Railways Act 1993

67 Respective functions of the Regulator and the Director General of Fair Trading, and functions of the Monopolies Commission. E+W+S

(1) If and to the extent that he is requested by the Director General of Fair Trading (in this Part referred to as “the Director”) to do so, it shall be the duty of the Regulator to exercise the functions of the Director under Part III of the 1973 Act so far as relating to courses of conduct which are or may be detrimental to the interests of consumers of railway services, whether those interests are economic or interests in respect of health, safety or other matters; and references in that Part to the Director shall be construed accordingly.

(2) There are hereby transferred to the Regulator (so as to be exercisable concurrently with the Director)—

(a) the functions of the Director under sections 44 and 45 of the 1973 Act, and

(b) the functions of the Director under sections 50, 52, 53, 86 and 88 of that Act,

so far as relating to monopoly situations which exist or may exist in relation to the supply of railway services; and references in Part IV and sections 86, 88 and 133 of that Act to the Director shall be construed accordingly.

[F1 (3) The Regulator shall be entitled to exercise, concurrently with the Director, the functions of the Director under the provisions of Part I of the Competition Act 1998 (other than sections 38(1) to (6) and 51), so far as relating to—

(a) agreements, decisions or concerted practices of the kind mentioned in section 2(1) of that Act, or

(b) conduct of the kind mentioned in section 18(1) of that Act,

which relate to the supply of railway services.

(3A) So far as necessary for the purposes of, or in connection with, the provisions of subsection (3) above, references in Part I of the Competition Act 1998 to the Director are to be read as including a reference to the Regulator (except in sections 38(1) to (6), 51, 52(6) and (8) and 54 of that Act and in any other provision of that Act where the context otherwise requires).]

(4) Before either relevant authority (that is to say, the Regulator or the Director) first exercises in relation to any matter functions [F2 mentioned in]any of the following provisions, namely—

(a) paragraph (a) of subsection (2) above,

(b) paragraph (b) of that subsection, and

[F3 (c) subsection (3) above, [and]

F4 (d) paragraph 11 of Schedule 2 to the Deregulation and Contracting Out Act 1994,]

he shall consult the other relevant authority; and neither relevant authority shall exercise in relation to any matter functions [F2 mentioned in] any of those provisions if functions [F2 mentioned in] that provision have been exercised in relation to that matter by the other relevant authority [F5 and.]

(5) It shall be the duty of the Regulator, for the purpose of assisting the [Competition Commission]in carrying out an investigation on a reference falling within subsection (6) below, to give to the Commission—

(a) any information which is in his possession and which relates to matters falling within the scope of the investigation and—

(i) is requested by the Commission for that purpose; or

(ii) is information which in his opinion it would be appropriate for that purpose to give to the Commission without any such request; and

(b) any other assistance which the Commission may require and which it is within his power to give, in relation to any such matters;

and the Commission shall, for the purposes of carrying out any such investigation, take into account any information given to them for that purpose under this subsection.

(6) The references which fall within this subsection are—

(a) any reference made to the [ Competition Commission]by the Regulator by virtue of subsection (2) [F6 or (3)] above; and

(b) any reference made to the Commission by the Secretary of State under section 11 of the 1980 Act, if the person who is the subject of the reference is—

(i) the Board or a wholly owned subsidiary of the Board, or

(ii) a publicly owned railway company which supplies network services or station services.

(7) A copy of any report of the [ Competition Commission] on a monopoly reference which relates to the supply of railway services may be transmitted by the Commission to the Regulator, notwithstanding that the reference was made by a person other than the Regulator or that it could not have been made by him.

(8) If any question arises [F7 in any particular case as to the jurisdiction of the Regulator under any of the provisions mentioned in] subsection (2) or (3) above [F8 or paragraph 11 of Schedule 2 to the Deregulation and Contracting Out Act 1994]. . ., that question shall be referred to and determined by the Secretary of State; and no objection shall be taken to anything done under—

(a) Part IV or section 86 or 88 of the 1973 Act, or

[F9 (b) Part I of the Competition Act 1998 (other than sections 38(1) to (6) and 51),]

by or in relation to the Regulator on the ground that it should have been done by or in relation to the Director.

(9) Section 93B of the 1973 Act (offences of supplying false or misleading information to the Secretary of State, the Director General of Fair Trading or the [ Competition Commission] in connection with their functions under Parts IV, V, VI or VIII of the 1973 Act [F10 or under the 1980 Act]) shall have effect, so far as relating to functions exercisable by the Regulator by virtue of subsection (2) [F11 above and paragraph 1 of Schedule 10 to the Competition Act 1998], as if the reference in subsection (1)(a) of that section to the Director included a reference to the Regulator.

(10) Expressions used in this section and in the 1973 or 1980 Act have the same meaning in this section as they have in that Act.

Textual Amendments

F1 S. 67(3)(3A) substituted (26.11.1998 for specified purposes and otherwiseprosp.) for s. 67(3) by 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. II para. 6(5) (with s. 73); S.I. 1998/2750, art. 2

F2 Words in s. 67(4) substituted (3.1.1995) by 1994 c. 40, s. 12(7), 82(2), Sch. 4 para. 2(d)

F3 S. 67(4)(c) and word “and" immediately after it omitted (26.11.1998 for specified purposes and otherwiseprosp.) by virtue of 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. II para. 6(6) (with s. 73); S.I. 1998/2750, art. 2 and repealed (prosp.) by 1998 c. 41, ss. 74(3), 76(3), Sch. 14 Pt. I (with s. 73);

F4 In S. 67(4) para. (d) and word immediately before that inserted (3.1.1995) by 1994 c. 40, ss. 7, 82(2), Sch. 2 para. 12

F5 S. 67(4)(d) and word preceding it inserted (3.1.1995) by 1994 c. 40, ss. 7(2), 82(2), Sch. 2 para. 12

F6 Words in s. 67(6)(a) omitted (26.11.1998 for specified purposes and otherwiseprosp.) by virtue of 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. II para. 6(7) (with s. 73); S.I. 1998/2750, art. 2 and repealed (prosp.)by 1998 c. 41, ss. 74(3), 76(3), Sch. 14 Pt. I (with s. 73)

F7 Words in s. 67(8) substituted (3.1.1995) by 1994 c. 40, ss. 12(7), 82(2), Sch. 4 para. 4

F8 Words in s. 67(8) inserted (3.1.1995) by 1994 c. 40, ss. 7(2), 82(2), Sch. 2 para. 13

F9 S. 67(8)(b) substituted (26.11.1998 for specified purposes and otherwiseprosp.) by 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. II para. 6(8) (with s. 73); S.I. 1998/2750, art. 2

F10 Words in s. 67(9) omitted (26.11.1998 for specified purposes and otherwiseprosp.) by virtue of 1998 c. 41, ss. 66(5), 74(3), 76(3), Sch. 10 Pt. II para. 6(9)(a) (with s. 73); S.I. 1998/2750, art. 2 and repealed (prosp.) by 1998 c. 41, ss. 74(3), 76(3), Sch. 14 Pt. I (with s. 73)

F11 Words in s. 67(9) substituted (26.11.1998 for specified purposes and otherwiseprosp.) by 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. II para. 6(9)(b) (with s. 73); S.I. 1998/2750, art. 2

Modifications etc. (not altering text)

C1 S. 67(1) restricted (18.12.1996) by 1996 c. 61, s. 22(1)

C2 S. 67(2) applied (3.1.1995) by 1994 c. 40, s. 7(2), Sch. 2 para. 11(2)

C3 S. 67(3) restricted (26.11.1998 for specified purposes and otherwiseprosp.) by 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. II para. 6(1) (with s. 73); S.I. 1998/2750, art. 2

S. 67(3) restricted (prosp.) by 1996 c. 61, s. 22(3) (as substituted (prosp.) by 1998 c. 41, ss. 66(5), 76(3), Sch. 10 Pt. IV para. 16(3) (with s. 73)