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Bank of England and Financial Services Act 2016

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Newidiadau dros amser i: Section 24

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Bank of England and Financial Services Act 2016, Section 24 yn gyfredol gyda’r holl newidiadau y gwyddys eu bod mewn grym ar neu cyn 31 Hydref 2020. Mae newidiadau a all gael eu dwyn i rym yn y dyfodol. Mae newidiadau a wnaed yn ymddangos yn y cynnwys a chyfeirir atynt trwy anodiadau. Help about Changes to Legislation

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24Rules of conductU.K.

This section has no associated Nodiadau Esboniadol

(1)The Financial Services and Markets Act 2000 is amended as follows.

(2)In section 64A (power of FCA and PRA to make rules of conduct)—

(a)in subsection (1) after paragraph (b) insert—

(c)persons who are directors of authorised persons.;

(b)in subsection (2) after paragraph (c) insert—

(d)persons who are directors of PRA-authorised persons.;

(c)omit the “and” at the end of subsection (5)(a);

(d)after subsection (5)(a) insert—

(ab)in the case of a person who is a director of an authorised person but is not an approved person, that authorised person, and;

(e)after subsection (6) insert—

(7)In this section “director”, in relation to an authorised person, means a member of the board of directors, or if there is no such board, the equivalent body responsible for the management of the authorised person concerned.

(3)In section 64B (responsibilities of authorised persons in relation to rules of conduct)—

(a)omit the “and” at the end of subsection (4)(a);

(b)at the end of subsection (4)(b) insert , and

(c)any person who is a director of the authorised person.;

(c)omit subsection (5);

(d)after subsection (6) insert—

(6A)In this section “director”, in relation to an authorised person, has the same meaning as in section 64A.

Commencement Information

I1S. 24 in force at 6.7.2016 by S.I. 2016/627, reg. 2(1)(r)

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