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Commission Delegated Regulation (EU) 2017/571Dangos y teitl llawn
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance)
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Changes over time for: Article 2
Changes to legislation:
Commission Delegated Regulation (EU) 2017/571, Article 2 is up to date with all changes known to be in force on or before 16 February 2026. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2017 No. 571 may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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Changes and effects yet to be applied to Article 2:
- Regulation revoked by 2023 c. 29 Sch. 1 Pt. 3
Article 2U.K.Information on the organisation
1.An applicant seeking authorisation to provide data reporting services shall include in its application for authorisation a programme of operations referred to in Article 61(2) of Directive 2014/65/EU. The programme of operations shall include the following information:
(a)information on the organisational structure of the applicant, including an organisational chart and a description of the human, technical and legal resources allocated to its business activities;
(b)information on the compliance policies and procedures of the data reporting services provider, including:
(i)
the name of the person or persons responsible for the approval and maintenance of those policies;
(ii)
the arrangements to monitor and enforce the compliance policies and procedures;
(iii)
the measures to be undertaken in the event of a breach which may result in a failure to meet the conditions for initial authorisation;
(iv)
a description of the procedure for reporting to the competent authority any breach which may result in a failure to meet the conditions for initial authorisation;
(c)a list of all outsourced functions and resources allocated to the control of the outsourced functions;
2.A data reporting services provider offering services other than data reporting services shall describe those services in the organisational chart.
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