Article 1Information necessary for the registration

A third-country firm applying for the provision of investment services or performance of activities throughout the Union in accordance with the second subparagraph of Article 46(4) of Regulation (EU) No 600/2014 shall submit the following information to ESMA:

  1. (a)

    full name of the firm, including its legal name and any other trading name to be used by the firm;

  2. (b)

    contact details of the firm, including the head office address, telephone number and email address;

  3. (c)

    contact details of the person in charge of the application, including telephone number and email address;

  4. (d)

    website, where available;

  5. (e)

    national identification number of the firm, where available;

  6. (f)

    legal entity identifier (LEI) of the firm, where available;

  7. (g)

    Business Identifier Code (BIC) of the firm, where available;

  8. (h)

    name and address of the competent authority of the third country that is responsible for the supervision of the firm; where more than one authority is responsible for supervision, the details of the respective areas of competence shall be provided;

  9. (i)

    the link to the register of each competent authority of the third country, where available;

  10. (j)

    information on which investment services, activities, and ancillary services it is authorised to provide in the country where the firm is established;

  11. (k)

    the investment services to be provided and activities to be performed in the Union, together with any ancillary services.