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The Investment Bank Special Administration Regulations 2011

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PART 1 U.K.

1.—(1) Where this Part of this Schedule applies, the enactments set out below apply with the following modifications.U.K.

(2) References to—

(a)an administrator appointed in respect of a Schedule B1 administration include a reference to an administrator appointed under a special administration order;

(b)administration under Schedule B1 or “insolvent administration” include a reference to special administration;

(c)“administration order” include a reference to a special administration order;

(d)“insolvency legislation”, the “general law of insolvency”, the “enactments relating to insolvency” and similar expressions include special administration and the provisions of the Insolvency Act as applied by these Regulations;

(e)becoming insolvent, or an “insolvency event” occurring in respect of the investment bank includes being put into special administration and “insolvency proceedings” or an “insolvency procedure” include special administration;

(f)“winding up”, being “wound up”, “wound up by the court” “going into liquidation” or “compulsory liquidation” include being put into special administration, and a “winding-up order” include a special administration order (and, in this context, “liquidator” shall be read as “administrator”);

(g)a person acting as an insolvency practitioner within the meaning of section 388 of the Insolvency Act include a person acting as an administrator under these Regulations;

(h)the provisions of the Insolvency Act include those provisions as applied and modified by these Regulations; and

(i)the provisions of the Insolvency Rules 1986 F1, the Insolvency Rules (Northern Ireland) 1991 F2 and the Insolvency (Scotland) Rules 1986 F3 include the provisions of insolvency rules made under section 411 of the Insolvency Act as applied by regulation 15(6).

(3) A reference to insolvency or liquidation within the meaning of section 247 of the Insolvency Act includes a reference to special administration.

(4) A reference to the “purposes of the Insolvency Act 1986” includes a reference to the purposes of these Regulations.

Primary LegislationU.K.

Taxes Management Act 1970 F4

Prescription and Limitation (Scotland) Act 1973 F5

Companies Act 1985 F6

Finance Act 1986 F7

Companies (Northern Ireland) Order 1986 F8

F8S.I. 1986 No. 1032 (N.I. 6).

Debtors (Scotland) Act 1987 F9

Companies Act 1989

Companies (No. 2) (Northern Ireland) Order 1990 F10

Taxation of Chargeable Gains Act 1992 F11

Pension Schemes Act 1993 F12

Pension Schemes (Northern Ireland) Act 1993 F13

Pensions Act 1995 F14

Pensions (Northern Ireland) Order 1995 F15

Proceeds of Crime (Scotland) Act 1995 F16

Employment Rights Act 1996 F17

Employment Rights (Northern Ireland) Order 1996 F18

Terrorism Act 2000 F19

Finance Act 2000 F20

International Criminal Court Act 2001 F21

International Criminal Court (Scotland) Act 2001 F22

Proceeds of Crime Act 2002 F23

Debt Arrangement and Attachment (Scotland) Act 2002 F24

Finance Act 2003 F25

Pensions Act 2004 F26

Pensions (Northern Ireland) Order 2005 F27

Companies Act 2006 (but not including section 1078 (documents subject to Directive disclosure requirements)

Bankruptcy and Diligence (Scotland) Act 2007 F28

Finance Act 2008 F29

Dormant Bank and Building Society Accounts Act 2008 F30

Corporation Tax Act 2009 F31

Corporation Tax Act 2010 F32

Taxation (International and other Provisions) Act 2010 F33

Secondary LegislationU.K.

Statutory Maternity Pay (General) Regulations 1986 F34

Statutory Maternity Pay (General) (Northern Ireland) Regulations 1987 F35

Insolvent Companies (Disqualification of Unfit Directors) Proceedings Rules 1987 F36

Financial Markets and Insolvency Regulations 1991 F37

Financial Markets and Insolvency Regulations (Northern Ireland) 1991 F38

Insolvency Regulations 1994 F39

Non-Domestic Rating (Unoccupied Property) (Scotland) Regulations 1994 F40

Insolvent Companies (Reports on Conduct of Directors) Rules 1996 F41

Financial Markets and Insolvency Regulations 1996 F42

Financial Markets and Insolvency Regulations (Northern Ireland) 1996 F43

Individual Savings Account Regulations 1998 F44

Corporation Tax (Simplified Arrangements for Group Relief) Regulations 1999 F45

Financial Markets and Insolvency (Settlement Finality) Regulations 1999

Statutory Paternity Pay and Statutory Adoption Pay (General) Regulations 2002 F46

Statutory Paternity Pay and Statutory Adoption Pay (General) (Northern Ireland) Regulations 2002 F47

Financial Collateral Arrangements (No. 2) Regulations 2003

Insolvent Companies (Reports on Conduct of Directors) Rules (Northern Ireland) 2003 F48

Insolvent Companies (Disqualification of Unfit Directors) Proceedings Rules (Northern Ireland) 2003 F49

Credit Institutions (Reorganisation and Winding Up) Regulations 2004 F50

Insolvency Practitioners Regulations 2005 F51

Pension Protection Fund (Entry Rules) Regulations 2005 F52

Pension Protection Fund (Entry Rules) Regulations (Northern Ireland) 2005 F53

Gender Recognition (Disclosure of Information) (England, Wales and Northern Ireland) (No. 2) Order 2005 F54

Gender Recognition (Disclosure of Information) (Scotland) Order 2005 F55

Financial Assistance Scheme Regulations 2005 F56

Insolvency Practitioners Regulations (Northern Ireland) 2006 F57

Land Registration (Scotland) Rules 2006 F58

Companies (Cross-Border Mergers) Regulations 2007 F59

Regulated Covered Bonds Regulations 2008 F60

Companies (Trading Disclosures) Regulations 2008 F61

Land Registration (Network Access) Rules 2008 F62

Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008 F63

Registrar of Companies (Fees) (Companies, Overseas Companies and Limited Liability Partnerships) Regulations 2009 F64

Payment Services Regulations 2009 F65

Companies (Disclosure of Address) Regulations 2009 F66

Additional Statutory Paternity Pay (General) Regulations 2010 F67

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