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Commission Regulation (EC) No 1041/2005 of 29 June 2005 amending Regulation (EC) No 2868/95 implementing Council Regulation (EC) No 40/94 on the Community trade mark (Text with EEA relevance)
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THE COMMISSION OF THE EUROPEAN COMMUNITIES,
Having regard to the Treaty establishing the European Community,
Having regard to Council Regulation (EC) No 40/94 of 20 December 1993 on the Community trade mark(1), and in particular Article 157 thereof,
Whereas:
(1) According to Regulation (EC) No 40/94, it is necessary to adopt technical measures to implement dispositions concerning the standard form for the searches reports, division of the application and registration, revocation of decisions, authorisations, and decisions taken by a single member of the Opposition or Cancellation Division.
(2) After 10 March 2008 the search system will remain compulsory for Community trade marks, but it should be made optional, subject to the payment of a fee, for searches in the trade mark registers of the Member States which notified their own decision to carry out a search. A standard form comprising essential elements for the search report is hereby laid out with a view to improving the quality and uniformity of such search reports.
(3) The declaration of division and registration must comply with the elements set out in the present regulation. The new ex officio revocation of a decision or an entry in the register by the Office for Harmonization in the Internal Market (trade marks and designs) (The Office) must comply with the specific procedure as established in the present regulation. The exceptional cases where an authorisation is mandatory are specified. A list of simple cases where a decision can be taken by a single member of the Opposition or Cancellation Divisions is provided for.
(4) Furthermore, existing rules should be amended in order to improve or clarify the procedure for registration. In addition, certain procedural points should be amended without changing the substance of the system.
(5) In order to cover the specificities and facilities of the e-filing procedure, the following provisions are amended: Rule 1(1)(c), Rule 3(2), Rule 61, Rule 72(4), Rule 79, Rule 82, Rule 89(1) and (2).
(6) The electronic filing and electronic publication of Community trade mark applications should facilitate the filing of trade marks in general and in particular enhance the filing of trade marks consisting of colours per se or sounds by means of a representation of the mark which is clear, precise, self-contained, easily accessible, intelligible, durable and objective. The technical conditions, in particular the data format for sound files, should be laid down by the President of the Office. E-filing of trade marks consisting of sounds can be accompanied by an electronic sound file and this file can be included in the electronic publication of the Community trade mark applications to facilitate public access to the sound itself.
(7) The provisions concerning the opposition procedure should be reframed completely as to specify the admissibility requirements, to specify clearly the legal consequences of deficiencies and to bring the provisions in the chronological order of the proceedings.
(8) Following the additional competence of the Office for the examination of the admissibility of conversion the refusal of a request for conversion may become partial in the sense that conversion can be acceptable for some Member States but inadmissible for others. In addition, some criteria to be used for examining absolute grounds by reference to the language of a Member State should be added.
(9) Regarding costs to be born by the losing party in opposition and cancellation procedures, reimbursable costs of the representation should be limited but the present maximum amounts should be increased slightly in view of the time elapsed since adoption of the Implementing Regulation. Where witnesses or experts are summoned, no such maximum rate should be provided but the reimbursable costs shall comprise the actual amounts those witnesses and experts can claim.
(10) Commission Regulation (EC) No 2868/95(2) should therefore be amended accordingly.
(11) The measures provided for in this Regulation are in accordance with the opinion of the Committee on Fees, Implementation Rules and the Procedure of the Boards of Appeal of the Office for Harmonization in the Internal Market (trade marks and designs),
HAS ADOPTED THIS REGULATION:
Article 1 of Regulation (EC) No 2868/95 is amended as follows:
Rule 1(1) is amended as follows:
point (b) is replaced by the following:
the name, address and nationality of the applicant and the State in which he is domiciled or has his seat or an establishment. Names of natural persons shall be indicated by the persons family name and given name(s). Names of legal entities, as well as bodies falling under Article 3 of the Regulation, shall be indicated by their official designation and include the legal form of the entity, which may be abbreviated in a customary manner. The telephone numbers, fax numbers, electronic mail address and details of other data communications links under which the applicant accepts to receive communications may be given. Only one address shall, in principle, be indicated for each applicant. Where several addresses are indicated, only the address mentioned first shall be taken into account, except where the applicant designates one of the addresses as an address for service;’
in point (c), the following is added:
‘, or a reference to the list of the goods and services of a previous Community trade mark application;’
point (k) is replaced by the following:
the signature of the applicant or his representative in accordance with Rule 79;’
point (l) is added:
where applicable, the request of a search report referred to in Article 39(2) of the Regulation.’;
Rule 3 is amended as follows:
paragraph 2 is replaced by the following:
paragraphs 5 and 6 are replaced by the following:
Rule 4 is replaced by the following:
The fees payable for the application shall be:
the basic fee;
a class fee for each class exceeding three to which the goods or services belong according to Rule 2;
where applicable, the search fee.’;
The following Rule 5a is inserted:
The search reports shall be prepared using a standard form which contains at least the following information:
the name of the central industrial property offices that carried out the search;
the number of the trademark applications or registrations mentioned in the search report;
the date of application and if applicable date of priority of the trademark applications or registrations mentioned in the search report;
the date of registration of the trademarks mentioned in the search report;
the name and contact address of the holder of the trademarks applications or registrations mentioned in the search report;
a representation of the trademarks applied for or registered mentioned in the search report;
an indication of the classes, according to the Nice Classification, for which the earlier national trademarks are applied for or registered or of the goods and services for which the trademarks mentioned in the search report are either applied for or registered.’;
In Rule 6(1) the following sentence is added:
‘If the previous application is a Community trade mark application, the Office shall ex officio include a copy of the previous application in the file of the Community trade mark application.’;
Rule 8(2) is replaced by the following:
Rule 10 is replaced by the following:
Point (c) of Rule 12 is replaced by the following:
the reproduction of the mark, together with the elements and descriptions referred to in Rule 3; where the reproduction of the mark is in colour or contains colours, the publication shall be in colour and shall indicate the colour or colours making up the mark, as well as, where applicable, the colour code indicated’;
In Rule 13, point (c) of paragraph 1, and paragraph 2 are deleted;
The following Rule 13a is inserted:
the file number of the application;
the name and address of the applicant in accordance with Rule 1(1)(b);
the list of goods and services which shall form the divisional application, or, where the division into more than one divisional application is sought, the list of goods and services for each divisional application;
the list of goods and services which shall remain in the original application.
If the deficiencies are not remedied before the time limit expires, the Office shall refuse the declaration of division.
the period before a date of filing has been accorded;
the period of three months following the publication of the application provided for in Article 42(1) of the Regulation;
the period after the date of issue of the notification to pay the registration fee referred to in Rule 23(1).
Rules 15 to 20 are replaced by the following:
the file number of the application against which opposition is entered and the name of the applicant for the Community trade mark;
a clear identification of the earlier mark or earlier right on which the opposition is based, namely:
where the opposition is based on an earlier mark within the meaning of Article 8(2)(a) or (b) of the Regulation or where the opposition is based on Article 8(3) of the Regulation, the indication of the file number or registration number of the earlier mark, the indication whether the earlier mark is registered or an application for registration, as well as the indication of the Member States including, where applicable, the Benelux, in or for which the earlier mark is protected, or, if applicable, the indication that it is a Community trade mark;
where the opposition is based on a well-known mark within the meaning of Article 8(2)(c) of the Regulation, the indication of the Member State where the mark is well-known and either the indications referred to in point (i) or a representation of the mark;
where the opposition is based on an earlier right within the meaning of Article 8(4), an indication of its kind or nature, a representation of the earlier right, and an indication of whether this earlier right exists in the whole Community or in one or more Member States, and if so, an indication of the Member States;
the grounds on which the opposition is based, namely a statement to the effect that the respective requirements under Article 8(1), (3), (4) and (5) of the Regulation are fulfilled;
the filing date and, where available, the registration date and the priority date of the earlier mark, unless it is an unregistered well-known trade mark;
a representation of the earlier mark as registered or applied for; if the earlier mark is in colour, the representation shall be in colour;
the goods and services on which the opposition is based;
where the opposition is based on an earlier mark having a reputation within the meaning of Article 8(5) of the Regulation, an indication of the Member State in which, and the goods and services for which, the mark has a reputation;
as concerns the opposing party:
the name and address of the opposing party in accordance with Rule 1(1)(b);
where the opposing party has appointed a representative, the name and business address of the representative in accordance with Rule 1(1)(e);
where the opposition is entered by a licensee or by a person who is entitled under the relevant national law to exercise an earlier right, a statement to that effect and indications concerning the authorisation or entitlement to file the opposition.
an indication of the goods and services against which the opposition is directed; in the absence of such an indication the opposition shall be considered to be directed against all of the goods and services of the opposed Community trade mark application;
a reasoned statement setting out the main facts and arguments on which the opposition relies, and evidence to support the opposition.
Any notice of opposition and any document submitted by the opposing party, as well as any communication addressed to one of the parties by the Office prior to the expiry of the period referred to in Rule 18 shall be sent by the Office to the other party for purposes of informing of the introduction of an opposition.
if the opposition is based on a trade mark which is not a Community trade mark, evidence of its filing or registration, by submitting:
if the trade mark is not yet registered, a copy of the relevant filing certificate or an equivalent document emanating from the administration with which the trade mark application was filed; or
if the trade mark is registered, a copy of the relevant registration certificate and, as the case may be, of the latest renewal certificate, showing that the term of protection of the trade mark extends beyond the time limit referred to in paragraph 1 and any extension thereof, or equivalent documents emanating from the administration by which the trade mark was registered;
if the opposition is based on a well-known mark within the meaning of Article 8(2)(c) of the Regulation, evidence showing that this mark is well-known in the relevant territory;
if the opposition is based on a mark with reputation within the meaning of Article 8(5) of the Regulation, in addition to the evidence referred to in point (a) of this paragraph, evidence showing that the mark has a reputation, as well as evidence or arguments showing that use without due cause of the trade mark applied for would take unfair advantage of, or be detrimental to, the distinctive character or the repute of the earlier trade mark;
if the opposition is based on an earlier right within the meaning of Article 8(4) of the Regulation, evidence of its acquisition, continued existence and scope of protection of that right;
if the opposition is based on Article 8(3) of the Regulation, evidence of the opposing party's proprietorship and of the nature of his relationship with the agent or representative.
where the opposition is based on an application for registration pursuant to Article 8(2)(b) of the Regulation until a final decision is taken in that proceeding;
where the opposition is based on an application for registration for a geographical indication or designation of origin under Council Regulation (EEC) No 2081/92(3) until a final decision is taken in that proceeding; or
where a suspension is appropriate under the circumstances.’;
Rule 22 is replaced by the following:
Rule 24(2) is replaced by the following:
In Rule 25(1) point (c) is deleted;
The following Rule 25a is inserted:
the registration number;
the name and address of the proprietor of the trade mark in accordance with Rule 1(1)(b);
the list of goods and services which shall form the divisional registration, or, where the division into more than one divisional registration is sought, the list of goods and services for each divisional registration;
the list of goods and services which shall remain in the original registration.
If the deficiencies are not remedied before the time limit expires, the Office shall refuse the declaration of division.
In Rule 26(2), point (d) is deleted;
Rule 28(1) is amended as follows:
point (c) is deleted;
point (d) is replaced by the following:
an indication of the Member State or Member States in or for which the earlier mark is registered, the number and the filing date of the relevant registration, and the goods and services for which the earlier mark is registered;’
Rule 30 is replaced by the following:
the name of the person requesting renewal;
the registration number of the Community trade mark to be renewed;
if the renewal is requested for only part of the goods and services for which the mark is registered, an indication of those classes or those goods and services for which renewal is requested or those classes or those goods and services for which renewal is not requested, grouped according to the classes of the Nice classification, each group being preceded by the number of the class of that classification to which that group of goods or services belongs and presented in the order of the classes of that classification.
a basic fee;
a class fee for each class exceeding three in respect of which renewal is applied for; and
where applicable, the additional fee for late payment of the renewal fee or late submission of the request for renewal, pursuant to Article 47(3) of the Regulation, as specified in the Fees Regulation.
Where the fees paid are insufficient to cover all the classes of goods and services for which renewal is requested, such a determination shall not be made if it is clear which class or classes are to be covered. In the absence of other criteria, the Office shall take the classes into account in the order of classification.
Rule 31(3) and (4) is deleted;
Rule 32(4) is replaced by the following:
Rule 33 is amended as follows:
paragraph 1 is replaced by the following:
Rule 31(1)(c) shall not apply in respect of a request for registration of a right in rem, of a levy of execution or of insolvency proceedings;
Rule 31(1)(d) and (5) shall not apply where the request was made by the proprietor of the Community trade mark.’;
paragraph 2 is replaced by the following:
in paragraph 3, ‘Articles 19, 20 or 22’ is replaced by ‘Articles 19 to 22’ and ‘in paragraphs 1 and 2 above,’ is replaced by ‘in paragraph 1 of this Rule and in Rule 34(2)’.
paragraph 4 is replaced by the following:
Rule 34 is replaced by the following:
an exclusive licence;
a sub-licence in case where the licence is granted by a licensee whose licence is recorded in the Register;
a licence limited to only a part of the goods or services for which the mark is registered;
a licence limited to part of the Community;
a temporary licence.
Rule 35(3) is replaced by the following:
Point (c) of Rule 36(1) is deleted;
Rule 38 is amended as follows:
paragraph 1 is replaced by the following:
in paragraph 3, the following sentence is added:
‘Where the translation is not filed or filed late, the language of the proceedings shall remain unchanged.’;
Rule 39 is replaced by the following:
Rule 40 is amended as follows:
paragraph 1 is replaced by the following:
paragraph 4 is replaced by the following:
paragraph 5 is replaced by the following:
a new paragraph 6 is added:
Rules 44 and 45 are replaced by the following:
the name and the address of the applicant for conversion in accordance with Rule 1(1)(b);
the filing number of the Community trade mark application or the registration number of the Community trade mark;
the indication of the ground for conversion in accordance with Article 108(1)(a) or (b) of the Regulation;
the specification of the Member State or the Member States in respect of which conversion is requested;
where the request does not relate to all of the goods and services for which the application has been filed or for which the trade mark has been registered, the application shall contain an indication of the goods and services for which conversion is requested, and, where conversion is requested in respect of more than one Member State and the list of goods and services is not the same for all Member States, an indication of the respective goods and services for each Member State;
where conversion is requested pursuant to Article 108(6) of the Regulation, the application shall contain the indication of the date on which the decision of the national court has become final, and a copy of that decision; that copy may be submitted in the language in which the decision was given.
Where Article 108(2) of the Regulation applies, the Office shall reject the application for conversion as inadmissible only with respect to those Member States for which conversion is excluded under that provision.
Rule 47 is replaced by the following:
Where the application for conversion complies with the requirements of the Regulation and these Rules, the Office shall transmit the application for conversion and the data referred to in Rule 84(2), to the central industrial property offices of the Member States, including the Benelux Trade Mark Office, for which the application has been found admissible. The Office shall inform the applicant of the date of transmission.’;
In Rule 50(1) the following is added:
‘In particular, when the appeal is directed against a decision taken in opposition proceedings, Article 78a of the Regulation shall not be applicable to the time limits fixed pursuant to Article 61(2) of the Regulation.
Where the appeal is directed against a decision of an Opposition Division, the Board shall limit its examination of the appeal to facts and evidence presented within the time limits set in or specified by the Opposition Division in accordance with the Regulation and these Rules, unless the Board considers that additional or supplementary facts and evidence should be taken into account pursuant to Article 74(2) of the Regulation.’;
Rule 51 is replaced by the following:
The appeal fee shall only be reimbursed by order of either of the following:
the department whose decision has been impugned, where it grants revision pursuant to Article 60(1) or Article 60a of the Regulation;
the Board of Appeal, where it allows the appeal and considers such reimbursement equitable by reason of a substantial procedural violation.’;
Rule 53 is replaced by the following:
Where the Office becomes aware, of its own motion or at the instance of a party to the proceedings, of a linguistic error, error of transcription or obvious mistake in a decision, it shall ensure that error or mistake is corrected by the department or division responsible.’
The following Rule 53a is inserted:
Rule 59(4) is replaced by the following:
Rule 60 is replaced by the following:
the date of the proceedings;
the names of the competent officials of the Office, the parties, their representatives, and of the witnesses and experts who are present;
the applications and requests made by the parties;
the means of giving or obtaining evidence;
where applicable, the orders or the decision issued by the Office.
Rule 61 is amended as follows:
paragraph 1 is replaced by the following:
Rule 62 is amended as follows:
paragraph 1 is replaced by the following:
the second sentence of paragraph 2 is deleted;
In Rule 65(1), the second sentence is replaced by the following:
‘Notification shall be deemed to have been taken place on the date on which the communication was received by the telecopying device of the recipient.’;
Rule 66(1) is replaced by the following:
Rule 72(2) is replaced by the following:
Rule 72(4) is replaced by the following:
Rule 76 is amended as follows:
paragraphs 1 to 4 are replaced by the following:
paragraphs 8 and 9 are replaced by the following:
Rule 79 is amended as follows:
points (a) and (b) are replaced by the following:
by submitting a signed original of the document in question at the Office, such as by post, personal delivery, or by any other means;
by transmitting a document by telecopier in accordance with Rule 80;’
point (c) is deleted;
The following Rule 79a is inserted:
Where a document or an item of evidence is submitted in accordance with Rule 79 point (a) by a party in a proceeding before the Office involving more than one party to the proceedings, the document or item of evidence, as well as any annex to the document, shall be submitted in as many copies as the number of parties to the proceedings.’
Rule 80 is amended as follows:
paragraph 1 is replaced by the following:
in paragraph 3, the following sentence is added:
‘Where the communication has been sent by telecopier electronically, the indication of the name of the sender shall be equivalent to the signature.’;
paragraph 4 is deleted;
Rule 81 is deleted;
Rule 82 is amended as follows:
Rule 83 is replaced by the following:
filing an application for a Community trade mark, including where appropriate a request for the search report;
entering an opposition;
applying for revocation or declaration of invalidity;
applying for the registration of a transfer and the transfer form and transfer document provided for in Rule 31(5);
applying for the registration of a licence;
applying for the renewal of a Community trade mark;
making an appeal;
authorising a representative, in the form of an individual authorisation or a general authorisation;
submitting an international application or a subsequent designation under the Madrid Protocol to the Office.
forms established under the Trademark Law Treaty or pursuant to recommendations of the Assembly of the Paris Union for the Protection of Industrial Property;
with the exception of the form referred to in point (i) of paragraph 1, forms with the same content and format.
Rule 84 is amended as follows:
in Paragraph 2 point (d) is replaced by the following:
the name and address of the applicant;’
paragraph 3 is amended as follows:
point (i) is replaced by the following:
levy of execution pursuant to Article 20 of the Regulation and insolvency proceedings pursuant to Article 21 of the Regulation;’
the following points (w) and (x) are added:
the division of a registration pursuant to Article 48a of the Regulation and Rule 25a, together with the items referred to in paragraph 2 in respect of the divisional registration, as well as the list of goods and services of the original registration as amended;
the revocation of a decision or an entry in the Register pursuant to Article 77a of the Regulation, where the revocation concerns a decision or entry which has been published.’;
Rule 85(1) is replaced by the following:
Rule 89(1) and (2) is replaced by the following:
Where inspection takes place as provided for in paragraphs 3, 4 and 5, the request for inspection of the files shall not be deemed to have been made until the required fee has been paid. No fee is payable if inspection of technical means of storage takes place online.
Rule 91 is replaced by the following:
the application is rejected or withdrawn or is deemed to be withdrawn;
the registration of the Community trade mark expires completely pursuant to Article 47 of the Regulation;
the complete surrender of the Community trade mark is registered pursuant to Article 49 of the Regulation;
the Community trade mark is completely removed from the Register pursuant to Article 56(6) or Article 96(6) of the Regulation.’;
Rule 94 is amended as follows:
paragraph 3 is replaced by the following:
in paragraph 4, the words ‘the second sentence of Article 81(6)’ are replaced by ‘the third sentence of Article 81(6)’;.
paragraph 7 is replaced by the following:
where the party is not represented by a representative, travel and subsistence expenses of one party for one person for the outward and return journey between the place of residence or the place of business and the place where oral proceedings are held pursuant to Rule 56, as follows:
the cost of the first-class rail-fare including usual transport supplements where the total distance by rail does not exceed 800 km;
the cost of the tourist-class air-fare where the total distance by rail exceeds 800 km or the route includes a sea-crossing;
subsistence expenses as laid down in Article 13 of Annex VII to the Staff Regulations of Officials of the European Communities;
travel expenses of representatives within the meaning of Article 89(1) of the Regulation, at the rates provided for in point (a)(i) and (ii) of this Rule;
travel expenses, subsistence expenses, compensation for loss of earnings and fees to which witnesses and experts are entitled to be reimbursed pursuant to Rule 59(2), (3) or (4), to the extent that final liability lies with a party to the proceedings pursuant to Rule 59(5)(b);
cost of representation, within the meaning of Article 89(1) of the Regulation,
of the opposing party in opposition proceedings:
EUR 300;
of the applicant in opposition proceedings:
EUR 300;
of the applicant in proceedings relating to revocation or invalidity of a Community trade mark:
EUR 450;
of the proprietor of the trade mark in proceedings relating to revocation or invalidity of a Community trade mark:
EUR 450;
of the appellant in appeal proceedings:
EUR 550;
of the defendant in appeal proceedings:
EUR 550;
where an oral proceedings have taken place to which the parties have been summoned pursuant to Rule 56, the amount referred to in the points (i) to (vi) shall be incremented by EUR 400;
where there are several applicants or proprietors of the Community trade mark application or registration or where there are several opposing parties or applicants for revocation or declaration of invalidity who have filed the opposition or application for revocation or declaration of invalidity jointly, the losing party shall bear the costs referred to in point (a) for one such person only;
where the successful party is represented by more than one representative within the meaning of Article 89(1) of the Regulation, the losing party shall bear the costs referred to in points (b) and (d) of this Rule for one such person only;
the losing party shall not be obliged to reimburse the successful party for any costs, expenses and fees other than those referred to in points (a) to (f).’;
Rule 98 is replaced by the following:
where the translation is received by the Office after expiry of the relevant period for submitting the original document or the translation;
in the case of paragraph 1, where the certificate is not filed within the period specified.’;
Rule 100 is replaced by the following:
The cases in which pursuant to Article 127(2), or Article 129(2), of the Regulation a single member of the Opposition Division or of the Cancellation Division may take a decision shall be the following:
decisions on the apportionment of costs;
decisions to fix the amount of the costs to be paid pursuant to Article 81(6), first sentence, of the Regulation;
decisions to close the file or not to proceed to judgment;
decisions to reject an opposition as inadmissible before expiry of the period referred to in Rule 18(1);
decisions to stay proceedings;
decisions to join or separate multiple oppositions pursuant to Rule 21(1).’;
Paragraphs 1, 2 and 3 of Rule 101 are replaced by the following:
Rule 114 is amended as follows:
in paragraph 1 point (d) is replaced by the following:
the indications and elements referred to in Rule 15(2)(b) to (h).’;
in paragraph 2, the introductory phrase is replaced by the following:
‘Rules 15(1), (3) and (4) and 16 to 22 shall apply, subject to the following:’;
Point (c) of Rule 122(1) is replaced by the following:
the indications and elements referred to in Rule 44(1)(a), (c), (d), (e) and (f)’.
1.This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union.
2.In Article 1 point (1)(d), point (3), point (4) and point (7) shall apply from 10 March 2008, as shall the second part, commencing with the word ‘including’, of point (a) of Rule 83(1), set out at point 48 of Article 1 of this Regulation.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 29 June 2005.
For the Commission
Charlie McCreevy
Member of the Commission
OJ L 11, 14.1.1994, p. 1. Regulation as last amended by Regulation (EC) No 422/2004 (OJ L 70, 9.3.2004, p. 1).
OJ L 303, 15.12.1995, p. 1. Regulation as amended by Regulation (EC) No 782/2004 (OJ L 123, 27.4.2004, p. 88).
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