- Latest available (Revised)
- Original (As adopted by EU)
Commission Implementing Regulation (EU) 2018/1624 of 23 October 2018 laying down implementing technical standards with regard to procedures and standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2016/1066 (Text with EEA relevance)
After exit day there will be three versions of this legislation to consult for different purposes. The legislation.gov.uk version is the version that applies in the UK. The EU Version currently on EUR-lex is the version that currently applies in the EU i.e you may need this if you operate a business in the EU.
The web archive version is the official version of this legislation item as it stood on exit day before being published to legislation.gov.uk and any subsequent UK changes and effects applied. The web archive also captured associated case law and other language formats from EUR-Lex.
This is the original version (as it was originally adopted).
a Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338). | |
b Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (Text with EEA relevance) (OJ L 335, 17.12.2009, p. 1). | |
Columns | Instructions |
---|---|
0010-0160 | Entity |
0010 | NameName of the entity. Official name as it appears in corporate acts, including the indication of the legal form. |
0020 | CodeCode of the entity. For institutions the code shall be the 20-digit, alphanumeric LEI code. For other entities the code shall be the 20-digit, alphanumeric LEI code, or if not available a code under a uniform codification applicable in the Union, or if not available a national code. The code shall be unique and used consistently across the templates. The code shall always have a value. |
0030 | LEI code20-digit, alphanumeric LEI code of the entity, where available. |
0040 | Entity TypeThe entity type, by sequential order of priority, shall be one of the following: a) ‘Credit institution’ This category shall cover credit institutions as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013, not including the entities referred to in Article 2(5) of Directive 2013/36/EUa; b) ‘Investment firm subject to the initial capital requirement laid down in Article 28(2) of Directive 2013/36/EU’ This category shall cover investment firms as defined in point (2) of Article 4(1) of Regulation (EU) No 575/2013 that are subject to the initial capital requirement laid down in Article 28(2) of Directive 2013/36/EU. c) ‘Investment firm not subject to the initial capital requirement laid down in Article 28(2) of Directive 2013/36/EU’ d) ‘Financial institution’ This category shall cover financial institutions as defined in point (26) of Article 4(1) of the Regulation (EU) No 575/2013, other than those classified as ‘holding company’ as described in point (e) below. e) ‘Holding company’ This category shall cover any of the following:
f) ‘Insurance undertaking’ This category shall cover insurance undertakings as defined in Article 13 of Directive 2009/138/EC of the European Parliament and of the Councilb. g) ‘Other entity type’, where the entity is not captured by any of the above mentioned categories. |
0050 | CountryThe ISO 3166-1-alpha-2 code of the country of incorporation of the entity, which may be a Member State or a third country. |
0060 | Included in the Prudential PerimeterReport the following abbreviations:
|
0070 | Article 7 CRR WaiverReport the following abbreviations:
|
0080 | Article 10 CRR WaiverReport the following abbreviations:
|
0090 | Total assetsTotal assets as defined for FINREP {F 01.01;380,010} |
0100 | Total Risk Exposure amountTotal risk exposure amount as defined for COREP (OF): {C 02.00;010;010} This item shall not be reported for entities that are not institutions and entities benefitting from a waiver in accordance with Article 7 or Article 10 of Regulation (EU) No 575/2013. |
0110 | Leverage ratio exposureTotal leverage ratio exposure as defined for COREP (LR): {C 47.00;290;010} This item shall not be reported for entities that are not institutions and entities benefitting from a waiver in accordance with Article 7 or Article 10 of Regulation (EU) No 575/2013. |
0120 | Accounting standardAccounting standards applied by the entity. Report the following abbreviations:
|
0130 | Contribution to total consolidated assetsThe amount that the Entity contributes to the total consolidated assets of the group the report refers to. |
0140 | Contribution to total consolidated risk exposure amountThe amount that the Entity contributes to the total consolidated risk exposure amount of the group the report refers to. |
0150 | Contribution to consolidated leverage ratio exposureThe amount that the Entity contributes to the total consolidated leverage ratio exposure of the group the report refers to. |
0160 | Relevant legal entityWhether the entity constitutes a relevant legal entity pursuant to the definition in Article 2 of this Regulation. |
0170-0210 | Direct parentDirect parent of the Entity. Only a direct parent that has more than 5 % of voting rights in the Entity shall be reported. If an entity has more than one direct parent, only the direct parent with the highest capital share – or voting share, if relevant – shall be reported. |
0140 | NameName of the direct parent of the entity. |
0150 | CodeThe code of the direct parent. For institutions the code shall be the 20-digit, alphanumeric LEI code. For other entities the code shall be the 20-digit, alphanumeric LEI code, or if not available a code under a uniform codification applicable in the Union, or if not available a national code. The code shall be unique and used consistently across the templates. The code shall always have a value. |
0160 | LEI code20-digit, alphanumeric LEI code of the entity, where available. |
0170 | Share capitalAmount of share capital held by the Direct parent in the Entity, excluding reserves. |
0180 | Voting rights in the EntityPercentage of voting rights held by the direct parent in the Entity. This information is only required if one share is not equal to one vote (hence voting rights are not equal to share capital). |
The Whole Regulation you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
The Schedules you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.
Would you like to continue?
Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.
Original (As adopted by EU): The original version of the legislation as it stood when it was first adopted in the EU. No changes have been applied to the text.
Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:
Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:
Click 'View More' or select 'More Resources' tab for additional information including: