PART 3Financial restrictions

Amendment of regulation 15A (dealing with transferable securities or money-market instruments)6

In regulation 15A—

a

in paragraph (2B), for “by a relevant person” substitute—

by—

a

a relevant person;

b

a person, other than an individual, acting on behalf or upon the direction of a person falling within any of sub-paragraphs (a) to (c) of the definition of relevant person in regulation 15D(1)

b

in paragraph (2C)—

i

in sub-paragraph (b), after “sub-paragraph (a)” for “.” substitute “; or”;

ii

after sub-paragraph (b) insert—

c

a person, other than an individual, acting on behalf or at the direction of a person falling within sub-paragraph (a) or sub-paragraph (b).