SCHEDULEPrescribed offences
Provision creating offence | General nature of the offence | Amount of penalty |
|---|---|---|
Section 47 of the Act | Making false statements | An amount corresponding to two and a half times level 4 on the standard scale(1) |
Section 48 of the Act | Failure to submit an annual return | An amount corresponding to level 4 on the standard scale |
Section 49 of the Act | Failure to provide information | An amount corresponding to level 4 on the standard scale |
Regulation 7(3) and (5) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the statement of purpose | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 11(3) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the financial position of the service | An amount corresponding to level 4 on the standard scale |
Regulation 12(1) and (2) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements to have in place specified policies and procedures | An amount corresponding to level 4 on the standard scale |
Regulation 19(1), (2) and (3) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information about the service | An amount corresponding to two times level 4 on the standard scale |
Regulation 20(1) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of a service agreement | An amount corresponding to level 4 on the standard scale |
Regulation 35(1) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the fitness of staff | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 38(1) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information for staff | An amount corresponding to two times level 4 on the standard scale |
Regulation 59(1), (2) and (3) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the making and maintenance of records | An amount corresponding to two times level 4 on the standard scale |
Regulation 60(1), (2) and (4) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to notifications to the service regulator | An amount corresponding to two times level 4 on the standard scale |
Regulation 67(1) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 74(1) and (2) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report the adequacy of resources | An amount corresponding to two times level 4 on the standard scale |
Regulation 75(1) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider | An amount corresponding to two times level 4 on the standard scale |
Regulation 80(4) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of care review | An amount corresponding to two times level 4 on the standard scale |
Regulation 81(1) of the Service Providers Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of care and support | An amount corresponding to two times level 4 on the standard scale |
Regulation 84(1) and (3) of the Service Providers Regulations | Contravention of, or failure to comply with requirements in relation to the responsible individual’s duty to make notifications to the service regulator | An amount corresponding to two times level 4 on the standard scale |
(1) See section 37 of the Criminal Justice Act 1982 (c. 48) (“the 1982 Act”); at the date of the coming into force of these Regulations, level 4 on the standard scale is set at £2,500 (this figure may be increased by virtue of an amendment to the 1982 Act). | ||