3. In this Part “the 2006 Act” means the Companies Act 2006(1).
4. In section 790EB of the 2006 Act (company’s duty to notify failure to comply with notices)—
(a) after subsection (1) insert—
“(1A) The notice must state the day on which the period mentioned in subsection (1) ends.
(1B) Where a company notifies the registrar that a person has failed to comply with a notice given by the company under section 790E or 790EA, the notice must state the person’s name.”;
(b)after subsection (2) insert—
“(3) In this section “name”, in relation to an individual, means their forename and surname.”.
5. In section 790EC of the 2006 Act (company’s duty to notify of late compliance with notices)—
(a)after subsection (1) insert—
“(1A) The notice must state the day on which the person complied.
(1B) Where a company notifies the registrar in relation to the late compliance by a person with a notice given by the company under section 790E or 790EA, the notice must state the person’s name.”;
(b)after subsection (2) insert—
“(3) In this section “name”, in relation to an individual, means their forename and surname.”.
6. After section 790EC of the 2006 Act insert—
(1) A company that has issued a restrictions notice under paragraph 1(3) of Schedule 1B must notify the registrar.
(2) The notice must state the date on which the restrictions notice was given.
(3) The notice must be given within the period of 14 days beginning with the day on which the restrictions notice was given.
(4) In this section “restrictions notice” has the meaning given in paragraph 1(2) of Schedule 1B.
(1) A company that has given a withdrawal notice must notify the registrar.
(2) The notice must state the date on which the withdrawal notice was given.
(3) The notice must be given within the period of 14 days beginning with the day on which the withdrawal notice was given.
(4) In this section “withdrawal notice” means a notice given by a company under paragraph 11 of Schedule 1B.
(1) Where a court makes an order under paragraph 8 of Schedule 1B directing that a relevant interest in a company cease to be subject to restrictions set out in a restrictions notice given by the company, the company must give notice to the registrar.
(2) The notice must state—
(a)that the court has made an order under paragraph 8 of Schedule 1B directing that a relevant interest in the company cease to be subject to restrictions in a restrictions notice, and
(b)the date of the order.
(3) The notice must be given within the period of 14 days beginning with the day on which the company is made aware of the court’s order.”.
7. In section 790F(1) of the 2006 Act (failure by company to comply with information duties), for “790EB or 790EC” substitute “790EB, 790EC, 790ED, 790EE or 790EF”.
8. For section 790LA(2) of the 2006 Act (duty to notify registrar of confirmed persons with significant control) substitute—
“(2) A notice under subsection (1) must—
(a)contain a statement of the required particulars, and
(b)state the date on which the company had confirmation as mentioned in that subsection.”.
9. For section 790LC(2) of the 2006 Act (duty to notify registrar of unconfirmed persons with significant control) substitute—
“(2) The notice must state—
(a)the matters mentioned in paragraph (a) and (b) of subsection (1), and
(b)the date on which the company first knew or had cause to believe that the person had become a registrable person or a registrable relevant legal entity in relation to the company.”.
10. For section 790LD(2) of the 2006 Act (duties to notify of changes in required particulars) substitute—
“(2) The notice must state—
(a)the change in the required particulars,
(b)the date on which the change occurred, and
(c)the date on which the company had confirmation as mentioned in subsection (1).”.
11. For section 790LE(3) of the 2006 Act (duty to notify of pre-incorporation changes in required particulars) substitute—
“(3) A notice under subsection (1) must state—
(a)the change in the required particulars,
(b)the date on which the change occurred, and
(c)the date on which the company had confirmation as mentioned in subsection (1).”.
12. In section 790LF(2) of the 2006 Act (duty to notify registrar when person ceases to have significant control)—
(a)for subsection (2) substitute—
“(2) A notice under subsection (1) must state—
(a)the person’s name,
(b)the date on which the person ceased to be a registrable person or a registrable relevant legal entity in relation to the company, and
(c)the date on which the company had confirmation as mentioned in subsection (1).”;
(b)after subsection (3) insert—
“(4) In this section “name” means, in relation to an individual, their forename and surname.”.
13.—(1) Section 790LG of the 2006 Act (notification of someone not becoming person with significant control on incorporation) is amended in accordance with this regulation.
(2) In subsection (1), after “knows” insert “or has cause to believe”.
(3) After subsection (1) insert—
“(1A) A notice under subsection (1) must state the date on which the company first knew or had cause to believe the matter mentioned in that subsection.”;
(4) In subsection (2), after “knowledge” insert “or cause to believe”.
14.—(1) Section 790LH of the 2006 Act (duty to notify registrar if company ceases to have persons with significant control) is amended in accordance with this regulation.
(2) In the heading, for “ceases to have” substitute “has no”.
(3) For subsection (1) substitute—
“(1) A company must give a notice to the registrar if it knows or has cause to believe that there is no person who is a registrable person or registrable relevant legal entity in relation to the company.”.
(4) After subsection (3) insert—
“(4) A company is not required to give a notice under this section if—
(a)the application for the registration of the company contained a statement of initial significant control stating that, on incorporation, there was no person who would become a registrable person or a registrable relevant legal entity in relation to the company, and
(b)the company has no cause to believe that at any time since its incorporation any person has become a registrable person or a registrable relevant legal entity in relation to the company.
(5) In this section “statement of initial significant control” means the statement referred to in section 12A (statement of initial significant control).”.