Council Regulation (EC) No 428/2009Show full title

[F1 ANNEX IIf U.K. [F2 RETAINED] GENERAL EXPORT AUTHORISATION No [F3 006] (referred to in Article 9(1) of this Regulation)

Textual Amendments

F1 Substituted by Commission Delegated Regulation (EU) 2020/1749 of 7 October 2020 amending Council Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items.

F2 Word in Annex 2f heading substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(a)(i) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F3 Word in Annex 2f heading substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(a)(ii) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

Chemicals U.K.

Part 1 –Items U.K.

This general export authorisation covers the following dual-use items specified in Annex I to this Regulation:

• 1C350:

  1.

  Thiodiglycol (CAS 111-48-8);

  2.

  Phosphorus oxychloride (CAS 10025-87-3);

  3.

  Dimethyl methylphosphonate (CAS 756-79-6);

  5.

  Methylphosphonyl dichloride (CAS 676-97-1);

  6.

  Dimethyl phosphite (DMP) (CAS 868-85-9);

  7.

  Phosphorus trichloride (CAS 7719-12-2);

  8.

  Trimethyl phosphite (TMP) (CAS 121-45-9);

  9.

  Thionyl chloride (CAS 7719-09-7);

  10.

  3-Hydroxy-1-methylpiperidine (CAS 3554-74-3);

  11.

  N,N-Diisopropyl-(beta)-aminoethyl chloride (CAS 96-79-7);

  12.

  N,N-Diisopropyl-(beta)-aminoethane thiol (CAS 5842-07-9);

  13.

  3-Quinuclidinol (CAS 1619-34-7);

  14.

  Potassium fluoride (CAS 7789-23-3);

  15.

  2-Chloroethanol (CAS 107-07-3);

  16.

  Dimethylamine (CAS 124-40-3);

  17.

  Diethyl ethylphosphonate (CAS 78-38-6);

  18.

  Diethyl-N,N-dimethylphosphoramidate (CAS 2404-03-7);

  19.

  Diethyl phosphite (CAS 762-04-9);

  20.

  Dimethylamine hydrochloride (CAS 506-59-2);

  21.

  Ethyl phosphinyl dichloride (CAS 1498-40-4);

  22.

  Ethyl phosphonyl dichloride (CAS 1066-50-8);

  24.

  Hydrogen fluoride (CAS 7664-39-3);

  25.

  Methyl benzilate (CAS 76-89-1);

  26.

  Methyl phosphinyl dichloride (CAS 676-83-5);

  27.

  N,N-Diisopropyl-(beta)-amino ethanol (CAS 96-80-0);

  28.

  Pinacolyl alcohol (CAS 464-07-3);

  30.

  Triethyl phosphite (CAS 122-52-1);

  31.

  Arsenic trichloride (CAS 7784-34-1);

  32.

  Benzilic acid (CAS 76-93-7);

  33.

  Diethyl methylphosphonite (CAS 15715-41-0);

  34.

  Dimethyl ethylphosphonate (CAS 6163-75-3);

  35.

  Ethyl phosphinyl difluoride (CAS 430-78-4);

  36.

  Methyl phosphinyl difluoride (CAS 753-59-3);

  37.

  3-Quinuclidone (CAS 3731-38-2);

  38.

  Phosphorus pentachloride (CAS 10026-13-8);

  39.

  Pinacolone (CAS 75-97-8);

  40.

  Potassium cyanide (CAS 151-50-8);

  41.

  Potassium bifluoride (CAS 7789-29-9);

  42.

  Ammonium hydrogen fluoride or ammonium bifluoride (CAS 1341-49-7);

  43.

  Sodium fluoride (CAS 7681-49-4);

  44.

  Sodium bifluoride (CAS 1333-83-1);

  45.

  Sodium cyanide (CAS 143-33-9);

  46.

  Triethanolamine (CAS 102-71-6);

  47.

  Phosphorus pentasulphide (CAS 1314-80-3);

  48.

  Di-isopropylamine (CAS 108-18-9);

  49.

  Diethylaminoethanol (CAS 100-37-8);

  50.

  Sodium sulphide (CAS 1313-82-2);

  51.

  Sulphur monochloride (CAS 10025-67-9);

  52.

  Sulphur dichloride (CAS 10545-99-0);

  53.

  Triethanolamine hydrochloride (CAS 637-39-8);

  54.

  N,N-Diisopropyl-(beta)-aminoethyl chloride hydrochloride (CAS 4261-68-1);

  55.

  Methylphosphonic acid (CAS 993-13-5);

  56.

  Diethyl methylphosphonate (CAS 683-08-9);

  57.

  N,N-Dimethylaminophosphoryl dichloride (CAS 677-43-0);

  58.

  Triisopropyl phosphite (CAS 116-17-6);

  59.

  Ethyldiethanolamine (CAS 139-87-7);

  60.

  O,O-Diethyl phosphorothioate (CAS 2465-65-8);

  61.

  O,O-Diethyl phosphorodithioate (CAS 298-06-6);

  62.

  Sodium hexafluorosilicate (CAS 16893-85-9);

  63.

  Methylphosphonothioic dichloride (CAS 676-98-2);

  64.

  Diethylamine (CAS 109-89-7).

  65.

  N,N-Diisopropylaminoethanethiol hydrochloride (CAS 41480-75-5)

• 1C450.a.:

  4.

  Phosgene: Carbonyl dichloride (CAS 75-44-5);

  5.

  Cyanogen chloride (CAS 506-77-4);

  6.

  Hydrogen cyanide (CAS 74-90-8);

  7.

  Chloropicrin: Trichloronitromethane (CAS 76-06-2);

• 1C450.b.:

  1.

  Chemicals, other than those specified in the MILITARY GOODS CONTROLS or in 1C350, containing a phosphorus atom to which is bonded one methyl, ethyl or propyl (normal or iso) group but not further carbon atoms;

  2.

  N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] phosphoramidic dihalides, other than N,N-Dimethylaminophosphoryl dichloride which is specified in 1C350.57;

  3.

  Dialkyl [methyl, ethyl or propyl (normal or iso)] N,N-dialkyl [methyl, ethyl or propyl (normal or iso)]-phosphoramidates, other than Diethyl-N,N-dimethylphosphoramidate which is specified in 1C350;

  4.

  N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethyl-2-chlorides and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethyl chloride or N,N-Diisopropyl-(beta)-aminoethyl chloride hydrochloride which are specified in 1C350;

  5.

  N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethane-2-ols and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethanol (CAS 96-80-0) and N,N-Diethylaminoethanol (CAS 100-37-8) which are specified in 1C350;

  6.

  N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethane-2-thiols and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethane thiol (CAS 5842-07-9) and N,N-Diisopropylaminoethanethiol hydrochloride (CAS 41480-75-5) which are specified in 1C350;

  8.

  Methyldiethanolamine (CAS 105-59-9).

Part 2 –Destinations U.K.

This authorisation is valid F4 ... for exports to the following destinations:

Textual Amendments

F4 Words in Annex 2f Pt. 2 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(b) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

• Argentine Republic,

• Iceland,

• Republic of Croatia,

• Republic of Korea,

• Republic of Turkey,

• Ukraine.

Part 3 –Conditions and requirements for use U.K.

1. This authorisation does not authorise the export of items where: U.K.

(1)

the exporter has been informed by the [F5 Secretary of State] that the items in question are or may be intended, in their entirety or in part:

(a)

for use in connection with the development, production, handling, operation, maintenance, storage, detection, identification or dissemination of chemical, biological or nuclear weapons or other nuclear explosive devices, or the development, production, maintenance or storage of missiles capable of delivering such weapons;

(b)

for a military end-use as defined in Article 4(2) of this Regulation where the purchasing country or country of destination is subject to an arms embargo imposed by F6 ... a decision of the Organization for Security and Co-operation in Europe or an arms embargo imposed by a binding resolution of the Security Council of the United Nations; or

(c)

for use as parts or components of military items listed in the national military list that have been exported from the [F7 United Kingdom] without authorisation or in breach of an authorisation prescribed by [F8 national legislation];

(2)

the exporter, under his obligation to exercise due diligence, is aware that the items in question are intended, in their entirety or in part, for any of the uses referred to in subparagraph 1;

(3)

the exporter, under his obligation to exercise due diligence, is aware that the items in question will be [F9 exported] to any destination other than those listed in Part 2 of this Annex or in Part 2 of Annex IIa F10 ...; or

(4)

the relevant items are exported to a customs-free zone or a free warehouse which is located in a destination covered by this authorisation.

Textual Amendments

F5 Words in Annex 2f Pt. 3 para. 1(1) substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(i) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F6 Words in Annex 2f Pt. 3 para. 1(1)(b) omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(ii) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F7 Words in Annex 2f Pt. 3 para. 1(1)(c) substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(iii)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F8 Words in Annex 2f Pt. 3 para. 1(1)(c) substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(iii)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F9 Word in Annex 2f Pt. 3 para. 1(3) substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(iv) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F10 Words in Annex 2f Pt. 3 para. 1(3) omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(iv) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

2. Exporters must mention the F11 ... reference number X002 and specify that the items are being exported under F11 ... General Export Authorisation [F12 006] in box 44 of the Single Administrative Document. U.K.

Textual Amendments

F11 Word in Annex 2f Pt. 3 para. 2 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(v) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F12 Word in Annex 2f Pt. 3 para. 2 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(v) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

3. Any exporter who uses this authorisation must notify the [F13 Secretary of State] of the first use of this authorisation no later than 30 days after the date when the first export took place or, alternatively, and in accordance with a requirement by the [F14 Secretary of State], prior to the first use of this authorisation. F15 ... U.K.

Reporting requirements attached to the use of this authorisation and additional information that the [F16 Secretary of State] might require on items exported under this authorisation are defined by [F17 the Secretary of State].

Textual Amendments

F16 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(vii)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F17 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(vii)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

[F18 The Secretary of State] may require exporters F19 ... to register prior to the first use of this authorisation. Registration shall be automatic and acknowledged by the [F20 Secretary of State] to the exporter without delay and in any case within 10 working days of receipt, subject to Article 9(1) of this Regulation.

Textual Amendments

F18 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(viii)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F19 Words in Annex 2f Pt. 3 para. 3 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(viii)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F20 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(viii)(cc) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

Where applicable the requirements set out in the second and third subparagraphs shall be based on those defined for the use of national general export authorisations granted by [F21 the Secretary of State].]

Textual Amendments

F21 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(ix) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

Textual Amendments

F13 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(vi)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F14 Words in Annex 2f Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(vi)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)

F15 Words in Annex 2f Pt. 3 para. 3 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(28)(c)(vi)(cc) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)