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Regulation (EC) No 1013/2006 of the European Parliament and of the CouncilShow full title

Regulation (EC) No 1013/2006 of the European Parliament and of the Council of 14 June 2006 on shipments of waste

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  1. Introductory Text

  2. TITLE I SCOPE AND DEFINITIONS

    1. Article 1.Scope

    2. Article 2.Definitions

  3. TITLE II SHIPMENTS WITHIN THE COMMUNITY WITH OR WITHOUT TRANSIT THROUGH THIRD COUNTRIES

    1. Article 3.Overall procedural framework

    2. CHAPTER 1 Prior written notification and consent

      1. Article 4.Notification

      2. Article 5.Contract

      3. Article 6.Financial guarantee

      4. Article 7.Transmission of the notification by the competent authority of dispatch

      5. Article 8.Requests for information and documentation by the competent authorities concerned and acknowledgement by the competent authority of destination

      6. Article 9.Consents by the competent authorities of destination, dispatch and transit and time periods for transport, recovery or disposal

      7. Article 10.Conditions for a shipment

      8. Article 11.Objections to shipments of waste destined for disposal

      9. Article 12.Objections to shipments of waste destined for recovery

      10. Article 13.General notification

      11. Article 14.Pre-consented recovery facilities

      12. Article 15.Additional provisions regarding interim recovery and disposal operations

      13. Article 16.Requirements following consent to a shipment

      14. Article 17.Changes in the shipment after consent

    3. CHAPTER 2 General information requirements

      1. Article 18.Waste to be accompanied by certain information

    4. CHAPTER 3 General requirements

      1. Article 19.Prohibition on mixing waste during shipment

      2. Article 20.Keeping of documents and information

      3. Article 21.Public access to notifications

    5. CHAPTER 4 Take-back obligations

      1. Article 22.Take-back when a shipment cannot be completed as intended

      2. Article 23.Costs for take-back when a shipment cannot be completed

      3. Article 24.Take-back when a shipment is illegal

      4. Article 25.Costs for take-back when a shipment is illegal

    6. CHAPTER 5 General administrative provisions

      1. Article 26.Format of the communications

      2. Article 27.Language

      3. Article 28.Disagreement on classification issues

      4. Article 29.Administrative costs

      5. Article 30.Border-area agreements

    7. CHAPTER 6 Shipments within the Community with transit via third countries

      1. Article 31.Shipments of waste destined for disposal

      2. Article 32.Shipments of waste destined for recovery

  4. TITLE III SHIPMENTS EXCLUSIVELY WITHIN MEMBER STATES

    1. Article 33.Application of this Regulation to shipments exclusively within Member States

  5. TITLE IV EXPORTS FROM THE COMMUNITY TO THIRD COUNTRIES

    1. CHAPTER 1 Exports of waste for disposal

      1. Article 34.Export prohibited except to EFTA countries

      2. Article 35.Procedures when exporting to EFTA countries

    2. CHAPTER 2 Exports of waste for recovery

      1. Section 1 Exports to non-OECD Decision countries

        1. Article 36.Exports prohibition

        2. Article 37.Procedures when exporting waste listed in Annex III or IIIA

      2. Section 2 Exports to OECD-Decision countries

        1. Article 38.Exports of waste listed in Annexes III, IIIA, IIIB, IV and IVA

    3. CHAPTER 3 General provisions

      1. Article 39.Exports to the Antarctic

      2. Article 40.Exports to overseas countries or territories

  6. TITLE V IMPORTS INTO THE COMMUNITY FROM THIRD COUNTRIES

    1. CHAPTER 1 Imports of waste for disposal

      1. Article 41.Imports prohibited except from a country Party to the Basel Convention or with an agreement in place or from other areas during situations of crisis or war

      2. Article 42.Procedural requirements for imports from a country Party to the Basel Convention or from other areas during situations of crisis or war

    2. CHAPTER 2 Imports of waste for recovery

      1. Article 43.Imports prohibited except from an OECD Decision country or a country Party to the Basel Convention or with an agreement in place or from other areas during situations of crisis or war

      2. Article 44.Procedural requirements for imports from an OECD Decision country or from other areas during situations of crisis or war

      3. Article 45.Procedural requirements for imports from a non-OECD Decision country Party to the Basel Convention or from other areas during situations of crisis or war

    3. CHAPTER 3 General provisions

      1. Article 46.Imports from overseas countries or territories

  7. TITLE VI TRANSIT THROUGH THE COMMUNITY FROM AND TO THIRD COUNTRIES

    1. CHAPTER 1 Transit of waste for disposal

      1. Article 47.Transit through the Community of waste destined for disposal

    2. CHAPTER 2 Transit of waste for recovery

      1. Article 48.Transit through the Community of waste destined for recovery

  8. TITLE VII OTHER PROVISIONS

    1. CHAPTER 1 Additional obligations

      1. Article 49.Protection of the environment

      2. Article 50.Enforcement in Member States

      3. Article 51.Reports by Member States

      4. Article 52.International cooperation

      5. Article 53.Designation of competent authorities

      6. Article 54.Designation of correspondents

      7. Article 55.Designation of customs offices of entry into and exit from the Community

      8. Article 56.Notification of, and information regarding, designations

    2. CHAPTER 2 Other provisions

      1. Article 57.Meeting of the correspondents

      2. Article 58.Amendment of Annexes

      3. Article 59.Additional measures

      4. Article 60.Review

      5. Article 61.Repeals

      6. Article 62.Transition rules

      7. Article 63.Transitional arrangements for certain Member States

      8. Article 64.Entry into force and application

  9. Signature

    1. ANNEX IA

    2. ANNEX IB

    3. ANNEX IC

      SPECIFIC INSTRUCTIONS FOR COMPLETING THE NOTIFICATION AND MOVEMENT DOCUMENTS

    4. ANNEX II

      INFORMATION AND DOCUMENTATION RELATED TO NOTIFICATION

      1. Part 1: Information to be supplied on, or annexed to, the notification document:

        1. 1. Serial number or other accepted identifier of the notification document...

        2. 2. Notifier's name, address, telephone number, fax number, e-mail address, registration...

        3. 3. If the notifier is not the producer: producer's (producers') name,...

        4. 4. Dealer's (dealers') or broker's (brokers') name, address, telephone number, fax...

        5. 5. Recovery or disposal facility's name, address, telephone number, fax number,...

        6. 6. Consignee's name, address, telephone number, fax number, e-mail address, registration...

        7. 7. Intended carrier's (carriers') and/or their agent's (agents') name, address, telephone...

        8. 8. Country of dispatch and relevant competent authority.

        9. 9. Countries of transit and relevant competent authorities.

        10. 10. Country of destination and relevant competent authority.

        11. 11. Single notification or general notification. If general notification, period of...

        12. 12. Date(s) envisaged for start of the shipment(s).

        13. 13. Means of transport envisaged.

        14. 14. Intended routing (point of exit from and entry into each...

        15. 15. Evidence of registration of the carrier(s) regarding waste transports (e.g....

        16. 16. Designation of the waste on the appropriate list, the source(s),...

        17. 17. Estimated maximum and minimum quantities.

        18. 18. Type of packaging envisaged.

        19. 19. Specification of the recovery or disposal operation(s) as referred to...

        20. 20. If the waste is destined for recovery:

        21. 21. Evidence of insurance against liability for damage to third parties...

        22. 22. Evidence of a contract (or a declaration certifying its existence)...

        23. 23. A copy of the contract or evidence of the contract...

        24. 24. Evidence of a financial guarantee or equivalent insurance (or a...

        25. 25. Certification by the notifier that the information is complete and...

        26. 26. When the notifier is not the producer in accordance with...

      2. Part 2: Information to be supplied on, or annexed to, the movement document:

      3. Part 3: Additional information and documentation that may be requested by the competent authorities:

        1. 1. The type and duration of the authorisation pursuant to which...

        2. 2. Copy of the permit issued in accordance with Articles 4 and...

        3. 3. Information concerning the measures to be taken to ensure transport...

        4. 4. The transport distance(s) between the notifier and the facility, including...

        5. 5. Information about costs of transport between the notifier and the...

        6. 6. Copy of the registration of the carrier(s) regarding the waste...

        7. 7. Chemical analysis of the composition of the waste.

        8. 8. Description of the production process of the waste.

        9. 9. Description of the treatment process of the facility which receives...

        10. 10. The financial guarantee or equivalent insurance or a copy thereof....

        11. 11. Information concerning the calculation of the financial guarantee or equivalent...

        12. 12. Copy of the contracts referred to in Part 1, points...

        13. 13. Copy of the policy of insurance against liability for damage...

        14. 14. Any other information which is pertinent to the assessment of...

    5. ANNEX III

      LIST OF WASTES SUBJECT TO THE GENERAL INFORMATION REQUIREMENTS LAID DOWN IN ARTICLE 18

      1. Regardless of whether or not wastes are included on this...

      2. increases the risks associated with the wastes sufficiently to render...

      3. Part I

      4. Part II

        1. Metal bearing wastes arising from melting, smelting and refining of...

        2. Other wastes containing metals

        3. Glass waste in non-dispersible form

        4. Ceramic wastes in non-dispersible form

        5. Other wastes containing principally inorganic constituents, which may contain metals...

        6. Solid plastic wastes

        7. Wastes arising from tanning and fellmongery operations and leather use...

      5. ANNEX IIIA

        MIXTURES OF TWO OR MORE WASTES LISTED IN ANNEX III AND NOT CLASSIFIED UNDER ONE SINGLE ENTRY AS REFERRED TO IN ARTICLE 3(2)

      6. ANNEX IIIB

        ADDITIONAL GREEN LISTED WASTE AWAITING INCLUSION IN THE RELEVANT ANNEXES TO THE BASEL CONVENTION OR THE OECD DECISION AS REFERRED TO IN ARTICLE 58(1)(B)

    6. ANNEX IV

      LIST OF WASTES SUBJECT TO THE PROCEDURE OF PRIOR WRITTEN NOTIFICATION AND CONSENT (‘AMBER’ LISTED WASTE)

      1. Part I

      2. Part II

        1. Metal bearing wastes

        2. Wastes containing principally inorganic constituents, which may contain metals and...

        3. Wastes containing principally organic constituents, which may contain metals and...

        4. Wastes which may contain either inorganic or organic constituents

        5. Wastes containing principally inorganic constituents, which may contain metals and...

      3. ANNEX IVA

        WASTE LISTED IN ANNEX III BUT SUBJECT TO THE PROCEDURE OF PRIOR WRITTEN NOTIFICATION AND CONSENT (ARTICLE 3(3))

    7. ANNEX V

      WASTE SUBJECT TO THE EXPORT PROHIBITION IN ARTICLE 36

      1. Introductory notes

        1. 1. This Annex applies without prejudice to Directives 91/689/EEC and 2006/12/EC....

        2. 2. This Annex consists of three parts, Parts 2 and 3...

        3. 3. Wastes listed in List B of Part 1 or which...

      2. Part 1

        1. List A (Annex VIII to the Basel Convention)

          1. A1 METAL AND METAL BEARING WASTES

            1. A1010 Metal wastes and waste consisting of alloys of any of...

            2. A1020 Waste having as constituents or contaminants, excluding metal waste in...

            3. A1030 Wastes having as constituents or contaminants any of the following:...

            4. A1040 Wastes having as constituents any of the following:

            5. A1050 Galvanic sludges

            6. A1060 Waste liquors from the pickling of metals

            7. A1070 Leaching residues from zinc processing, dust and sludges such as...

            8. A1080 Waste zinc residues not included on list B, containing lead...

            9. A1090 Ashes from the incineration of insulated copper wire

            10. A1100 Dusts and residues from gas cleaning systems of copper smelters...

            11. A1110 Spent electrolytic solutions from copper electrorefining and electrowinning operations

            12. A1120 Waste sludges, excluding anode slimes, from electrolyte purification systems in...

            13. A1130 Spent etching solutions containing dissolved copper

            14. A1140 Waste cupric chloride and copper cyanide catalysts

            15. A1150 Precious metal ash from incineration of printed circuit boards not...

            16. A1160 Waste lead-acid batteries, whole or crushed

            17. A1170 Unsorted waste batteries excluding mixtures of only list B batteries....

            18. A1180 Waste electrical and electronic assemblies or scrap containing components such...

            19. A1190 Waste metal cables coated or insulated with plastics containing or...

          2. A2 WASTES CONTAINING PRINCIPALLY INORGANIC CONSTITUENTS, WHICH MAY CONTAIN METALS AND...

            1. A2010 Glass waste from cathode-ray tubes and other activated glasses

            2. A2020 Waste inorganic fluorine compounds in the form of liquids or...

            3. A2030 Waste catalysts but excluding such wastes specified on list B...

            4. A2040 Waste gypsum arising from chemical industry processes, when containing Annex...

            5. A2050 Waste asbestos (dusts and fibres)

            6. A2060 Coal-fired power plant fly-ash containing Annex I substances in concentrations...

          3. A3 WASTES CONTAINING PRINCIPALLY ORGANIC CONSTITUENTS, WHICH MAY CONTAIN METALS AND...

            1. A3010 Waste from the production or processing of petroleum coke and...

            2. A3020 Waste mineral oils unfit for their originally intended use

            3. A3030 Wastes that contain, consist of or are contaminated with leaded...

            4. A3040 Waste thermal (heat transfer) fluids

            5. A3050 Wastes from production, formulation and use of resins, latex, plasticisers,...

            6. A3060 Waste nitrocellulose

            7. A3070 Waste phenols, phenol compounds including chlorophenol in the form of...

            8. A3080 Waste ethers not including those specified on list B

            9. A3090 Waste leather dust, ash, sludges and flours when containing hexavalent...

            10. A3100 Waste paring and other waste of leather or of composition...

            11. A3110 Fellmongery wastes containing hexavalent chromium compounds or biocides or infectious...

            12. A3120 Fluff — light fraction from shredding

            13. A3130 Waste organic phosphorous compounds

            14. A3140 Waste non-halogenated organic solvents but excluding such wastes specified on...

            15. A3150 Waste halogenated organic solvents

            16. A3160 Waste halogenated or unhalogenated non-aqueous distillation residues arising from organic...

            17. A3170 Wastes arising from the production of aliphatic halogenated hydrocarbons (such...

            18. A3180 Wastes, substances and articles containing, consisting of or contaminated with...

            19. A3190 Waste tarry residues (excluding asphalt cements) arising from refining, distillation...

            20. A3200 Bituminous material (asphalt waste) from road construction and maintenance, containing...

          4. A4 WASTES WHICH MAY CONTAIN EITHER INORGANIC OR ORGANIC CONSTITUENTS

            1. A4010 Wastes from the production, preparation and use of pharmaceutical products...

            2. A4020 Clinical and related wastes; that is wastes arising from medical,...

            3. A4030 Wastes from the production, formulation and use of biocides and...

            4. A4040 Wastes from the manufacture, formulation and use of wood-preserving chemicals...

            5. A4050 Wastes that contain, consist of or are contaminated with any...

            6. A4060 Waste oils/water, hydrocarbons/water mixtures, emulsions

            7. A4070 Wastes from the production, formulation and use of inks, dyes,...

            8. A4080 Wastes of an explosive nature (but excluding such wastes specified...

            9. A4090 Waste acidic or basic solutions, other than those specified in...

            10. A4100 Wastes from industrial pollution control devices for cleaning of industrial...

            11. A4110 Wastes that contain, consist of or are contaminated with any...

            12. A4120 Wastes that contain, consist of or are contaminated with peroxides...

            13. A4130 Waste packages and containers containing Annex I substances in concentrations...

            14. A4140 Waste consisting of or containing off-specification or out-dated chemicals corresponding...

            15. A4150 Waste chemical substances arising from research and development or teaching...

            16. A4160 Spent activated carbon not included on list B (note the...

        2. List B (Annex IX to the Basel Convention)

          1. B1 METAL AND METAL BEARING WASTES

            1. B1010 Metal and metal-alloy wastes in metallic, non-dispersible form:

            2. B1020 Clean, uncontaminated metal scrap, including alloys, in bulk finished form...

            3. B1030 Refractory metals containing residues

            4. B1031 Molybdenum, tungsten, titanium, tantalum, niobium and rhenium metal and metal...

            5. B1040 Scrap assemblies from electrical power generation not contaminated with lubricating...

            6. B1050 Mixed non-ferrous metal, heavy fraction scrap, not containing Annex I...

            7. B1060 Waste Selenium and Tellurium in metallic elemental form including powder...

            8. B1070 Waste of copper and copper alloys in dispersible form, unless...

            9. B1080 Zinc ash and residues including zinc alloys residues in dispersible...

            10. B1090 Waste batteries conforming to a specification, excluding those made with...

            11. B1100 Metal-bearing wastes arising from melting, smelting and refining of metals:...

            12. B1110 Electrical and electronic assemblies:

            13. B1115 Waste metal cables coated or insulated with plastics, not included...

            14. B1120 Spent catalysts excluding liquids used as catalysts, containing any of:...

            15. B1130 Cleaned spent precious-metal-bearing catalysts

            16. B1140 Precious-metal-bearing residues in solid form which contain traces of inorganic...

            17. B1150 Precious metals and alloy wastes (gold, silver, the platinum group,...

            18. B1160 Precious-metal ash from the incineration of printed circuit boards (note...

            19. B1170 Precious-metal ash from the incineration of photographic film

            20. B1180 Waste photographic film containing silver halides and metallic silver

            21. B1190 Waste photographic paper containing silver halides and metallic silver

            22. B1200 Granulated slag arising from the manufacture of iron and steel...

            23. B1210 Slag arising from the manufacture of iron and steel including...

            24. B1220 Slag from zinc production, chemically stabilised, having a high iron...

            25. B1230 Mill scaling arising from the manufacture of iron and steel...

            26. B1240 Copper oxide mill-scale

            27. B1250 Waste end-of-life motor vehicles, containing neither liquids nor other hazardous...

          2. B2 WASTES CONTAINING PRINCIPALLY INORGANIC CONSTITUENTS, WHICH MAY CONTAIN METALS AND...

            1. B2010 Wastes from mining operations in non-dispersible form:

            2. B2020 Glass waste in non-dispersible form:

            3. B2030 Ceramic wastes in non-dispersible form:

            4. B2040 Other wastes containing principally inorganic constituents:

            5. B2050 Coal-fired power plant fly-ash, not included on list A (note...

            6. B2060 Spent activated carbon not containing any Annex I constituents to...

            7. B2070 Calcium fluoride sludge

            8. B2080 Waste gypsum arising from chemical industry processes not included on...

            9. B2090 Waste anode butts from steel or aluminium production made of...

            10. B2100 Waste hydrates of aluminium and waste alumina and residues from...

            11. B2110 Bauxite residue (red mud) (pH moderated to less than 11,5)...

            12. B2120 Waste acidic or basic solutions with a pH greater than...

            13. B2130 Bituminous material (asphalt waste) from road construction and maintenance, not...

          3. B3 WASTES CONTAINING PRINCIPALLY ORGANIC CONSTITUENTS, WHICH MAY CONTAIN METALS AND...

            1. B3010 Solid plastic waste:

            2. B3020 Paper, paperboard and paper product wastes

            3. B3030 Textile wastes

            4. B3035 Waste textile floor coverings, carpets

            5. B3040 Rubber wastes

            6. B3050 Untreated cork and wood waste:

            7. B3060 Wastes arising from agro-food industries provided it is not infectious:...

            8. B3065 Waste edible fats and oils of animal or vegetable origin...

            9. B3070 The following wastes:

            10. B3080 Waste parings and scrap of rubber

            11. B3090 Paring and other wastes of leather or of composition leather...

            12. B3100 Leather dust, ash, sludges or flours not containing hexavalent chromium...

            13. B3110 Fellmongery wastes not containing hexavalent chromium compounds or biocides or...

            14. B3120 Wastes consisting of food dyes

            15. B3130 Waste polymer ethers and waste non-hazardous monomer ethers incapable of...

            16. B3140 Waste pneumatic tyres, excluding those destined for Annex IVA operations...

          4. B4 WASTES WHICH MAY CONTAIN EITHER INORGANIC OR ORGANIC CONSTITUENTS

            1. B4010 Wastes consisting mainly of water-based/latex paints, inks and hardened varnishes...

            2. B4020 Wastes from production, formulation and use of resins, latex, plasticisers,...

            3. B4030 Used single use cameras, with batteries not included on list...

      3. Part 2

        1. Wastes listed in the Annex to Decision 2000/532/EC

          1. 01 WASTES RESULTING FROM EXPLORATION, MINING, QUARRYING, AND PHYSICAL AND CHEMICAL...

          2. 02 WASTES FROM AGRICULTURE, HORTICULTURE, AQUACULTURE, FORESTRY, HUNTING AND FISHING, FOOD...

          3. 03 WASTES FROM WOOD PROCESSING AND THE PRODUCTION OF PANELS AND...

          4. 04 WASTES FROM THE LEATHER, FUR AND TEXTILE INDUSTRIES

          5. 05 WASTES FROM PETROLEUM REFINING, NATURAL GAS PURIFICATION AND PYROLYTIC TREATMENT...

          6. 06 WASTES FROM INORGANIC CHEMICAL PROCESSES

          7. 07 WASTES FROM ORGANIC CHEMICAL PROCESSES

          8. 08 WASTES FROM THE MANUFACTURE, FORMULATION, SUPPLY AND USE (MFSU) OF...

          9. 09 WASTES FROM THE PHOTOGRAPHIC INDUSTRY

          10. 10 WASTES FROM THERMAL PROCESSES

          11. 11 WASTES FROM CHEMICAL SURFACE TREATMENT AND COATING OF METALS AND...

          12. 12 WASTES FROM SHAPING AND PHYSICAL AND MECHANICAL SURFACE TREATMENT OF...

          13. 13 OIL WASTES AND WASTES OF LIQUID FUELS (EXCEPT EDIBLE OILS,...

          14. 14 WASTE ORGANIC SOLVENTS, REFRIGERANTS AND PROPELLANTS (EXCEPT 07 AND 08)...

          15. 15 WASTE PACKAGING; ABSORBENTS, WIPING CLOTHS, FILTER MATERIALS AND PROTECTIVE CLOTHING...

          16. 16 WASTES NOT OTHERWISE SPECIFIED IN THE LIST

          17. 17 CONSTRUCTION AND DEMOLITION WASTES (INCLUDING EXCAVATED SOIL FROM CONTAMINATED SITES)...

          18. 18 WASTES FROM HUMAN OR ANIMAL HEALTH CARE AND/OR RELATED RESEARCH...

          19. 19 WASTES FROM WASTE MANAGEMENT FACILITIES, OFF-SITE WASTE WATER TREATMENT PLANTS...

          20. 20 MUNICIPAL WASTES (HOUSEHOLD WASTE AND SIMILAR COMMERCIAL, INDUSTRIAL AND INSTITUTIONAL...

      4. Part 3

        1. List A (Annex II to the Basel Convention)

          1. Y46 Waste collected from households

          2. Y47 Residues arising from the incineration of household wastes

        2. List B (Waste from Appendix 4, Part II of the...

          1. Metal bearing wastes

          2. Wastes containing principally inorganic constituents, which may contain metals and...

          3. Wastes containing principally organic constituents, which may contain metals and...

          4. Wastes which may contain either inorganic or organic constituents

          5. Wastes containing principally inorganic constituents, which may contain metals and...

    8. ANNEX VI

      FORM FOR PRE-CONSENTED FACILITIES (ARTICLE 14)

    9. ANNEX VII

      INFORMATION ACCOMPANYING SHIPMENTS OF WASTE AS REFERRED TO IN ARTICLE 3(2) AND (4)

    10. ANNEX VIII

      GUIDELINES ON ENVIRONMENTALLY SOUND MANAGEMENT (ARTICLE 49)

      1. I. Guidelines adopted under the Basel Convention:

      2. II. Guidelines adopted by the OECD:

      3. III. Guidelines adopted by the International Maritime Organisation (IMO) Guidelines on...

      4. IV. Guidelines adopted by the International Labour Organisation (ILO): Safety and...

    11. ANNEX IX

      ADDITIONAL QUESTIONNAIRE FOR REPORTS BY MEMBER STATES PURSUANT TO ARTICLE 51(2)

      1. Table 1 Information on exceptions to the implementation of the principles of...

      2. Table 2 Objections to planned shipments or disposal (Article 11(1)(g))

      3. Table 3 Objections to planned shipments or recovery (Article 12(1)(c))

      4. Table 4 Information on decisions by competent authorities to issue pre-consents (Article...

      5. Table 5 Information on illegal shipments of waste(Article 24 and Article 50(1))

      6. Table 6 Information on any specific customs offices designated by Member States...

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