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This is a draft item of legislation and has not yet been made as a UK Statutory Instrument. This draft has been replaced by a new draft, The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2013 ISBN 978-0-11-153382-6
5. In regulation 2(1) of the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001(1) (description of business for which appointed representatives are exempt)—
(a)renumber sub-paragraph (aa) as (za);
(b)after that sub-paragraph, insert—
“(zb)an activity of the kind specified by article 24A of the Regulated Activities Order (bidding in emissions auctions), where that activity does not consist either of a person dealing on his own account or of the execution of orders on behalf of clients within the meaning of Part 3 of Schedule 2 to that Order;”; and
(c)in sub-paragraph (d), for “(aa)” substitute “(za)”.
S.I. 2001/1217; regulation 2(1) was amended by S.I. 2001/2508 and sub-paragraph (aa) of regulation 2(1) was inserted by S.I 2003/1476; there are other amending instruments but none is relevant.
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