- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol). This item of legislation is currently only available in its original format.
2.—(1) The Companies Act 1985 is amended as follows.
(2) In section 247A(1) (cases in which special provisions for small and medium-sized companies do not apply)—
(a)in subsection (1B)(b), for “an ISD investment firm” substitute “a MiFID investment firm”;
(b)in subsection (2)(ba), for “an ISD investment firm” substitute “a MiFID investment firm”.
(3) In section 248 (exemption for small and medium-sized groups), in subsection (2)(ba)(2), for “an ISD investment firm” substitute “a MiFID investment firm”.
(4) In section 249AA (dormant companies), in subsection (3)(a)(3), for “an ISD investment firm” substitute “a MiFID investment firm”.
(5) In section 249B (cases where exemptions from audit for certain small companies not available), in subsection (1)(b)(4), for “an ISD investment firm” substitute “a MiFID investment firm”.
(6) In section 262(5) (minor definitions relating to Part 7), in subsection (1)—
(a)omit the definition of “ISD investment firm”;
(b)at the appropriate place insert—
““MiFID investment firm” means an investment firm within the meaning of Article 4.1.1 of Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments(6), other than—
a company to which that Directive does not apply by virtue of Article 2 of that Directive,
a company which is an exempt investment firm within the meaning of regulation 4A(3) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007(7), and
any other company which fulfils all the requirements set out in regulation 4C(3) of those Regulations;”.
(7) In section 262A(8) (index of defined expressions)—
(a)omit the entry for “ISD investment firm”;
(b)at the appropriate place insert—
“MiFID investment firm | section 262(1)”. |
Section 247A was inserted by S.I. 1997/220, and subsection (1B)(b) was substituted, and subsection (2)(ba) was inserted, by S.I. 2006/2782. Section 247A is prospectively repealed by the Companies Act 2006.
Section 248(2)(ba) was inserted by S.I. 2006/2782. Section 248 is prospectively repealed by the Companies Act 2006.
Section 249AA was inserted by S.I. 2000/1430 and subsection (3)(a) was substituted by S.I. 2006/2782. Section 249AA is prospectively repealed by the Companies Act 2006.
Section 249B was inserted by S.I. 1994/1935 and subsection (1)(b) was substituted by S.I. 2006/2782. Section 249B is prospectively repealed by the Companies Act 2006.
The definition of “ISD investment firm” in section 262(1) was inserted by S.I. 2006/2782. Section 262 is prospectively repealed by the Companies Act 2006.
OJ No L 145, 30.4.2004, p.1.
S.I. 2007/126; regulations 4A and 4C were inserted by S.I. 2007/763.
The entry for “ISD investment firm” in section 262A was inserted by S.I. 2006/2782. Section 262A is prospectively repealed by the Companies Act 2006.
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys