Public Services Ombudsman Act (Northern Ireland) 2016

  1. Introductory Text

  2. PART 1 THE NORTHERN IRELAND PUBLIC SERVICES OMBUDSMAN

    1. 1.The Northern Ireland Public Services Ombudsman

    2. 2.Independence

    3. 3.Appointment

    4. 4.Abolition of existing offices

  3. PART 2 INVESTIGATIONS

    1. Power of investigation

      1. 5.Power to investigate complaints made by a person aggrieved

      2. 6.Power to investigate complaints referred by a listed authority

      3. 7.Acting on behalf of a person aggrieved

      4. 8.Power to investigate on own initiative

      5. 9.Criteria for own initiative investigations

      6. 10.Alternative resolution of complaints

      7. 11.Purposes of investigation

    2. Listed authorities

      1. 12.Listed authorities

      2. 13.Meaning of action taken by a listed authority

    3. Matters which may be investigated

      1. 14.Matters which may be investigated: general

      2. 15.Matters which may be investigated: health and social care bodies

      3. 16.Matters which may be investigated: general health care providers

      4. 17.Matters which may be investigated: independent providers of health and social care

      5. 18.Matters which may be investigated: universities

      6. 19.Administrative functions of staff of tribunals

      7. 20.Exclusion: public sector employment

      8. 21.Exclusion: other remedies available

      9. 22.Other excluded matters

      10. 23.Decisions taken without maladministration

    4. Procedure for making complaint to the Ombudsman

      1. 24.Complaints handling procedure to be invoked and exhausted

      2. 25.Duty to inform person aggrieved about the Ombudsman

      3. 26.Form and time limit for making complaint

      4. 27.Meaning of exhausting the complaints handling procedure

    5. Procedure for complaint referred to the Ombudsman

      1. 28.Procedure for complaint referred to the Ombudsman

    6. Procedure for own initiative investigations

      1. 29.Procedure for own initiative investigations

    7. Conduct of investigations

      1. 30.Investigation procedure

      2. 31.Information, documents, evidence and facilities

      3. 32.Privileged and confidential information

      4. 33.Obstruction and contempt

  4. PART 3 COMPLAINTS HANDLING PROCEDURE

    1. 34.Meaning of complaints handling procedure

    2. 35.Statement of principles

    3. 36.Obligation for listed authority to have complaints handling procedure

    4. 37.Model complaints handling procedures

    5. 38.Obligation for listed authority to comply with model CHPs

    6. 39.Declaration of non-compliance of complaints handling procedure

    7. 40.Submission of description of complaints handling procedure: general

    8. 41.Application of other enactments

    9. 42.Promotion of best practice etc.

  5. PART 4 MISCELLANEOUS AND GENERAL

    1. Reports

      1. 43.Reports on investigations

      2. 44.Publication of reports on investigations in the public interest

      3. 45.Publication of reports on own initiative investigations

      4. 46.Reports to the Assembly

      5. 47.Reports and privileged information

    2. Protection from defamation

      1. 48.Privilege for certain publications

    3. Disclosure

      1. 49.Disclosure of information

      2. 50.Disclosure contrary to public interest

    4. Consultation and co-operation with other ombudsmen

      1. 51.Consultation and co-operation with other ombudsmen

    5. Court proceedings

      1. 52.Application to county court by person aggrieved

      2. 53.Relief granted by county court

      3. 54.Application to High Court by Attorney General

      4. 55.Relief granted by High Court

      5. 56.Court proceedings and privileged information

      6. 57.Supplementary provision in relation to court proceedings

  6. PART 5 THE NORTHERN IRELAND JUDICIAL APPOINTMENTS OMBUDSMAN

    1. 58.Ombudsman to be Judicial Appointments Ombudsman

  7. PART 6 SUPPLEMENTARY PROVISIONS

    1. 59.Interpretation

    2. 60.Power to make further provision

    3. 61.Orders

    4. 62.Amendments to Part 9 of the Local Government Act (Northern Ireland) 2014

    5. 63.Other minor and consequential amendments

    6. 64.Commencement

    7. 65.Repeals

    8. 66.Short title

  8. SCHEDULES

    1. SCHEDULE 1

      THE NORTHERN IRELAND PUBLIC SERVICES OMBUDSMAN

      1. Status

        1. 1.(1) The person for the time being holding the office...

      2. Eligibility

        1. 2.(1) A person is disqualified from being appointed as the...

        2. 3.(1) A person is disqualified from being appointed as the...

        3. 4.(1) A person is disqualified from being appointed as the...

        4. 5.(1) A person is disqualified from being appointed as the...

      3. Salary

        1. 6.(1) The Assembly Commission must by order determine the salary...

      4. Pension

        1. 7.(1) The Assembly Commission must make arrangements for the provision...

      5. Other terms and conditions of appointment

        1. 8.The Assembly Commission may determine the other terms and conditions...

      6. Removal from office

        1. 9.(1) Her Majesty may, on the passing of a resolution...

      7. Resignation

        1. 10.Her Majesty may remove the Ombudsman from office upon request...

      8. Restrictions on subsequent employment

        1. 11.(1) When a person ceases to be the Ombudsman, that...

      9. Acting Ombudsman

        1. 12.(1) This paragraph applies where the office of the Ombudsman...

      10. General powers

        1. 13.The Ombudsman may do anything (including acquire or dispose of...

      11. Delegation of functions

        1. 14.(1) Any function of the Ombudsman may be performed by...

      12. Staff

        1. 15.(1) The Ombudsman may— (a) appoint staff,

      13. Advisers

        1. 16.(1) The Ombudsman may obtain advice from any person who,...

      14. Expenses

        1. 17.The expenses of the office of the Ombudsman must be...

      15. Budget estimates

        1. 18.(1) The Ombudsman must, for each financial year other than...

      16. Accounts and audit

        1. 19.(1) The Ombudsman must publish— (a) the certified accounts of...

      17. Meaning of ‘financial year’

        1. 20.For the purposes of this Schedule— (a) a financial year...

    2. SCHEDULE 2

      TRANSFER OF ASSETS, LIABILITIES, STAFF, AND OTHER TRANSITIONAL AND SAVINGS ARRANGEMENTS

      1. Transfer of assets and liabilities

        1. 1.(1) All property, rights and liabilities to which each existing...

        2. 2.Anything (including legal proceedings) which is in the process of...

        3. 3.Anything done by an existing office for the purpose of,...

        4. 4.On and after the transfer day, the Ombudsman is to...

      2. Transfer of staff

        1. 5.(1) This paragraph applies to persons who immediately before the...

      3. Transfer of seconded staff

        1. 6.Any person seconded to an existing office under an arrangement...

      4. Accounts and reports: transitional arrangements

        1. 7.(1) The Ombudsman must make arrangements for statement of accounts...

      5. Pension of holders of existing offices

        1. 8.(1) The repeal by this Act of the Commissioner for...

      6. Complaints made to an existing office before the transfer day

        1. 9.(1) Sub-paragraph (2) applies where a complaint—

      7. Action taken but complaint not made to existing office before the transfer day

        1. 10.(1) Sub-paragraph (2) applies if— (a) action was taken by...

      8. Eligibility of holders of existing offices to be appointed as Ombudsman

        1. 11.A person who has been appointed to any existing office...

      9. Commissioner for Public Appointments

        1. 12.(1) The repeal by this Act of the Commissioner for...

      10. Interpretation

        1. 13.In this Schedule— “the transfer day” means 1 April 2016,...

    3. SCHEDULE 3

      LISTED AUTHORITIES

      1. Northern Ireland Assembly

      2. Northern Ireland Departments

      3. Local Government

      4. Education and Training

      5. Policing, Criminal Justice and Law

      6. Arts and Leisure

      7. Health and Social Care

      8. Investment and Economic Development

      9. Industrial Relations

      10. Harbours

      11. Housing

      12. Children and Young People

      13. Charity and Voluntary Sector

      14. Miscellaneous

    4. SCHEDULE 4

      TRIBUNALS REFERRED TO IN SECTION 19

    5. SCHEDULE 5

      OTHER EXCLUDED MATTERS

      1. 1.Action which has been or is the subject of—

      2. 2.Action taken by the Regional Health and Social Care Board...

      3. 3.The commencement or conduct of any civil or criminal proceedings...

      4. 4.(1) Action which is or may be investigated by the...

      5. 5.Action taken in matters certified by the First Minister and...

      6. 6.Action taken by a member of the administrative staff of...

      7. 7.Action taken by any member of the administrative staff of...

    6. SCHEDULE 6

      AMENDMENTS CONSEQUENT UPON OMBUDSMAN BEING NORTHERN IRELAND JUDICIAL APPOINTMENTS OMBUDSMAN

      1. 1.The Justice (Northern Ireland) Act 2002 is amended as follows....

      2. 2.In section 88 (interpretation) insert at the appropriate place in...

      3. 3.Schedule 3A (The Northern Ireland Judicial Appointments Ombudsman) is amended...

      4. 4.For paragraph 1 substitute— Circumstances where Ombudsman ineligible to exercise...

      5. 5.Omit the following— (a) paragraphs 3, 4 and 5 (term...

      6. 6.For paragraph 10(3) (approval of arrangements for assistance) substitute—

      7. 7.Omit paragraph 11 (arrangements by the Department of Justice).

      8. 8.In paragraph 12(1)(a) (delegation of functions) omit “or 11”.

      9. 9.Omit paragraph 13 (financial provisions and directions).

      10. 10.Omit paragraph 14 (code of conduct).

      11. 11.In paragraph 15 (reports)— (a) in sub-paragraph (1) for “provide...

    7. SCHEDULE 7

      AMENDMENTS TO PART 9 OF THE LOCAL GOVERNMENT ACT (NORTHERN IRELAND) 2014

      1. 1.Part 9 of the Local Government Act (Northern Ireland) 2014...

      2. 2.After section 56 insert— Adjudication hearings Adjudication hearings (1) Where the Commissioner proposes to make an adjudicationunder section...

      3. 3.In section 59 (decision following report) after subsection (7) insert—...

      4. 4.In section 59(10)— (a) in subsection (a) omit “and”,

      5. 5.For section 63 (extension of 1996 Order) substitute— Extension of...

      6. 6.In section 65(1)— (a) for the entry relating to the...

    8. SCHEDULE 8

      OTHER MINOR AND CONSEQUENTIAL AMENDMENTS

      1. Northern Ireland Assembly Disqualification Act 1975 (c. 25)

        1. 1.In Schedule 1, Part 3, insert in the appropriate place...

      2. Mental Health (Northern Ireland) Order 1986 (NI 4)

        1. 2.In Article 16(3)(g) for “, the Northern Ireland Parliamentary Commissioner...

      3. Social Security Administration (Northern Ireland) Act 1992 (c. 8)

        1. 3.In section 117(8)— (a) for paragraphs (b) and (c) substitute—...

      4. Juries (Northern Ireland) Order 1996 (NI 6)

        1. 4.In Schedule 3, for the entry relating to the Assembly...

      5. Northern Ireland Act 1998 (c. 47)

        1. 5.In section 75(3) for paragraphs (b) and (c) substitute—

        2. 6.In section 76(7) for paragraphs (c) and (d) substitute—

        3. 7.In section 77(4) for paragraphs (b), (c), (d) and (e)...

        4. 8.In section 78(2) for paragraphs (b) and (c) substitute—

      6. Commissioner for Children and Young People (Northern Ireland) Order 2003 (NI 11)

        1. 9.In Article 4(1) for sub-paragraphs (a) and (b) substitute—

        2. 10.In Schedule 1, for paragraphs 8 and 9 substitute— The Northern Ireland Public Services Ombudsman. .

      7. Commissioner for Older People Act (Northern Ireland) 2011 (c. 1)

        1. 11.In section 7(6), for “the Northern Ireland Commissioner for Complaints,...

        2. 12.In section 26(1) for paragraph (a) and (b) substitute—

    9. SCHEDULE 9

      REPEALS