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					<dc:identifier>http://www.legislation.gov.uk/wsi/2017/1264/regulation/39</dc:identifier><dc:title>The Regulated Services (Service Providers and Responsible Individuals) (Wales) Regulations 2017</dc:title><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:publisher>Statute Law Database</dc:publisher><dc:subject scheme="SIheading">SOCIAL CARE, WALES</dc:subject><dc:modified>2026-03-12</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2024-03-31</dct:valid>
					<dc:description>Part 1 of the Regulation and Inspection of Social Care (Wales) Act 2016 (“the Act”) introduces a new system of regulation of care and support services in Wales, replacing that established under the Care Standards Act 2000 (“the Care Standards Act”).</dc:description>
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					<ukm:SecondaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="secondary"/><ukm:DocumentMainType Value="WelshStatutoryInstrument"/><ukm:DocumentStatus Value="revised"/><ukm:DocumentMinorType Value="regulation"/></ukm:DocumentClassification><ukm:Year Value="2017"/><ukm:Number Value="1264"/><ukm:AlternativeNumber Category="W" Value="295"/><ukm:Made Date="2017-12-12"/><ukm:ComingIntoForce><ukm:DateTime Date="2018-04-02"/></ukm:ComingIntoForce><ukm:ISBN Value="9780348201819"/></ukm:SecondaryMetadata>
					

                    
									 
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				</ukm:Metadata><Secondary xmlns:leg="http://www.legislation.gov.uk/namespaces/legislation"><Body DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/body" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/body" NumberOfProvisions="91" RestrictStartDate="2024-03-31" RestrictExtent="E+W" TerritorialApplication="W"><Part DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/part/10" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/part/10" NumberOfProvisions="6" id="part-10" RestrictStartDate="2022-11-01" RestrictExtent="E+W" TerritorialApplication="W"><Number><Strong>PART 10</Strong></Number><Title>Requirements on service providers as to staffing</Title><P1group RestrictStartDate="2018-04-02" RestrictExtent="E+W" TerritorialApplication="W"><Title>Disciplinary procedures</Title><P1 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39" id="regulation-39"><Pnumber>39</Pnumber><P1para><P2 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/1" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/1" id="regulation-39-1"><Pnumber>1</Pnumber><P2para><Text>The service provider must put in place and operate a disciplinary procedure.</Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/2" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/2" id="regulation-39-2"><Pnumber>2</Pnumber><P2para><Text>The disciplinary procedure must include—</Text><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/2/a" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/2/a" id="regulation-39-2-a"><Pnumber>a</Pnumber><P3para><Text>provision for the suspension, and the taking of action short of suspension, of an employee, in the interests of the safety or well-being of people using the service;</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/2/b" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/2/b" id="regulation-39-2-b"><Pnumber>b</Pnumber><P3para><Text>provision that a failure on the part of an employee to report an incident of abuse, or suspected abuse, to an appropriate person, is grounds on which disciplinary proceedings may be instituted.</Text></P3para></P3></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3" id="regulation-39-3"><Pnumber>3</Pnumber><P2para><Text>For the purpose of paragraph (2)(b), an appropriate person is—</Text><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3/a" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3/a" id="regulation-39-3-a"><Pnumber>a</Pnumber><P3para><Text>the service provider,</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3/b" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3/b" id="regulation-39-3-b"><Pnumber>b</Pnumber><P3para><Text>the responsible individual,</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3/c" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3/c" id="regulation-39-3-c"><Pnumber>c</Pnumber><P3para><Text>an officer of the service regulator,</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3/d" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3/d" id="regulation-39-3-d"><Pnumber>d</Pnumber><P3para><Text>an officer of the local authority for the area in which the service is provided,</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3/e" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3/e" id="regulation-39-3-e"><Pnumber>e</Pnumber><P3para><Text>in the case of an incident of abuse or suspected abuse of a child, an officer of the National Society for the Prevention of Cruelty to Children, or</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/wsi/2017/1264/regulation/39/3/f" IdURI="http://www.legislation.gov.uk/id/wsi/2017/1264/regulation/39/3/f" id="regulation-39-3-f"><Pnumber>f</Pnumber><P3para><Text>a police officer.</Text></P3para></P3></P2para></P2></P1para></P1></P1group></Part></Body></Secondary></Legislation>