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The Credit Institutions and Investment Firms (Miscellaneous Definitions) (Amendment) Regulations 2026

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  1. Introductory Text

  2. PART 1 Introduction

    1. 1.Citation, commencement and extent

  3. PART 2 Amendments to primary legislation

    1. 2.Financial Services and Markets Act 2000

    2. 3.In section 55PB (requirements relating to general meetings)—

    3. 4.For section 71I (sections 71B to 71H: interpretation) substitute— Sections...

    4. 5.In section 137J (rules about recovery plans: duty to consult),...

    5. 6.In section 143A (FCA investment firms), for subsection (1) substitute—...

    6. 7.In section 143B (other terms used in this Part), in...

    7. 8.In section 143E (powers to make rules applying to parent...

    8. 9.(1) Section 144B (terms used in this Part) is amended...

    9. 10.(1) Section 192O (interpretation) is amended as follows.

    10. 11.In section 192Q (application for approval or exemption)—

    11. 12.In section 237 (other definitions), in subsection (2), in the...

    12. 13.In section 342 (information given by auditor or actuary to...

    13. 14.In section 343 (information given by auditor or actuary to...

    14. 15.(1) Section 417 (definitions) is amended as follows.

    15. 16.In section 421A (meaning of “participating interest”), omit subsection (5)....

    16. 17.In Schedule 3 (EEA Passport Rights), in paragraph 5(c) (EEA...

    17. 18.After Schedule 19C (insurers in financial difficulties: enforcement of contracts),...

    18. 19.Banking Act 2009

  4. PART 3 Amendments to secondary legislation

    1. 20.The Financial Conglomerates and Other Financial Groups Regulations 2004

    2. 21.The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014

    3. 22.The Bank Recovery and Resolution (No. 2) Order 2014

    4. 23.The Securitisation Regulations 2024

  5. Signature

    1. SCHEDULE

      Insertion of Schedule 19D to the Financial Services and Markets Act 2000

  7. Explanatory Note

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