SCHEDULES

C1SCHEDULE 4 Requirements for Recognition of Investment Exchange

Annotations:
Modifications etc. (not altering text)
C1

Sch. 4 modified (1.3.1994) by S.I. 1994/188, reg. 4(a)

F2 Supplementary

Annotations:
Amendments (Textual)

6

1

The provisions of this Schedule relate to an exchange only so far as it provides facilities for the carrying on of investment business; and nothing in this Schedule shall be construed as requiring an exchange to limit dealings on the exchange to dealings in investments.

2

The references in this Schedule, and elsewhere in this Act, to ensuring the performance of transactions on an exchange are to providing satisfactory procedures (including default procedures) for the settlement of transactions on the exchange.