SCHEDULE 3Provisions breach of which is an offence under regulation 23

Regulation 23

Annotations:
Commencement Information

I1Sch. 3 in force at 27.7.2021, see reg. 1(2)

F1Table 1

Regulation

Title of the regulation

5

Reprocessing of single-use devices

6

Requirement on health institutions relating to implanted devices

7

Provision of information relating to custom-made devices

9

Retention of documentation relating to conformity assessments and custom-made devices

10

UK(NI) indication under Regulation (EU) 2017/745

10B

Retention of documentation relating to conformity assessments

10C

UK(NI) indication under Regulation (EU) 2017/746

11

Ethical review of clinical investigations

12(1)

Prior authorisation of clinical investigations by the Secretary of State

14

Damage compensation in relation to clinical investigations

15

Retention of documentation relating to clinical investigations

17C

Ethical review of performance studies

17E

Damage compensation in relation to performance studies

17F

Retention of documentation relating to performance studies

Table 2

Article

Title of the article

5(1) to (3), (5)

Placing on the market and putting into service

6(1)-(3)

Distance sales

7

Claims

9(3), (4)

Common specifications

10 (except in paragraph 14, only the first sub-paragraph)

F2general obligations of manufacturers

11(1), (3), (6)

Authorised representative

12

Change of authorised representative

13

General obligations of importers

14

General obligations of distributors

15

Person responsible for regulatory compliance

16(3), (4)

Cases in which obligations of manufacturers apply to importers, distributors or other persons.

17(1)

Single-use devices and their reprocessing

18(1)

Implant card and information to be supplied to the patient with an implanted device

21(2)

Devices for special purposes

22(1), (3) to (5)

Systems and procedure packs

23(1)

Parts and components

25(1), (2)

Identification within the supply chain

F332(1) (except the second sentence of the third sub-paragraph), (2)

Summary of safety and clinical performance

52(1) to (4), (6) to (11), (13)

Conformity assessment procedures

53(3)

Involvement of notified bodies in conformity assessment procedures

58(1)

Voluntary change of notified body

62(1), (2) (only the first sub-paragraph), (3) (only the first sub-paragraph), (4), (5), (7)

General requirements regarding clinical investigations conducted to demonstrate conformity of devices

82(1)

Requirements regarding other clinical investigations

84

Post-market surveillance plan

85

Post-market surveillance report

F486 (except the second and third sentences of paragraph (2))

Periodic safety update report

89(1), (3) (only the second sub-paragraph),(5), (8)

Analysis of serious incidents and field safety corrective actions

94 (only the final paragraph)

Evaluation of devices suspected of presenting an unacceptable risk or other non-compliance

F5Table 3

Article

Title of the article

5(1) to (3), (5)

Placing on the market and putting into service

6(1) to (3)

Distance sales

7

Claims

9(3)

Common specifications

10 (except the second, third or fourth sub-paragraphs of paragraph 13)

General obligations of manufacturers

11(1), (3), (6)

Authorised representative

12

Change of authorised representative

13

General obligations of importers

14

General obligations of distributors

15

Person responsible for regulatory compliance

16(3), (4)

Cases in which obligations of manufacturers apply to importers, distributors or other persons

20(1)

Parts and components

22

Identification within the supply chain

29(1) (except the second sentence of the third sub-paragraph), (2)

Summary of safety and performance

48(1), (2), (3) (except the third sub-paragraph), (4) (except the second sub-paragraph), (7) (except the third sub-paragraph), (8) (except the second sub-paragraph), (9) and (10)

Conformity assessment procedures

49(3)

Involvement of notified bodies in conformity assessment procedures

53(1)

Voluntary change of notified body

57

General requirements regarding performance studies

58(1), (2), (4) (except the second sub-paragraph), (5), (6) and (8)

Additional requirements for certain performance studies

79

Post-market surveillance plan

80

Post-market surveillance report

81 (except the second and third sentences of paragraph (2))

Periodic safety update report

84(1), (3) (except the first sub-paragraph), (5) and (8)

Analysis of serious incidents and field safety corrective actions

89 (only the final paragraph)

Evaluation of devices suspected of presenting an unacceptable risk or other non-compliance