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The Securitisation (Amendment) (EU Exit) Regulations 2019

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Draft Legislation:

This is a draft item of legislation. This draft has since been made as a UK Statutory Instrument: The Securitisation (Amendment) (EU Exit) Regulations 2019 (revoked) No. 660

  1. Introductory Text

  2. PART 1 General

    1. 1.Citation and commencement

    2. 2.Interpretation

  3. PART 2 Amendment of the Securitisation Regulation

    1. CHAPTER 1 Introductory provision

      1. 3.Amendments

    2. CHAPTER 2 Amendment of Chapter 1 of the Securitisation Regulation (general provisions)

      1. 4.Article 2 (definitions)

      2. 5.Article 3 (selling of securitisations to retail clients)

      3. 6.Article 4 (requirements for securitisation special purpose entities)

    3. CHAPTER 3 Amendment of Chapter 2 of the Securitisation Regulation (provisions applicable to all securitisations)

      1. 7.Article 5 (due-diligence requirements for institutional investors)

      2. 8.Article 6 (risk retention)

      3. 9.Article 7 (transparency requirements for originators, sponsors and SSPEs)

      4. 10.Article 8 (ban on resecuritisation)

      5. 11.Article 9 (criteria for credit-granting)

    4. CHAPTER 4 Amendment of Chapter 3 of the Securitisation Regulation (conditions and procedures for registration of a securitisation repository)

      1. 12.Article 10 (registration of a securitisation repository)

      2. 13.Article 11 (notification and consultation with competent authorities prior to registration or extension of registration)

      3. 14.Article 12 (examination of the application)

      4. 15.Articles 13 to 15 (notification of ESMA decisions relating to registration or extension of registration, powers of ESMA and withdrawal of registration)

      5. 16.Article 16 (supervisory fees)

      6. 17.Article 17 (availability of data held in a securitisation repository)

    5. CHAPTER 5 Amendment of Chapter 4 of the Securitisation Regulation (simple, transparent and standardised securitisation)

      1. 18.Article 18 (use of the designation ‘simple, transparent and standardised securitisation’)

      2. 19.Article 19 (simple, transparent and standardised securitisation)

      3. 20.Article 20 (requirements relating to simplicity)

      4. 21.Article 23 (simple, transparent and standardised ABCP securitisation)

      5. 22.Article 24 (transaction-level requirements)

      6. 23.Article 25 (sponsor of an ABCP programme)

      7. 24.Article 27 (STS notification requirements)

      8. 25.Article 28 (third party verifying STS compliance)

    6. CHAPTER 6 Amendment of Chapter 5 of the Securitisation Regulation (supervision)

      1. 26.Article 29 (designation of competent authorities)

      2. 27.Article 30 (powers of the competent authorities)

      3. 28.Articles 31 to 37

    7. CHAPTER 7 Amendment of Chapter 6 of the Securitisation Regulation (amendments)

      1. 29.Articles 38, 39 and 41

      2. 30.Article 43 (transitional provisions)

      3. 31.Articles 44 and 45

      4. 32.Article 46 (review)

      5. 33.Article 47 (exercise of the delegation)

      6. 34.Final provision

  4. PART 3 Amendment of the CRA Regulation

    1. 35.Article 3 (definitions)

  5. PART 4 Amendment of the EMIR Regulation

    1. 36.Article 2 (definitions)

    2. 37.Article 4 (clearing obligation)

    3. 38.Article 11 (risk-mitigation techniques for OTC derivative contracts not cleared by a CCP)

  6. PART 5 Amendment of the Capital Requirements Regulation

    1. CHAPTER 1 Introductory provision

      1. 39.Amendments

    2. CHAPTER 2 Amendment of Chapter 5 of Title 2 of Part 3 of the Capital Requirements Regulation

      1. 40.Chapter 5 (securitisation)

      2. 41.References to the competent authorities

      3. 42.Article 242 (definitions for Chapter 5)

      4. 43.Article 244

      5. 44.Article 245

      6. 45.Article 248

      7. 46.Article 250 (implicit support)

      8. 47.Article 254

      9. 48.Article 255 (determination of KIRB and KSA)

      10. 49.Article 257 (determination of tranche maturity (MT))

      11. 50.Article 270 (senior positions in SME securitisations)

      12. 51.Article 270a

      13. 52.Article 270e (securitisation mapping)

    3. CHAPTER 3 Amendment of other Articles of the Capital Requirements Regulation

      1. 53.Article 337 (own funds requirement for securitisation instruments)

      2. 54.Article 519a (reporting and review)

  7. PART 6 Amendment of the Liquidity Commission Delegated Regulation

    1. 55.Article 13 of the Liquidity Commission Delegated Regulation (level 2B securitisations)

  8. PART 7 Amendment of the CRR amending regulation

    1. 56.Article 2 of the CRR amending regulation (transitional provisions concerning...

  9. PART 8 Amendment of subordinate legislation

    1. 57.The Financial Services and Markets Act (Regulated Activities) Order 2001

    2. 58.Amendment of the Securitisation Regulations 2018

  10. Signature

  11. Explanatory Note

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