PART 22Service providers who are liquidated etc. or who have died

Appointment of liquidators etc.87

1

An appointed person must—

a

without delay, give written notification to the service regulator of their appointment and the reasons for their appointment;

b

within 28 days of their appointment, notify the service regulator of their intentions regarding the future operation of the service.

2

In this regulation—

  • appointed person” (“person a benodir”) has the same meaning as in section 30 of the Act;

  • the service” (“y gwasanaeth”) means the regulated service or services which the service provider to which the appointment relates is registered to provide.

Death of service provider88

1

Where a service provider who is an individual has died, the personal representatives of the individual must—

a

without delay, give written notification of the death to the service regulator;

b

within 28 days of the death, notify the service regulator of their intentions regarding the future operation of the service.

2

The personal representatives of the individual may act in the capacity of the service provider for a period not exceeding 28 days or for such longer period (not exceeding one year) as the service regulator may agree.

3

Where the personal representatives are acting in the capacity of the service provider in accordance with paragraph (2), Part 1 of the Act applies with the following modifications—

a

section 5 (requirement to register) does not apply;

b

in section 21(2) (responsible individuals) after paragraph (a) insert—

aa

where the personal representatives of a service provider who has died are acting in the capacity of the service provider, be one of the personal representatives;

4

In this regulation, “the service” means the regulated service or services which the service provider who has died was registered to provide at the time of their death.