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Commission Delegated Regulation (EU) 2016/2022Show full title
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients (Text with EEA relevance)
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Commission Delegated Regulation (EU) 2016/2022, Article 1 is up to date with all changes known to be in force on or before 04 October 2026. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2016 No. 2022 may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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Changes and effects yet to be applied to Article 1:
- Regulation revoked by 2023 c. 29 Sch. 1 Pt. 1 3
Article 1U.K.Information necessary for the registration
A third-country firm applying for the provision of investment services or performance of activities throughout the Union in accordance with the second subparagraph of Article 46(4) of Regulation (EU) No 600/2014 shall submit the following information to ESMA:
(a)
full name of the firm, including its legal name and any other trading name to be used by the firm;
(b)
contact details of the firm, including the head office address, telephone number and email address;
(c)
contact details of the person in charge of the application, including telephone number and email address;
(d)
website, where available;
(e)
national identification number of the firm, where available;
(f)
legal entity identifier (LEI) of the firm, where available;
(g)
Business Identifier Code (BIC) of the firm, where available;
(h)
name and address of the competent authority of the third country that is responsible for the supervision of the firm; where more than one authority is responsible for supervision, the details of the respective areas of competence shall be provided;
(i)
the link to the register of each competent authority of the third country, where available;
(j)
information on which investment services, activities, and ancillary services it is authorised to provide in the country where the firm is established;
(k)
the investment services to be provided and activities to be performed in the Union, together with any ancillary services.
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