The National Security and Investment Act 2021 (Prescribed Form and Content of Notices and Validation Applications) Regulations 2021
1Citation, commencement and extent
2Interpretation
3Prescribed form and content of a mandatory notice
4Prescribed form and content of a voluntary notice
5Prescribed form and content of a validation application
SCHEDULE 1
PART 1Information required in a mandatory notice
1Notifying party name and contact details
2The acquirer’s address.
3Where the acquirer is an entity, the full name of...
4Where the acquirer has authorised a representative to submit the...
5Additional acquirers
6Related notifications
7Acquisition details
8The control thresholds set out in subsections (2), (5) and...
9The expected date of completion of the acquisition being notified....
10Regulatory approvals
11Details of the qualifying entity
12The qualifying entity’s address.
13If applicable, the qualifying entity’s website address.
14If known, the full name of an individual who holds...
15If the qualifying entity is registered in the United Kingdom,...
16If the qualifying entity is formed or recognised under the...
17A description of the activities which the qualifying entity carries...
18If known, a statement as to whether the qualifying entity...
19A statement as to whether the qualifying entity requires any...
20If known, a statement as to whether the qualifying entity...
21A statement as to whether the qualifying entity currently supplies,...
22If the qualifying entity supplies, or has supplied, goods or...
23A statement as to whether the qualifying entity currently, or...
24If the qualifying entity undertakes, or has undertaken, a research...
25A statement as to whether, if known, the qualifying entity...
26Ownership and structure of the qualifying entity
27The following details of the expected post-acquisition structure of the...
28A statement as to whether any non-United Kingdom government has...
29Details of the acquirer
30The acquirer’s nationality (for individuals) or country of incorporation or...
31Where the acquirer is an entity, the following information—
32A description of the activities that the acquirer carries out....
33A statement as to whether any non-United Kingdom government or...
34A statement of whether any non-United Kingdom government has a...
35A statement as to whether there will be any contractual...
36If applicable, the following information about the structure of the...
37Where the acquirer will be acquiring indirect control over the...
38A statement of whether the acquirer has a board of...
PART 2Declarations
39Form of Declaration A
40Form of Declaration B
SCHEDULE 2
PART 1Information required in a voluntary notice
1Notifying party name and contact details
2The notifying party’s full name.
3The notifying party’s address.
4Where the notifying party is an entity, the full name...
5Where the notifying party has authorised a representative to submit...
6Acquirer’s name and contact details
7If the notifying party is not the acquirer, the following...
8Where the acquirer is an entity, the full name, if...
9The control thresholds set out in subsections (2), (5) and...
10Where the acquirer has authorised a representative to accept service...
11Where there is more than one acquirer involved in this...
12Related notifications
13Acquisition details
14If applicable, the following information about any approvals from a...
15Details of the qualifying entity being acquired (to be provided in relation to an entity acquisition only)
16The qualifying entity’s address.
17If applicable, the qualifying entity’s website address.
18If known, the full name of an individual who holds...
19If the qualifying entity is registered in the United Kingdom,...
20If the qualifying entity is formed or recognised under the...
21A description of the activities or services the qualifying entity...
22If known, a statement as to whether the qualifying entity...
23If known, a statement as to whether the qualifying entity...
24If known, a statement as to whether the qualifying entity...
25If known, a statement as to whether the qualifying entity...
26If the entity does supply, or has supplied, goods or...
27If known, a statement as to whether the qualifying entity...
28If the qualifying entity undertakes, or has undertaken a research...
29If known, a statement as to whether, the qualifying entity...
30Ownership and structure of the qualifying entity
31The following details of the expected post-acquisition structure of the...
32If known, a statement as to whether any non-United Kingdom...
33Details of the qualifying asset being acquired (to be provided in relation to an asset acquisition only)
34The location of the qualifying asset.
35A description of the qualifying asset.
36If known, a statement as to whether the qualifying asset...
37If a licence is required to operate the qualifying asset...
38If known, a statement as to whether the qualifying asset...
39If known, a statement as to whether the qualifying asset...
40If known, a statement as to whether the qualifying asset...
41If known, in case of a qualifying asset which is...
42Specify the following information on the structure of the qualifying...
43If known, a statement as to whether any non-United Kingdom...
44If known, a statement as to whether there will be...
45Details of the acquirer
46A statement as to whether the acquirer is an individual...
47The country of incorporation or constitution (for entities) or the...
48If the acquirer is a qualifying entity registered in the...
49If the acquirer is formed or recognised under the law...
50A description of the acquirer’s main activities, products or services....
51If known, a statement as to whether any non-United Kingdom...
52If known, a statement as to whether any non-United Kingdom...
53If known, a statement as to whether there will be...
54If applicable, the following information about the structure of the...
55A statement as to whether any individual or entity is...
56A statement as to whether the acquirer has a board...
57Other
PART 2Declarations
58Form of Declaration A
59Form of Declaration B
SCHEDULE 3
PART 1Information required in a validation application
1Notifying party name and contact details
2Details of how the notifying party has been materially affected...
3A statement as to whether the information is provided by...
4The notifying party’s full name.
5The notifying party’s address.
6If applicable, where the notifying party is an entity, the...
7Where the notifying party has authorised a representative to submit...
8Acquirer’s name and contact details
9If the notifying party was not the acquirer, the following...
10Where the acquirer is an entity, the full name, if...
11Details of which of the control thresholds set out in...
12If the notifying party was not the acquirer, and the...
13Where there was more than one acquirer involved in the...
14Related notifications
15Acquisition details
16The areas of the economy as set out in the...
17The control thresholds set out in subsections (2), (5) and...
18The date that the notifiable acquisition completed.
19Regulatory approvals
20Details of the qualifying entity
21The qualifying entity’s address.
22If known, the full name of an individual who holds...
23If the qualifying entity is registered in the United Kingdom,...
24If the qualifying entity is formed or recognised under the...
25A description of the activities which the qualifying entity carries...
26If known, a statement of whether the qualifying entity is...
27If known, a statement as to whether the qualifying entity...
28If known, a statement as to whether the qualifying entity...
29If known, a statement as to whether the qualifying entity...
30If the entity does supply, or has supplied, goods or...
31If known, a statement as to whether the qualifying entity...
32If the qualifying entity undertakes, or has undertaken, a research...
33If known, a statement as to whether the qualifying entity...
34Ownership and structure of the qualifying entity
35The following details of the post-acquisition structure of the qualifying...
36If known, a statement as to whether any non-United Kingdom...
37Details of the acquirer
38The acquirer’s nationality (for individuals) or country of incorporation or...
39Where the acquirer is an entity, the following information—
40A description of the activities that the acquirer carries out....
41If known, a statement as to whether any non-United Kingdom...
42If known, statement whether any non-United Kingdom government has a...
43A statement as to whether there are any contractual arrangements...
44The following information about the structure of the acquirer which...
45Where the acquirer acquired indirect control over the qualifying entity,...
46A statement as to whether the acquirer has a board...
47Other
PART 2Declarations
48Form of Declaration A
49Form of Declaration B

2021 No. 1272

National Security

The National Security and Investment Act 2021 (Prescribed Form and Content of Notices and Validation Applications) Regulations 2021

Made

Laid before Parliament

Coming into force

The Secretary of State makes these Regulations in exercise of the powers conferred by sections 14(4), 16(3) and 18(4) of the National Security and Investment Act 20211.