Decision to refuse a person’s application to register a low volume line under regulation 19,the person making the application,
Decision to cancel a product’s registration as a low volume line under regulation 20,the registered scheme producer for that product,
Decision as to the amount of registration fee payable by a scheme producer under regulation 65,the registered scheme producer,
Decision as to the amount of the handling payment payable to a return point operator under regulation 69,the return point operator,
Decision to cancel a person’s registration as a registered scheme producer under paragraph 6 of Schedule 1,the person whose registration is cancelled,
Decision to cancel a person’s registration as a mandatory return point operator under paragraph 4 of Schedule 2,the scheme retailer,
Decision to refuse an application for a return point exemption under paragraph 3 of Schedule 3,the person making the application,
Decision to refuse to renew a return point exemption under paragraph 6 of Schedule 3,the person making the application,
Decision to revoke a return point exemption under paragraph 9 of Schedule 3,the person whose exemption is revoked,
Decision to refuse a person’s application for authorisation to operate a return point under paragraph 4 of Schedule 4,the person making the application,
Decision to refuse a person’s application for authorisation as a take-back service provider under paragraph 7 of Schedule 4,the person making the application,
Decision to revoke a scheme supplier’s authorisation to operate a return point under paragraph 11 of Schedule 4,the person whose authorisation is revoked,
Decision to revoke a scheme retailer’s authorisation as a take-back service provider under paragraph 11 of Schedule 4,the person whose authorisation is revoked,
Column 1,Column 2,Column 3,Column 4,Column 5,
Requirement or act ,  FMP    (amount)  , VMP ,compliance notice ,enforcement undertaking ,
 Scheme producers ,,,,,
Regulation 12 and Part 1 of Schedule 1 (registration),No,Yes,Yes,Yes,
Regulation 14(1)(a) or (b) (requirement to make or keep records),No,Yes,Yes,Yes,
Providing information in response to a DMO information request under regulation 15, or in an application for registration under paragraph 2 of Schedule 1, or under paragraph 4 or 5 of Schedule 1, where— (a) the person providing the information knows it to be inaccurate, false or misleading in a material particular, (b) the person providing it does so recklessly and the information is inaccurate, false or misleading in a material way, (c) the person providing the information knows it to be incomplete in a material particular, or (d) the producer has not notified the deposit management organisation of a change to the relevant information.,No,Yes,Yes,Yes,
  Providing information in an application under regulation 19 for registration of a product line as a low volume line, where— (a) the person providing the information knows it to be false or misleading in a material particular, or (b) the person providing it does so recklessly and the information is false or misleading in a material particular.  ,No,Yes,Yes,Yes,
Regulation 22 (requirement to pay a registered scheme producer registration fee),No,Yes,Yes,Yes,
Regulation 23 (requirement to pay deposits to the deposit management organisation),No,Yes,Yes,Yes,
 Scheme suppliers ,,,,,
Regulation 24 (requirement to supply items from registered scheme producers),  Yes    (£1,000)  ,No,Yes,No,
Regulation 25(1)(a) (requirement for deposit item to carry the required item logo),  Yes    (£1,000)  ,No,Yes,No,
Regulation 25(1)(b) (requirement for deposit item to carry scheme return code),  Yes    (£1,000)  ,No,Yes,No,
Regulation 25(2) (requirement for scheme multipack to carry scheme packaging logo),  Yes    (£1,000)  ,No,Yes,No,
Regulation 26(1) (requirement not to supply a registered low volume product carrying a scheme logo or scheme return code),  Yes    (£1,000)  ,No,Yes,No,
Regulation 27(1) or (6) (requirement to provide or display, or provide for display, the Scheme information),  Yes    (£1,000)  ,No,Yes,No,
Regulation 28(1) (requirement to provide or display, or provide for display, the RLVP information),  Yes    (£500)  ,No,Yes,No,
Regulation 29(1) (requirement for scheme supplier to charge a deposit), where the scheme supplier is a scheme retailer,  Yes    (£1,000)  ,No,Yes,No,
Regulation 29(1) (requirement to charge a deposit), where the scheme supplier is not a scheme retailer,No,Yes,Yes,Yes,
Regulation 30(1) (requirement to display opt-out information),  Yes    (£500)  ,No,Yes,No,
Providing information in response to a DMO information request under regulation 31 where— a) the person providing the information knows it to be inaccurate, false or misleading in a material particular, (b) the person providing it does so recklessly and the information is inaccurate, false or misleading in a material particular, or (c) the person providing the information knows it to be incomplete in a material particular.,No,Yes,Yes,Yes,
 Return of returnable items ,,,,,
  Regulation 35(1)    (requirement to operate a return point)  ,  Yes    (£1,000)  ,No,Yes,No,
Regulation 35(5) and Schedule 2 (requirement to register, or renew registration, with the deposit management organisation as a mandatory return point operator),No,Yes,Yes,Yes,
Providing information under paragraph 2 or 4 of Schedule 2 where— (a) the person providing the information knows it to be false or misleading in a material particular, or (b) the person providing it does so recklessly and the information is false or misleading in a material particular.,No,Yes,Yes,Yes,
Failure to provide information under paragraph 7 of Schedule 3 (return point exemption: duty to notify deposit management organisation of change of circumstances),No,Yes,Yes,Yes,
Providing information under paragraph 2, 7 or 9 of Schedule 3 where— (a) the person providing the information knows it to be false or misleading in a material particular, or (b) the person providing it does so recklessly and the information is false or misleading in a material particular.,No,Yes,Yes,Yes,
Regulation 37(1) (requirement to display information where no return point is operated),  Yes    (£500)  ,No,Yes,No,
Regulation 40 (requirement to display information at a return point),  Yes    (£500)  ,No,Yes,No,
Regulation 41 (requirement to be a scheme retailer and registered with the deposit management organisation in order to provide a take-back service),  Yes    (£1,000)  ,No,Yes,No,
Regulation 42(1) or (5) (requirement to provide, display or provide for display, information about a take-back service),  Yes    (£500)  ,No,Yes,No,
Providing information in an application under paragraph 2, 3 or 6 of Schedule 4, where— (a) the person providing the information knows it to be false or misleading in a material particular, or (b) the person providing it does so recklessly and the information is false or misleading in a material particular.,No,Yes,Yes,Yes,
Paragraph 9 of Schedule 4 (duty to notify the deposit management organisation of a change in information),No,Yes,Yes,Yes,
Regulation 47(1), (2) or (3)(b) (requirements as to the payment of the total return amount),  Yes    (£500)  ,No,Yes,No,
Regulation 48(2) (requirement to notify DMO that total return amount to be paid by the DMO to a charity),  Yes    (£500)  ,No,Yes,No,
Regulation 49 (requirement to retain returnable items),  Yes    (£1,000)  ,No,Yes,No,
Regulation 50 (requirement to retain or return returnable items),  Yes    (£1,000)  ,Yes,Yes,Yes,
 The deposit management organisation ,,,,,
Regulation 48(3) (requirement to pay to a charity a sum equivalent to the total return amount),No,Yes,Yes,Yes,
Regulation 52(3) (requirement to comply with conditions of appointment),No,Yes,Yes,Yes,
Regulation 53(1) (requirement to act in accordance with operational plan),No,Yes,Yes,Yes,
Regulation 54(1) (requirement to submit annual report),No,Yes,Yes,Yes,
Regulation 55(1) and (2) (requirement to establish and maintain a reserve fund),No,Yes,Yes,Yes,
Regulation 56(1)(a) (scheme logo: requirement to issue),No,Yes,Yes,Yes,
Regulation 57 (requirement to publish scheme logo and scheme packaging logo),No,Yes,Yes,Yes,
Regulation 58 (scheme return code: code requirements),No,Yes,Yes,Yes,
  Regulation 68(1) (requirement to collect    returnable items from return point operators etc.)  ,No,Yes,Yes,Yes,
Regulation 68(2) and (3) (requirements to pay sums for returnable items),No,Yes,Yes,Yes,
Regulation 70 (requirement to make arrangements for recycling of in-scope material from refund items),No,Yes,Yes,Yes,
Regulation 71 (requirement to make arrangements for the recycling of in-scope material from items other than refund items),No,Yes,Yes,Yes,
Regulation 73 (requirement to make arrangements for the reuse of returned refund items),No,Yes,Yes,Yes,
Regulation 74 (requirement in relation to payments to NRW),No,Yes,Yes,Yes,
Regulation 75 (information about returns data),No,Yes,Yes,Yes,
Failure, without reasonable excuse, to comply with the obligation in regulation 84 (collection targets),No,Yes,Yes,Yes,
 Matters connected with enforcement ,,,,,
Regulation 87(3) (requirement to comply with an information notice), where the notice is given by a local weights and measures authority,  Yes    (£500)  ,No,Yes,No,
Providing information to a local weights and measures authority in response to an information notice under regulation 87 where— (a) the person providing the information knows it to be false or misleading in a material particular, or (b) the person providing it does so recklessly and the information is false or misleading in a material particular,  Yes    (£500)  ,No,Yes,No,
Regulation 87(3) (requirement to comply with an information notice), where the notice is given by NRW,No,Yes,Yes,Yes,
Providing information to NRW under regulation 87 where— (a) the person providing the information knows it to be false or misleading in a material particular, or (b) the person providing it does so recklessly and the information is false or misleading in a material particular,No,Yes,Yes,Yes,
Regulation 88(1) (obstructing or failing to assist an authorised person), where the authorised person was appointed by a local weights and measures authority,  Yes    (£1,000)  ,No,Yes,No,
Regulation 88(1) (obstructing or failing to assist an authorised person), where the authorised person was appointed by NRW,No,Yes,Yes,Yes,