Article 1Information necessary for the registration
A third-country firm applying for the provision of investment services or performance of activities throughout the Union in accordance with the second subparagraph of Article 46(4) of Regulation (EU) No 600/2014 shall submit the following information to ESMA:
- (a)
full name of the firm, including its legal name and any other trading name to be used by the firm;
- (b)
contact details of the firm, including the head office address, telephone number and email address;
- (c)
contact details of the person in charge of the application, including telephone number and email address;
- (d)
website, where available;
- (e)
national identification number of the firm, where available;
- (f)
legal entity identifier (LEI) of the firm, where available;
- (g)
Business Identifier Code (BIC) of the firm, where available;
- (h)
name and address of the competent authority of the third country that is responsible for the supervision of the firm; where more than one authority is responsible for supervision, the details of the respective areas of competence shall be provided;
- (i)
the link to the register of each competent authority of the third country, where available;
- (j)
information on which investment services, activities, and ancillary services it is authorised to provide in the country where the firm is established;
- (k)
the investment services to be provided and activities to be performed in the Union, together with any ancillary services.