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The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (revoked)
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F1CHAPTER 1U.K.Amendment of the Capital Requirements Regulation
Textual Amendments
F1Regulations revoked (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/779, reg. 3(b), Sch.
Amendments to the Capital Requirements RegulationU.K.
F161. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 1 (scope)U.K.
F162. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 2 (supervisory powers)U.K.
F163. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 4(1) (definitions)U.K.
F164. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 4(2) (definitions)U.K.
F165. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 4A and 4B (insertion of new paragraphs)U.K.
F166. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 6 (general principles)U.K.
F167. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 7 (derogation from the application of prudential requirements on an individual basis)U.K.
F168. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 8 (derogation from the application of liquidity requirements on an individual basis)U.K.
F169. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 9 (individual consolidation method)U.K.
F170. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 10 (waiver for credit institutions permanently affiliated to a central body)U.K.
F171. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 11 (general treatment)U.K.
F172. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 13 (application of disclosure requirements on a consolidated basis)U.K.
F173. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 14 (application of requirements of Part Five on a consolidated basis)U.K.
F174. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 15 (derogation from the application of own funds requirements on a consolidated basis for groups of investment firms)U.K.
F175. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 17 (supervision of investment firms waived from the application of own funds requirements on a consolidated basis)U.K.
F176. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 18 (methods for prudential consolidation)U.K.
F177. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 19 (entities excluded from the scope of prudential consolidation)U.K.
F178. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 20 (joint decisions on prudential requirements)U.K.
F179. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 21 (joint decisions on the level of application of liquidity requirements)U.K.
F180. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 23 (undertakings in third countries)U.K.
F181. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 26 (Common Equity Tier 1 items)U.K.
F182. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 27 (capital instruments of mutual, cooperative societies, savings institutions or similar institutions in Common Equity Tier 1 items)U.K.
F183. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 28 (Common Equity Tier 1 instruments)U.K.
F184. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 29 (capital instruments issued by mutuals, cooperative societies, savings institutions and similar institutions)U.K.
F185. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 31 (capital instruments subscribed by public authorities in emergency situations)U.K.
F186. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 33 (cash flow hedges and changes in the value of own liabilities)U.K.
F187. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 36 (deductions from Common Equity Tier 1 items)U.K.
F188. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 38 (deduction of deferred tax assets that rely on future profitability)U.K.
F189. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 39 (tax overpayments, tax loss carry backs and deferred tax assets that do not rely on future profitability)U.K.
F190. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 49 (requirement for deduction where consolidation, supplementary supervision or institutional protection schemes are applied)U.K.
F191. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 52 (additional Tier 1 instruments)U.K.
F192. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 77 (conditions for reducing own funds)U.K.
F193. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 78 (supervisory permission for reducing own funds)U.K.
F194. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 80 (continuing review of quality of own funds)U.K.
F195. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 81 (minority interests that qualify for inclusion in consolidated Common Equity Tier 1 capital)U.K.
F196. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 82 (qualifying Additional Tier 1, Tier 1, Tier 2 capital and qualifying own funds)U.K.
F197. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 84 (minority interests included in consolidated Common Equity Tier 1 capital)U.K.
F198. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 85 (qualifying Tier 1 instruments included in consolidated Tier 1 capital)U.K.
F199. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 87 (qualifying own funds included in consolidated own funds)U.K.
F1100. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 89 (risk weighting and prohibition of qualifying holdings outside the financial sector)U.K.
F1101. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 91 (exceptions)U.K.
F1102. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 95 (own funds requirements for investment first with limited authorisation to provide investment services)U.K.
F1103. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 96 (own funds requirements for investment firms which hold initial capital)U.K.
F1104. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 97 (own funds based on fixed overheads)U.K.
F1105. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 98 (own funds for investment firms on a consolidated basis)U.K.
F1106. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 99 (reporting on own funds requirements and financial information)U.K.
F1107. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 100 (additional reporting requirements)U.K.
F1108. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 101 (specific reporting requirements)U.K.
F1109. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 107 (approaches to credit risk)U.K.
F1110. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 113 (calculation of risk weighted exposure amounts)U.K.
F1111. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 114 (exposures to central governments or central banks)U.K.
F1112. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 115 (exposures to regional governments or local authorities)U.K.
F1113. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 116 (exposures to public sector entities)U.K.
F1114. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 117 (exposures to multilateral development banks)U.K.
F1115. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 118 (exposures to international organisations)U.K.
F1116. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 119 (exposures to institutions)U.K.
F1117. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 123 (retain exposures)U.K.
F1118. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 124 (exposures secured by mortgages on immovable property)U.K.
F1119. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 125 (exposures fully and completely secured by mortgages on residential property)U.K.
F1120. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 126 (exposures fully and completely secured by mortgages on commercial immovable property)U.K.
F1121. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 128 (items associated with particular high risk)U.K.
F1122. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 129 (exposures in the form of covered bonds)U.K.
F1123. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 132 (exposures in the form of units or shares in CIUs)U.K.
F1124. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 134 (other items)U.K.
F1125. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 135 (use of credit assessments by ECAIs)U.K.
F1126. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 138 (general requirements)U.K.
F1127. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 142 (definitions)U.K.
F1128. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 150 (conditions for permanent partial use)U.K.
F1129. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 154 (risk weighted exposure amounts for retail exposures)U.K.
F1130. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 160 (probability of default)U.K.
F1131. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 162 (maturity)U.K.
F1132. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 164 (loss given default)U.K.
F1133. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 178 (default of an obligor)U.K.
F1134. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 192 (definitions)U.K.
F1135. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 197 (eligibility of collateral under all approaches and methods)U.K.
F1136. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 199 (additional eligibility for collateral under the IRB Approach)U.K.
F1137. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 201 (eligibility of protection providers under all approaches)U.K.
F1138. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 202 (eligibility of protection providers under the IRB Approach which qualify for the treatment set out in Article 153(3))U.K.
F1139. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 212 (requirements for other funded credit protection)U.K.
F1140. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 224 (supervisory volatility adjustment under the Financial Collateral Comprehensive Method)U.K.
F1141. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 227 (conditions for applying a 0% volatility adjustment under the Financial Collateral Comprehensive Method)U.K.
F1142. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 229 (valuation principles for other eligible collateral under the IRB approach)U.K.
F1143. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 230 (calculating risk-weighted exposures amounts and expected loss amounts for other eligible collateral under the IRB Approach)U.K.
F1144. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 277 (transactions with a linear risk profile)U.K.
F1145. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 290 (stress testing)U.K.
F1146. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 292 (integrity of the modelling process)U.K.
F1147. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 295 (recognition of contractual netting as risk-reducing)U.K.
F1148. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 296 (recognition of contractual netting agreements)U.K.
F1149. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 299 (items in the trading book)U.K.
F1150. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 311 (own funds requirements for exposures to CCPs that cease to meet certain conditions)U.K.
F1151. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 312 (permission and notification)U.K.
F1152. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 315 (own funds requirement)U.K.
F1153. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 316 (relevant indicator)U.K.
F1154. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 317 (own funds requirement)U.K.
F1155. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 323 (impact of insurance and other risk transfer mechanisms)U.K.
F1156. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 325 (allowances for consolidated requirements)U.K.
F1157. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 327 (netting)U.K.
F1158. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 329 (options and warrants)U.K.
F1159. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 336 (own funds requirements for non-securitisation debt instruments)U.K.
F1160. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 340 (duration-based calculation of general risk)U.K.
F1161. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 344 (stock indices)U.K.
F1162. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 349 (general criteria for CIUs)U.K.
F1163. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 354 (closely correlated currencies)U.K.
F1164. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 365 (VaR and stressed VaR calculation)U.K.
F1165. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 372 (requirement to have an internal IRC model)U.K.
F1166. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 377 (requirements for an internal model for correlation trading)U.K.
F1167. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 382 (scope)U.K.
F1168. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 383 (advanced method)U.K.
F1169. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 391 (definition of an institution for large exposures purposes)U.K.
F1170. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 395 (limits to large exposures)U.K.
F1171. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 396 (compliance with large exposures requirements)U.K.
F1172. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 400 (exemptions)U.K.
F1173. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 402 (exposures arising from mortgage lending)U.K.
F1174. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 411 (definitions)U.K.
F1175. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 412 (liquidity coverage requirements)U.K.
F1176. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F1177. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 413 (stable funding)U.K.
F1178. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 416 (reporting on liquid assets)U.K.
F1179. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 419 (currencies with constraints on the availability of liquid assets)U.K.
F1180. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 420 (liquidity outflows)U.K.
F1181. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 421 (outflows on retail deposits)U.K.
F1182. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 422 (outflows on other liabilities)U.K.
F1183. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 424 (outflows from credit and liquidity facilities)U.K.
F1184. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 425 (inflows)U.K.
F1185. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 427 (items providing stable funding)U.K.
F1186. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 428 (items requiring stable funding)U.K.
F1187. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 429 (calculation of the leverage ratio)U.K.
F1188. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 430 (reporting requirement)U.K.
F1189. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 432 (non-material, proprietary or confidential information)U.K.
F1190. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 433 (frequency of disclosure)U.K.
F1191. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 436 (scope of application)U.K.
F1192. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 438 (capital requirements)U.K.
F1193. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 440 (capital buffers)U.K.
F1194. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 441 (indicators of global systemic importance)U.K.
F1195. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 443 (unencumbered assets)U.K.
F1196. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 444 (use of ECAIs)U.K.
F1197. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 450 (remuneration policy)U.K.
F1198. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 452 (use of the IRB Approach to credit risk)U.K.
F1199. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Heading of Part 9U.K.
F1200. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 458 (macroprudential or systemic risk identified at the level of a Member State)U.K.
F1201. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 462 (exercise of the delegation)U.K.
F1202. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 463 (objections to regulatory technical standards)U.K.
F1203. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 464 (European Banking Committee)U.K.
F1204. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 464A and 464B (insertion of new paragraphs)U.K.
F1205. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 473a (introduction of IFRS 9)U.K.
F1206. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 483 (grandfathering of State aid instruments)U.K.
F1207. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 484 (eligibility for grandfathering of items)U.K.
F1208. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 485 (eligibility for inclusion in Common Equity Tier 1)U.K.
F1209. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 493 (transitional provisions for large exposures)U.K.
F1210. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Prospective
Article 497 (own funds requirements for exposures to CCPs)U.K.
F1211. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 498 (exemption for Commodities dealers)U.K.
F1212. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 501 (capital requirements deduction for credit risk on exposures to SMEs)U.K.
F1213. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 501c to 519b (reports and reviews)U.K.
F1214. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 521 (entry into force and date of application)U.K.
F1215. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Article 522 (insertion of new paragraph)U.K.
F1216. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Annex I (classification of off-balance sheet items)U.K.
F1217. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Annex II (types of derivative)U.K.
F1218. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Annex III (items subject to supplementary reporting of liquid assets)U.K.
F1219. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
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