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1.—(1) These Regulations may be cited as the Environmental Impact Assessment (Land Drainage Improvement Works) Regulations 1999 and shall come into force on 21st July 1999.
(2) These Regulations apply to England and Wales.
Commencement Information
I1Reg. 1 in force at 21.7.1999, see reg. 1(1)
2.—(1) In these Regulations–
[F1“the appropriate Authority” means—
in relation to England, the Secretary of State;
in relation to Wales, the Welsh Ministers;]
“consultation bodies” means–
in relation to improvement works which are to be carried out in England, [F2Natural England];
in relation to improvement works which are to be carried out in Wales, [F3the Natural Resources Body for Wales] [F4and Cadw, being the executive agency responsible for carrying out the functions vested in the [F5Welsh Ministers] relating to the historic environment]; and
any other public authority, statutory body or organisation which, in the opinion of the drainage body proposing any improvement works, has an interest in those improvement works [F6by virtue of its environmental responsibilities or local or regional competences];
[F7“the EIA Directive” means Directive 2011/92/EU of the European Parliament and of the Council on the assessment of the effects of certain public and private projects on the environment, as amended by Directive 2014/52/EU of the European Parliament and of the Council;]
“district” includes metropolitan district;
“drainage” includes defence against water including sea water;
“drainage body” means any of the following public authorities which initiates improvement works, namely–
F9...
[F10“environmental impact assessment”, in respect of improvement works, means—
the preparation of an environmental statement by the drainage body;
the carrying out of consultations under regulations 10 and 12B(6);
the drainage body’s or the appropriate Authority’s consideration of the environmental statement and other information under regulation 12(1) or 12B(3);
the drainage body or the appropriate Authority reaching a conclusion about the likely significant environmental effects of the project under regulation 12(2) or 12B(4); and
the drainage body’s or the appropriate Authority’s consideration of that conclusion under regulation 12A(3) or 12C(2) in the determination of whether or not the improvement works should proceed;]
[F11“environmental statement” has the meaning given by regulation 7(1);]
[F12“EU environmental assessment” means an assessment of the effect of anything on the environment carried out under [F13assimilated] law other than any law of any part of the United Kingdom that implemented the EIA Directive;]
[F10“the Habitats Directive” means Council Directive 92/43/EEC on the conservation of natural habitats and of wild fauna and flora as last amended by Council Directive 2013/17/EU;]
[F14“improvement works” means—
in relation to England, works which are—
the subject of a project to deepen, widen, straighten, or otherwise improve or alter, any existing watercourse or remove or alter mill dams, weirs, or other obstructions to watercourses, or raise, widen, or otherwise improve or alter, any existing drainage work; and
permitted development by virtue of Class C or Class D of Part 13 (water and sewerage) of Schedule 2 to the Town and Country Planning (General Permitted Development) (England) Order 2015;
in relation to Wales, works which are—
the subject of a project to deepen, widen, straighten, or otherwise improve or alter, any existing watercourse or remove or alter mill dams, weirs, or other obstructions to watercourses, or raise, widen, or otherwise improve or alter, any existing drainage work; and
permitted development by virtue of Part 14 or Part 15 of Schedule 2 to the Town and Country Planning (General Permitted Development) Order 1995;]
[F15“public” means one or more natural or legal persons and, in accordance with the law or practice of any part of the United Kingdom, their associations, organisations or groups;
“public concerned” means the public affected or likely to be affected by, or having an interest in, environmental decision making procedures (for the purposes of this definition, non-governmental organisations promoting environmental protection and meeting any requirements under the law of any part of the United Kingdom are deemed to have an interest);]
[F16“UK environmental assessment” means an assessment carried out in accordance with an obligation under the law of any part of the United Kingdom of the effect of anything on the environment;]
“watercourse” includes any river and stream and any ditch, drain, cut, culvert, dike, sluice, sewer (other than public sewer as defined in section 219(1) of the Water Industry Act 1991(2)) and any passage through which water flows;
[F10“the Wild Birds Directive” means Directive 2009/147/EC of the European Parliament and of the Council on the conservation of wild birds as amended by Council Directive 2013/17/EU.]
F17(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(3) Any reference in these Regulations to a numbered regulation or Schedule is a reference to the regulation in or Schedule to these Regulations bearing that number.
[F18(4) In these Regulations, any reference to the likely significant effects, or the likely significant adverse effects, of improvement works on the environment includes a reference to the effects of the improvement works on the environment once the improvement works are finished and in operation.
(5) In paragraph (4) each reference to the environment includes a reference to the matters referred to in regulation 12(2)(a) to (e).]
Textual Amendments
F1Words in reg. 2(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(b) (with reg. 22)
F2Words in reg. 2(1) substituted (16.5.2017) by virtue of The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(c)(i) (with reg. 22)
F3Words in reg. 2(1) substituted (1.4.2013) by The Natural Resources Body for Wales (Functions) Order 2013 (S.I. 2013/755), art. 1(2), Sch. 4 para. 94(2) (with Sch. 7)
F4Words in reg. 2 inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 5(2)(a)(ii)
F5Words in reg. 2(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(c)(ii) (with reg. 22)
F6Words in reg. 2(1) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(c)(iii) (with reg. 22)
F7Words in reg. 2(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(d) (with reg. 22)
F8Words in reg. 2(1) inserted (1.4.2013) by The Natural Resources Body for Wales (Functions) Order 2013 (S.I. 2013/755), art. 1(2), Sch. 4 para. 94(3) (with Sch. 7)
F9Words in reg. 2(1) omitted (16.5.2017) by virtue of The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(e) (with reg. 22)
F10Words in reg. 2(1) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(a) (with reg. 22)
F11Words in reg. 2(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(f) (with reg. 22)
F12Words in reg. 2(1) substituted (31.12.2020) by The Environment, Food and Rural Affairs (Environmental Impact Assessment) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/25), regs. 1(1), 2(2)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
F13Word in reg. 2(1) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 15 para. 2(a)
F14Words in reg. 2(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(g) (with reg. 22)
F15Words in reg. 2(1) inserted (31.12.2020) by The Environment, Food and Rural Affairs (Environmental Impact Assessment) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/25), regs. 1(1), 2(2)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
F16Words in reg. 2(1) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(2)(a) (with reg. 22)
F17Reg. 2(2) omitted (31.12.2020) by virtue of The Environment, Food and Rural Affairs (Environmental Impact Assessment) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/25), regs. 1(1), 2(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
F18Reg. 2(4)(5) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 3(4) (with reg. 22)
Commencement Information
I2Reg. 2 in force at 21.7.1999, see reg. 1(1)
3.—(1) Subject to [F19regulations 3A and 3B], a drainage body shall not carry out any improvement works unless–
(a)they have complied with the requirements of these Regulations in relation to those improvement works; and
(b)where a proposal is referred to the appropriate Authority under regulation [F2012B(2)]–
(i)that Authority has consented to the carrying out of the improvement works; and
(ii)the works are carried out in accordance with any conditions to which the consent is subject.
F21(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F21(2A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F21(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F21(4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F19Words in reg. 3(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 4(2)(a) (with reg. 22)
F20Word in reg. 3(1)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 4(2)(b) (with reg. 22)
F21Reg. 3(2)-(4) omitted (16.5.2017) by virtue of The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 4(3) (with reg. 22)
Commencement Information
I3Reg. 3 in force at 21.7.1999, see reg. 1(1)
3A.—(1) The Secretary of State may direct that improvement works or a part of any improvement works are exempt where—
(a)the improvement works have national defence as their sole purpose; and
(b)the Secretary of State considers that an environmental impact assessment in respect of the improvement works or the part of the improvement works would have an adverse effect on the fulfilment of that purpose.
(2) The appropriate Authority may direct that improvement works are exempt where—
(a)the improvement works have the response to a civil emergency as their sole purpose; and
(b)the appropriate Authority considers that an environmental impact assessment in respect of the improvement works would have an adverse effect on the fulfilment of that purpose.
(3) The effect of a direction under paragraph (1) or (2) that improvement works are exempt is that these Regulations, except for paragraphs (5) and (6), do not apply to the improvement works.
(4) The effect of a direction under paragraph (1) that a part of any improvement works are exempt is that the improvement works are treated under these Regulations as not including the part of the improvement works the subject of the direction.
(5) Following a direction under paragraph (1) or (2), the person who made the direction must send notice of the direction to the drainage body concerned.
(6) Following a direction under paragraph (1) in respect of improvement works in Wales, the Secretary of State must send notice of the direction to the Welsh Ministers.
Textual Amendments
F22Regs. 3A-3C inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 5 (with reg. 22)
3B.—(1) The appropriate Authority may direct that improvement works are exempt where the circumstances are exceptional and it considers that—
(a)the application of these Regulations to the improvement works would have an adverse effect on the fulfilment of the improvement works’ purpose; and
(b)the objectives of the EIA Directive will be met even though such an assessment is not carried out.
(2) The effect of a direction that improvement works are exempt under paragraph (1) is that these Regulations, except for paragraphs (3) and (4) do not apply to the improvement works.
(3) Where the appropriate Authority makes a direction that improvement works are exempt under paragraph (1) it must—
(a)consider whether another form of assessment of the likely significant effects on the environment of the improvement works is appropriate;
(b)send a copy of the direction to the drainage body concerned; and
(c)publish in at least two newspapers local to the site of the improvement works a notice which briefly describes—
(i)the improvement works; and
(ii)the effect of the direction and the reasons for it.
(4) Where the appropriate Authority considers that another form of assessment is appropriate in accordance with paragraph (3)(a), it must make available to the public concerned the information obtained under that other assessment.
Textual Amendments
F22Regs. 3A-3C inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 5 (with reg. 22)
3C. Where, in respect of improvement works, there is a requirement to carry out an environmental impact assessment and a requirement to carry out an assessment under [F23regulation 24 or 63 of the Conservation of Habitats and Species Regulations 2017] , the appropriate Authority must, where appropriate, ensure that the environmental impact assessment and the other assessment, or assessments, are coordinated.]
Textual Amendments
F22Regs. 3A-3C inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 5 (with reg. 22)
F23Words in reg. 3C substituted (30.11.2017) by The Conservation of Habitats and Species Regulations 2017 (S.I. 2017/1012), reg. 1(2), Sch. 6 para. 10
4.—(1) A drainage body proposing to carry out improvement works must determine whether the improvement works are likely to have significant effects on the environment, and in making that determination the drainage body must take into account—
(a)the selection criteria in Schedule 2; and
(b)the results of any relevant EU environmental assessment which are reasonably available to the drainage body.
(2) The determination in paragraph (1) must be made as soon as possible but, subject to paragraph (3), within the period of 45 days beginning with the date on which the proposal to carry out improvement works was made.
(3) In exceptional cases (including relating to the nature, complexity, location or size of the improvement works), the drainage body may extend the 45-day period referred to in paragraph (2).]
Textual Amendments
F24Reg. 4 substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 6 (with reg. 22)
5.—(1) Where, under regulation 4 above, a drainage body consider that the improvement works are not likely to have significant effects on the environment, they shall, [F25, subject to regulation 13B below, by notice in at least two local newspapers and on any website maintained by the drainage body]–
(a)announce that they propose to carry out the improvement works in question;
(b)describe briefly the nature, size and location of the proposed improvement works;
(c)state that they do not intend to prepare an environmental statement in respect of the proposed improvement works; F26...
[F27(ca)state the main reasons for not intending to prepare an environmental statement by reference to the selection criteria listed in Schedule 2;
(cb)state any features of the improvement works or measures envisaged to avoid or prevent what might otherwise have been significant adverse effects on the environment;]
(d)give notice that any person who wishes to do so should make representations to them in writing in relation to the likely environmental effects of the proposed improvement works at an address specified in the notice within [F2830] days of the date of publication of the notice [F29; and]
[F30(e)describe what additional information concerning the improvement works is available, and where it can be obtained.]
(2) A drainage body which publishes a notice under paragraph (1) above shall, on or before the date of such publication, supply a copy of the notice to each of the consultation bodies so that they have an opportunity to make representations in relation to the likely environmental effects of the proposed improvement works before expiry of the period specified in the notice.
(3) Where, within the period provided for in paragraph (1)(d) above F31..., no representations have been made to the effect that the works are likely to have significant effects on the environment, the drainage body may proceed to carry out the improvement works.
(4) Where, following the period provided for in paragraph (1)(d) above F31..., the drainage body consider (whether in the light of any representations or otherwise) that the improvement works are likely to have significant effects on the environment, they shall so determine.
(5) Where, within the period provided in paragraph (1)(d) above F31..., any representations have been made to the effect that the works are likely to have significant effects on the environment and, notwithstanding those representations, the drainage body still consider that the improvement works are not likely to have significant effects on the environment, they shall apply to the appropriate Authority for a determination of whether the improvement works are likely to have significant effects on the environment and shall provide the Authority with [F32the information referred to in paragraph (5A)].
[F33(5A) The information is—
(a)the information referred to in Schedule 2A, taking into account the results of any relevant UK environmental assessment which are reasonably available to the applicant; and
(b)if the drainage body elects to provide it, a description of any measure proposed to be taken to avoid or prevent any likely significant adverse effects on the environment.]
(6) Where the appropriate Authority considers that the information and copy documents provided in accordance with paragraph (5) above do not provide sufficient information to enable a determination to be made, that Authority shall notify the drainage body in writing of the points on which further information is required and may make a written request to the drainage body for such information as they may be able to provide on the points raised.
[F34(7) Where an application is made to the appropriate Authority under paragraph (5), the appropriate Authority shall determine whether the improvement works are likely to have significant effects on the environment, taking into account—
(a)the information provided under paragraph (5);
(b)the selection criteria in Schedule 2; and
(c)the results of any relevant UK environmental assessment which are reasonably available to the applicant.
(8) Following the determination under paragraph (7), the appropriate Authority shall inform the drainage body in writing of the determination.
(9) The determination under paragraph (7) shall be made as soon as possible but, subject to paragraph (10), within the period of 45 days beginning with the date on which the drainage body has submitted all the information required under paragraph (5).
(10) In exceptional cases (including relating to the nature, complexity, location or size of the improvement works), the appropriate Authority may extend the 45-day period referred to in paragraph (9).
(11) Where the appropriate Authority extends the 45-day period under paragraph (10), it shall inform the drainage body in writing of the reasons justifying the extension and of the date on which its determination is expected.]
Textual Amendments
F25Words in reg. 5(1) substituted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 4(2)
F26Word in reg. 5(1)(c) deleted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(2)(a)
F27Reg. 5(1)(ca)(cb) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 7(2) (with reg. 22)
F28Word in reg. 5(1)(d) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 7(3) (with reg. 22)
F29Word in reg. 5(1)(d) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(2)(b)
F30Reg. 5(1)(e) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(2)(c)
F31Words in reg. 5(3)-(5) deleted (30.3.2006) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2006 (S.I. 2006/618), regs. 1, 2(2)
F32Words in reg. 5(5) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 7(4) (with reg. 22)
F33Reg. 5(5A) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 7(5) (with reg. 22)
F34Reg. 5(7)-(11) substituted for reg. 5(7) (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 7(6) (with reg. 22)
Commencement Information
I4Reg. 5 in force at 21.7.1999, see reg. 1(1)
6.—(1) This regulation applies where–
(a)under regulation 4 or 5(4) above, a drainage body determine that improvement works are likely to have significant effects on the environment; or
(b)under regulation 5(7) above, the appropriate Authority determines that improvement works are likely to have significant effects on the environment.
(2) In any case to which this regulation applies, the drainage body shall [F35, subject to regulation 13B below, by notice in at least two local newspapers and on any website maintained by the drainage body]–
(a)[F36inform the public of the need for a determination of whether the improvement works should proceed, and] describe briefly the nature, size and location of the proposed improvement works;
[F37(b)state that—
(i)the works are likely to have significant effects on the environment;
(ii)the main reasons for that conclusion by reference to the selection criteria listed in Schedule 2; and
(iii)the drainage body intend to prepare an environmental statement in respect of them;]
[F38(c)give details of the drainage body responsible for taking the decision as to whether to carry out the improvement works, from whom relevant information can be obtained and to which comments or questions can be submitted, and details of the time by which comments or questions must be submitted;
(d)give an indication of the availability of the information gathered;
(e)give details of times and places where, and the means by which, the relevant information will be made available.]
(3) A drainage body which publishes a notice under paragraph (2) above shall, on or before the date of such publication, supply a copy of the notice to each of the consultation bodies.
Textual Amendments
F35Words in reg. 6(2) substituted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 4(2)
F36Words in reg. 6(2)(a) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(3)(a)
F37Reg. 6(2)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 8(2) (with reg. 22)
F38Reg. 6(2)(c)-(e) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(3)(c)
Commencement Information
I5Reg. 6 in force at 21.7.1999, see reg. 1(1)
7.—(1) A drainage body must ensure that in any case to which regulation 6 applies a written statement (an “environmental statement”) in respect of the improvement works is prepared by a competent person which—
(a)includes the information specified in paragraph (2);
(b)is based on the opinion given under regulation 8;
(c)takes into account the results of any relevant EU environmental assessment which are reasonably available to the drainage body; and
(d)states the relevant expertise and qualifications of the competent person.
(2) The specified information is—
(a)a description of the improvement works comprising information on the site, design, size and other relevant features of the improvement works;
(b)a description of the likely significant effects of the improvement works on the environment;
(c)a description of any features of the improvement works or measures to avoid, prevent, reduce or offset any likely significant adverse effects of the improvement works on the environment;
(d)a description of the reasonable alternatives studied by the drainage body, which are relevant to the improvement works and their specific characteristics, and an indication of the main reasons for the option chosen, taking into account the effects of the improvement works on the environment;
(e)a non-technical summary of the information referred to in sub-paragraphs (a) to (d); and
(f)any additional information specified in Schedule 1 relevant to the specific characteristics of particular improvement works or type of improvement works and to the environmental features likely to be affected.]
Textual Amendments
F39Reg. 7 substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 9 (with reg. 22)
8.—(1) A drainage body may request the appropriate Authority to give an opinion as to the [F40scope and level of detail of] information to be contained in the environmental statement required for particular improvement works.
(2) Where a drainage body requests an opinion under paragraph (1) above before a determination has been made, the appropriate Authority shall deal with the request on the assumption that the improvement works will have significant effects on the environment.
(3) Before giving an opinion under paragraph (1) above, the appropriate Authority shall consult the drainage body and the consultation bodies.
[F41(3A) In reaching its opinion under paragraph (1), the appropriate Authority shall take into account the information provided by the drainage body including—
(a)the information about the specific characteristics of the improvement works (including their location and technical capacity); and
(b)the likely effects of the improvement works on the environment.]
(4) Giving an opinion under this regulation shall not preclude the appropriate Authority from [F42requiring] further information from the drainage body concerned under regulation [F4312B(5)].
Textual Amendments
F40Words in reg. 8(1) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 10(2) (with reg. 22)
F41Reg. 8(3A) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 10(3) (with reg. 22)
F42Word in reg. 8(4) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 10(4)(a) (with reg. 22)
F43Word in reg. 8(4) inserted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 10(4)(b) (with reg. 22)
Commencement Information
I6Reg. 8 in force at 21.7.1999, see reg. 1(1)
9.—(1) Subject to paragraph (2) below and to regulation 13, where a drainage body is required to prepare an environmental statement by virtue of regulation 7, the drainage body may enter into consultation with any other authority to determine whether that authority has in its possession any information which may be relevant to the preparation of the environmental statement and if the authority has such information, the authority shall make such information available to the drainage body.
(2) Paragraph (1) above shall not require the disclosure of information which is capable of being treated as confidential, or must be so treated, under regulation 4 of the Environmental Information Regulations 1992(3).
Commencement Information
I7Reg. 9 in force at 21.7.1999, see reg. 1(1)
10.—[F44(1) Where a drainage body has prepared an environmental statement in accordance with these Regulations, it shall—
(a)publish a notice in accordance with paragraphs (2) and (3); and
(b)place the notice and a copy of the environmental statement on a website maintained by the drainage body.]
(2) The notice shall–
[F45(a)announce that the statement has been prepared and give details of—
(i)the website on which the copy of the environmental statement has been placed in accordance with paragraph (1)(b); and
(ii)any other place at which a copy of the environmental statement can be seen and times when it may be inspected;]
(b)state that any person wishing to make representations in relation to the likely environmental effects of the improvement works to which the statement relates shall make them in writing to the drainage body at the address specified in the notice within [F4630] days from the publication of the notice; and
(c)state that where no objection in relation to the likely environmental effects of the works are made and the drainage body, having undertaken the assessment specified in regulation [F4712(2)], consider that the improvement works should proceed, they may so determine.
(3) [F48Subject to regulation 13B(1) below,] the notice shall be published in such newspapers (not being less than two) as the drainage body consider necessary to ensure that the environmental statement is made available to the public and in order to give the public concerned the opportunity to express an opinion before a determination is made as to whether the improvement works should proceed.
(4) On or before the date of publication of the notice referred to in paragraph (1) above, the drainage body shall supply a copy of the environmental statement and notice to each of the consultation bodies so that they have an opportunity to make representations on the likely environmental effects of the improvement works to which the statement relates before expiry of the period specified in the notice.
(5) The drainage body shall provide a copy of the environmental statement to any other person who so requests.
Textual Amendments
F44Reg. 10(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 11(2) (with reg. 22)
F45Reg. 10(2)(a) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 11(3) (with reg. 22)
F46Word in reg. 10(2)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 11(4) (with reg. 22)
F47Word in reg. 10(2)(c) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 11(5) (with reg. 22)
F48Words in reg. 10(3) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 4(4)
Commencement Information
I8Reg. 10 in force at 21.7.1999, see reg. 1(1)
F4911. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F49Reg. 11 omitted (16.5.2017) by virtue of The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 12 (with reg. 22)
12.—(1) After the expiry of the period specified in the notice published under regulation 10(1), the drainage body must consider (ensuring that in doing so it has, or has access to, any expertise it considers necessary)—
(a)the environmental statement and any representations made in accordance with regulation 10; and
(b)any features of the improvement works or measures to avoid, prevent, reduce or offset any likely significant effects of the improvement works on the environment.
(2) Following that consideration, the drainage body must reach a conclusion about the likely significant effects (including the expected effects deriving from the vulnerability of the improvement works to risks of major accidents or disasters) of the improvement works on—
(a)population and human health;
(b)biodiversity, with particular attention to species and habitats protected under [F51any law of any part of the United Kingdom that implemented] the Habitats Directive and the Wild Birds Directive;
(c)land, soil, water, air and climate;
(d)material assets, cultural heritage and the landscape;
(e)the interaction between the factors referred to in sub-paragraphs (a) to (d).
Textual Amendments
F50Regs. 12-12E substituted for reg. 12 (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 13 (with reg. 22)
12A.—(1) This regulation applies where—
(a)no objection in relation to the likely significant environmental effects of the improvement works has been made; or
(b)any such objection has been withdrawn.
(2) The drainage body must consider—
(a)the conclusion reached under regulation 12(2) in respect of the improvement works and the reasons for that conclusion;
(b)whether it is appropriate for the drainage body to monitor the significant adverse effects of the improvement works on the environment, and if so—
(i)whether a determination to proceed with the improvement works should be made subject to conditions to ensure that the drainage body is under such a duty; and
(ii)whether a determination to proceed with the improvement works should be made subject to conditions to require remedial action to be taken in circumstances described in the conditions;
(c)whether, having regard to the likely significant environmental effects of the improvement works, a determination to proceed should be made subject to any other conditions.
(3) Following that consideration, the drainage body must determine that the improvement works—
(a)should proceed; or
(b)should not proceed.
(4) The drainage body may make a determination under paragraph (3)(a) only if satisfied that the conclusion reached under paragraph 12(2) in respect of the improvement works and the reasons for it address the likely significant environmental effects of the improvement works.
(5) Where a drainage body has determined—
(a)in accordance with paragraph (3)(a), that the drainage body should proceed with the improvement works or that the drainage body should proceed subject to conditions; or
(b)that the drainage body should not so proceed,
the drainage body must promptly, subject to regulation 13B, take the steps set out in paragraph (6).
(6) The steps are to inform the following of the information referred to in paragraph (7)—
(a)the public, by notice in at least two local newspapers, or by such other means as are reasonable in the circumstances; and
(b)the consultation bodies, by notice.
(7) The information is —
(a)the determination under paragraph (2) and any conditions attached to it;
(b)the main reasons and considerations on which the determination is based; and
(c)a summary of the result of any consultation under regulation 10 and how that information has been taken into account.
(8) The drainage body must make its determination under paragraph (3) within a reasonable period of time, taking into account the nature and complexity of the application and improvement works.
Textual Amendments
F50Regs. 12-12E substituted for reg. 12 (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 13 (with reg. 22)
12B.—(1) This regulation and regulation 12C apply where—
(a)an objection in relation to the likely significant environmental effects of the improvement works has been made;
(b)the objection has not been withdrawn; and
(c)the drainage body has determined that the improvement works should proceed.
(2) The drainage body must refer the proposal for improvement works together with the environmental statement and any representations on it to the appropriate Authority.
(3) The appropriate Authority must consider (ensuring that in doing so it has or has access to any expertise it considers necessary)—
(a)the environmental statement and any representations made in accordance with regulation 10; and
(b)any features of the improvement works or measures to avoid, prevent, reduce or offset any likely significant effects of the improvement works on the environment.
(4) Following that consideration, the appropriate Authority must reach a conclusion about the likely significant effects (including the expected effects deriving from the vulnerability of the improvement works to risks of major accidents or disasters) of the improvement works on—
(a)population and human health;
(b)biodiversity, with particular attention to species and habitats protected under [F52any law of any part of the United Kingdom that implemented] the Habitats Directive and the Wild Birds Directive;
(c)land, soil, water, air and climate;
(d)material assets, cultural heritage and the landscape;
(e)the interaction between the factors referred to in sub-paragraphs (a) to (d).
(5) Where the appropriate Authority considers that—
(a)the information supplied in accordance with paragraph (2) does not provide sufficient information to enable it to reach a conclusion under paragraph (4); and
(b)the drainage body may reasonably be required to compile further information relevant to that conclusion,
the appropriate Authority must notify the drainage body of the further information required.
(6) After a notification under paragraph (5), the drainage body must promptly—
(a)send the further information to the appropriate Authority;
(b)publish a notice in at least two local newspapers—
(i)announcing that the further information is available and giving details of the place and times where a copy may be inspected; and
(ii)stating that any person who wishes to make representations on the likely environmental effects of the improvement works to which the further information relates must make them in writing to the appropriate Authority at the address specified in the notice within 30 days of the date of the publication of the notice;
(c)place that notice and the further information on the website referred to in regulation 10(1)(b);
(d)on or before the date of publication of that notice, supply a copy of the notice and further information and notice to each of the consultation bodies; and
(e)provide a copy of the further information to any other person who requests one.
Textual Amendments
F50Regs. 12-12E substituted for reg. 12 (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 13 (with reg. 22)
12C.—(1) The appropriate Authority must consider—
(a)the conclusion reached under regulation 12B(4) in respect of the improvement works and the reasons for that conclusion;
(b)whether it is appropriate for the drainage body to monitor the significant adverse effects of the improvement works on the environment, and if so—
(i)whether consent should be given subject to conditions to ensure that the drainage body is under such a duty; and
(ii)whether consent should be given subject to conditions to require remedial action to be taken in circumstances described in the conditions;
(c)whether, having regard to the likely significant environmental effects of the improvement works, consent should be given subject to any other conditions.
(2) Following that consideration, the appropriate Authority must—
(a)consent to the carrying out of the improvement works; or
(b)refuse consent to the improvement works.
(3) The appropriate Authority may make a determination under paragraph (2)(a) only if satisfied that the conclusion reached under regulation 12B(4) in respect of the improvement works and the reasons for it address the likely significant environmental effects of the improvement works.
(4) A determination under paragraph (2)(a) may be made subject to conditions under regulation 12D.
(5) The appropriate Authority must make its decision under paragraph (2) within a reasonable period of time starting with the date on which it is given all the information it is required to consider under regulation 12B(3), taking into account the nature and complexity of the application and improvement works.
(6) The appropriate Authority must send to the drainage body a statement in writing of—
(a)the appropriate Authority’s determination under paragraph (2) and any conditions attached to it;
(b)the main reasons and considerations upon which the determination is based, including information about the public participation process; and
(c)any features of the improvement works or measures to avoid, prevent, reduce or offset the significant adverse effects of the improvement works on the environment.
(7) The drainage body must promptly inform—
(a)the public, by notice in at least two local newspapers, or by such other means as are reasonable in the circumstances; and
(b)the consultation bodies, by notice,
of the information in paragraph (8).
(8) The information is—
(a)the appropriate Authority’s determination under paragraph (2) and any conditions attached to it;
(b)the main reasons and considerations on which the determination is based; and
(c)a summary of the result of any consultations under change type=start slip=2017-06-01 time=1496397159715regulations 10 and 12B(6) and how that information has been taken into account.
Textual Amendments
F50Regs. 12-12E substituted for reg. 12 (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 13 (with reg. 22)
12D.—(1) The relevant authority may make a determination under regulation 12A(3)(a) or 12C(2)(a) authorising improvement works to proceed subject to conditions.
(2) The relevant authority may impose a condition under paragraph (1) in relation to monitoring only if satisfied that—
(a)existing monitoring arrangements in accordance with an obligation under the law of any part of the United Kingdom cannot be relied on;
(b)the type of parameters to be monitored and the duration of monitoring are proportionate to the nature, location and size of the improvement works and the significance of their effect on the environment.
(3) In this regulation, the “relevant authority” means—
(a)in respect of a determination under regulation 12A(3)(a), the drainage body;
(b)in respect of a determination under regulation 12C(2)(a), the appropriate Authority.
Textual Amendments
F50Regs. 12-12E substituted for reg. 12 (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 13 (with reg. 22)
12E.—(1) The drainage body must maintain a record of, and make available to the public on request, the information referred to in paragraph (2) in respect of any determination under regulation 12A(3) or 12C(2).
(2) The information is—
(a)the content of the determination and any conditions attached to it;
(b)the main reasons and considerations on which the determination is based, including information about representations received in the course of the public participation process; and
(c)any features of the improvement works or measures to avoid, prevent, reduce or offset any likely significant effects of the improvement works on the environment.]
Textual Amendments
F50Regs. 12-12E substituted for reg. 12 (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 13 (with reg. 22)
13.—(1) A reasonable charge reflecting printing and distribution costs may be made to–
(a)a consultation body for any copy of the whole or part of–
(i)an environmental statement provided in addition to the copy supplied in accordance with regulation 10(4); or
(ii)further information provided in addition to the copy supplied in accordance with regulation [F5312B(6)(d)] [F54or regulation 13A]; and
(b)any other person for a copy of the whole or part of–
(i)an environmental statement provided in accordance with regulation 10(5); or
(ii)further information provided in accordance with regulation [F5512B(6)(e)] [F56or regulation 13A].
(2) Regulation 9(1) shall not prevent an authority imposing a reasonable charge for the identification, preparation and copying of any information or making the payment of such a charge a condition of providing the information.
Textual Amendments
F53Word in reg. 13(1)(a) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 14(2) (with reg. 22)
F54Words in reg. 13(1)(a)(ii) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(5)(a)
F55Word in reg. 13(1)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 14(3) (with reg. 22)
F56Words in reg. 13(1)(b)(ii) inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(5)(b)
Commencement Information
I9Reg. 13 in force at 21.7.1999, see reg. 1(1)
13A.—(1) The drainage body shall make available to the public —
(a)at the time that the notice under regulation 5(1) is published, all relevant information that is relevant to the improvement works;
(b)any further information which is relevant to the determination under regulation [F5812C(2)] above, and which only becomes available after the time that the public was given notice in accordance with regulation 5(1)(d), whether as a result of a request from the appropriate Authority under regulation 5(6) above or otherwise; and
(c)any further information which is relevant to the [F59conclusion reached under regulation 12(2)] above, and which becomes available after the time that the public notice was published in accordance with regulation 6(2) above.]
Textual Amendments
F57Reg. 13A inserted (25.6.2005) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2005 (S.I. 2005/1399), regs. 1, 3(6)
F58Word in reg. 13A(1)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 15(2) (with reg. 22)
F59Words in reg. 13A(1)(c) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 15(3) (with reg. 22)
13B.—(1) Where the site of the proposed improvement works is easily visible from a public highway, the requirements in regulations 5(1), 6(2), 10(1) to 10(3), [F6112A(6), 12B(6) and 12C(7)] to place a notice in at least two newspapers may instead be satisfied by—
(a)placing the notice in one such newspaper; and
(b)on the date on which that notice is first published, posting on the site in one or more places a notice containing the information specified in the regulation in question.
(2) Any notice of the kind referred to in paragraph (1)(b) shall—
(a)in relation to the information specified in regulation 5(1)(d), 10(2)(b) or [F6212B(6)], specify as the period within which representations may be made the period of not less than [F6330] days from the date on which the notice is first posted;
(b)be left in position for not less than seven consecutive days following the date on which the notice is first posted; and
(c)be affixed firmly to some object on the site in such a way as to be easily visible to, and readable by, members of the public without going on to the land.
(3) Where the requirements in regulation 5(1), 6(2), 10(1) to 10(3), [F6412A(6), 12B(6) or 12C(7)] as regards the placing of a notice in at least two newspapers are satisfied by the alternative means specified in paragraph (1), any reference in these Regulations—
(a)to a notice, being a notice published under or in accordance with any of those regulations, means the notice published under or in accordance with regulation 13B(1)(a); and
(b)to publication of such a notice (however expressed) is a reference to publication of the notice under or in accordance with regulation 13B(1)(a).]
Textual Amendments
F60Reg. 13B substituted (30.3.2006) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2006 (S.I. 2006/618), regs. 1, 2(3)
F61Words in reg. 13B(1) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 16(2) (with reg. 22)
F62Word in reg. 13B(2)(a) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 16(3)(a) (with reg. 22)
F63Word in reg. 13B(2)(a) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 16(3)(b) (with reg. 22)
F64Words in reg. 13B(3) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 16(4) (with reg. 22)
14.—(1) If a drainage body carries out improvement works–
(a)without complying with the requirements of these Regulations; or
(b)without the consent of the appropriate Authority under regulation [F6512C(2)] where a proposal is referred to that Authority under regulation [F6612B(2)], or in breach of a condition to which such consent is subject,
the appropriate Authority may apply to the Court for any of the following orders–
(i)that the drainage body shall not proceed further with the improvement works;
(ii)that the drainage body shall remove any work carried out;
(iii)that the drainage body shall reinstate the site in accordance with the reasonable requirements of the appropriate Authority.
(2) An order made under paragraph 1(ii) or (iii) above may provide that, if the drainage body fails to comply with the order within a specified period, the appropriate Authority may remove any work carried out and reinstate the site and may recover the reasonable costs and expenses of doing so from the drainage body as a debt due from that body.
(3) In this regulation, “the Court” means the County Court for the district in which improvement works are being carried out or the High Court.
Textual Amendments
F65Word in reg. 14(1)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 17(a) (with reg. 22)
F66Word in reg. 14(1)(b) substituted (16.5.2017) by The Environmental Impact Assessment (Land Drainage Improvement Works) (Amendment) Regulations 2017 (S.I. 2017/585), regs. 1(1), 17(b) (with reg. 22)
Commencement Information
I10Reg. 14 in force at 21.7.1999, see reg. 1(1)
15.—(1) Subject to paragraph (2) below, the Land Drainage Improvement Works (Assessment of Environmental Effects) Regulations 1988(4) and the Land Drainage Improvement Works (Assessment of Environmental Effects) (Amendment) Regulations 1995(5) are hereby revoked.
(2) Nothing in paragraph (1) above shall affect the continued application of the Land Drainage Improvement Works (Assessment of Environmental Effects) Regulations 1988(6) (hereinafter called “the 1988 Regulations ”) to any proposed improvement works in respect of which, before the date of coming into force of these Regulations, a drainage body–
(a)under paragraph (2) of regulation 3 of the 1988 Regulations, have considered whether those works are likely to have significant effects on the environment; and
(b)under paragraph (3) or (4) of that regulation, have published a notice of their intention to prepare or not to prepare an environmental statement, as the case may be.
(3) In article 3(12)(b) of the Town and Country Planning (General Permitted Development) Order 1995(7) for the words “the Land Drainage Improvement Works (Assessment of Environmental Effects) Regulations 1988” there shall be substituted the words “the Environmental Impact Assessment (Land Drainage Improvement Works) Regulations 1999”.
Commencement Information
I11Reg. 15 in force at 21.7.1999, see reg. 1(1)
Elliot Morley
Parliamentary Secretary, Ministry of Agriculture, Fisheries and Food
22nd June 1999
Signed by the authority of the Secretary of State for Wales
Jon Owen Jones
Parliamentary Under-Secretary of State, Welsh Office
22nd June 1999
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