- Draft legislation
This is a draft item of legislation. This draft has since been made as a UK Statutory Instrument: The Data Reporting Services Regulations 2024 No. 107
PART 2 Authorisation of Data Reporting Services
5.Application for authorisation to provide a data reporting service
8.Conditions for authorisation to provide a data reporting service
9.Determination of an application for authorisation to provide a data reporting service
10.Cancellation of an authorisation to provide a data reporting service
11.Variation of an authorisation to provide data reporting services
PART 3 Administration and enforcement
CHAPTER 2 Application of FSMA 2000 for the purposes of the Regulations
17.Application of Part 9 of FSMA 2000 (hearings and appeals)
18.Application of Part 11 of FSMA 2000 (information gathering and investigations)
22.Application of Part 25 of FSMA 2000 (injunctions and restitution)
25.Application of section 413 of FSMA 2000 (protected items)
26.Application of section 415AA of FSMA 2000 (application of powers to formerly authorised persons)
27.FCA: penalties, fees and exemption from liability in damages
CHAPTER 3 Application of secondary legislation for the purposes of the Regulations
PART 4 Amendment of primary and secondary legislation
32.Amendment of the Financial Services and Markets Act 2000 (Recognition requirements for Investment Exchanges, Clearing Houses and Central Securities Depositaries) Regulations 2001
33.Amendment of the Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014
34.Amendment of the Public Interest Disclosure (Prescribed Persons) Order 2014
35.Amendment of the Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999
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