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Financial Services Act 1986 (Repealed)
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Changes over time for: Section 41
Version Superseded: 01/12/2001
Alternative versions:
- 01/02/1991- Amendment
- 01/02/1991
Point in time - Stop date 01/12/2001- Amendment
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Financial Services Act 1986 (Repealed), Section 41 is up to date with all changes known to be in force on or before 14 May 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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41 Notification requirements.U.K.
(1)The Secretary of State may make regulations requiring a recognised investment exchange or recognised clearing house to give him forthwith notice of the occurrence of such events relating to the exchange or clearing house as are specified in the regulations and such information in respect of those events as is so specified.
(2)The Secretary of State may make regulations requiring a recognised investment exchange or recognised clearing house to furnish him at such times or in respect of such periods as are specified in the regulations with such information relating to the exchange or clearing house as is so specified.
(3)The notices and information required to be given or furnished under the foregoing provisions of this section shall be such as the Secretary of State may reasonably require for the exercise of his functions under this Act.
(4)Regulations under the foregoing provisions of this section may require information to be given in a specified form and to be verified in a specified manner.
(5)Where a recognised investment exchange—
(a)amends, revokes or adds to its rules or guidance; or
(b)makes, terminates or varies any clearing arrangements,
it shall within seven days give written notice to the Secretary of State of the amendment, revocation or addition or, as the case may be, of the matters mentioned in paragraph (b) above.
(6)Where a recognised clearing-house—
(a)amends, revokes or adds to its rules or guidance; or
(b)makes a change in the persons for whom it provides clearing services,
it shall within seven days give written notice to the Secretary of State of the amendment, revocation or addition or, as the case may be, of the change.
(7)Notice need not be given under subsection (5) or (6) above of the revocation of guidance other than such as is mentioned in section 37(2)(b) or 39(2)(b) above or of any amendment of or addition to guidance which does not result in or consist of such guidance as is there mentioned.
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