kind used on bicycles (tyres)
4016Other articles of vulcanised rubber other than hard rubber
4017Hard rubber (for example, ebonite) in all forms, including waste and scrap; articles of hard rubber
5402 11High tenacity yarn of nylon or other polyamides, whether or not textured
5402 19Other High tenacity yarn of nylon or other polyamides, whether or not textured
5407 10Woven fabrics obtained from high-tenacity yarn of nylon or other polyamides or of polyester
5509 11Containing 85% or more by weight of staple fibres of nylon or other polyamides
5509 12Multiple (folded) or cabled yarn (Containing 85% or more by weight of staple fibres of nylon or other polyamides)
5509 42Multiple (folded) or cabled yarn (Other yarn, containing 85% or more by weight of synthetic staple fibres)
5603 11 90Other (Textiles / Nonwoven)
5603 12 90Other (Textiles / Nonwoven)
5603 13 90Other (Textiles / Nonwoven)
5902 10Of nylon or other polyamides
6909 11Ceramic wares for laboratory, chemical or other technical uses
7019Glass fibres (including glass wool) and articles thereof (for example, yarn, rovings, woven fabrics)
8207 19 10With working part of diamond or agglomerated diamond, base metals and articles of base metal
8207 70 90Base metals and articles of base metal, Other
8207 80Tools for turning
8207 90 10Base metals and articles of base metal, With working part of diamond or agglomerated diamond
8207 90 99Base metals and articles of base metal, Other
8401 20Machinery and apparatus for isotopic separation, and parts thereof
8527Reception apparatus for radiobroadcasting, whether or not combined, in the same housing, with sound recording or reproducing apparatus or a clock
8532Electrical capacitors, fixed, variable or adjustable (pre-set)
8538Parts suitable for use solely or principally with the apparatus of heading 8535, 8536 or 8537
Ex 8543Electrical machines and apparatus, having individual functions, not specified or included elsewhere in Chapter 85 excluding any thing falling within commodity code 8543 70 90
9405Luminaires and lighting fittings including searchlights and spotlights and parts thereof, not elsewhere specified or included; illuminated signs, illuminated nameplates and the like, having a permanently fixed light source, and parts thereof not elsewhere specified or included]

[F946Part 4U.K.Russia’s vulnerable technology

Textual Amendments

4.  Technology “required” for the “development”, “production” or “use” of any thing falling within Parts 2 and 3, other than any thing falling within Chapter 44 or 68 of the Goods Classification Table.] U.K.

Regulation 21(1)

[F947Schedule 3IAU.K.Sectoral software and technology

Textual Amendments

1.  Paragraphs 2, 3 and 4 describe software and technology which is “sectoral software and technology”.U.K.

2.  Business Enterprise software and technology meaning—U.K.

(a)enterprise resource planning software;

(b)customer relationship management software;

(c)business intelligence software;

(d)supply chain management software;

(e)enterprise data warehouse software;

(f)computerised maintenance management systems;

(g)project management software;

(h)product lifecycle management software;

(i)any component of the software described in sub-paragraphs (a) to (h), including human resource, accounting or fleet management components;

(j)any other information comprised in the software described in sub-paragraphs (a) to (h); and

(k)technology required for the development, production or use of the software described in sub-paragraphs (a) to (h);

3.  Industrial Design software and technology meaning—U.K.

(a)building information modelling software;

(b)computer aided design software;

(c)computer aided manufacture software;

(d)engineer to order software;

(e)any component of the software described in sub-paragraphs (a) to (d);

(f)any other information comprised in the software described in sub-paragraphs (a) to (d); and

(g)technology required for the development, production or use of the software described in paragraphs (a) to (d);

4.  Oil and gas related software and technology meaning—U.K.

(a)oil and gas exploration and oil and gas production software;

(b)reservoir simulation software;

(c)drilling and completion software;

(d)software for oil and gas production management;

(e)hydraulic fracturing design and analysis software;

(f)any component of the software described in sub-paragraphs (a) to (e);

(g)any other information comprised in, or for use in, the software described in sub-paragraphs (a) to (e), including seismic analysis data or hydraulic fracturing data; and

(h)technology required for the development, production or use of the software described in sub-paragraphs (a) to (e).

5.  For the purposes of this Schedule, “technology” has the meaning given in paragraph 37 of Schedule 1 to the Act.]U.K.

Regulation 54B

[F948SCHEDULE 3JU.K.Professional and business services

Textual Amendments

InterpretationU.K.

1.—(1) For the purpose of this Schedule, a service falls within a code of a particular Central Product Classification if it is, or would be, classified under that code in accordance with the provisions on interpretation set out in the relevant Central Product Classification specified in sub-paragraph (2).

(2) In this Schedule—

“the 1991 Central Product Classification” means the Provisional Central Product Classification published by the United Nations in 1991, Statistical Papers Series M, No. 77;

“the 2002 Central Product Classification” means the Central Product Classification published by the United Nations in 2002, Statistical Papers Series M, No. 77, Version 1.1;

“the 2015 Central Product Classification” means the Central Product Classification published by the United Nations in 2015, Statistical Papers Series M, No. 77, Version 2.1.

Meaning of accounting servicesU.K.

2.  “Accounting services” means—

(a)accounting review services, which are services involving the review by a person of annual and interim financial statements and other accounting information, but excluding auditing services;

(b)compilation of financial statements services, which are services involving the compilation by a person of financial statements from information provided by a client, including preparation services of business tax returns when provided together with the preparation of financial statements for a single fee, but excluding such preparation services of business tax returns when provided as a separate service;

(c)other accounting services such as attestations, valuations, preparation services of pro forma statements;

(d)bookkeeping services, which are services consisting of classifying and recording business transactions in terms of money or some unit of measurement in the books of account, but excluding bookkeeping services related to tax returns.

Meaning of advertising servicesU.K.

3.  “Advertising services” means the services falling within code 836 of the 2002 Central Product Classification (advertising services) comprising—

(a)83610 (planning, creating and placement services of advertising),

(b)83620 (purchase or sale of advertising space or time, on commission),

(c)83631 (sale of advertising space in print media (except on commission)),

(d)83632 (sale of TV/radio advertising time (except on commission)),

(e)83633 (sale of Internet advertising space (except on commission)),

(f)83639 (sale of other advertising space or time (except on commission)), and

(g)83690 (other advertising services).

Meaning of architectural servicesU.K.

4.  “Architectural services” means the services falling within the following codes of the 1991 Central Product Classification—

(a)8671 (architectural services) comprising—

(i)86711 (advisory and pre-design architectural services),

(ii)86712 (architectural design services),

(iii)86713 (contract administration services),

(iv)86714 (combined architectural design and contract administration services), and

(v)86719 (other architectural services);

(b)8674 (urban planning and landscape architectural services) comprising—

(i)86741 (urban planning services), and

(ii)86742 (landscape architectural services).

Meaning of auditing servicesU.K.

5.  “Auditing services” means services consisting of examination of the accounting records and other supporting evidence of an organisation for the purpose of expressing an opinion as to—

(a)whether financial statements of the organisation present fairly its position as at a given date, and

(b)the results of its operations for the period ending on that date,

in accordance with generally accepted accounting principles.

Meaning of business and management consulting servicesU.K.

6.  “Business and management consulting services” means advisory, guidance and operational assistance services provided for business policy and strategy and the overall planning, structuring and control of an organisation, which includes (but is not limited to) management auditing, market management, human resources, production management and project management consulting.

Meaning of engineering servicesU.K.

7.  “Engineering services” means the services falling within the following codes of the 1991 Central Product Classification—

(a)8672 (engineering services) comprising—

(i)86721 (advisory and consultative engineering services),

(ii)86722 (engineering design services for the construction of foundations and building structures),

(iii)86723 (engineering design services for mechanical and electrical installations for buildings),

(iv)86724 (engineering design services for the construction of civil engineering works),

(v)86725 (engineering design services for industrial processes and production),

(vi)86726 (engineering design services not elsewhere classified),

(vii)86727 (other engineering services during the construction and installation phase), and

(viii)86729 (other engineering services not elsewhere classified);

(b)8673 (integrated engineering services) comprising—

(i)86731 (integrated engineering services for transportation infrastructure turnkey projects),

(ii)86732 (integrated engineering and project management services for water supply and sanitation works turnkey projects),

(iii)86733 (integrated engineering services for the construction of manufacturing turnkey projects), and

(iv)86739 (integrated engineering services for other turnkey projects);

(c)8675 (engineering related scientific and technical consulting services) comprising—

(i)86751 (geological, geophysical and other scientific prospecting services),

(ii)86752 (subsurface surveying services),

(iii)86753 (surface surveying services), and

(iv)86754 (map making services);

(d)8676 (technical testing and analysis services) comprising—

(i)86761 (composition and purity testing and analysis services),

(ii)86762 (testing and analysis services of physical properties),

(iii)86763 (testing and analysis services of integrated mechanical and electrical systems),

(iv)86764 (technical inspection services), and

(v)86769 (other technical testing and analysis services).

Meaning of IT consultancy and design servicesU.K.

8.  “IT consultancy and design services” means the services falling within the following codes of the 2015 Central Product Classification—

(a)83131 (IT consulting services);

(b)83141 (IT design and development services for applications).

[F949Meaning of legal advisory servicesU.K.

8A.—(1) “Legal advisory services”—

(a)means the provision of legal advice to a client in non-contentious matters, involving any of the following—

(i)the application or interpretation of law;

(ii)acting on behalf of a client, or providing advice on or in connection with, a commercial transaction, negotiation or any other dealing with a third party;

(iii)the preparation, execution or verification of a legal document;

(b)do not include any representation, advice, preparation of documents or verification of documents undertaken as part of legal representation services provided in, or in anticipation of—

(i)any proceedings before administrative agencies, courts or other duly constituted official tribunals [F950in any jurisdiction], or

(ii)arbitral or mediation proceedings [F951in any jurisdiction];

[F952(c)do not include the provision of legal advice or other services in connection with the management of claims under a contract of insurance or reinsurance.]

(2) In sub-paragraph (1)—

(a)“legal document” includes any document which is governed in whole or in part by law, or which satisfies a legal requirement;

(b)“legal representation services” include advice given in relation to a dispute or potential dispute, and on the settlement of a dispute, whether or not proceedings referred to in sub-paragraph (1)(b) are commenced in relation to the dispute.]

Textual Amendments

Meaning of public relations servicesU.K.

9.  “Public relations services” means services provided by a person related to improving the image of their clients and their relationship with the general public and other institutions, but excludes planning and creating advertising services or public opinion polling services.]

Regulations 32 to 38

F953SCHEDULE 4U.K.Persons named in relation to dual-use items restrictions

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Regulation 64(2)

SCHEDULE 5U.K.Treasury licences: purposes

[F954PART A1U.K.Interpretation

Textual Amendments

Interpretation of Schedule 5U.K.

A1.  In this Schedule—

“consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24 April 1963F955, and any reference to the functions of a consular post is to be read in accordance with that Convention;

“diplomatic mission” and any reference to the functions of a diplomatic mission are to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18 April 1961F956;

[F957“frozen account” has the meaning given in regulation 58(7);]

“humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities for the benefit of the civilian population of a country;

“medical goods” includes medicines and medical devices;

[F958“relevant financial authority” means authorities involved in the regulation of financial services in the United Kingdom, including the Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England;]

[F957“relevant institution” has the meaning given in regulation 58(7);]

“spaceflight activity” has the meaning given in section 1(6) of the Space Industry Act 2018.]

Textual Amendments

F955United Nations Treaty Series, vol. 596, p.261.

F956United Nations Treaty Series, vol. 500, p. 95.

PART 1U.K.Asset-freeze etc.

Interpretation [F959of Part 1] U.K.

1.—[F960(1)] In this Part of this Schedule—

“designated person” has the same meaning as it has in Chapter 1 of Part 3 ([F961Asset-freeze etc.]);

“frozen funds or economic resources” means funds or economic resources frozen by virtue of regulation 11, and any reference to a person's frozen funds or economic resources is to funds or economic resources frozen as a consequence of the designation of that person for the purpose of that regulation.

[F962(2) For the purposes of this Part of this Schedule, references to a designated person are to be read as including a person (“C”) who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person (“P”).

(3) When determining for the purposes of paragraph 8 when C became a designated person, C is to be treated as having become a designated person at the same time as P.]

Textual Amendments

Commencement Information

I122Sch. 5 para. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Basic needsU.K.

2.—(1) To enable the basic needs of a designated person, or (in the case of an individual) any dependent family member of such a person, to be met.

(2) In the case of an individual, in sub-paragraph (1) “basic needs” includes—

(a)medical needs;

(b)needs for—

(i)food;

(ii)[F963payment] of insurance premiums;

(iii)[F964payment] of tax;

(iv)rent or mortgage payments;

(v)utility payments.

(3) In the case of a person other than an individual, in sub-paragraph (1) “basic needs” includes needs for—

(a)payment of insurance premiums;

(b)payment of reasonable fees for the provision of property management services;

(c)payment of remuneration, allowances or pensions of employees;

(d)payment of tax;

(e)rent or mortgage payments;

(f)utility payments.

(4) In sub-paragraph (1)—

“dependent” means financially dependent;

“family member” includes—

(a)

the wife or husband of the designated person;

(b)

the civil partner of the designated person;

(c)

any parent or other ascendant of the designated person;

(d)

any child or other descendant of the designated person;

(e)

any person who is a brother or sister of the designated person, or a child or other descendant of such a person.

Textual Amendments

Commencement Information

I123Sch. 5 para. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Legal servicesU.K.

3.  To enable the payment of—

(a)reasonable professional fees for the provision of legal services, or

(b)reasonable expenses associated with the provision of legal services.

Commencement Information

I124Sch. 5 para. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Maintenance of frozen funds and economic resourcesU.K.

4.  To enable the payment of—

(a)reasonable fees, or

(b)reasonable service charges,

arising from the routine holding or maintenance of frozen funds or economic resources.

Commencement Information

I125Sch. 5 para. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Extraordinary expensesU.K.

5.  To enable an extraordinary expense of a designated person to be met.

Commencement Information

I126Sch. 5 para. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F965Judicial decisions etc.U.K.

6.  To enable the implementation or satisfaction (in whole or in part) of a judicial, administrative or arbitral decision or lien which is enforceable in the United Kingdom (the “judicial decision”), provided that—

(a)where funds or economic resources are made available to a designated person, they are credited to a frozen account or otherwise frozen by virtue of regulation 11;

(b)where funds or economic resources are made available by a person (including a designated person) to a designated person to enable the implementation or satisfaction of the judicial decision, no other designated person benefits, directly or indirectly.]

Textual Amendments

Extraordinary situationU.K.

7.  To enable anything to be done to deal with an extraordinary situation.

Commencement Information

I127Sch. 5 para. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Prior obligationsU.K.

8.  To enable, by the use of a designated person's frozen funds or economic resources, the satisfaction of an obligation of that person (whether arising under a contract, other agreement or otherwise), provided that—

(a)the obligation arose before the date on which the person became a designated person, and

(b)no payments are made to another designated person, whether directly or indirectly.

Commencement Information

I128Sch. 5 para. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Consular postsU.K.

9.—(1) To enable anything to be done in order that the functions of a consular post in [F966non-government controlled Ukrainian territory], or of an international organisation enjoying immunities in accordance with international law, may be carried out.

F967(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Commencement Information

I129Sch. 5 para. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F968Humanitarian assistance activityU.K.

9A.  To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Textual Amendments

Medical goods or servicesU.K.

9B.—(1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

(2) To enable the import, export or use of medical goods.

Textual Amendments

FoodU.K.

9C.  To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Textual Amendments

Diplomatic missions etc.U.K.

9D.—(1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia or of an international organisation enjoying immunities in accordance with international law may be carried out.

(2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

Textual Amendments

[F969PART 1ZAU.K.Divestment etc.

Textual Amendments

Interpretation of Part 1ZAU.K.

9DA.  In this Part—

[F970“designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance);]

“Government of Russia” has the same meaning as in regulation 6;

“non-UK country” means a country that is not the United Kingdom;

“non-UK credit or financial institution” has the same meaning as in regulation 17A;

“person concerned” means the Government of Russia or, as the case may be, a designated person [F971or a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person];

“UK entity” means a person, other than an individual, incorporated or constituted under the law of any part of the United Kingdom.

Textual Amendments

DivestmentU.K.

9DB.—(1) To enable anything to be done by a UK entity to enable that entity to undertake a relevant transfer.

(2) In sub-paragraph (1), a “relevant transfer” means a transfer of funds or economic resources located in Russia and owned, held or controlled by the UK entity, to a person concerned in order to enable that entity to divest itself, either wholly or partially, of those funds or economic resources.

(3) Where sub-paragraph (4) applies, to enable anything to be done by a UK entity in order to allow that entity to acquire from a person concerned an interest in that entity held by that person.

(4) This sub-paragraph applies where—

(a)the sole consideration for that acquisition is a transfer of funds from the UK entity to the person concerned;

(b)such funds are credited to—

(i)a frozen account held by a relevant institution; or

(ii)an account held by a non-UK credit or financial institution in a non-UK country; and

(c)where paragraph (b)(ii) applies, the law of that non-UK country—

(i)contains relevant and appropriate—

(aa)prohibitions corresponding to those in Part 3 of these Regulations; and

(bb)exceptions corresponding to those in Part 7 of these Regulations; and

(ii)where relevant or appropriate, allows for licences to be granted on grounds corresponding to those in this Schedule.

Enabling others to divest themselves of funds or economic resourcesU.K.

9DC.—(1) To enable anything to be done by a UK entity in order to enable another person (“B”) to undertake a relevant transfer.

(2) In sub-paragraph (1), a “relevant transfer” means a transfer of funds or economic resources located in Russia and owned, held or controlled by B, to a person concerned, in order to enable B to divest itself, either wholly or partially, of those funds or economic resources.

(3) Where sub-paragraph (4) applies, to enable anything to be done by a UK entity in order to enable B to acquire from a person concerned an interest in B held by the person concerned.

(4) This sub-paragraph applies where—

(a)the sole consideration for that acquisition is a transfer of funds from B to the person concerned;

(b)such funds are credited to—

(i)a frozen account held by a relevant institution; or

(ii)an account held by a non-UK credit or financial institution in a non-UK country; and

(c)where paragraph (b)(ii) applies, the law of that non-UK country—

(i)contains relevant and appropriate—

(aa)prohibitions corresponding to those in Part 3 of these Regulations; and

(bb)exceptions corresponding to those in Part 7 of these Regulations; and

(ii)where relevant or appropriate, allows for licences to be granted on grounds corresponding to those in this Schedule.]

[F972Part 1ZBU.K.Insolvency

Textual Amendments

InsolvencyU.K.

9DD.—(1) To enable anything to be done in connection with—

(a)any insolvency and restructuring proceedings relating to an insolvent person,

(b)any other relevant proceedings relating to a person other than an individual, or

(c)proceedings under the insolvency law of a country other than the United Kingdom that correspond to the proceedings in paragraph (a) or (b),

provided that any payments made directly or indirectly to a designated person, or to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, are credited to a frozen account.

(2) In this paragraph—

“designated person” has the same meaning as it has in Chapter 1 of Part 3 (Finance);

“enactment” has the meaning given in section 54(6) of the Act;

“frozen account” has the meaning given in regulation 58(7);

“insolvency and restructuring proceedings” includes—

(a)

the regimes and proceedings set out in Parts A1 to 6 of the Insolvency Act 1986, Parts 1A to 7 of the Insolvency (Northern Ireland) Order 1989 and so much of Part 1 of that Order as applies for the purposes of those Parts, but excluding—

(i)

proceedings under Chapter 3 of Part 4 (members’ voluntary winding up) of the Insolvency Act 1986, and

(ii)

proceedings under Chapter 3 of Part 5 (members’ voluntary winding up) of the Insolvency (Northern Ireland) Order 1989;

(b)

arrangements and reconstructions under Part 26 of the Companies Act 2006;

(c)

arrangements and reconstructions for companies in financial difficulty under Part 26A of the Companies Act 2006;

(d)

the proceedings and arrangements set out in the Bankruptcy (Scotland) Act 2016;

“insolvent person” means a person (“P”), other than an individual, where—

(a)

P is unable to pay its debts as they fall due, or

(b)

the value of P’s assets is less than the amount of its liabilities, taking into account its contingent and prospective liabilities;

“other relevant proceedings” means—

(a)

the regimes and proceedings set out in—

(i)

sections 367 and 377A to 377J of, or Schedule 19C to, the Financial Services and Markets Act 2000;

(ii)

the Insurers (Reorganisation and Winding Up) (Lloyd’s) Regulations 2005;

(iii)

Parts 1 to 3 of the Banking Act 2009 (including Parts 2 and 3 as applied to building societies by section 90C of the Building Societies Act 1986);

(iv)

the Investment Bank Special Administration Regulations 2011;

(v)

Part 6 of the Financial Services (Banking Reform) Act 2013;

(vi)

the Payment and Electronic Money Institution Insolvency Regulations 2021;

(vii)

Schedule 11 to the Financial Services and Markets Act 2023;

(b)

proceedings under any other special administration regime;

“special administration regime” means provision made by an enactment for an insolvency procedure that—

(a)

is similar or corresponds to the ordinary administration procedure provided for by Schedule B1 to the Insolvency Act 1986 or Schedule B1 to the Insolvency (Northern Ireland) Order 1989, and

(b)

provides for the administrator to have one or more special objectives instead of or in addition to the objectives of ordinary administration.]

PART 1AU.K.Loans and credit arrangements

Humanitarian assistance activityU.K.

9E.  To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or servicesU.K.

9F.—(1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

(2) To enable the import, export or use of medical goods.

FoodU.K.

9G.  To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.U.K.

9H.—(1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law may be carried out.

(2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

SpaceU.K.

9I.  To enable anything to be done in order for a United Kingdom person to undertake spaceflight activity.

Extraordinary situationU.K.

9J.  To enable anything to be done to deal with an extraordinary situation.

PART 1BU.K.Correspondent banking relationships [F973and processing payments]

Textual Amendments

Interpretation of Part 1BU.K.

9K.  In this Part, “designated person” has the meaning given in regulation 17A.

Basic needsU.K.

9L.—(1) To enable the basic needs of a designated person, or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, to be met.

(2) In the case of a person other than an individual, in sub-paragraph (1) “basic needs” includes needs for—

(a)payment of insurance premiums;

(b)payment of reasonable fees for the provision of property management services;

(c)payment of reasonable fees for the provision of insolvency services;

(d)payment of remuneration, allowances or pensions of employees;

(e)payment of tax;

(f)rent or mortgage payments;

(g)utility payments.

Legal servicesU.K.

9M.  To enable the payment of—

(a)reasonable professional fees for the provision of legal services to the designated person or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, or

(b)reasonable expenses associated with the provision of legal services to the designated person (or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

Financial regulationU.K.

9N.—(1) To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority.

F974(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Extraordinary situationU.K.

9O.  To enable anything to be done to deal with an extraordinary situation.

PART 1CU.K.[F975Processing payments]

Textual Amendments

Humanitarian assistance activityU.K.

9P.  To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or servicesU.K.

9Q.—(1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

(2) To enable the import, export or use of medical goods.

FoodU.K.

9R.  To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.U.K.

9S.—(1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law may be carried out.

(2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

SpaceU.K.

9T.  To enable anything to be done in order for a United Kingdom person to undertake spaceflight activity.]

[F976Other licensing purposesU.K.

9TA.  To enable anything to be done in connection with a licence which the Treasury has decided to issue for another purpose specified in this Schedule.]

Textual Amendments

[F977PART 1DU.K.Foreign exchange reserve and asset management services

Textual Amendments

Humanitarian assistance activityU.K.

9U.  To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Financial regulationU.K.

9V.—(1) To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority.

F978(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Financial stabilityU.K.

9W.  To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the Bank of England, that is necessary or expedient in order to protect or enhance the stability of the financial system of the United Kingdom.

Safety and soundness of a firmU.K.

9X.  To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority.

Extraordinary situationU.K.

9Y.  To enable anything to be done to deal with an extraordinary situation.]

PART 2U.K.Investment in [F979non-government controlled Ukrainian territory]

Textual Amendments

Consular postsU.K.

10.—(1) To enable anything to be done in order that the functions of a consular post in [F980non-government controlled Ukrainian territory], or of an international organisation enjoying immunities in accordance with international law, may be carried out.

F981(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Commencement Information

I130Sch. 5 para. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Medical and educational purposesU.K.

11.  To enable the carrying out of projects exclusively in support of—

(a)hospitals, or other public health institutions providing medical services, or

(b)civilian education establishments, located in [F982non-government controlled Ukrainian territory].

Textual Amendments

Commencement Information

I131Sch. 5 para. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

12.  To enable anything to be done in relation to the provision or maintenance of appliances or equipment for medical use in [F983non-government controlled Ukrainian territory].U.K.

Textual Amendments

Commencement Information

I132Sch. 5 para. 12 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

Health and the environmentU.K.

13.  To enable anything to be done for the urgent prevention or mitigation of an event likely to have a serious and significant impact on human health or safety, infrastructure or the environment.

Commencement Information

I133Sch. 5 para. 13 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[F984PART 3U.K.Investments in relation to Russia

Textual Amendments

Extraordinary situationU.K.

14.  To enable anything to be done to deal with an extraordinary situation.

Humanitarian assistance activityU.K.

15.  To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or servicesU.K.

16.—(1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

(2) To enable the import, export or use of medical goods.

FoodU.K.

17.  To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.U.K.

18.—(1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law, may be carried out.

(2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

Safety and soundness of a firmU.K.

19.  To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority.

SpaceU.K.

20.  To enable anything to be done for a United Kingdom person to undertake spaceflight activity.]

[F985PART 3AU.K.Trust services

Textual Amendments

Extraordinary situationU.K.

20A.  To enable anything to be done to deal with an extraordinary situation.

Humanitarian assistance activityU.K.

20B.  To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or servicesU.K.

20C.—(1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

(2) To enable the import, export or use of medical goods.

FoodU.K.

20D.  To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.U.K.

20E.—(1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law, may be carried out.

(2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

Safety and soundness of a firmU.K.

20F.  To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority.

Financial regulationU.K.

20G.  To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority.

Financial stabilityU.K.

20H.  To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the Bank of England, that is necessary or expedient in order to protect or enhance the stability of the financial system of the United Kingdom.

Unauthorised unit trust schemesU.K.

20I.—(1) To enable the provision of trust services by the operator or trustee of an unauthorised unit trust scheme in relation to that scheme, provided that the condition in sub-paragraph (2) is met.

(2) The condition in this sub-paragraph is that the trust services are not provided primarily to or for the benefit of a designated person or a person connected with Russia.

(3) Terms used in this paragraph are to be construed in accordance with regulation 60ZZB.]

[F986PART 4U.K.Maritime transportation of certain oil and oil products

Textual Amendments

Extraordinary situationU.K.

21.  To enable anything to be done to deal with an extraordinary situation.]

Explanatory Note

(This note is not part of the Regulations)

These Regulations are made under the Sanctions and Anti-Money Laundering Act 2018 (c.13) to establish a sanctions regime under that Act in relation to Russia. These Regulations are made for the purpose of encouraging Russia to cease actions destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine. Following the UK's withdrawal from the European Union, these Regulations will replace the EU sanctions regimes in relation to Russia. The EU sanctions regimes are currently implemented via EU Council Decisions and Regulations.

The Regulations confer a power on the Secretary of State to designate persons who are, or have been, involved in destabilising Ukraine or undermining or threatening the territorial integrity, sovereignty or independence of Ukraine. Designated persons may be excluded from the United Kingdom and may be made subject to financial sanctions, including having their funds or economic resources frozen.

These Regulations also impose restrictions on trade in military goods and technology, on certain dual-use and energy-related items, and impose restrictions on supplying infrastructure-related goods and technology to Crimea and on importing goods from Crimea. These Regulations also restrict the provision of services related to the trade in those items. The Regulations also restrict persons from dealing with certain financial instruments, restrict the provision of finance and funds, and restrict investment in relation to Crimea.

The Regulations provide for certain exceptions to this sanctions regime, including in relation to financial sanctions (for example to allow for frozen accounts to be credited with interest or other earnings), trade sanctions and also acts done for the purpose of national security or the prevention of serious crime. The Regulations also confer powers on the Secretary of State and the Treasury to issue licences in respect of activities that would otherwise be prohibited under the financial and trade sanctions imposed. Schedule 5 of these Regulations sets out the purposes pursuant to which the Treasury will issue such licences.

The Regulations make it a criminal offence to contravene, or circumvent, any of the prohibitions in these Regulations and prescribe the mode of trial and penalties that apply to such offences. The Regulations also confer powers on specified maritime enforcement officers to stop and search ships in international and foreign waters for the purpose of enforcing specified trade sanctions and to seize goods found on board ships which are being, or have been, dealt with in contravention, or deemed contravention, of those prohibitions. The Regulations prescribe powers for the provision and sharing of information to enable the effective implementation and enforcement of the sanctions regime.

The Regulations revoke the relevant EU Regulations relating to the existing EU Russia sanctions regimes, in so far as those Regulations would have had effect in the UK after exit day. The Regulations also revoke existing UK trade and financial sanctions regulations relating to the existing EU Russia sanctions regimes.

Back to top

Options/Help

Print Options

You have chosen to open The Whole Instrument

The Whole Instrument you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.

Would you like to continue?

You have chosen to open The Whole Instrument as a PDF

The Whole Instrument you have selected contains over 200 provisions and might take some time to download.

Would you like to continue?

You have chosen to open the Whole Instrument

The Whole Instrument you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.

Would you like to continue?

You have chosen to open the Whole Instrument without Schedules

The Whole Instrument without Schedules you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.

Would you like to continue?

You have chosen to open Schedules only

The Schedules you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.

Would you like to continue?

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

See additional information alongside the content

Geographical Extent: Indicates the geographical area that this provision applies to. For further information see ‘Frequently Asked Questions’.

Show Timeline of Changes: See how this legislation has or could change over time. Turning this feature on will show extra navigation options to go to these specific points in time. Return to the latest available version by using the controls above in the What Version box.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Timeline of Changes

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources

The data on this page is available in the alternative data formats listed: